广发证券(000776)公告正文

广发证券:H股公告

公告日期 2017-04-08

股份發行人的證券變動月報表


截至月份(日/月/年):                31/3/2017

致:香港交易及結算所有限公司


公司名稱                      廣發証券股份有限公司
呈交日期                      二零一七年四月七日

I. 法定股本變動

1. 普通股

(1) 股份代號: 01776          說明:                            H股


                                                        面值
                                                     (請註明貨         法定股本
                                       普通股數目        幣)          (請註明貨幣)

上月底結存                                見備註       不適用           見備註

增加/(減少)                            見備註                        見備註
(                  )

本月底結存                                見備註       不適用           見備註


(2) 股份代號      000776.SZ   說明:                            A股


                                                        面值
                                                     (請註明貨         法定股本
                                       普通股數目        幣)          (請註明貨幣)

上月底結存                                見備註       不適用           見備註

增加/(減少)                            見備註                        見備註
(                  )

本月底結存                                見備註       不適用           見備註
2. 優先股

股份代號:            不適用   說明:


                                                          面值
                                                       (請註明貨      法定股本
                                         優先股數目        幣)       (請註明貨幣)

上月底結存

增加/(減少)
(                 )

本月底結存



3. 其他類別股份

 股份代號:           不適用   說明:


                                                         面值
                                        其他類別股份數 (請註明貨      法定股本
                                             目           幣)        (請註明貨幣)

上月底結存

增加/(減少)
(                 )

本月底結存




本月底法定股本總額(請註明貨幣)                                    見備註
II. 已發行股本變動


                                     普通股數目                                   其他類別股份數
                              H股                 A股            優先股數目             目


上月底結存                1,701,796,200      5,919,291,464         不適用             不適用


本月增加/(減少)            沒有                沒有             不適用             不適用


本月底結存                1,701,796,200      5,919,291,464         不適用             不適用



III. 已發行股本變動詳情

股份期權(根據發行人的股份期權計劃)
股份期權計劃詳                                                               本月內因此發行的發 本月底因此可能發行
情,包括股東特                                                                行人新股份數目    的發行人新股份數目
別大會通過日期                            本月內變動
(日/月/年) 及可發
      行股份類別     授出             行使             註銷        失效
 1. 不適用




  (    /   /   )
               股
 (註 1)

 2. 不適用




  (    /   /   )
               股
 (註 1)

 3. 不適用




  (    /   /   )
               股
 (註 1)
                                                         總數 A. (普通股)         不適用
                                                                  (優先股)        不適用
                                                           (其他類別股份)         不適用

本月內因行使期權所得資金總額 (請註明貨幣)                        不適用
承諾發行將予上市的發行人股份的權證
                                                                                     本月內因此
                                                                                     發行的發行 本月底因此可
                                                                                     人新股份數 能發行的發行
權證說明                                                  本月內已行                     目     人新股份數目
(到期日 – 日/月/年)          面值貨幣       上月底面值       使        本月底面值
  1. 不適用



   (     / /       )
       股份代號 (如已上市)
       可發行股份類別
       (註 1)
       認購價
       股東特別大會通過日
       期 (如適用)
       (日/月/年)                (   /   /    )
 2.    不適用



   (     / /       )
       股份代號 (如已上市)
       可發行股份類別
       (註 1)
       認購價
       股東特別大會通過日
       期 (如適用)
       (日/月/年)                (   /   /    )
 3.    不適用



   (     / /       )
       股份代號 (如已上市)
       可發行股份類別
       (註 1)
       認購價
       股東特別大會通過日
       期 (如適用)
       (日/月/年)                (   /   /    )




 4.    不適用



   (     / /       )
       股份代號 (如已上市)
       可發行股份類別
       (註 1)
       認購價
       股東特別大會通過日
       期 (如適用)
       (日/月/年)                (   /   /    )

                                                              總數 B.   (普通股)     不適用
                                                                       (優先股)      不適用
                                                                (其他類別股份)       不適用
可換股票據(即可轉換為將予上市的發行人股份)
                                                                                        本月內
                                                                                      因此發行的 本月底因此可
                                                                                        發行人   能發行的發行
                                                 上月底     本月內已換股   本月底     新股份數目 人新股份數目
類別及說明                      發行貨幣       已發行總額       款額     已發行總額
  1. 不適用




      股份代號 (如已上市)
      可發行股份類別
      (註 1)
      認購價
      股東特別大會通過日
      期 (如適用)
      (日/月/年)            (    /   /     )
 2.   不適用




      股份代號 (如已上市)
      可發行股份類別
      (註 1)
      認購價
      股東特別大會通過日
      期 (如適用)
      (日/月/年)            (    /   /     )
 3.   不適用




      股份代號 (如已上市)
      可發行股份類別
      (註 1)
      認購價
      股東特別大會通過日
      期 (如適用)
      (日/月/年)            (    /   /     )




 4.   不適用




      股份代號 (如已上市)
      可發行股份類別
      (註 1)
      認購價
      股東特別大會通過日
      期 (如適用)
      (日/月/年)            (    /   /     )
                                                                  總數 C. (普通股)    不適用
                                                                           (優先股)   不適用
                                                                    (其他類別股份)    不適用
為發行將予上市的發行股份所訂立的任何其他協議或安排,包括期權(但不包括根據股份期權計劃發行的期
權)


                                                                          本月內              本月底
                                                                         因此發行的       因此可能發行的
                                                                      發行人新股份數目   發行人新股份數目
 詳情,包括股東特別大會通過日期 (日/月/年)(如適用)及可發行股
 份類別
 1. 不適用



                                                 (    /     /     )
                                                          股 (註 1)


 2.    不適用




                                                 (    /     /     )
                                                          股 (註 1)


 3.    不適用




                                                 (    /     /     )
                                                          股 (註 1)


                                            總數 D.       (普通股)        不適用
                                                          (優先股)        不適用
                                               (其他類別股份)             不適用
已發行股本的其他變動
                                                                                     本月內   本月底因此
                                                                                   因此發行     可能發行
                                                                                   的發行人     的發行人
                                                                                     新股份       新股份
     發行類別                                                                        數目         數目

                                           可發行股份類別 (註 1)    ________

                                           發行及配發日期:
1.   供股       價格:      請註明貨幣     (日/月/年)              ( / /       )

                                           股東特別大會通過日
                                           期:                    ( / /       )
                                           (日/月/年)                                不適用      不適用




                                           可發行股份類別 (註 1)    ________

                                           發行及配發日期:
2.   公開招股   價格:      請註明貨幣     (日/月/年)              ( / /       )

                                           股東特別大會通過日
                                           期:                    ( / /       )
                                           (日/月/年)                                不適用      不適用




                                           可發行股份類別 (註 1)    ________

                                           發行及配發日期:
3.   配售       價格:      請註明貨幣     (日/月/年)              ( / /       )

                                           股東特別大會通過日
                                           期:                    ( / /       )
                                           (日/月/年)                                不適用      不適用




                                           可發行股份類別 (註 1)    ________

                                           發行及配發日期:
4.   紅股發行                              (日/月/年)              ( / /       )

                                           股東特別大會通過日
                                           期:                    ( / /       )
                                           (日/月/年)                                不適用      不適用




                                           可發行股份類別 (註 1)    ________

                                           發行及配發日期:
5.   以股代息            價格:   請註明   (日/月/年)              ( / /       )
                                  貨幣
                                           股東特別大會通過日
                                           期:                    ( / /       )
                                           (日/月/年)
                                                                                     不適用      不適用
                                                                            本月內   本月底因此
                                                                          因此發行     可能發行
                                                                          的發行人     的發行人
                                                                            新股份       新股份
     發行類別                                                               數目         數目

                                  所購回股份類別 (註 1)    ________

                                  註銷日期:
6.   購回股份                     (日/月/年)              ( / /       )

                                  股東特別大會通過日
                                  期:                    ( / /       )
                                  (日/月/年)                                不適用      不適用




                                  所贖回股份類別 (註 1)    ________

                                  贖回日期:
7.   贖回股份                     (日/月/年)              ( / /       )

                                  股東特別大會通過日
                                  期:                    ( / /       )
                                  (日/月/年)                                不適用      不適用




                                  可發行股份類別 (註 1)    ________

                                  發行及配發日期:
                         請註明   (日/月/年)              ( / /       )
8.   代價發行   價格:
                         貨幣
                                  股東特別大會通過日
                                  期:                    ( / /       )
                                  (日/月/年)
                                                                            不適用      不適用




                                  可發行股份類別 (註 1)    ________

                                  發行及配發日期:
9.   資本重組                     (日/月/年)              ( / /       )

                                  股東特別大會通過日
                                  期:                    ( / /       )
                                  (日/月/年)                                不適用      不適用




                                  可發行股份類別 (註 1)    ________

                                  發行及配發日期:
10. 其他                 請註明   (日/月/年)              ( / /       )
                價格:
    (請註明)             貨幣
                                  股東特別大會通過日
                                  期:                    ( / /       )
                                  (日/月/年)
                                                                            不適用      不適用
                                                                                  本月內     本月底因此
                                                                                因此發行       可能發行
                                                                                的發行人       的發行人
                                                                                  新股份         新股份
 發行類別                                                                         數目           數目
                                                               總數 E. (普通股) 不適用
                                                                        (優先股) 不適用
                                                                 (其他類別股份) 不適用




本月普通股增加/(減少)總額(即 A 至 E 項的總和):                         (1)           不適用

                                                                             (2)           不適用

本月優先股增加/(減少)總額(即 A 至 E 項的總和):                                       不適用

本月其他類別股份增加/(減少)總額(即 A 至 E 項的總和):                                 不適用

(此數目應相等於上文第 II 項(「已發行股本變動」)內的相關數字。)
備註(如有):
1. 因本公司於中華人民共和國註冊成立,「法定股本」之概念不適用於本公司。




呈交者:____温家雄 (先生)__________________


職銜:______聯席公司秘書______________________
       (董事、秘書或其他獲正式授權的人員)




註:



1.     請註明股份類別 (如普通股、優先股或其他類別股份) 。


2.     如空位不敷應用,請附加指定的續頁。