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广发证券(000776)公告正文

广发证券:2018年第三季度报告全文

公告日期 2018-10-27
股票简称:广发证券 股票代码:000776
                             广发证券股份有限公司 2018 年第三季度报告全文




       广发证券股份有限公司

(A 股股票代码:000776   H 股股票代码:1776)


     二○一八年第三季度报告




              二○一八年十月




                                                                       1
                                              广发证券股份有限公司 2018 年第三季度报告全文




                            第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    本报告经公司第九届董事会第十二次会议审议通过。除下列董事外,其他

董事亲自出席了审议本次季报的董事会会议:

 未亲自出席董事姓名 未亲自出席董事职务 未亲自出席会议原因          被委托人姓名
       杨雄           独立非执行董事        工作原因                     汤欣

   公司负责人孙树明先生、主管会计工作负责人孙晓燕女士及会计机构负责人

(会计主管人员)王莹女士声明:保证本季度报告中财务报表的真实、准确、完整。




                                                                                        2
                                                                           广发证券股份有限公司 2018 年第三季度报告全文




                                       第二节 公司基本情况

一、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                       本报告期末                          上年度末              本报告期末比上年度末增减

总资产(元)                            392,531,913,925.05                 356,904,638,176.67                          9.98%

归属于上市公司股东的净资产
                                             85,890,718,762.87              84,854,202,526.34                          1.22%
(元)

                                                         本报告期比上年同期                               年初至报告期末比上
                                   本报告期                                       年初至报告期末
                                                                 增减                                         年同期增减

营业收入(元)                     3,740,171,128.46                     -23.88%       11,359,691,687.36              -25.60%

归属于上市公司股东的净利润
                                   1,255,407,390.22                     -39.23%        4,113,683,274.06              -35.39%
(元)

归属于上市公司股东的扣除非经
                                   1,145,288,898.29                     -42.79%        3,679,169,143.90              -40.09%
常性损益的净利润(元)

经营活动产生的现金流量净额
                                        --                        --                  27,562,593,243.40                       -
(元)

基本每股收益(元/股)                             0.16                  -40.74%                    0.54              -35.71%

稀释每股收益(元/股)                             0.16                  -40.74%                    0.54              -35.71%

加权平均净资产收益率                            1.48%     减少 1.03 个百分点                     4.79%     减少 3.05 个百分点

注 1:根据财政部发布的关于修订印发一般企业财务报表格式的通知及相关解读要求,利润表新增“资产处置收益”和“其
他收益”行项目,并需按规定调整可比期间的比较数据,财务报表相应调整了 2017 年同期合并及母公司报表“营业收入”
的口径,新口径下“营业收入”包含了“资产处置收益”和“其他收益”两个项目的金额,该项目金额原在营业外收支中列
示。除此之外,各项 2017 年同期数据均无变化。
注 2:本报告之财务数据基于中国企业会计准则编制。
注 3:除特别说明外,本报告之财务数据的货币单位为人民币元。


截止披露前一交易日的公司总股本:

截止披露前一交易日的公司总股本(股)                                                                            7,621,087,664

用最新股本计算的全面摊薄每股收益(元/股)                                                                                  0.54

归属于上市公司股东的每股净资产(元/股)                                                                                 11.27



非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                     单位:元

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                                                                       广发证券股份有限公司 2018 年第三季度报告全文


                         项目                               年初至报告期期末金额                   说明

非流动资产处置损益(包括已计提资产减值准备的冲销部分)                      965,556.41 主要是固定资产处置损益

计入当期损益的政府补助(与企业业务密切相关,按照国家统
                                                                        670,261,663.76 主要是财政奖励款
一标准定额或定量享受的政府补助除外)

除上述各项之外的其他营业外收入和支出                                      -8,963,526.60

其他符合非经常性损益定义的损益项目                                       -19,483,701.80 主要是内退人员薪酬

处置子公司产生的非经常性损益                                                313,040.90

减:所得税影响额                                                        161,552,087.20

    少数股东权益影响额(税后)                                           47,026,815.31

合计                                                                    434,514,130.16              --



对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
√ 适用 □ 不适用
本集团持有交易性金融工具和衍生金融工具产生的公允价值变动损益,持有交易性金融资产、债权投资、其他债权投资和其
他权益工具投资期间取得的投资收益,以及处置其他债权投资、交易性金融工具和衍生金融工具取得的投资收益不作为非经
常性损益项目,而界定为经常性损益项目,原因为:本集团作为证券经营机构,上述业务均属于本集团的正常经营业务。

本集团之子公司广发信德投资管理有限公司及广发乾和投资有限公司持有长期股权投资期间取得的投资收益以及处置长期
股权投资取得的投资收益不作为非经常性损益项目,而界定为经常性损益项目,原因为:广发信德投资管理有限公司的经营
范围主要包括投资管理,广发乾和投资有限公司的经营范围为项目投资、投资管理,上述业务均属于正常经营业务。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东和表决权恢复的优先股股东总数及前 10 名股东持股情况表

                                                                                                             单位:股

                                  151,608(其中,A 股股东 149,842       报告期末表决权恢复的优先股股东总
报告期末普通股股东总数                                                                                              0
                                  户,H 股登记股东 1,766 户)           数(如有)

                                                前 10 名股东持股情况

                                                                                     持有有限     质押或冻结情况
            股东名称                 股东性质         持股比例         持股数量      售条件的   股份
                                                                                                             数量
                                                                                     股份数量   状态

香港中央结算(代理人)有限公司   境外法人              22.31%       1,700,131,280         0

吉林敖东药业集团股份有限公司     境内一般法人          16.43%       1,252,297,867         0

辽宁成大股份有限公司             国有法人              16.40%       1,250,104,088         0

中山公用事业集团股份有限公司     境内一般法人           9.01%          686,754,216        0

华夏人寿保险股份有限公司-万     基金、理财产品等       2.99%          228,131,005        0


                                                                                                                    4
                                                                      广发证券股份有限公司 2018 年第三季度报告全文


能保险产品

中国证券金融股份有限公司          境内一般法人         2.99%          227,870,638     0

普宁市信宏实业投资有限公司        境内一般法人         1.91%          145,936,358     0          质押   144,000,000

香江集团有限公司                  境内一般法人         1.57%          119,286,246     0

中央汇金资产管理有限责任公司      国有法人             1.29%           98,149,700     0

九泰基金-浦发银行-九泰基金
-恒胜新动力分级 1 号资产管理     基金、理财产品等     0.59%           45,211,423     0
计划

                                         前 10 名无限售条件股东持股情况

                                                                                             股份种类
                     股东名称                    持有无限售条件股份数量
                                                                                股份种类                数量

香港中央结算(代理人)有限公司                             1,700,131,280     境外上市外资股             1,700,131,280

吉林敖东药业集团股份有限公司                               1,252,297,867      人民币普通股              1,252,297,867

辽宁成大股份有限公司                                       1,250,104,088      人民币普通股              1,250,104,088

中山公用事业集团股份有限公司                                   686,754,216    人民币普通股               686,754,216

华夏人寿保险股份有限公司-万能保险产品                         228,131,005    人民币普通股               228,131,005

中国证券金融股份有限公司                                       227,870,638    人民币普通股               227,870,638

普宁市信宏实业投资有限公司                                     145,936,358    人民币普通股               145,936,358

香江集团有限公司                                               119,286,246    人民币普通股               119,286,246

中央汇金资产管理有限责任公司                                    98,149,700    人民币普通股                98,149,700

九泰基金-浦发银行-九泰基金-恒胜新动力
                                                                45,211,423    人民币普通股                45,211,423
分级 1 号资产管理计划

注 1:公司 H 股股东中,非登记股东的股份由香港中央结算(代理人)有限公司代为持有;
注 2:上表中,香港中央结算(代理人)有限公司所持股份种类为境外上市外资股(H 股),其他股东所持股份种类均为人民
币普通股(A 股);
注 3:根据吉林敖东药业集团股份有限公司(以下简称“吉林敖东”)、辽宁成大股份有限公司(以下简称“辽宁成大”)和
中山公用事业集团股份有限公司(以下简称“中山公用”)分别于 2018 年 10 月 16 日公开披露的信息,截至 2018 年 9 月 30
日,吉林敖东持有公司 H 股 41,026,000 股,并通过其全资子公司敖东国际(香港)实业有限公司持有公司 H 股 36,868,800
股,合计 H 股 77,894,800 股,占公司总股本的 1.02%;辽宁成大通过其全资子公司辽宁成大钢铁贸易有限公司的全资子公
司成大钢铁香港有限公司持有公司 H 股 1,473,600 股,占公司总股本的 0.019%;中山公用通过其全资子公司公用国际(香
港)投资有限公司持有公司 H 股 100,904,000 股,占公司总股本的 1.32%。截至 2018 年 9 月 30 日,吉林敖东及其一致行动
人、辽宁成大及其一致行动人、中山公用及其一致行动人持有公司 A 股和 H 股占公司总股本的比例分别为 17.45%、16.42%、
10.34%;
注 4:辽宁成大报告期末的持股数量对比 2018 年 6 月底减少 50,000 股,主要原因系辽宁成大参与转融通业务;
注 5:根据香港联交所披露易公开披露信息,截至 2018 年 9 月 30 日,持有公司 H 股类别股份比例在 5%及以上的股东(除注
3 中“公用国际(香港)投资有限公司”外)情况如下:2018 年 9 月 27 日,BlackRock Inc.持有公司 H 股好仓共 86,256,884
股,占公司 H 股股本的 5.07%;持有公司 H 股淡仓共 694,800 股,占公司 H 股股本的 0.04%;2018 年 7 月 26 日,广发证券
股份有限公司工会委员会持有公司 H 股好仓共 120,185,200 股,占公司 H 股股本的 7.06%。上述股份均由香港中央结算(代

                                                                                                                      5
                                                                 广发证券股份有限公司 2018 年第三季度报告全文


理人)有限公司代为持有;
注 6:报告期末,以上 A 股股东不存在通过信用证券账户持有公司股份的情形;
注 7:报告期末,以上 A 股股东不存在进行约定购回交易的情形。


2、优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




                                                                                                           6
                                                                         广发证券股份有限公司 2018 年第三季度报告全文




                                              第三节 重要事项

 一、报告期主要财务数据、财务指标发生变动的情况及原因

 √ 适用 □ 不适用
                                                                                                                 单位:元

           项目          2018 年 9 月 30 日       2017 年 12 月 31 日    增减幅度                主要变动原因

交易性金融资产             90,808,214,741.09                         -              -   新金融工具准则分类变化的影响。

以公允价值计量且其变动
                                              -    63,238,922,628.55      -100.00%      新金融工具准则分类变化的影响。
计入当期损益的金融资产

衍生金融资产               18,684,722,501.78        5,450,741,845.31      242.79%       期末货币衍生工具增加。

应收款项                    5,687,243,370.95        3,509,676,183.22       62.04%       期末应收清算款增加。

债权投资                    9,734,130,063.71                         -              -   新金融工具准则分类变化的影响。

其他债权投资               74,133,087,468.11                         -              -   新金融工具准则分类变化的影响。

其他权益工具投资           12,078,946,962.93                         -              -   新金融工具准则分类变化的影响。

可供出售金融资产                              -    92,594,399,160.08      -100.00%      新金融工具准则分类变化的影响。

递延所得税资产                791,231,267.37          428,495,855.91       84.65%       期末应纳税暂时性差异减少。

交易性金融负债              2,800,873,085.54                         -              -   新金融工具准则分类变化的影响。

以公允价值计量且其变动
                                              -     4,853,999,224.14      -100.00%      新金融工具准则分类变化的影响。
计入当期损益的金融负债

衍生金融负债               21,874,672,346.59        5,439,112,526.83      302.17%       期末货币衍生工具增加。

卖出回购金融资产款         85,741,879,198.91       55,516,408,036.08       54.44%       期末银行间回购增加。

代理承销证券款                                -        53,999,996.80      -100.00%      期末代理承销证券款减少。

           项目           2018 年 1-9 月            2017 年 1-9 月       增减幅度                主要变动原因

利息净收入                    246,609,413.36          389,621,351.96       -36.71%      本期债券利息支出增加。

                                                                                        本期交易性及衍生金融资产公允价
公允价值变动收益           -1,946,250,622.70         -109,115,957.64                -
                                                                                        值变动所致。

汇兑收益                      -31,649,902.84           12,428,121.10                -   本期汇率变动影响。

资产处置收益                      963,715.34            1,874,809.27       -48.60%      本期固定资产处置收益减少。

其他收益                      685,117,854.45          388,022,634.16       76.57%       本期政府补助增加。

资产减值损失                       95,645.83           43,918,798.04       -99.78%      列报格式变化后不含预期信用损失。

信用减值损失                  148,139,190.93                         -              -   按新准则计提预期信用损失。

营业外收入                     11,444,086.61            7,058,470.36       62.13%       广发信德营业外收入增加。

营业外支出                     35,261,962.83           16,272,773.00       116.69%      本期捐赠支出增加。



                                                                                                                         7
                                                                    广发证券股份有限公司 2018 年第三季度报告全文


                                                                                本期利润总额的减少导致所得税费
所得税费用                  1,104,063,013.27    1,821,952,556.07     -39.40%
                                                                                用减少。

其他综合收益的税后净额        83,322,259.03     1,561,237,310.43     -94.66%    本期金融资产公允价值变动减少。

经营活动产生的现金流量                                                          主要为本期回购业务产生的现金流
                           27,562,593,243.40   -29,825,482,348.44           -
净额                                                                            入增加。

投资活动产生的现金流量                                                      -   主要为本期其他债权投资现金流出
                          -15,499,858,640.47    2,936,504,729.21
净额                                                                            增加。

筹资活动产生的现金流量                                                      -   主要为本期发行债券产生的现金流
                          -12,224,051,935.76    4,624,041,618.53
净额                                                                            入减少。




 二、重要事项进展情况及其影响和解决方案的分析说明

       1、营业网点变更

       截至 2018 年 9 月 30 日,公司共有分公司 20 家、证券营业部 264 家(其中 A 型 97 家,B 型 80 家,C

 型 87 家),分布于全国 31 个省、直辖市、自治区。报告期,公司共有 7 家营业部完成同城搬迁。

       2、公司于 2018 年 7 月 10 日披露了《关于参与发起设立广东股权交易中心股份有限公司的公告》。2013

 年 10 月,公司出资 3,250 万元,参与发起设立广东金融高新区股权交易中心有限公司(以下简称“粤股

 交”),持股比例为 32.50%。为落实《关于规范发展区域性股权市场的通知(国办发【2017】11 号)》及《区

 域性股权市场监督管理试行办法(证监会令第 132 号)》相关规定,根据广东省人民政府的批复意见,粤

 股交和广州股权交易中心有限公司(以下简称“广股交”)采用新设合并的方式共同发起设立广东股权交

 易中心股份有限公司,注册资本为人民币 31,098.31 万元。粤股交及广股交相应予以注销。公司以持有的

 粤股交股权作价出资参与发起设立广东股权交易中心股份有限公司,并持有该公司 37,374,805 股股份,

 持股比例为 12.0183%。有关详情请见公司于 2018 年 7 月 10 日在巨潮资讯网(www.cninfo.com.cn)和香

 港联交所披露易网站(www.hkexnews.hk)披露的相关公告。

       3、公司于 2018 年 8 月 17 日收到公司监事詹灵芝女士的书面辞职函,詹灵芝女士因合理安排退休生

 活的个人原因,申请辞去公司第九届监事会监事职务。根据《公司法》及《公司章程》规定,詹灵芝女士

 的辞职不会导致公司监事会成员低于法定最低人数,因此监事詹灵芝女士的辞职函送达公司时生效。公司

 将按法定程序补选新任监事。有关详情请见公司于 2018 年 8 月 18 日在巨潮资讯网(www.cninfo.com.cn)

 和香港联交所披露易网站(www.hkexnews.hk)披露的相关公告。

       4、公司于 2018 年 8 月 29 日召开第九届董事会第十次会议审议通过了《关于投行业务管理总部组织

 架构调整的议案》,同意将债券业务部划至投行业务管理总部统筹管理,作为一级部门。上述调整完成后,

 投行业务管理总部下设六个一级部门,分别是:投行综合管理部、投资银行部、兼并收购部、战略投行部、

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                                                         广发证券股份有限公司 2018 年第三季度报告全文


债券业务部、资本市场部。有关详情请见公司于 2018 年 8 月 30 日在巨潮资讯网(www.cninfo.com.cn)

和香港联交所披露易网站(www.hkexnews.hk)披露的相关公告。

    5、公司于 2018 年 8 月 29 日召开第九届董事会第十次会议审议通过了《关于调整公司向广发控股(香

港)有限公司增资方式的议案》,同意向全资子公司广发香港公司增资 52.37 亿港元,该 52.37 亿港元根

据实际情况可一次性增资或分批增资完成,资金来源为公司境外上市外资股(H 股)的募集资金;授权公

司经营管理层根据国家有关规定,全权办理与增资广发香港公司相关的具体事项。有关详情请见公司于

2018 年 8 月 30 日在巨潮资讯网(www.cninfo.com.cn)和香港联交所披露易网站(www.hkexnews.hk)披

露的相关公告。

    6、公司于 2018 年 9 月 5 日收到中国证券监督管理委员会(以下简称“中国证监会”)出具的《中国证

监会行政许可申请受理单》(181351 号),中国证监会依法对公司提交的《广发证券股份有限公司上市公司

非公开发行新股核准》行政许可申请材料进行了审查,认为该申请材料齐全,符合法定形式,决定对该行

政许可申请予以受理。公司本次非公开发行 A 股股票事项尚需中国证监会核准。公司将根据中国证监会对

该事项的审核进展情况及时履行信息披露义务。有关详情请见公司于 2018 年 9 月 6 日在巨潮资讯网

(www.cninfo.com.cn)和香港联交所披露易网站(www.hkexnews.hk)披露的相关公告。

    7、公司于 2018 年 9 月 14 日收到公司独立董事李延喜先生的书面辞职函,李延喜先生因希望投放更

多时间于其他事务的个人原因,申请辞去公司第九届董事会独立董事、董事会审计委员会委员及董事会薪

酬与提名委员会委员职务。根据《公司法》、《关于在上市公司建立独立董事制度的指导意见》及《公司章

程》规定,李延喜先生的辞职不会导致公司董事会成员低于法定最低人数,但将导致独立董事成员低于董

事会人数的三分之一。因此,李延喜先生的辞职申请将自公司召开股东大会选举产生新任独立董事并取得

证券公司董事任职资格及正式履职之日起生效。在此之前,李延喜先生仍将按照有关法律、行政法规和《公

司章程》的规定,继续履行公司独立董事、董事会审计委员会委员及董事会薪酬与提名委员会委员的职责。

公司董事会将按照有关规定尽快完成独立董事的补选工作。有关详情请见公司于 2018 年 9 月 15 日在巨潮

资讯网(www.cninfo.com.cn)和香港联交所披露易网站(www.hkexnews.hk)披露的相关公告。

    8、公司于 2018 年 9 月 18 日召开第九届董事会第十一次会议审议通过了《关于提名第九届董事会独

立董事候选人的议案》,同意提名范立夫先生为第九届董事会独立董事候选人。范立夫先生的证券公司独

立董事任职资格尚需取得证券监管部门的核准;在范立夫先生获得相关任职资格并正式履职前,独立董事

李延喜先生按照法律、行政法规及《公司章程》的规定继续履行职务。范立夫先生已经取得证券交易所的

上市公司独立董事资格证书,其独立董事候选人的任职资格和独立性已经深圳证券交易所备案审核无异议,

公司将提交股东大会审议。范立夫先生的简历以及有关详情请见公司于 2018 年 9 月 19 日在巨潮资讯网

(www.cninfo.com.cn)和香港联交所披露易网站(www.hkexnews.hk)披露的相关公告。

                                                                                                   9
                                                                      广发证券股份有限公司 2018 年第三季度报告全文


          9、公司于 2018 年 10 月 16 日收到公司股东吉林敖东、辽宁成大和中山公用提交的《关于提名第九届

     监事会监事候选人的函》,联合提名蓝海林先生为广发证券第九届监事会监事候选人。吉林敖东、辽宁成

     大和中山公用持有公司 A 股占公司总股本的比例分别为 16.43%、16.40%和 9.01%,合计持股比例超过 3%,

     根据《公司章程》和《股东大会议事规则》的相关规定,有权联合向公司提出临时提案。根据该临时提案,

     公司将蓝海林先生作为第九届监事会监事候选人,提交公司 2018 年第一次临时股东大会审议。有关详情

     请 见 公 司 于 2018 年 10 月 19 日 在 巨 潮 资 讯 网 ( www.cninfo.com.cn ) 和 香 港 联 交 所 披 露 易 网 站

     (www.hkexnews.hk)披露的相关公告。


     三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
     完毕的承诺事项

                        承诺类
  承诺事由     承诺方                              承诺内容                        承诺时间       承诺期限       履行情况
                          型
                              1、广发证券及其董事、监事和高级管理人员承诺,本次交
                              易完成后,广发证券作为公众公司将严格履行信息披露和投
                              资者教育方面的义务。上市后的广发证券除需满足一般上市
                              公司的信息披露要求外,将针对广发证券自身特点,在定期
                              报告中充分披露客户资产保护、风险控制、合规检查、创新
                              业务开展与风险管理等信息,强化对投资者的风险揭示。2、
                              广发证券及其董事、监事和高级管理人员承诺,将严格按照
                              《证券公司风险控制指标管理办法》的规定,完善风险管理
                              制度,健全风险监控机制,建立对风险的实时监控系统,加
              公司及          强对风险的动态监控,增强识别、度量、控制风险的能力,
股改承诺/收购
              公司股          提高风险管理水平。3、为避免与换股吸收合并后存续公司
报告书或权益                                                                                                     各承诺方
              东、董          发生同业竞争并为规范可能发生的关联交易,辽宁成大和吉
变动报告书中           其他承                                                                                    均严格履
              事、监事        林敖东作出如下承诺:①作为换股吸收合并后存续公司的第 2010.2.6           无
所作承诺/资产          诺                                                                                        行了承
              和高级          一大股东和第二大股东,保证现在和将来不经营与存续公司
重组时所作承                                                                                                     诺。
              管理人          业务相同的业务;亦不间接经营、参与投资与存续公司业务

              员              有竞争或可能有竞争的企业。同时保证不利用其股东的地位
                              损害存续公司及其它股东的正当权益。并且将促使其全资拥
                              有或其拥有 50%股权以上或相对控股的下属子公司遵守上述
                              承诺。②对于辽宁成大和吉林敖东及其关联方将来与存续公
                              司发生的关联交易,将严格履行上市公司关联交易的决策程
                              序,遵循市场定价原则,确保公平、公正、公允,不损害中
                              小股东的合法权益。4、辽宁成大、吉林敖东已分别出具《关
                              于保持延边公路建设股份有限公司独立性的承诺》,承诺保
                              证与本公司做到人员独立、资产独立、业务独立、财务独立、
                              机构独立。
首次公开发行
或再融资时所     无       无                          无                              无              无              无
作承诺

股权激励承诺     无       无                          无                              无              无              无

其他对公司中
小股东所作承     无       无                          无                              无              无              无

为广发资管提               为支持广发资管业务做大做强,满足其业务持续发展要求,               承诺期限自董事会 广发证券
             广发证 其他承
供净资本担保               同时提高公司的资金使用效率,公司对广发资管提供不超过 2015.9.29     决议公告日(2015 严格履行
             券     诺
承诺                       10 亿元人民币(含 10 亿元人民币,下同)的净资本担保承诺。             年 9 月 29 日)起至 了承诺。


                                                                                                                 10
                                                                        广发证券股份有限公司 2018 年第三季度报告全文


                              承诺期限自董事会决议公告日(2015 年 9 月 29 日)起至其            其净资本能够持续
                              净资本能够持续满足监管部门要求止。                                满足监管部门要求
                                                                                                止。
                                                                                                25 亿元人民币的净
                                                                                                资本担保承诺自董
                           为支持广发资管持续满足风险控制指标的监管要求,对广发
                                                                                                事会审议通过之日
                           资管提供新增不超过 30 亿元人民币(含 30 亿元人民币)的净
为广发资管提                                                                                    起至 2016 年 9 月 30 广发证券
             广发证 其他承 资本担保承诺,其中:25 亿元人民币的净资本担保承诺自
供净资本担保                                                                       2016.7.18    日止;5 亿元人民币 严格履行
             券     诺     董事会审议通过之日起至 2016 年 9 月 30 日止;5 亿元人民
承诺                                                                                            的净资本担保承诺 了承诺。
                           币的净资本担保承诺期直至其净资本能够持续满足监管部
                                                                                                期直至其净资本能
                           门要求止。
                                                                                                够持续满足监管部
                                                                                                门要求止。
承诺是否按时
               是
履行


     四、对 2018 年度经营业绩的预计

     预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
     □ 适用 √ 不适用


     五、证券投资情况

     □ 适用 √ 不适用


     六、委托理财

     □ 适用 √ 不适用


     七、衍生品投资情况

     □ 适用 √ 不适用


     八、报告期内接待调研、沟通、采访等活动登记表

          2018 年 7-9 月,除公众投资者日常电话沟通外,公司接待调研和参加业绩路演共 7 次,合计接待投资

     者约 50 名,具体如下表所示:

         接待时间          接待方式    接待对象类型                   接待对象                 调研的基本情况索引
     2018 年 7 月 1 日
                           电话沟通         个人         公众投资者                           公司经营发展情况
     -2018 年 9 月 30 日
     2018 年 7 月 3 日     实地调研         机构         腾跃基金                             公司经营发展情况
     2018 年 7 月 3 日     实地调研         机构         天风证券                             公司经营发展情况
     2018 年 7 月 5 日     业绩路演         机构         花旗 2018 年策略会议所邀请的投资者   公司战略及业务发展情况
     2018 年 7 月 12 日    实地调研         机构         东兴证券                             公司经营发展情况
                                                         广发证券 2018 年半年度业绩发布会所
     2018 年 8 月 30 日    业绩路演         机构                                              公司战略及业务发展情况
                                                         邀请的分析师和投资者
     2018 年 9 月 4 日     实地调研         机构         汇丰银行                             公司经营发展情况


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                                                                 广发证券股份有限公司 2018 年第三季度报告全文


                                                  瑞银 2018 中国 A 股研讨会所邀请的投
2018 年 9 月 4 日   业绩路演          机构                                              公司战略及业务发展情况
                                                  资者

注:公司接待上述机构投资者的投资者关系活动记录表在深交所网站(www.szse.cn)及巨潮资讯网(www.cninfo.com.cn)
上披露。


九、违规对外担保情况

     报告期,公司无违规对外担保情况。

十、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用




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                                                                    广发证券股份有限公司 2018 年第三季度报告全文




                                         第四节财务报表

一、财务报表

1、合并及母公司资产负债表

编制单位:广发证券股份有限公司                                             单位:人民币元         审计类型:未经审计
                                         2018 年 9 月 30 日                           2017 年 12 月 31 日
            资产
                                     合并数                公司数               合并数                 公司数
资产:
  货币资金                        56,972,199,370.76   43,648,963,644.11     56,910,758,509.16        45,586,357,496.66
  其中:客户存款                  44,454,410,089.99   36,223,040,699.25     48,356,454,197.43        41,823,553,682.67
  结算备付金                      17,655,428,586.20   15,036,958,723.94     17,652,948,318.56        15,865,647,091.64
  其中:客户备付金                14,426,307,641.95   11,961,871,134.78     14,313,291,768.94        12,717,075,160.88
  融出资金                        50,143,885,361.69   46,450,249,157.00     61,750,191,315.06        57,505,384,096.86
  交易性金融资产                  90,808,214,741.09   55,653,613,533.98                     -                        -
  以公允价值计量且其变动计入
                                                  -                    -    63,238,922,628.55        37,748,240,969.55
当期损益的金融资产
  衍生金融资产                    18,684,722,501.78      926,665,582.14      5,450,741,845.31            240,715,245.90
  买入返售金融资产                33,345,852,701.20   31,713,291,406.29     33,667,402,360.98         33,381,102,336.98
  应收款项                         5,687,243,370.95      588,216,728.19      3,509,676,183.22            688,725,510.44
  应收利息                         3,207,710,644.87    2,647,036,964.38      2,934,832,055.76          2,360,073,034.64
  存出保证金                       5,725,235,271.75    1,140,725,566.17      4,700,753,337.46            859,907,298.50
  债权投资                         9,734,130,063.71    9,043,747,152.91                     -                         -
  其他债权投资                    74,133,087,468.11   69,692,979,401.66                     -                         -
  可供出售金融资产                                -                   -     92,594,399,160.08         76,094,758,602.98
  长期股权投资                     4,800,244,170.11   17,458,642,605.55      4,336,479,926.70         17,280,638,246.44
  其他权益工具投资                12,078,946,962.93   12,027,123,461.37                     -                         -
  投资性房地产                        20,499,972.74       20,499,972.74         21,802,164.20             21,802,164.20
  固定资产                           862,874,156.57      620,998,296.90        940,624,652.33            692,824,536.66
  在建工程                         1,307,830,423.13    1,307,830,423.13      1,072,743,226.51          1,072,743,226.51
  无形资产                           548,145,564.89      497,844,229.47        593,086,353.96            545,343,432.88
  商誉                                 2,283,616.05                   -          2,169,175.75                         -
  递延所得税资产                     791,231,267.37      419,734,122.84        428,495,855.91            272,114,577.95
  其他资产                         6,022,147,709.15    2,616,593,295.70      7,098,611,107.17          2,491,333,972.16
资产合计                         392,531,913,925.05  311,511,714,268.47    356,904,638,176.67       292,707,711,840.95
法定代表人:孙树明                       主管会计工作负责人:孙晓燕                             会计机构负责人:王莹




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                                                                    广发证券股份有限公司 2018 年第三季度报告全文


1、合并及母公司资产负债表(续)

编制单位:广发证券股份有限公司                                          单位:人民币元             审计类型:未经审计
                                       2018 年 9 月 30 日                           2017 年 12 月 31 日
     负债和股东权益
                                 合并数                公司数                 合并数                   公司数
负债:
  短期借款                    5,991,265,749.22                      -       7,349,536,364.33                        -
  应付短期融资款             27,963,860,000.00      27,963,860,000.00      25,101,447,000.00        25,101,447,000.00
  拆入资金                    6,154,453,394.29       6,000,000,000.00       4,953,655,549.04         1,300,000,000.00
  交易性金融负债              2,800,873,085.54                      -                      -                        -
  以公允价值计量且其变动
                                             -                      -       4,853,999,224.14         1,659,501,990.00
计入当期损益的金融负债
  衍生金融负债               21,874,672,346.59         967,597,947.17       5,439,112,526.83           291,812,371.26
  卖出回购金融资产款         85,741,879,198.91      80,750,680,047.53      55,516,408,036.08        52,620,370,401.73
  代理买卖证券款             60,758,417,032.35      45,503,161,658.60      65,026,117,190.86        53,211,363,487.50
  代理承销证券款                             -                      -          53,999,996.80            53,999,996.80
  应付职工薪酬                5,067,941,795.78       3,634,466,781.44       7,050,313,008.23         5,230,121,496.63
  应交税费                      886,726,891.10         496,245,294.68       1,188,593,136.25           636,298,212.22
  应付款项                   10,815,649,920.44       2,333,761,651.01      10,615,613,630.43         1,021,992,322.17
  应付利息                    1,647,265,464.26       1,591,509,670.13       1,939,204,420.19         1,909,091,985.40
  预计负债                       33,360,000.00          33,360,000.00          33,360,000.00            33,360,000.00
  长期借款                    5,428,739,664.92                      -       4,525,492,111.80                        -
  应付债券                   65,488,862,866.40      65,488,862,866.40      72,672,720,280.85        72,672,720,280.85
  递延所得税负债                 81,717,626.89                      -          88,441,255.28                        -
  其他负债                    2,420,126,079.27         964,140,671.32       1,871,042,542.97           985,452,360.89
负债合计                    303,155,811,115.96     235,727,646,588.28     268,279,056,274.08       216,727,531,905.45
股东权益:
  股本                        7,621,087,664.00       7,621,087,664.00       7,621,087,664.00         7,621,087,664.00
  资本公积                   31,864,816,413.52      31,677,902,101.69      31,864,816,413.52        31,677,902,101.69
  其他综合收益                1,741,164,526.69       1,498,033,546.11       2,244,539,408.89         1,463,742,127.09
  盈余公积                    5,360,597,212.09       5,345,266,842.14       5,360,597,212.09         5,345,266,842.14
  一般风险准备               12,069,866,256.88      10,937,458,734.64      11,995,306,804.86        10,937,335,171.34
  未分配利润                 27,233,186,689.69      18,704,318,791.61      25,767,855,022.98        18,934,846,029.24
归属于母公司股东权益合计     85,890,718,762.87                             84,854,202,526.34
  少数股东权益                3,485,384,046.22                              3,771,379,376.25
股东权益合计                 89,376,102,809.09      75,784,067,680.19      88,625,581,902.59         75,980,179,935.50
负债和股东权益总计          392,531,913,925.05    311,511,714,268.47      356,904,638,176.67       292,707,711,840.95
法定代表人:孙树明                        主管会计工作负责人:孙晓燕                           会计机构负责人:王莹




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                                                                             广发证券股份有限公司 2018 年第三季度报告全文


2、合并及母公司本报告期利润表

编制单位:广发证券股份有限公司                                                             单位:人民币元        审计类型:未经审计
                                                            2018 年 7-9 月                                2017 年 7-9 月
                     项目
                                                     合并数               公司数                   合并数                 公司数
一、营业收入                                      3,740,171,128.46     2,106,193,878.62        4,913,353,540.55      3,055,061,555.61
手续费及佣金净收入                                2,094,900,992.95       986,036,015.83        2,832,252,599.48      1,735,565,450.64
  其中:经纪业务手续费净收入                        748,923,706.07       639,754,979.13        1,280,288,647.49      1,159,001,767.69
          投资银行业务手续费净收入                  359,141,773.76       317,215,454.38          565,116,542.65        528,475,847.22
          资产管理及基金管理业务手续费净收入        901,476,464.37                    -          917,904,400.40                      -
利息净收入                                           33,988,697.71        62,075,004.65             4,064,899.23        12,763,560.68
  其中:利息收入                                  2,071,814,323.92     1,794,328,851.46        2,016,621,380.99      1,799,377,897.38
          利息支出                                2,037,825,626.21     1,732,253,846.81        2,012,556,481.76      1,786,614,336.70
投资收益                                          2,846,243,812.20     1,258,347,415.32        1,858,747,984.27      1,264,002,304.71
其中:对联营企业和合营企业的投资收益                125,114,112.09       115,560,600.25           96,438,168.85          96,383,116.58
公允价值变动收益                                (1,456,385,282.58)     (204,899,099.23)          126,532,405.89           6,993,370.09
汇兑收益                                           (20,007,531.64)      (14,577,904.54)           (4,295,584.05)        (4,107,224.40)
资产处置收益                                            453,445.82           442,884.36               847,666.18            834,704.33
其他收益                                            233,525,886.94        13,868,120.58           85,144,779.02         34,737,843.33
其他业务收入                                          7,451,107.06         4,901,441.65           10,058,790.53           4,271,546.23
二、营业支出                                      2,041,427,539.28     1,213,347,113.27        2,192,635,429.77      1,469,889,683.87
税金及附加                                           22,773,004.95        15,297,117.61           29,839,174.66         22,348,292.62
业务及管理费                                      1,965,510,891.43     1,161,534,783.85        2,155,902,659.89      1,447,103,119.42
资产减值损失                                             70,645.81            12,500.01             6,459,531.40              4,208.01
信用减值损失                                         52,638,933.27        36,068,647.98                        -                     -
其他业务成本                                            434,063.82           434,063.82               434,063.82            434,063.82
三、营业利润                                      1,698,743,589.18       892,846,765.35        2,720,718,110.78      1,585,171,871.74
加:营业外收入                                        9,123,713.81           197,077.26             5,639,456.53          5,246,293.39
减:营业外支出                                       25,771,659.76        13,037,513.59             6,758,596.19          5,293,669.84
四、利润总额                                      1,682,095,643.23       880,006,329.02        2,719,598,971.12      1,585,124,495.29
减:所得税费用                                      375,746,996.95       137,116,325.21          520,948,195.06        326,181,261.03
五、净利润                                        1,306,348,646.28       742,890,003.81        2,198,650,776.06      1,258,943,234.26
(一)按经营持续性分类
    1.持续经营净利润                             1,306,348,646.28        742,890,003.81         2,198,650,776.06     1,258,943,234.26
    2.终止经营净利润                                            -                     -                        -                    -
(二)按所有权归属分类
    1.归属于母公司股东的净利润                   1,255,407,390.22                               2,065,809,146.89
    2.少数股东损益                                  50,941,256.06                                 132,841,629.17
六、其他综合收益的税后净额                         503,489,306.71        275,419,777.87           792,925,186.32       566,740,330.55
归属于母公司股东的其他综合收益的税后净额           524,113,803.91                                 762,286,133.71
(一)不能重分类进损益的其他综合收益               171,806,887.37        173,177,524.31                        -                    -
    1.其他权益工具投资公允价值变动                 171,806,887.37        173,177,524.31                        -                    -
(二)将重分类进损益的其他综合收益                 352,306,916.54        102,242,253.56           762,286,133.71       566,740,330.55
    1.权益法下可转损益的其他综合收益              (32,366,066.50)        (12,153,952.33)           14,691,676.65        14,774,866.33
    2.其他债权投资公允价值变动                     132,532,229.57        103,442,742.36                        -                    -
    3.其他债权投资信用减值准备                      10,953,463.53          10,953,463.53                       -                    -
    4.可供出售金融资产公允价值变动                              -                      -          868,714,393.34       551,965,464.22
    5.外币财务报表折算差额                         241,187,289.94                      -        (121,119,936.28)                    -
归属于少数股东的其他综合收益的税后净额            (20,624,497.20)                                  30,639,052.61
七、综合收益总额                                 1,809,837,952.99      1,018,309,781.68         2,991,575,962.38     1,825,683,564.81
  其中:归属于母公司股东的综合收益总额           1,779,521,194.13                               2,828,095,280.60
          归属于少数股东的综合收益总额              30,316,758.86                                 163,480,681.78
八、每股收益:
(一)基本每股收益(元/股)                                    0.16                                           0.27
(二)稀释每股收益(元/股)                                    0.16                                           0.27
法定代表人:孙树明                             主管会计工作负责人:孙晓燕                                    会计机构负责人:王莹




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                                                                             广发证券股份有限公司 2018 年第三季度报告全文


3、合并及母公司年初到报告期末利润表

编制单位:广发证券股份有限公司                                                                单位:人民币元        审计类型:未经审计
                                                            2018 年 1-9 月                                   2017 年 1-9 月
                     项目
                                                     合并数               公司数                      合并数                 公司数
一、营业收入                                     11,359,691,687.36     7,272,592,427.96           15,267,736,046.47     9,757,333,480.96
手续费及佣金净收入                                6,550,847,614.78     3,371,961,712.45            8,069,971,561.08     4,921,978,406.16
  其中:经纪业务手续费净收入                      2,728,822,020.25     2,421,689,763.07            3,303,790,690.82     2,987,990,100.25
          投资银行业务手续费净收入                  925,486,970.68       860,026,366.20            1,892,279,104.30     1,837,934,718.32
          资产管理及基金管理业务手续费净收入      2,762,584,968.81                    -            2,728,700,154.41                     -
利息净收入                                          246,609,413.36       316,388,718.98              389,621,351.96       470,788,457.09
  其中:利息收入                                  6,455,830,614.37     5,658,476,867.17            5,880,051,696.77     5,286,560,865.47
          利息支出                                6,209,221,201.01     5,342,088,148.19            5,490,430,344.81     4,815,772,408.38
投资收益                                          5,833,275,247.47     3,688,127,126.08            6,486,522,193.79     4,588,660,402.28
其中:对联营企业和合营企业的投资收益                376,821,528.80       298,124,268.03              298,327,685.99       257,525,267.38
公允价值变动收益                                (1,946,250,622.70)     (554,874,751.13)            (109,115,957.64)     (304,490,806.68)
汇兑收益                                           (31,649,902.84)      (12,535,592.22)               12,428,121.10        (2,478,232.73)
资产处置收益                                            963,715.34           951,702.89                1,874,809.27          1,823,380.41
其他收益                                            685,117,854.45       451,063,594.15              388,022,634.16        69,238,904.88
其他业务收入                                         20,778,367.50        11,509,916.76               28,411,332.75         11,812,969.55
二、营业支出                                      5,917,227,544.18     3,663,347,687.09            6,741,397,866.87     4,544,672,891.37
税金及附加                                           78,355,580.74        55,685,202.17               92,466,811.86        72,014,191.59
业务及管理费                                      5,689,334,935.22     3,485,508,280.14            6,603,710,065.51     4,470,388,610.92
资产减值损失                                             95,645.83            37,500.03               43,918,798.04            967,897.40
信用减值损失                                        148,139,190.93       120,814,513.29                           -                     -
其他业务成本                                          1,302,191.46         1,302,191.46                1,302,191.46          1,302,191.46
三、营业利润                                      5,442,464,143.18     3,609,244,740.87            8,526,338,179.60     5,212,660,589.59
加:营业外收入                                       11,444,086.61         2,324,505.14                7,058,470.36          6,643,660.96
减:营业外支出                                       35,261,962.83        21,740,182.24               16,272,773.00        12,210,728.65
四、利润总额                                      5,418,646,266.96     3,589,829,063.77            8,517,123,876.96     5,207,093,521.90
减:所得税费用                                    1,104,063,013.27       651,620,867.26            1,821,952,556.07     1,090,360,295.16
五、净利润                                        4,314,583,253.69     2,938,208,196.51            6,695,171,320.89     4,116,733,226.74
(一)按经营持续性分类
    1.持续经营净利润                             4,314,583,253.69      2,938,208,196.51            6,695,171,320.89     4,116,733,226.74
    2.终止经营净利润                                            -                     -                           -                    -
(二)按所有权归属分类
    1.归属于母公司股东的净利润                   4,113,683,274.06                                  6,367,235,868.81
    2.少数股东损益                                 200,899,979.63                                    327,935,452.08
六、其他综合收益的税后净额                          83,322,259.03            (7,225,541.19)        1,561,237,310.43     1,232,583,809.15
归属于母公司股东的其他综合收益的税后净额           104,272,132.78                                  1,372,488,824.87
(一)不能重分类进损益的其他综合收益             (329,354,666.94)      (327,999,448.33)                           -                    -
    1.其他权益工具投资公允价值变动               (329,354,666.94)      (327,999,448.33)                           -                    -
(二)将重分类进损益的其他综合收益                 433,626,799.72        320,773,907.14            1,372,488,824.87     1,232,583,809.15
    1.权益法下可转损益的其他综合收益              (60,217,397.59)       (22,119,908.92)               27,134,775.07        28,860,174.14
    2.其他债权投资公允价值变动                     139,246,630.69        331,295,526.85                           -                    -
    3.其他债权投资信用减值准备                      50,000,369.69         11,598,289.21                           -                    -
    4.可供出售金融资产公允价值变动                              -                     -            1,626,490,806.16     1,203,723,635.01
    5.外币财务报表折算差额                         304,597,196.93                     -            (281,136,756.36)                    -
归属于少数股东的其他综合收益的税后净额            (20,949,873.75)                                    188,748,485.56
七、综合收益总额                                 4,397,905,512.72      2,930,982,655.32            8,256,408,631.32     5,349,317,035.89
  其中:归属于母公司股东的综合收益总额           4,217,955,406.84                                  7,739,724,693.68
          归属于少数股东的综合收益总额             179,950,105.88                                    516,683,937.64
八、每股收益:
(一)基本每股收益(元/股)                                    0.54                                              0.84
(二)稀释每股收益(元/股)                                    0.54                                              0.84
法定代表人:孙树明                             主管会计工作负责人:孙晓燕                                       会计机构负责人:王莹




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                                                                                         广发证券股份有限公司 2018 年第三季度报告全文


4、合并及母公司年初到报告期末现金流量表

编制单位:广发证券股份有限公司                                                                          单位:人民币元              审计类型:未经审计
                                                                    2018 年 1-9 月                                      2017 年 1-9 月
                         项目
                                                           合并数                      公司数                  合并数                      公司数

一、经营活动产生的现金流量:

融出资金净减少额                                      11,753,311,528.55          11,022,992,211.62                          -                         -
收取利息、手续费及佣金的现金                          14,150,178,373.89              9,663,720,259.64     14,737,507,088.59        10,807,166,989.66
拆入资金净增加额                                       1,201,028,901.09              4,700,000,000.00        622,630,597.85                           -
代理承销证券收到的现金净额                                             -                            -        918,000,000.00              918,000,000.00
回购业务资金净增加额                                  30,501,948,948.44         29,707,899,657.51          3,204,351,743.83         2,947,756,087.59
收到其他与经营活动有关的现金                             918,763,734.78              1,820,087,302.79        707,251,380.58               89,514,669.88
经营活动现金流入小计                                  58,525,231,486.75         56,914,699,431.56         20,189,740,810.85        14,762,437,747.13
融出资金净增加额                                                       -                            -      1,221,803,953.85         1,018,733,417.67
购置交易性金融工具净减少额                            13,665,135,628.12         16,452,985,157.25                           -                         -
购置以公允价值计量且其变动计入当期损益的金融工具净
减少额
                                                                       -                            -     11,607,552,387.81         9,017,638,560.30
支付利息、手续费及佣金的现金                           2,596,606,714.70              2,332,995,655.19      2,585,157,829.45         2,398,499,787.33
拆入资金净减少额                                                       -                            -                       -       2,130,000,000.00
代理买卖证券支出的现金净额                             4,627,733,958.24              7,713,825,803.38     18,203,290,490.35        15,936,327,282.31
代理承销证券支出的现金净额                                53,999,996.80                53,999,996.80                        -                         -
支付给职工及为职工支付的现金                           5,803,923,925.39              4,176,676,207.11      5,706,395,702.06         4,297,381,146.82
支付的各项税费                                         2,819,379,081.66              1,363,527,396.98      3,050,446,294.84         2,031,136,666.03
支付其他与经营活动有关的现金                           1,395,858,938.44              1,171,041,044.44      7,640,576,500.93         5,150,760,464.35
经营活动现金流出小计                                  30,962,638,243.35         33,265,051,261.15         50,015,223,159.29        41,980,477,324.81
经营活动产生的现金流量净额                            27,562,593,243.40         23,649,648,170.41       (29,825,482,348.44)      (27,218,039,577.68)
二、投资活动产生的现金流量:

收回投资收到的现金                                     3,846,750,705.00              2,210,987,663.60        686,535,553.83                           -
处置可供出售金融资产净增加额                                           -                            -      1,902,212,911.85         1,959,872,497.26
取得投资收益收到的现金                                 2,613,853,614.86              2,242,858,834.94      2,514,329,743.23         2,198,076,698.79
处置固定资产、无形资产和其他长期资产收回的现金净额         1,202,062.67                 1,159,719.06           2,396,296.51                2,293,642.94
处置子公司及其他营业单位收到的现金净额                     5,694,230.53                             -                       -                         -
收到其他与投资活动有关的现金                                           -                            -          3,353,308.23                           -
投资活动现金流入小计                                   6,467,500,613.06              4,455,006,217.60      5,108,827,813.65         4,160,242,838.99
投资支付的现金                                           455,535,341.24                             -      1,927,360,713.97                           -
购置其他债权投资及其他权益工具投资净减少额            21,089,617,225.19         19,607,606,543.86                           -                         -
购建固定资产、无形资产和其他长期资产支付的现金           422,206,687.10               371,143,536.20         244,962,370.47              211,200,694.42
投资活动现金流出小计                                  21,967,359,253.53         19,978,750,080.06          2,172,323,084.44              211,200,694.42
投资活动产生的现金流量净额                           (15,499,858,640.47)      (15,523,743,862.46)          2,936,504,729.21         3,949,042,144.57
三、筹资活动产生的现金流量:

吸收投资收到的现金                                       122,447,300.00                             -        455,900,000.00                           -
其中:子公司吸收少数股东投资收到的现金                   122,447,300.00                             -        455,900,000.00                           -
取得借款收到的现金                                     2,600,049,651.92                             -      2,267,374,315.50                           -
发行债券收到的现金                                    25,397,639,265.89         25,397,639,265.89         43,395,000,000.00        43,395,000,000.00
收到其他与筹资活动有关的现金                          11,609,906,573.55         11,340,983,000.00         13,256,968,837.75        13,128,558,045.60
筹资活动现金流入小计                                  39,730,042,791.36         36,738,622,265.89         59,375,243,153.25        56,523,558,045.60
偿还债务支付的现金                                    36,800,939,904.77         33,400,000,000.00         40,460,127,713.99        39,300,000,000.00
分配股利、利润或偿付利息支付的现金                     6,893,923,814.66              6,427,683,801.87      6,386,017,820.73         6,129,073,157.40


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                                                                            广发证券股份有限公司 2018 年第三季度报告全文


其中:子公司支付给少数股东的股利、利润       110,113,538.54                            -        63,359,987.08                       -
支付其他与筹资活动有关的现金               8,259,231,007.69            7,790,070,000.00      7,905,056,000.00      7,895,648,000.00
筹资活动现金流出小计                      51,954,094,727.12           47,617,753,801.87     54,751,201,534.72     53,324,721,157.40
筹资活动产生的现金流量净额               (12,224,051,935.76)      (10,879,131,535.98)        4,624,041,618.53      3,198,836,888.20
四、汇率变动对现金及现金等价物的影响         274,271,997.47             (12,535,592.22)      (308,392,900.07)         (2,478,232.73)
五、现金及现金等价物净增加额                 112,954,664.64           (2,765,762,820.25)   (22,573,328,900.77)   (20,072,638,777.64)
加:期初现金及现金等价物余额              74,399,156,362.73           61,336,168,258.71    102,040,110,495.99     85,299,418,019.23
六、期末现金及现金等价物余额              74,512,111,027.37           58,570,405,438.46     79,466,781,595.22     65,226,779,241.59

法定代表人:孙树明                       主管会计工作负责人:孙晓燕                                              会计机构负责人:王莹




二、审计报告

第三季度报告是否经过审计
□ 是√否




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