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方正电机(002196)公告正文

方正电机:2016年第三季度报告全文

公告日期 2016-10-27
股票简称:方正电机 股票代码:002196
  浙江方正电机股份有限公司 2016 年第三季度报告全文




浙江方正电机股份有限公司

  2016 年第三季度报告




               2016 年 10 月




                                                     1
                   浙江方正电机股份有限公司 2016 年第三季度报告全文




                             第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    所有董事均已出席了审议本次季报的董事会会议。

    公司负责人张敏、主管会计工作负责人牟健及会计机构负责人(会计主管人

员)卢美玲声明:保证季度报告中财务报表的真实、准确、完整。




                                                                      2
                                浙江方正电机股份有限公司 2016 年第三季度报告全文




                              第二节 主要财务数据及股东变化

一、主要会计数据和财务指标

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据
□ 是 √ 否

                                                                                                  本报告期末比上年度末增
                                       本报告期末                          上年度末
                                                                                                             减

 总资产(元)                                2,801,527,193.04                2,760,852,069.02                       1.47%

 归属于上市公司股东的净资产
                                             2,275,953,416.79                2,212,507,352.01                       2.87%
 (元)

                                                        本报告期比上年同                                 年初至报告期末比
                                    本报告期                                         年初至报告期末
                                                                期增减                                     上年同期增减

 营业收入(元)                     248,651,610.63                     42.36%           718,328,029.27             32.05%

 归属于上市公司股东的净利润
                                     22,708,353.95                     152.42%           71,764,571.80            294.64%
 (元)

 归属于上市公司股东的扣除非
                                     18,068,626.73                     154.28%           61,818,496.53            446.04%
 经常性损益的净利润(元)

 经营活动产生的现金流量净额
                                        --                        --                    -37,526,750.86            -312.22%
 (元)

 基本每股收益(元/股)                           0.09                  80.00%                     0.28            180.00%

 稀释每股收益(元/股)                           0.09                  80.00%                     0.28            180.00%

 加权平均净资产收益率                          1.00%                    -0.02%                  3.21%               1.21%




                                                                                                                   单位:元

                         项目                                    年初至报告期期末金额                     说明

 非流动资产处置损益(包括已计提资产减值准备的冲销部
                                                                                 1,929,591.54
 分)

 计入当期损益的政府补助(与企业业务密切相关,按照国家
                                                                                 6,481,258.09
 统一标准定额或定量享受的政府补助除外)

 除同公司正常经营业务相关的有效套期保值业务外,持有交
 易性金融资产、交易性金融负债产生的公允价值变动损益,
                                                                                 2,921,113.71
 以及处置交易性金融资产、交易性金融负债和可供出售金融
 资产取得的投资收益

 除上述各项之外的其他营业外收入和支出                                             948,628.86



                                                                                                                             3
                                 浙江方正电机股份有限公司 2016 年第三季度报告全文


 减:所得税影响额                                                        1,926,515.97

     少数股东权益影响额(税后)                                           408,000.96

 合计                                                                    9,946,075.27              --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用
公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东和表决权恢复的优先股股东数量及前 10 名股东持股情况表

                                                                                                             单位:股

                                                            报告期末表决权恢复的优先
 报告期末普通股股东总数                            28,805                                                         0
                                                            股股东总数(如有)

                                                前 10 名股东持股情况


                                                                    持有有限售条            质押或冻结情况
   股东名称           股东性质      持股比例         持股数量
                                                                    件的股份数量        股份状态          数量

 张敏            境内自然人              17.66%        46,831,716       42,794,716   质押                 35,577,381

 卓斌            境内自然人              10.99%        29,151,079       29,151,079

 青岛金石灏汭    境内非国有法
                                          7.54%        20,007,498       20,007,498   质押                 12,262,400
 投资有限公司    人

 翁伟文          境内自然人               4.37%        11,583,307       11,583,307   质押                  3,615,603

 全国社保基金
                 其他                     1.83%         4,861,890                0
 一零九组合

 钱进            境内自然人               1.49%         3,948,668                0

 杭州杭开电气    境内非国有法
                                          1.28%         3,383,864        3,383,864   质押                  3,380,000
 有限公司        人

 金英杰          境内自然人               1.24%         3,279,391        3,279,391   质押                  2,500,000

 徐正敏          境内自然人               1.07%         2,827,338        2,827,338

 吴宝才          境内自然人               0.92%         2,449,647        2,449,647   质押                  2,440,000

                                         前 10 名无限售条件股东持股情况

                                                                                               股份种类
            股东名称                           持有无限售条件股份数量
                                                                                        股份种类          数量



                                                                                                                       4
                                浙江方正电机股份有限公司 2016 年第三季度报告全文


 全国社保基金一零九组合                                              4,861,890     人民币普通股    4,861,890

 张敏                                                                4,037,000     人民币普通股    4,037,000

 钱进                                                                3,948,668     人民币普通股    3,948,668

 中国人寿保险股份有限公司—
 分红—个人分红—005L—FH002                                         2,337,264     人民币普通股    2,337,264
 深

 胡宏                                                                1,974,334     人民币普通股    1,974,334

 中国建设银行股份有限公司—
 富国中证新能源汽车指数分级                                          1,061,495     人民币普通股    1,061,495
 证券投资基金

 万向创业投资股份有限公司                                            1,000,000     人民币普通股    1,000,000

 交通银行股份有限公司—长信
 量化中小盘股票型证券投资基                                           980,340      人民币普通股      980,340
 金

 华宝证券—广发银行—华宝证
 券华芮量化一号集合资产管理                                           882,230      人民币普通股      882,230
 计划

 浙商证券—工行—浙商汇金精
                                                                      876,726      人民币普通股      876,726
 选定增集合资产管理计划

 上述股东关联关系或一致行动      本公司未知前 10 名股东之间是否存在关联关系或属于《上市公司股东持股变动信息
 的说明                          披露管理办法》规定的一致行动人。

 前 10 名普通股股东参与融资融
                                 无
 券业务情况说明(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、公司优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




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                              浙江方正电机股份有限公司 2016 年第三季度报告全文




                                        第三节 重要事项

一、报告期主要会计报表项目、财务指标发生变动的情况及原因

√ 适用 □ 不适用
1、货币资币较期初数减少 61.38%,主要系募集资金用于在建工程和采购设备;
2、应收票据较期初数增加 135.71%,主要系本期应收票据到期托收,用于支付应付账款较少所致;
3、预付账款较期初数增加 174.37%,主要系本期预付设备款增加;
4、其他应收款较期初数增加 33.01%,主要系本期应收出口退税款增加;
5、在建工程较期初数增加 68.35%,主要系本期工程款增加;
6、递延所得税资产较期初数增加 34.14%,主要系本期确认股权激励费用导致的应纳企业所得税差异引起;
7、应交税费较期初数减少 64.30%,主要系应交税费减少;
8、应付股利较期初数增加 924.51%,主要系部分分红款未支付;
9、营业总收入较上年同期数增加 32.05%,主要系本期合并范围增加上海海能、杭州德沃仕影响以及新能源汽车驱动电机业
务有所增长;
10、销售费用较上年同期数增加 54.49%,主要系本期合并范围增加上海海能、杭州德沃仕影响以及新能源汽车驱动电机业
务有所增长;
11、管理费用较上年同期数增加 51.86%,主要系本期合并范围增加上海海能、杭州德沃仕影响以及新能源汽车驱动电机业
务有所增长;
12、财务费用较上年同期数增加 1117.37%,主要系本期借款增加,汇率变动影响;
13、资产减值损失较上年同期数增加 561.84%,主要系本期合并范围增加上海海能、杭州德沃仕影响;
14、营业外收入较上年同期数增加 267.27%,主要系本期合并范围增加上海海能、杭州德沃仕影响;
15、所得税费用较上年同期数增加 236.96%,主要系本期合并范围增加上海海能、杭州德沃仕影响;
16、净利润较上年同期数增加 298.75%,主要系本期合并范围增加上海海能、杭州德沃仕影响以及新能源汽车驱动电机业务
有所增长。




二、重要事项进展情况及其影响和解决方案的分析说明

□ 适用 √ 不适用




三、公司、股东、实际控制人、收购人、董事、监事、高级管理人员或其他关联方在报告期
内履行完毕及截至报告期末尚未履行完毕的承诺事项

√ 适用 □ 不适用

             承诺事由             承诺方     承诺类型       承诺内容     承诺时间   承诺期限     履行情况




                                                                                                            6
                               浙江方正电机股份有限公司 2016 年第三季度报告全文




股改承诺



收购报告书或权益变动报告书中
所作承诺


                                                         “本次交易
                                                         中本人认购
                                                         的方正电机
                                                         股份分三期
                                                         解锁,首期解
                                                         锁:自标的股
                                                         份上市之日
                                                         起满 12 个月
                                                         且经审计的
                                                         2015 年扣除
                                                         非经常性损
                                                         益后实际净
                                                         利润不低于
                                                         承诺利润数
                                                         的,首期解锁
                                                         30%;第二期
                                                         解锁:自标的
                                 卓斌;冒晓               股份上市之
                                 建;徐正敏;   股份限售   日起满 24 个   2015 年 12
资产重组时所作承诺                                                                   2018-12-29   正在履行
                                 朱玥奋;徐    承诺       月且 2016 年   月 29 日
                                 迪;祝轲卿               经审计的扣
                                                         除非经常损
                                                         益后实际净
                                                         利润不低于
                                                         承诺利润数
                                                         的,第二期解
                                                         锁 30%;第三
                                                         期解锁:自标
                                                         的股份上市
                                                         之日起满 36
                                                         个月且 2017
                                                         年经审计的
                                                         扣除非经常
                                                         性损益后实
                                                         际净利润不
                                                         低于承诺利
                                                         润数的,第三
                                                         期解锁 40%。


                                                                                                             7
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          本人同意本
                          次交易完成
                          后,若本人担
                          任方正电机
                          的董事、监事
                          或高级管理
                          人员,本次交
                          易中本人认
                          购的方正电
                          机股份自在
                          证券交易所
                          上市之日起
                          十二个月内,
                          不转让或者
                          委托他人管
                          理,也不由方
                          正电机收购
                          该部分股份。
                          前述锁定期
                          满后,本人在
                          方正电机担
                          任董事、监事
                          或高级管理
                          人员职务期
                          间,将向方正
                          电机申报所
                          直接或间接
                          持有的方正
                          电机的股份
                          及变动情况,
                          每年转让的
                          股份将不会
                          超过所直接
                          或间接持有
                          方正电机股
                          份总数的百
                          分之二十五;
                          本人在离职
                          后半年内,将
                          不会转让所
                          直接或间接
                          持有的方正
                          电机股份。

  曹冠晖       股份限售   “本次交易     2015 年 12   2018-12-29   正在履行


                                                                              8
浙江方正电机股份有限公司 2016 年第三季度报告全文


               承诺       中本人以持     月 29 日   中
                          续拥有权益
                          时间超过 12
                          个月的德沃
                          仕股权认购
                          的方正电机
                          股份分三期
                          解锁,首期解
                          锁:自标的股
                          份上市之日
                          起满 12 个月
                          且经审计的
                          2015 年扣除
                          非经常性损
                          益后实际净
                          利润不低于
                          承诺利润数
                          的,首期解锁
                          30%;第二期
                          解锁:自标的
                          股份上市之
                          日起满 24 个
                          月且 2016 年
                          经审计的扣
                          除非经常损
                          益后实际净
                          利润不低于
                          承诺利润数
                          的,第二期解
                          锁 30%;第三
                          期解锁:自标
                          的股份上市
                          之日起满 36
                          个月且 2017
                          年经审计的
                          扣除非经常
                          性损益后实
                          际净利润不
                          低于承诺利
                          润数的,第三
                          期解锁 40%。
                          本人同意本
                          次交易完成
                          后,若本人担


                                                         9
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          任方正电机
                          的董事、监事
                          或高级管理
                          人员,本次交
                          易中本人认
                          购的方正电
                          机股份自在
                          证券交易所
                          上市之日起
                          十二个月内,
                          不转让或者
                          委托他人管
                          理,也不由方
                          正电机收购
                          该部分股份。
                          前述锁定期
                          满后,本人在
                          方正电机担
                          任董事、监事
                          或高级管理
                          人员职务期
                          间,将向方正
                          电机申报所
                          直接或间接
                          持有的方正
                          电机的股份
                          及变动情况,
                          每年转让的
                          股份将不会
                          超过所直接
                          或间接持有
                          方正电机股
                          份总数的百
                          分之二十五;
                          本人在离职
                          后半年内,将
                          不会转让所
                          直接或间接
                          持有的方正
                          电机股份。”

                          “本次交易
               股份限售   中本人以持     2015 年 12                正在履行
  吴进山                                              2018-12-29
               承诺       续拥有权益     月 29 日                  中
                          时间超过 12


                                                                              10
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          个月的德沃
                          仕股权认购
                          的方正电机
                          股份分三期
                          解锁,首期解
                          锁:自标的股
                          份上市之日
                          起满 12 个月
                          且经审计的
                          2015 年扣除
                          非经常性损
                          益后实际净
                          利润不低于
                          承诺利润数
                          的,首期解锁
                          30%;第二期
                          解锁:自标的
                          股份上市之
                          日起满 24 个
                          月且 2016 年
                          经审计的扣
                          除非经常损
                          益后实际净
                          利润不低于
                          承诺利润数
                          的,第二期解
                          锁 30%;第三
                          期解锁:自标
                          的股份上市
                          之日起满 36
                          个月且 2017
                          年经审计的
                          扣除非经常
                          性损益后实
                          际净利润不
                          低于承诺利
                          润数的,第三
                          期解锁 40%。
                          本人以持续
                          拥有权益时
                          间不足 12 个
                          月的德沃仕
                          股权认购的
                          方正电机股


                                                   11
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          份的锁定期
                          为三年,自标
                          的股份上市
                          且完成相应
                          全部业绩补
                          偿承诺之日
                          起满 36 个月
                          解锁。本人同
                          意本次交易
                          完成后,若本
                          人担任方正
                          电机的董事、
                          监事或高级
                          管理人员,本
                          次交易中本
                          人认购的方
                          正电机股份
                          自在证券交
                          易所上市之
                          日起十二个
                          月内,不转让
                          或者委托他
                          人管理,也不
                          由方正电机
                          收购该部分
                          股份。前述锁
                          定期满后,本
                          人在方正电
                          机担任董事、
                          监事或高级
                          管理人员职
                          务期间,将向
                          方正电机申
                          报所直接或
                          间接持有的
                          方正电机的
                          股份及变动
                          情况,每年转
                          让的股份将
                          不会超过所
                          直接或间接
                          持有方正电
                          机股份总数
                          的百分之二


                                                   12
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          十五;本人在
                          离职后半年
                          内,将不会转
                          让所直接或
                          间接持有的
                          方正电机股
                          份。”

                          本次交易中
                          本人以持续
                          拥有权益时
                          间超过 12 个
                          月的德沃仕
  马文奇;      股份限售                  2015 年 12                正在履行
                          股权认购的                  2016-12-29
  吴宝才       承诺                      月 29 日                  中
                          方正电机股
                          份自标的股
                          份上市之日
                          起满 12 个月
                          解锁 100%。

                          本次交易中
                          本单位以持
                          续拥有权益
                          时间超过 12
                          个月的德沃
  青岛金石灏
               股份限售   仕股权认购     2015 年 12                正在履行
  汭投资有限                                          2016-12-29
               承诺       的方正电机     月 29 日                  中
  公司
                          股份自标的
                          股份上市之
                          日起满 12 个
                          月解锁
                          100%。

                          本次交易中
                          本单位以持
                          续拥有权益
                          时间超过 12
                          个月的德沃
  浙江德石投              仕股权认购
               股份限售                  2015 年 12                正在履行
  资管理有限              的方正电机                  2018-12-29
               承诺                      月 29 日                  中
  公司                    股份分三期
                          解锁,即自标
                          的股份上市
                          之日起满 12
                          个月解锁
                          30%,满 24



                                                                              13
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          个月解锁
                          30%,满 36
                          个月解锁
                          40%。本单位
                          以持续拥有
                          权益时间不
                          足 12 个月的
                          德沃仕股权
                          认购的方正
                          电机股份的
                          锁定期为三
                          年,自标的股
                          份上市之日
                          起满 36 个月
                          解锁。

                          “本次交易
                          中杭开电气
                          以持续拥有
                          权益时间超
                          过 12 个月的
                          德沃仕股权
                          认购的方正
                          电机股份分
                          三期解锁,首
                          期解锁:自标
                          的股份上市
                          之日起满 12
                          个月且经审
                          计的 2015 年
  杭州杭开电   股份限售                  2015 年 12                正在履行
                          扣除非经常                  2018-12-29
  气有限公司   承诺                      月 29 日                  中
                          性损益后实
                          际净利润不
                          低于承诺利
                          润数的,首期
                          解锁 30%;第
                          二期解锁:自
                          标的股份上
                          市之日起满
                          24 个月且
                          2016 年经审
                          计的扣除非
                          经常损益后
                          实际净利润
                          不低于承诺


                                                                              14
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          利润数的,第
                          二期解锁
                          30%;第三期
                          解锁:自标的
                          股份上市之
                          日起满 36 个
                          月且 2017 年
                          经审计的扣
                          除非经常性
                          损益后实际
                          净利润不低
                          于承诺利润
                          数的,第三期
                          解锁 40%。”

                          募集配套资
                          金认购方作
                          出如下承诺:
                          “作为方正
                          电机本次发
                          行股份及支
                          付现金购买
                          资产并募集
                          配套资金项
                          目的现金认
                          购股份方,本
                          人/本单位承
                          诺:本人/本
  青岛金石灏              单位所认购
  汭投资有限   股份限售   方正电机本     2015 年 12                正在履行
                                                      2018-12-29
  公司;张敏;   承诺       次发行的新     月 29 日                  中
  翁伟文                  增股份,自该
                          股份发行结
                          束之日起 36
                          个月内不得
                          转让。”截至
                          本公告出具
                          日,交易对方
                          及配套融资
                          方关于股份
                          锁定的承诺
                          正在履行过
                          程中,未出现
                          违反上述承
                          诺的情形。


                                                                              15
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          "张敏、翁伟
                          文作出如下
                          承诺:“本人
                          拟认购的方
                          正电机本次
                          非公开发行
                          的股份的资
                          金来源合法,
                          不存在信托、
                          代持股、委托
                          持股或类似
                          安排。除了
                          《浙江方正
                          电机股份有
                          限公司非公
                          开发行股份
                          之附条件生
                          效的股份认
                          购协议书》,
                          不存在与本
                          次方正电机
  张敏、翁伟   募集资金   重大资产重     2015 年 12                正在履行
                                                      2018-12-29
  文           使用承诺   组相关的其     月 29 日                  中
                          他协议或安
                          排。本人不涉
                          及任何重大
                          未履行的负
                          债或任何重
                          大诉讼或仲
                          裁案件。本人
                          未受到过中
                          国证监会或
                          其派出机构
                          或证券交易
                          所的任何形
                          式的处罚(包
                          括谴责、罚
                          款、通报批
                          评)等。本人
                          与上海海能
                          及其股东、董
                          事、监事、高
                          级管理人员
                          和德沃仕及


                                                                              16
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          其股东、董
                          事、监事、高
                          级管理人员
                          不存在任何
                          关联关系,与
                          上海海能汽
                          车电子有限
                          公司及杭州
                          德沃仕电动
                          科技有限公
                          司的股东之
                          间不存在股
                          份代持或其
                          他形式的股
                          份安排。”

                          "金石灏汭作
                          出如下承诺:
                          “本单位拟
                          认购的方正
                          电机本次非
                          公开发行的
                          股份的资金
                          来源合法,不
                          存在信托、代
                          持股、委托持
                          股或类似安
                          排。除了《浙
                          江方正电机
  青岛金石灏              股份有限公
               募集资金                  2015 年 12                正在履行
  汭投资有限              司非公开发                  2018-12-29
               使用承诺                  月 29 日                  中
  公司                    行股份之附
                          条件生效的
                          股份认购协
                          议书》,不存
                          在与本次方
                          正电机重大
                          资产重组相
                          关的其他协
                          议或安排。本
                          单位不涉及
                          任何重大未
                          履行的负债
                          或任何重大
                          诉讼或仲裁


                                                                              17
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          案件。本单位
                          未受到过中
                          国证监会或
                          其派出机构
                          或证券交易
                          所的任何形
                          式的处罚(包
                          括谴责、罚
                          款、通报批
                          评)等。本单
                          位与上海海
                          能汽车电子
                          有限公司及
                          其股东、董
                          事、监事、高
                          级管理人员
                          和杭州德沃
                          仕电动科技
                          有限公司及
                          其董事、监
                          事、高级管理
                          人员不存在
                          任何关联关
                          系,与上海海
                          能汽车电子
                          有限公司及
                          杭州德沃仕
                          电动科技有
                          限公司的股
                          东之间不存
                          在股份代持
                          或其他形式
                          的股份安
                          排。”截至本
                          公告出具日,
                          配套融资方
                          的上述承诺
                          正在履行过
                          程中,未出现
                          违反上述承
                          诺的情形。"

  金英杰;常               股份限售承
               股份限售                  2014 年 09               正在履行
  峥;吴正华;              诺内容如下:                2017-9-26
               承诺                      月 26 日                 中
  罗轶;吴军;              交易对方承


                                                                             18
浙江方正电机股份有限公司 2016 年第三季度报告全文


  何东飞;任               诺:“1、以其
  彦明;胡袁               持有的深圳
  淼;张洪亮;              市高科润电
  廉海涛;邵               子科技有限
  世梅;王剑               公司股权所
  川;李军;皮              认购而取得
  引群;罗汝               的方正电机
  洪;吴甜香;              股份,自该等
  冯松娣;张               股份上市之
  天福;沈士               日起三十六
  忠;唐永强;              个月内将不
  殷安辉;李               以任何方式
  艳宁;李凌;              转让,包括但
  杨静;陈德               不限于通过
  刚;龚宇;詹              证券市场公
  舵;王坚;王              开转让或通
  瑞红;赵璋               过协议方式
  华                      转让,也不由
                          方正电机回
                          购(因深圳市
                          高科润电子
                          有限公司未
                          实现承诺业
                          绩的情形除
                          外)。该等股
                          份由于方正
                          电机送红股、
                          转增股本等
                          原因而孳息
                          的股份,亦遵
                          照上述锁定
                          期进行锁定。
                          2、若方正电
                          机 2016 年度
                          专项审计报
                          告、减值测试
                          报告出具的
                          日期晚于所
                          持股份的限
                          售期届满之
                          日,则限售股
                          份不得转让;
                          待方正电机
                          2016 年度的


                                                   19
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          审计报告出
                          具以及减值
                          测试完毕后,
                          如其需实行
                          股份补偿,则
                          扣减需进行
                          股份补偿部
                          分后,解禁所
                          持剩余股份。

                          股份限售承
                          诺内容如下:
                          交易对方翁
                          伟文承诺:
                          “1、以其持
                          有的深圳市
                          高科润电子
                          科技有限公
                          司股权所认
                          购而取得的
                          方正电机股
                          份,自该等股
                          份上市之日
                          起三十六个
                          月内将不以
                          任何方式转
                          让,包括但不
               股份限售                  2014 年 09               正在履行
  翁伟文                  限于通过证                  2017-9-26
               承诺                      月 26 日                 中
                          券市场公开
                          转让或通过
                          协议方式转
                          让,也不由方
                          正电机回购
                          (因深圳市
                          高科润电子
                          有限公司未
                          实现承诺业
                          绩的情形除
                          外)。该等股
                          份由于方正
                          电机送红股、
                          转增股本等
                          原因而孳息
                          的股份,亦遵
                          照上述锁定


                                                                             20
浙江方正电机股份有限公司 2016 年第三季度报告全文


                          期进行锁定。
                          2、若其将来
                          成为方正电
                          机的董事、监
                          事或高级管
                          理人员,除满
                          足上述锁定
                          期外,其直接
                          或间接持有
                          方正电机的
                          股份在其本
                          人任职期间
                          内每年转让
                          的比例不超
                          过所持方正
                          电机股份总
                          数的 25%,在
                          离职后半年
                          内不转让,在
                          申报离任六
                          个月后的十
                          二个月内通
                          过证券交易
                          所挂牌交易
                          出售方正电
                          机股票数量
                          占其本人所
                          持有方正电
                          机股份总数
                          的比例不超
                          过 50%。3、
                          若方正电机
                          2016 年度专
                          项审计报告、
                          减值测试报
                          告出具的日
                          期晚于所持
                          股份的限售
                          期届满之日,
                          则限售股份
                          不得转让;待
                          方正电机
                          2016 年度的
                          审计报告出


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                            具以及减值
                            测试完毕后,
                            如其需实行
                            股份补偿,则
                            扣减需进行
                            股份补偿部
                            分后,解禁所
                            持剩余股份。

                            股份限售承
                            诺内容如下:
                            本次非公开
                            发行股票的
                            锁定期按中
                            国证监会的
                            有关规定,非
                            公开发行股
  张敏;华鑫
                            票上市之日
  国际信托有     股份限售                  2013 年 08
                            起三十六个                  2016-8-16    履行完毕
  限公司;钱      承诺                      月 16 日
                            月内,不转让
  进;胡宏
                            或者委托他
                            人管理持有
                            的在本次非
                            公开发行中
                            认购的股份,
                            也不由方正
                            电机回购该
                            部份股份。

  张敏、通联
  创业投资股
  份有限公
  司、钱进、
  章则余、李
  锦火、胡宏、
  张健、陈超、
  陈丽祖、陈
                 股份限售   股份限售承     2007 年 12   2010 年 12
  荣昌、陈伟                                                         履行完毕
                 承诺       诺             月 12 日     月 13 日
  行、葛立中、
  韩福妹、胡
  洪然、孔庆
  成、蓝金申、
  毛国南、舒
  琳嫣、孙建
  荣、王缙成、
  王小元、王

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                               浙江方正电机股份有限公司 2016 年第三季度报告全文


                                 志伟、谢国
                                 伟、袁晓虹、
                                 张寅孩、朱
                                 勇虎、朱赵
                                 平、邹董雄

首次公开发行或再融资时所作承


股权激励承诺

                                                           "上海海能全
                                                           体股东作出
                                                           如下承诺:1、
                                                           “本人最近
                                                           五年内未受
                                                           过行政处罚
                                                           (与证券市
                                                           场明显无关
                                                           的除外)、刑
                                                           事处罚或者
                                                           涉及与经济
                                                           纠纷有关的
                                                           重大民事诉
                                                           讼或者仲
                                                           裁。”2、“本
                                                关于同业
                                                           人/本单位不
                                 卓斌;冒晓      竞争、关
                                                           存在因涉嫌
                                 建;徐正敏;     联交易、                   2015 年 12                正在履行
其他对公司中小股东所作承诺                                 与本次重大                   2018-12-29
                                 徐迪;朱玥      资金占用                   月 29 日                  中
                                                           资产重组相
                                 奋;祝轲卿      方面的承
                                                           关的内幕交
                                                诺
                                                           易被立案调
                                                           查或者立案
                                                           侦查的情形,
                                                           最近 36 个月
                                                           内不存在因
                                                           与重大资产
                                                           重组相关的
                                                           内幕交易被
                                                           中国证监会
                                                           作出行政处
                                                           罚或者司法
                                                           机关依法追
                                                           究刑事责任
                                                           的情形。
                                                           “本人/本单



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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          位不存在依
                          据《关于加强
                          与上市公司
                          重大资产重
                          组相关股票
                          异常交易监
                          管的暂行规
                          定》第十三条
                          不得参与任
                          何上市公司
                          重大资产重
                          组的情形。”
                          3、“本人已经
                          依法对上海
                          海能履行全
                          额出资义务,
                          不存在任何
                          虚假出资、延
                          期出资、抽逃
                          出资等违反
                          其作为股东
                          所应当承担
                          的义务及责
                          任的行为,本
                          人依法拥有
                          上述股权有
                          效的占有、使
                          用、收益及处
                          分权。本人合
                          法拥有上海
                          海能股权的
                          完整权利,该
                          等股权不存
                          在限制或禁
                          止转让的情
                          形,不存在以
                          代持、代理、
                          信托或其他
                          方式持有上
                          海海能股权
                          的协议或类
                          似安排,不代
                          表其他方的
                          利益,不存在


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          任何纠纷或
                          者潜在纠纷,
                          且该股权未
                          设定任何抵
                          押、质押等他
                          项权利,亦未
                          被执法部门
                          实施扣押、查
                          封等使其权
                          利受到限制
                          的任何约束;
                          本人所持上
                          海海能股权
                          过户或权属
                          转移不存在
                          任何法律障
                          碍。同时,本
                          人保证此种
                          状况持续至
                          该股权登记
                          至方正电机
                          名下。本人确
                          认同意上海
                          海能历次的
                          股权转让行
                          为并放弃相
                          关的优先购
                          买权,上海海
                          能的历次股
                          权转让行为
                          均为合法有
                          效,不存在法
                          律纠纷或潜
                          在法律纠纷。
                          在本人与方
                          正电机签署
                          的协议生效
                          并执行完毕
                          之前,本人保
                          证不就本人
                          所持上海海
                          能的股权设
                          置抵押、质押
                          等任何第三


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          人权利,保证
                          上海海能正
                          常、有序、合
                          法经营,保证
                          上海海能不
                          进行与正常
                          生产经营无
                          关的资产处
                          置、对外担
                          保、利润分配
                          或增加重大
                          债务之行为,
                          保证上海海
                          能不进行非
                          法转移、隐匿
                          标的资产行
                          为。如确有需
                          要,本人须经
                          方正电机书
                          面同意后方
                          可实施。
                          本人保证上
                          海海能或本
                          人签署的所
                          有协议或合
                          同不存在阻
                          碍本人转让
                          上海海能股
                          权的限制性
                          条款。
                          本人保证不
                          存在任何正
                          在进行或潜
                          在的影响本
                          人转让上海
                          海能股权的
                          诉讼、仲裁或
                          纠纷。 上海
                          海能章程、内
                          部管理制度
                          文件及其签
                          署的合同或
                          协议中不存
                          在阻碍本人


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          转让所持上
                          海海能股权
                          的限制性条
                          款。”4、“本
                          人持有方正
                          电机股票期
                          间及自上海
                          海能离职后
                          三年内,本人
                          及本人关系
                          密切的家庭
                          成员(成员范
                          围参照深交
                          所股票上市
                          规则)和本人
                          及本人关系
                          密切的家庭
                          成员控制或
                          实施重大影
                          响的企业不
                          拥有、管理、
                          控制、投资、
                          从事其他任
                          何与方正电
                          机及上海海
                          能相同或相
                          近的业务或
                          项目,亦不参
                          与拥有、管
                          理、控制、投
                          资其他任何
                          与方正电机
                          及上海海能
                          相同或相近
                          的业务或项
                          目,亦不谋求
                          通过与任何
                          第三人合资、
                          合作、联营或
                          采取租赁经
                          营、承包经
                          营、委托管理
                          等方式直接
                          或间接从事


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          与方正电机
                          及上海海能
                          构成竞争的
                          业务。本人持
                          有方正电机
                          股票期间及
                          自上海海能
                          离职后三年
                          内若违反上
                          述承诺的,将
                          立即停止与
                          方正电机及
                          上海海能构
                          成竞争之业
                          务,并采取必
                          要措施予以
                          纠正补救;同
                          时对因本人
                          未履行本承
                          诺函所作的
                          承诺而给方
                          正电机及上
                          海海能造成
                          一切损失和
                          后果承担赔
                          偿责任。”5、
                          “本人与方
                          正电机及其
                          股东以及董
                          事、监事以及
                          高级管理人
                          员不存在任
                          何关联关系
                          和任何一致
                          行动关系。
                          “本人与为
                          本次交易提
                          供审计、评
                          估、法律及财
                          务顾问专业
                          服务的中介
                          机构及其签
                          字人员不存
                          在任何关联


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          关系。”6、 本
                          人将按照《公
                          司法》等法
                          律、法规以及
                          方正电机公
                          司章程的有
                          关规定行使
                          股东权利;在
                          股东大会对
                          涉及本人的
                          关联交易进
                          行表决时,履
                          行回避表决
                          的义务。本人
                          将杜绝一切
                          非法占用方
                          正电机及上
                          海海能的资
                          金、资产的行
                          为,在任何情
                          况下,不要求
                          方正电机及
                          上海海能向
                          本人及本人
                          投资或控制
                          的其他企业
                          提供任何形
                          式的担保。本
                          人将尽可能
                          地避免和减
                          少与方正电
                          机的关联交
                          易,不会利用
                          自身作为方
                          正电机股东
                          及上海海能
                          管理人员之
                          地位,谋求与
                          方正电机及
                          其所属公司
                          在业务合作
                          等方面优于
                          市场第三方
                          的权利;不会


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          谋求与方正
                          电机及其所
                          属公司达成
                          交易的优先
                          权利;对无法
                          避免或者有
                          合理原因而
                          发生的关联
                          交易,将遵循
                          市场公正、公
                          平、公开、等
                          价有偿的原
                          则,并依法签
                          订协议,履行
                          合法程序,按
                          照方正电机
                          公司章程、有
                          关法律法规
                          和《深圳证券
                          交易所股票
                          上市规则》等
                          有关规定履
                          行信息披露
                          义务和办理
                          有关报批程
                          序,保证不以
                          与市场价格
                          相比显失公
                          允的条件与
                          方正电机及
                          其所属公司
                          进行交易,不
                          通过关联交
                          易损害方正
                          电机及其他
                          股东的合法
                          权益。如因本
                          人未履行本
                          承诺函所作
                          的承诺而给
                          方正电机或
                          上海海能造
                          成一切损失
                          和后果,本人


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          承担赔偿责
                          任。”7、“本
                          人在本次交
                          易信息公开
                          前不存在买
                          卖相关证券,
                          或者泄露该
                          信息,或者建
                          议他人买卖
                          相关证券等
                          内幕交易行
                          为。 本人不
                          存在因涉嫌
                          参与重大资
                          产重组相关
                          的内幕交易
                          被立案调查
                          或者立案侦
                          查且尚未结
                          案的情况。
                          最近三十六
                          个月内,本人
                          未曾因参与
                          重大资产重
                          组相关的内
                          幕交易被中
                          国证监会作
                          出行政处罚
                          或者司法机
                          关依法追究
                          刑事责任。”
                          截至本公告
                          出具日,上海
                          海能全体股
                          东上述承诺
                          正在履行过
                          程中,未出现
                          违反上述承
                          诺的情形。"

               关于同业   "金石灏汭作
  青岛金石灏   竞争、关   出如下承诺:
                                          2015 年 12                正在履行
  汭投资有限   联交易、   1、“本单位已                2018-12-29
                                          月 29 日                  中
  公司         资金占用   经依法对德
               方面的承   沃仕履行全


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               诺         额出资义务,
                          不存在任何
                          虚假出资、延
                          期出资、抽逃
                          出资等违反
                          其作为股东
                          所应当承担
                          的义务及责
                          任的行为,本
                          单位依法拥
                          有上述股权
                          有效的占有、
                          使用、收益及
                          处分权。
                          本单位合法
                          拥有德沃仕
                          股权的完整
                          权利,该等股
                          权不存在限
                          制或禁止转
                          让的情形,不
                          存在以代持、
                          代理、信托或
                          其他方式持
                          有德沃仕股
                          权的协议或
                          类似安排,不
                          代表其他方
                          的利益,不存
                          在任何纠纷
                          或者潜在纠
                          纷,且该股权
                          未设定任何
                          抵押、质押等
                          他项权利,亦
                          未被执法部
                          门实施扣押、
                          查封等使其
                          权利受到限
                          制的任何约
                          束;本单位所
                          持德沃仕股
                          权过户或权
                          属转移不存


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                          在任何法律
                          障碍。同时,
                          本单位保证
                          此种状况持
                          续至该股权
                          登记至方正
                          电机名下。
                          在本单位与
                          方正电机签
                          署的协议生
                          效并执行完
                          毕之前,本单
                          位保证不就
                          本单位所持
                          德沃仕的股
                          权设置抵押、
                          质押等任何
                          第三人权利,
                          保证德沃仕
                          正常、有序、
                          合法经营,保
                          证德沃仕不
                          进行与正常
                          生产经营无
                          关的资产处
                          置、对外担
                          保、利润分配
                          或增加重大
                          债务之行为,
                          保证德沃仕
                          不进行非法
                          转移、隐匿标
                          的资产行为。
                          如确有需要,
                          本单位须经
                          方正电机书
                          面同意后方
                          可实施。 本
                          单位保证德
                          沃仕或本单
                          位签署的所
                          有协议或合
                          同不存在阻
                          碍本单位转


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          让德沃仕股
                          权的限制性
                          条款。 本单
                          位保证不存
                          在任何正在
                          进行或潜在
                          的影响本单
                          位转让德沃
                          仕股权的诉
                          讼、仲裁或纠
                          纷。”2、“本
                          公司持有上
                          市公司占股
                          本总额比例
                          超过 5%的期
                          间内,将按照
                          相关法律、法
                          规及中国证
                          监会的相关
                          规定,避免与
                          上市公司之
                          间的同业竞
                          争,不从事与
                          上市公司实
                          际从事的经
                          营范围相同
                          或类似的营
                          业活动。"

                          "杭开电气、
                          浙江德石作
                          出如下承诺:
                          “本单位不
                          拥有、管理、
               关于同业   控制、投资、
  杭州杭开电
               竞争、关   从事其他任
  气有限公
               联交易、   何与方正电      2015 年 12                正在履行
  司;浙江德                                            2018-12-29
               资金占用   机及德沃仕      月 29 日                  中
  石投资管理
               方面的承   相同或相近
  有限公司
               诺         的业务或项
                          目,亦不参与
                          拥有、管理、
                          控制、投资其
                          他任何与方
                          正电机及德


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          沃仕相同或
                          相近的业务
                          或项目,亦不
                          谋求通过与
                          任何第三方
                          合资、合作、
                          联营或采取
                          租赁经营、承
                          包经营、委托
                          管理等方式
                          直接或间接
                          从事与方正
                          电机及德沃
                          仕构成竞争
                          的业务。
                          本单位若违
                          反上述承诺
                          的,将立即停
                          止与方正电
                          机及德沃仕
                          构成竞争之
                          业务,并采取
                          必要措施予
                          以纠正补救;
                          同时对因本
                          单位未履行
                          本承诺函所
                          作的承诺而
                          给方正电机
                          及德沃仕造
                          成一切损失
                          和后果承担
                          赔偿责任。”

                          "德沃仕全体
                          股东作出如
                          下承诺:1、
               关于同业
                          “本人/本单
               竞争、关
  曹冠晖;吴               位及主要管
               联交易、                  2015 年 12                正在履行
  进山;马文               理人员最近                  2018-12-29
               资金占用                  月 29 日                  中
  奇;吴宝才               五年内未受
               方面的承
                          过行政处罚
               诺
                          (与证券市
                          场明显无关
                          的除外)、刑


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          事处罚或者
                          涉及与经济
                          纠纷有关的
                          重大民事诉
                          讼或者仲
                          裁。”2、“本
                          人/本单位不
                          存在因涉嫌
                          与本次重大
                          资产重组相
                          关的内幕交
                          易被立案调
                          查或者立案
                          侦查的情形,
                          最近 36 个月
                          内不存在因
                          与重大资产
                          重组相关的
                          内幕交易被
                          中国证监会
                          作出行政处
                          罚或者司法
                          机关依法追
                          究刑事责任
                          的情形。
                          “本人/本单
                          位不存在依
                          据《关于加强
                          与上市公司
                          重大资产重
                          组相关股票
                          异常交易监
                          管的暂行规
                          定》第十三条
                          不得参与任
                          何上市公司
                          重大资产重
                          组的情形。”
                          3、“本人/本
                          单位已经依
                          法对德沃仕
                          履行全额出
                          资义务,不存
                          在任何虚假


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          出资、延期出
                          资、抽逃出资
                          等违反其作
                          为股东所应
                          当承担的义
                          务及责任的
                          行为,本人/
                          本单位依法
                          拥有上述股
                          权有效的占
                          有、使用、收
                          益及处分权。
                          本人/本单位
                          合法拥有德
                          沃仕股权的
                          完整权利,该
                          等股权不存
                          在限制或禁
                          止转让的情
                          形,不存在以
                          代持、代理、
                          信托或其他
                          方式持有德
                          沃仕股权的
                          协议或类似
                          安排,不代表
                          其他方的利
                          益,不存在任
                          何纠纷或者
                          潜在纠纷,且
                          该股权未设
                          定任何抵押、
                          质押等他项
                          权利,亦未被
                          执法部门实
                          施扣押、查封
                          等使其权利
                          受到限制的
                          任何约束;本
                          人/本单位所
                          持德沃仕股
                          权过户或权
                          属转移不存
                          在任何法律


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          障碍。同时,
                          本人/本单位
                          保证此种状
                          况持续至该
                          股权登记至
                          方正电机名
                          下。 本人/
                          本单位确认
                          同意德沃仕
                          历次的股权
                          转让行为并
                          放弃相关的
                          优先购买权,
                          德沃仕的历
                          次股权转让
                          行为均为合
                          法有效,不存
                          在法律纠纷
                          或潜在法律
                          纠纷。 在本
                          人/本单位与
                          方正电机签
                          署的协议生
                          效并执行完
                          毕之前,本人
                          /本单位保证
                          不就本人/本
                          单位所持德
                          沃仕的股权
                          设置抵押、质
                          押等任何第
                          三人权利,保
                          证德沃仕正
                          常、有序、合
                          法经营,保证
                          德沃仕不进
                          行与正常生
                          产经营无关
                          的资产处置、
                          对外担保、利
                          润分配或增
                          加重大债务
                          之行为,保证
                          德沃仕不进


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          行非法转移、
                          隐匿标的资
                          产行为。如确
                          有需要,本人
                          /本单位须经
                          方正电机书
                          面同意后方
                          可实施。本人
                          /本单位保证
                          德沃仕或本
                          人/本单位签
                          署的所有协
                          议或合同不
                          存在阻碍本
                          人/本单位转
                          让德沃仕股
                          权的限制性
                          条款。本人/
                          本单位保证
                          不存在任何
                          正在进行或
                          潜在的影响
                          本人/本单位
                          转让德沃仕
                          股权的诉讼、
                          仲裁或纠纷。
                          德沃仕章程、
                          内部管理制
                          度文件及其
                          签署的合同
                          或协议中不
                          存在阻碍本
                          人/本单位转
                          让所持德沃
                          仕股权的限
                          制性条款。”
                          4、“本人/本
                          单位与方正
                          电机及其股
                          东以及董事、
                          监事以及高
                          级管理人员
                          不存在任何
                          关联关系和


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          任何一致行
                          动关系。
                          “本人/本单
                          位与为本次
                          交易提供审
                          计、评估、法
                          律及财务顾
                          问专业服务
                          的中介机构
                          及其签字人
                          员不存在任
                          何关联关
                          系。”5、“本
                          人/本单位将
                          按照《公司
                          法》等法律、
                          法规以及方
                          正电机公司
                          章程的有关
                          规定行使股
                          东权利;在股
                          东大会对涉
                          及本人/本单
                          位的关联交
                          易进行表决
                          时,履行回避
                          表决的义务。
                          本人/本单位
                          将杜绝一切
                          非法占用方
                          正电机及德
                          沃仕的资金、
                          资产的行为,
                          在任何情况
                          下,不要求方
                          正电机及德
                          沃仕向本人/
                          本单位及本
                          人/本单位投
                          资或控制的
                          其他企业提
                          供任何形式
                          的担保。
                          本人/本单位


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          将尽可能地
                          避免和减少
                          与方正电机
                          的关联交易,
                          不会利用自
                          身作为方正
                          电机股东及
                          德沃仕管理
                          人员之地位,
                          谋求与方正
                          电机及其所
                          属公司在业
                          务合作等方
                          面优于市场
                          第三方的权
                          利;不会谋求
                          与方正电机
                          及其所属公
                          司达成交易
                          的优先权利;
                          对无法避免
                          或者有合理
                          原因而发生
                          的关联交易,
                          将遵循市场
                          公正、公平、
                          公开、等价有
                          偿的原则,并
                          依法签订协
                          议,履行合法
                          程序,按照方
                          正电机公司
                          章程、有关法
                          律法规和《深
                          圳证券交易
                          所股票上市
                          规则》等有关
                          规定履行信
                          息披露义务
                          和办理有关
                          报批程序,保
                          证不以与市
                          场价格相比
                          显失公允的


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          条件与方正
                          电机及其所
                          属公司进行
                          交易,不通过
                          关联交易损
                          害方正电机
                          及其他股东
                          的合法权益。
                          如因本人/本
                          单位未履行
                          本承诺函所
                          作的承诺而
                          给方正电机
                          或德沃仕造
                          成一切损失
                          和后果,本人
                          /本单位承担
                          赔偿责任。”
                          6、“本人/本
                          单位在本次
                          交易信息公
                          开前不存在
                          买卖相关证
                          券,或者泄露
                          该信息,或者
                          建议他人买
                          卖相关证券
                          等内幕交易
                          行为。 本人/
                          本单位不存
                          在因涉嫌参
                          与重大资产
                          重组相关的
                          内幕交易被
                          立案调查或
                          者立案侦查
                          且尚未结案
                          的情况。
                          最近三十六
                          个月内,本人
                          /本单位未曾
                          因参与重大
                          资产重组相
                          关的内幕交


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          易被中国证
                          监会作出行
                          政处罚或者
                          司法机关依
                          法追究刑事
                          责任。”7、 本
                          人持有方正
                          电机股票期
                          间及自德沃
                          仕离职后三
                          年内,本人及
                          本人关系密
                          切的家庭成
                          员(成员范围
                          参照深交所
                          股票上市规
                          则)和本人及
                          本人关系密
                          切的家庭成
                          员控制或实
                          施重大影响
                          的企业不拥
                          有、管理、控
                          制、投资、从
                          事其他任何
                          与方正电机
                          及德沃仕相
                          同或相近的
                          业务或项目,
                          亦不参与拥
                          有、管理、控
                          制、投资其他
                          任何与方正
                          电机及德沃
                          仕相同或相
                          近的业务或
                          项目,亦不谋
                          求通过与任
                          何第三人合
                          资、合作、联
                          营或采取租
                          赁经营、承包
                          经营、委托管
                          理等方式直


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          接或间接从
                          事与方正电
                          机及德沃仕
                          构成竞争的
                          业务。本人持
                          有方正电机
                          股票期间及
                          自德沃仕离
                          职后三年内
                          若违反上述
                          承诺的,将立
                          即停止与方
                          正电机及德
                          沃仕构成竞
                          争之业务,并
                          采取必要措
                          施予以纠正
                          补救;同时对
                          因本人未履
                          行本承诺函
                          所作的承诺
                          而给方正电
                          机及德沃仕
                          造成一切损
                          失和后果承
                          担赔偿责
                          任。” 截止本
                          公告出具日,
                          德沃仕全体
                          股东的上述
                          承诺正在履
                          行过程中,未
                          出现违反上
                          述承诺的情
                          形。"

                          避免同业竞
                          争的承诺:1、
               关于同业
                          本人目前未
               竞争、关
                          经营或从事
               联交易、                   2007 年 12                正在履行
  张敏                    任何在商业                   9999-12-31
               资金占用                   月 12 日                  中
                          上对浙江方
               方面的承
                          正电机股份
               诺
                          有限公司构
                          成直接或间


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          接同业竞争
                          的业务或活
                          动; 2、本人
                          在今后的任
                          何时间不会
                          以任何方式
                          经营或从事
                          与浙江方正
                          电机股份有
                          限公司构成
                          直接或间接
                          竞争的业务
                          或活动。凡本
                          人有任何商
                          业机会可从
                          事、参与或入
                          股任何可能
                          会与浙江方
                          正电机股份
                          有限公司生
                          产经营构成
                          竞争的业务,
                          本人会将上
                          述商业机会
                          让予浙江方
                          正电机股份
                          有限公司; 3、
                          如果本人违
                          反上述声明、
                          保证与承诺,
                          并造成浙江
                          方正电机股
                          份有限公司
                          经济损失的,
                          本人同意赔
                          偿相应损失。

                          公司分红政
                          策及未来三
                          年(2012 年
  浙江方正电
                          -2014 年)的    2012 年 10
  机股份有限   分红承诺                                2014-10-23   履行完毕
                          具体股东回      月 23 日
  公司
                          报规划:1、
                          分红方式:公
                          司可以采取


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          现金或者股
                          票方式分配
                          股利,可以进
                          行中期现金
                          分红。2、公
                          司利润分配
                          的最低分红
                          比例:根据
                          《公司章程》
                          的规定,在公
                          司现金流满
                          足公司正常
                          经营和长期
                          发展的前提
                          下,公司原则
                          上每年进行
                          一次现金分
                          红,每年以现
                          金方式分配
                          的利润应不
                          低于当年实
                          现的可分配
                          利润的百分
                          之十,公司最
                          近三年以现
                          金方式累计
                          分配的利润
                          不少于最近
                          三年实现的
                          年均可分配
                          利润的百分
                          之三十,具体
                          分红比例由
                          公司董事会
                          根据中国证
                          监会的有关
                          规定和公司
                          经营情况拟
                          定,由公司股
                          东大会审议
                          决定。3、未
                          来三年(2012
                          年-2014 年)
                          公司可以根


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浙江方正电机股份有限公司 2016 年第三季度报告全文


                          据累计可供
                          分配利润、公
                          积金及现金
                          流状况,在保
                          证最低现金
                          分红比例和
                          公司股本规
                          模合理的前
                          提下,采用股
                          票股利方式
                          进行利润分
                          配。4、如果
                          未来三年内
                          公司净利润
                          保持持续稳
                          定增长,公司
                          可以提高现
                          金分红比例
                          或者实施股
                          票股利分配,
                          加大对投资
                          者的回报力
                          度。

                          公司分红政
                          策及未来三
                          年(2015 年
                          -2017 年)的
                          具体股东回
                          报规划 1、分
                          红方式:公司
                          可以采取现
                          金或者股票
  浙江方正电              方式分配股
                                         2015 年 07              正在履行
  机股份有限   分红承诺   利,可以进行                2017-7-3
                                         月 03 日                中
  公司                    中期现金分
                          红。2、公司
                          利润分配的
                          最低分红比
                          例:根据《公
                          司章程》的规
                          定,在公司现
                          金流满足公
                          司正常经营
                          和长期发展


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                          的前提下,公
                          司原则上每
                          年进行一次
                          现金分红,每
                          年以现金方
                          式分配的利
                          润应不低于
                          当年实现的
                          可分配利润
                          的百分之十,
                          公司最近三
                          年以现金方
                          式累计分配
                          的利润不少
                          于最近三年
                          实现的年均
                          可分配利润
                          的百分之三
                          十,具体分红
                          比例由公司
                          董事会根据
                          中国证监会
                          的有关规定
                          和公司经营
                          情况拟定,由
                          公司股东大
                          会审议决定。
                          3、未来三年
                          (2015 年
                          -2017 年)公
                          司可以根据
                          累计可供分
                          配利润、公积
                          金及现金流
                          状况,在保证
                          最低现金分
                          红比例和公
                          司股本规模
                          合理的前提
                          下,采用股票
                          股利方式进
                          行利润分配。
                          4、如果未来
                          三年内公司


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                                 浙江方正电机股份有限公司 2016 年第三季度报告全文


                                                           净利润保持
                                                           持续稳定增
                                                           长,公司可以
                                                           提高现金分
                                                           红比例或者
                                                           实施股票股
                                                           利分配,加大
                                                           对投资者的
                                                           回报力度。

 承诺是否按时履行                  是

 如承诺超期未履行完毕的,应当
 详细说明未完成履行的具体原因      无
 及下一步的工作计划


四、对 2016 年度经营业绩的预计

2016 年度预计的经营业绩情况:归属于上市公司股东的净利润为正值且不属于扭亏为盈的情形
归属于上市公司股东的净利润为正值且不属于扭亏为盈的情形

 2016 年度归属于上市公司股东的净利润变动
                                                                    110%      至                      160%
 幅度

 2016 年度归属于上市公司股东的净利润变动
                                                                   12,396     至                      15,347
 区间(万元)

 2015 年度归属于上市公司股东的净利润(万
                                                                                                          5,903
 元)

 业绩变动的原因说明                          系上海海能、杭州德沃仕财务数据合并及公司新能源汽车业务增长


五、以公允价值计量的金融资产

□ 适用 √ 不适用


六、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


七、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。




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                              浙江方正电机股份有限公司 2016 年第三季度报告全文


八、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。




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                              浙江方正电机股份有限公司 2016 年第三季度报告全文




                                        第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:浙江方正电机股份有限公司
                                             2016 年 09 月 30 日
                                                                                                 单位:元

                  项目                            期末余额                       期初余额

 流动资产:

     货币资金                                                 95,185,009.52            246,451,115.48

     结算备付金

     拆出资金

     以公允价值计量且其变动计入当
 期损益的金融资产

     衍生金融资产

     应收票据                                                173,320,725.62             73,532,561.37

     应收账款                                                288,867,266.32            299,216,221.10

     预付款项                                                 48,972,286.74             17,849,099.29

     应收保费

     应收分保账款

     应收分保合同准备金

     应收利息

     应收股利

     其他应收款                                               11,413,724.01                 8,580,930.49

     买入返售金融资产

     存货                                                    325,920,129.05            288,154,911.42

     划分为持有待售的资产

     一年内到期的非流动资产

     其他流动资产                                            105,038,434.49            121,542,743.68

 流动资产合计                                              1,048,717,575.75           1,055,327,582.83

 非流动资产:

     发放贷款及垫款



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                           浙江方正电机股份有限公司 2016 年第三季度报告全文


   可供出售金融资产                                        8,880,000.00           8,880,000.00

   持有至到期投资

   长期应收款

   长期股权投资                                            4,940,000.00

   投资性房地产                                           56,587,005.34         65,760,156.46

   固定资产                                              329,388,314.65        321,729,738.45

   在建工程                                               80,134,044.65         47,600,781.21

   工程物资

   固定资产清理

   生产性生物资产

   油气资产

   无形资产                                              123,024,609.09        119,920,395.99

   开发支出

   商誉                                                1,112,124,334.65       1,112,124,334.65

   长期待摊费用                                           14,147,668.26         11,550,438.07

   递延所得税资产                                         22,103,140.65         16,478,141.36

   其他非流动资产                                          1,480,500.00           1,480,500.00

非流动资产合计                                         1,752,809,617.29       1,705,524,486.19

资产总计                                               2,801,527,193.04       2,760,852,069.02

流动负债:

   短期借款                                              105,309,637.35        113,760,748.08

   向中央银行借款

   吸收存款及同业存放

   拆入资金

   以公允价值计量且其变动计入当
期损益的金融负债

   衍生金融负债

   应付票据                                               67,782,846.46         67,418,896.57

   应付账款                                              223,389,741.32        213,427,933.34

   预收款项                                                5,069,395.07           5,099,369.17

   卖出回购金融资产款

   应付手续费及佣金

   应付职工薪酬                                           12,872,190.09         13,311,203.68

   应交税费                                                7,951,345.60         22,272,781.62




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                            浙江方正电机股份有限公司 2016 年第三季度报告全文


   应付利息                                                  123,886.39             154,540.09

   应付股利                                                 7,721,766.69            753,700.00

   其他应付款                                               5,344,365.93           3,797,030.98

   应付分保账款

   保险合同准备金

   代理买卖证券款

   代理承销证券款

   划分为持有待售的负债

   一年内到期的非流动负债                                  14,698,705.50           9,440,052.50

   其他流动负债

流动负债合计                                              450,263,880.40        449,436,256.03

非流动负债:

   长期借款

   应付债券

      其中:优先股

               永续债

   长期应付款

   长期应付职工薪酬

   专项应付款

   预计负债

   递延收益                                                12,384,456.58         14,781,950.00

   递延所得税负债

   其他非流动负债                                          38,368,115.00         53,518,887.50

非流动负债合计                                             50,752,571.58         68,300,837.50

负债合计                                                  501,016,451.98        517,737,093.53

所有者权益:

   股本                                                   265,235,073.00        265,295,073.00

   其他权益工具

      其中:优先股

               永续债

   资本公积                                             1,886,529,035.16       1,878,288,157.66

   减:库存股                                              53,066,820.50         62,958,940.00

   其他综合收益                                              -906,252.52          -1,038,255.80

   专项储备



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                              浙江方正电机股份有限公司 2016 年第三季度报告全文


     盈余公积                                                  23,527,416.50              23,527,416.50

     一般风险准备

     未分配利润                                               154,634,965.15             109,393,900.65

 归属于母公司所有者权益合计                               2,275,953,416.79              2,212,507,352.01

     少数股东权益                                              24,557,324.27              30,607,623.48

 所有者权益合计                                           2,300,510,741.06              2,243,114,975.49

 负债和所有者权益总计                                     2,801,527,193.04              2,760,852,069.02


法定代表人:张敏                      主管会计工作负责人:牟健                   会计机构负责人:卢美玲


2、母公司资产负债表

                                                                                                  单位:元

                   项目                            期末余额                       期初余额

 流动资产:

     货币资金                                                  33,121,491.44             168,060,939.13

     以公允价值计量且其变动计入当期
 损益的金融资产

     衍生金融资产

     应收票据                                                  31,944,227.46               11,911,199.05

     应收账款                                                 144,781,204.30             111,383,257.12

     预付款项                                                  45,775,317.86              16,076,113.85

     应收利息

     应收股利

     其他应收款                                                22,495,609.81              20,281,078.19

     存货                                                     150,574,294.23             126,868,954.35

     划分为持有待售的资产

     一年内到期的非流动资产

     其他流动资产                                              68,033,724.80                  564,790.27

 流动资产合计                                                 496,725,869.90             455,146,331.96

 非流动资产:

     可供出售金融资产                                           8,880,000.00                 8,880,000.00

     持有至到期投资

     长期应收款

     长期股权投资                                         1,693,019,314.17              1,686,660,227.46

     投资性房地产                                               7,957,243.18              14,439,256.96


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                            浙江方正电机股份有限公司 2016 年第三季度报告全文


   固定资产                                               233,827,603.46        233,447,684.18

   在建工程                                                62,033,139.68         33,688,106.17

   工程物资

   固定资产清理

   生产性生物资产

   油气资产

   无形资产                                                31,487,387.86         27,983,385.67

   开发支出

   商誉

   长期待摊费用                                             7,771,744.48           5,696,324.77

   递延所得税资产                                          21,020,119.27         15,227,707.01

   其他非流动资产

非流动资产合计                                          2,065,996,552.10       2,026,022,692.22

资产总计                                                2,562,722,422.00       2,481,169,024.18

流动负债:

   短期借款                                               105,309,637.35        110,513,948.08

   以公允价值计量且其变动计入当期
损益的金融负债

   衍生金融负债

   应付票据                                                28,771,900.00         18,650,000.00

   应付账款                                               114,299,161.35        116,105,704.61

   预收款项                                                 4,105,619.37           4,202,311.79

   应付职工薪酬                                             5,929,060.23           4,363,696.06

   应交税费                                                  339,262.67            2,101,823.55

   应付利息                                                  123,886.39             154,540.09

   应付股利                                                 1,323,390.00            753,700.00

   其他应付款                                              33,731,006.56           2,812,761.51

   划分为持有待售的负债

   一年内到期的非流动负债                                  14,698,705.50           9,440,052.50

   其他流动负债

流动负债合计                                              308,631,629.42        269,098,538.19

非流动负债:

   长期借款

   应付债券




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                               浙江方正电机股份有限公司 2016 年第三季度报告全文


       其中:优先股

                永续债

    长期应付款

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益                                                  10,023,956.25                    11,707,950.00

    递延所得税负债

    其他非流动负债                                            38,368,115.00                    53,518,887.50

 非流动负债合计                                               48,392,071.25                    65,226,837.50

 负债合计                                                    357,023,700.67                334,325,375.69

 所有者权益:

    股本                                                     265,235,073.00                265,295,073.00

    其他权益工具

       其中:优先股

                永续债

    资本公积                                                1,886,463,281.16              1,878,222,403.66

    减:库存股                                                53,066,820.50                    62,958,940.00

    其他综合收益

    专项储备

    盈余公积                                                  23,527,416.50                    23,527,416.50

    未分配利润                                                83,539,771.17                    42,757,695.33

 所有者权益合计                                             2,205,698,721.33              2,146,843,648.49

 负债和所有者权益总计                                       2,562,722,422.00              2,481,169,024.18


3、合并本报告期利润表

                                                                                                     单位:元

                 项目                          本期发生额                         上期发生额

 一、营业总收入                                          248,651,610.63                    174,662,569.52

    其中:营业收入                                       248,651,610.63                    174,662,569.52

            利息收入

            已赚保费

            手续费及佣金收入

 二、营业总成本                                          227,397,049.29                    166,582,813.31



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                                浙江方正电机股份有限公司 2016 年第三季度报告全文


    其中:营业成本                                        189,518,839.48           146,882,892.66

             利息支出

             手续费及佣金支出

             退保金

             赔付支出净额

           提取保险合同准备金净额

             保单红利支出

             分保费用

             营业税金及附加                                   830,418.89              658,940.92

             销售费用                                       6,565,832.50             3,524,507.34

             管理费用                                      29,979,869.23            18,076,950.40

             财务费用                                         595,541.19            -2,248,555.82

             资产减值损失                                     -93,452.00              -311,922.19

    加:公允价值变动收益(损失
                                                                    0.00
以“-”号填列)

    投资收益(损失以“-”号填
                                                              516,989.21             1,338,513.71
列)

    其中:对联营企业和合营企业
的投资收益

    汇兑收益(损失以“-”号填列)

三、营业利润(亏损以“-”号填
                                                           21,771,550.55             9,418,269.92
列)

    加:营业外收入                                          6,379,535.86              885,388.74

    其中:非流动资产处置利得                                        0.00

    减:营业外支出                                            218,587.75              126,569.98

    其中:非流动资产处置损失

四、利润总额(亏损总额以“-”
                                                           27,932,498.66            10,177,088.68
号填列)

    减:所得税费用                                          3,367,581.15             1,222,281.57

五、净利润(净亏损以“-”号填
                                                           24,564,917.51             8,954,807.11
列)

    归属于母公司所有者的净利润                             22,708,353.95             8,996,210.04

    少数股东损益                                            1,856,563.56               -41,402.93

六、其他综合收益的税后净额                                      9,410.63

 归属母公司所有者的其他综合收
                                                                9,410.63
益的税后净额


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      (一)以后不能重分类进损益
 的其他综合收益

      1.重新计量设定受益计划净负
 债或净资产的变动

      2.权益法下在被投资单位不能
 重分类进损益的其他综合收益中享
 有的份额

      (二)以后将重分类进损益的
                                                                 9,410.63
 其他综合收益

      1.权益法下在被投资单位以后
 将重分类进损益的其他综合收益中
 享有的份额

      2.可供出售金融资产公允价值
 变动损益

      3.持有至到期投资重分类为可
 供出售金融资产损益

   4.现金流量套期损益的有效部分

      5.外币财务报表折算差额                                     9,410.63

      6.其他

   归属于少数股东的其他综合收益
 的税后净额

 七、综合收益总额                                           24,574,328.14                       8,954,807.11

      归属于母公司所有者的综合收
                                                            22,717,764.58                       8,996,210.04
 益总额

      归属于少数股东的综合收益总
                                                             1,856,563.56                         -41,402.93
 额

 八、每股收益:

      (一)基本每股收益                                             0.09                               0.05

      (二)稀释每股收益                                             0.09                               0.05

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。


法定代表人:张敏                       主管会计工作负责人:牟健                     会计机构负责人:卢美玲


4、母公司本报告期利润表

                                                                                                     单位:元

                项目                           本期发生额                         上期发生额

 一、营业收入                                            100,945,441.74                        91,403,669.45



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    减:营业成本                                          85,284,276.15           80,074,170.99

           营业税金及附加                                    506,581.94             464,511.74

           销售费用                                        1,393,391.34            1,614,661.26

           管理费用                                       16,655,244.61           10,906,146.99

           财务费用                                          929,496.41             -952,549.21

           资产减值损失

    加:公允价值变动收益(损失
以“-”号填列)

    投资收益(损失以“-”号填
                                                             238,553.43            1,388,239.90
列)

    其中:对联营企业和合营企业
的投资收益

二、营业利润(亏损以“-”号填
                                                          -3,584,995.28             684,967.58
列)

    加:营业外收入                                         4,555,684.34             662,657.53

    其中:非流动资产处置利得

    减:营业外支出                                           100,422.37              93,304.05

    其中:非流动资产处置损失

三、利润总额(亏损总额以“-”
                                                             870,266.69            1,254,321.06
号填列)

    减:所得税费用                                          -171,659.73             -298,708.90

四、净利润(净亏损以“-”号填
                                                           1,041,926.42            1,553,029.96
列)

五、其他综合收益的税后净额

    (一)以后不能重分类进损益
的其他综合收益

    1.重新计量设定受益计划净负
债或净资产的变动

    2.权益法下在被投资单位不能
重分类进损益的其他综合收益中享
有的份额

    (二)以后将重分类进损益的
其他综合收益

    1.权益法下在被投资单位以后
将重分类进损益的其他综合收益中
享有的份额

    2.可供出售金融资产公允价值



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 变动损益

      3.持有至到期投资重分类为可
 供出售金融资产损益

      4.现金流量套期损益的有效部
 分

      5.外币财务报表折算差额

      6.其他

 六、综合收益总额                                               1,041,926.42                       1,553,029.96

 七、每股收益:

      (一)基本每股收益                                              0.004                              0.006

      (二)稀释每股收益                                              0.004                              0.006


5、合并年初到报告期末利润表

                                                                                                        单位:元

                  项目                            本期发生额                         上期发生额

 一、营业总收入                                             718,328,029.27                    543,980,578.33

      其中:营业收入                                        718,328,029.27                    543,980,578.33

               利息收入

               已赚保费

               手续费及佣金收入

 二、营业总成本                                             650,954,683.07                    530,602,142.84

      其中:营业成本                                        546,555,023.35                    463,791,354.41

               利息支出

               手续费及佣金支出

               退保金

               赔付支出净额

            提取保险合同准备金净额

               保单红利支出

               分保费用

               营业税金及附加                                   1,921,541.32                       1,965,182.89

               销售费用                                        15,952,034.37                      10,325,351.12

               管理费用                                        83,503,587.30                      54,986,513.30

               财务费用                                         1,591,682.29                        -156,450.22

               资产减值损失                                     1,430,814.44                        -309,808.66

      加:公允价值变动收益(损失


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以“-”号填列)

    投资收益(损失以“-”号填
                                                           2,921,113.71            4,778,095.02
列)

    其中:对联营企业和合营企业
的投资收益

    汇兑收益(损失以“-”号填列)

三、营业利润(亏损以“-”号填
                                                          70,294,459.91           18,156,530.51
列)

    加:营业外收入                                        12,974,226.64            3,532,591.43

    其中:非流动资产处置利得

    减:营业外支出                                           705,901.99             502,975.49

    其中:非流动资产处置损失

四、利润总额(亏损总额以“-”
                                                          82,562,784.56           21,186,146.45
号填列)

    减:所得税费用                                        10,450,135.28            3,101,262.68

五、净利润(净亏损以“-”号填
                                                          72,112,649.28           18,084,883.77
列)

    归属于母公司所有者的净利润                            71,764,571.80           18,184,937.76

    少数股东损益                                             348,077.48             -100,053.99

六、其他综合收益的税后净额                                   132,003.28              32,670.63

 归属母公司所有者的其他综合收
                                                             132,003.28              32,670.63
益的税后净额

    (一)以后不能重分类进损益
的其他综合收益

    1.重新计量设定受益计划净负
债或净资产的变动

    2.权益法下在被投资单位不能
重分类进损益的其他综合收益中享
有的份额

    (二)以后将重分类进损益的
                                                             132,003.28              32,670.63
其他综合收益

    1.权益法下在被投资单位以后
将重分类进损益的其他综合收益中
享有的份额

    2.可供出售金融资产公允价值
变动损益

    3.持有至到期投资重分类为可
供出售金融资产损益


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      4.现金流量套期损益的有效部
 分

      5.外币财务报表折算差额                                    132,003.28                          32,670.63

      6.其他

   归属于少数股东的其他综合收益
 的税后净额

 七、综合收益总额                                             72,244,652.56                      18,117,554.40

      归属于母公司所有者的综合收
                                                              71,896,575.08                      18,217,608.39
 益总额

      归属于少数股东的综合收益总
                                                                348,077.48                         -100,053.99
 额

 八、每股收益:

      (一)基本每股收益                                               0.28                               0.10

      (二)稀释每股收益                                               0.28                               0.10

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。


6、母公司年初到报告期末利润表

                                                                                                       单位:元

                项目                             本期发生额                         上期发生额

 一、营业收入                                              296,691,169.41                    254,458,101.53

      减:营业成本                                         256,325,852.61                    226,848,580.42

          营业税金及附加                                        825,995.81                        1,137,914.57

          销售费用                                             4,034,712.71                       4,482,575.34

          管理费用                                            42,466,276.45                      32,567,165.04

          财务费用                                             1,826,464.40                        830,196.47

          资产减值损失                                         1,833,161.22                        510,764.31

      加:公允价值变动收益(损失
 以“-”号填列)

      投资收益(损失以“-”号填
                                                              71,808,934.22                       4,827,821.21
 列)

      其中:对联营企业和合营企业
 的投资收益

 二、营业利润(亏损以“-”号填
                                                              61,187,640.43                      -7,091,273.41
 列)

      加:营业外收入                                           5,905,705.41                       2,214,077.54

      其中:非流动资产处置利得



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      减:营业外支出                                            359,092.06                         265,537.57

      其中:非流动资产处置损失

 三、利润总额(亏损总额以“-”
                                                              66,734,253.78                      -5,142,733.44
 号填列)

      减:所得税费用                                            -571,329.36                       -685,281.88

 四、净利润(净亏损以“-”号填
                                                              67,305,583.14                      -4,457,451.56
 列)

 五、其他综合收益的税后净额

      (一)以后不能重分类进损益
 的其他综合收益

      1.重新计量设定受益计划净负
 债或净资产的变动

      2.权益法下在被投资单位不能
 重分类进损益的其他综合收益中享
 有的份额

      (二)以后将重分类进损益的
 其他综合收益

      1.权益法下在被投资单位以后
 将重分类进损益的其他综合收益中
 享有的份额

      2.可供出售金融资产公允价值
 变动损益

      3.持有至到期投资重分类为可
 供出售金融资产损益

      4.现金流量套期损益的有效部
 分

      5.外币财务报表折算差额

      6.其他

 六、综合收益总额                                             67,305,583.14                      -4,457,451.56

 七、每股收益:

      (一)基本每股收益                                               0.25                              -0.02

      (二)稀释每股收益                                               0.25                              -0.02


7、合并年初到报告期末现金流量表

                                                                                                      单位:元

                项目                             本期发生额                         上期发生额

 一、经营活动产生的现金流量:


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 销售商品、提供劳务收到的现金                            608,890,554.27           546,644,627.36

    客户存款和同业存放款项净增
加额

    向中央银行借款净增加额

    向其他金融机构拆入资金净增
加额

 收到原保险合同保费取得的现金

    收到再保险业务现金净额

    保户储金及投资款净增加额

    处置以公允价值计量且其变动
计入当期损益的金融资产净增加额

 收取利息、手续费及佣金的现金

    拆入资金净增加额

    回购业务资金净增加额

    收到的税费返还                                        22,458,560.98            13,822,222.35

 收到其他与经营活动有关的现金                             19,750,271.83             8,482,757.15

经营活动现金流入小计                                     651,099,387.08           568,949,606.86

 购买商品、接受劳务支付的现金                            488,329,698.14           412,076,597.94

    客户贷款及垫款净增加额

    存放中央银行和同业款项净增
加额

 支付原保险合同赔付款项的现金

 支付利息、手续费及佣金的现金

    支付保单红利的现金

    支付给职工以及为职工支付的
                                                         103,387,645.07            84,213,896.81
现金

    支付的各项税费                                        44,692,416.20            15,239,848.74

 支付其他与经营活动有关的现金                             52,216,378.53            39,736,706.65

经营活动现金流出小计                                     688,626,137.94           551,267,050.14

经营活动产生的现金流量净额                               -37,526,750.86            17,682,556.72

二、投资活动产生的现金流量:

    收回投资收到的现金                                     2,915,656.72             4,108,279.87

    取得投资收益收到的现金

    处置固定资产、无形资产和其
                                                             365,107.77              874,161.25
他长期资产收回的现金净额

    处置子公司及其他营业单位收


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 到的现金净额

  收到其他与投资活动有关的现金                            582,650,000.00           385,000,000.00

 投资活动现金流入小计                                     585,930,764.49           389,982,441.12

     购建固定资产、无形资产和其
                                                           83,429,306.57            32,059,846.46
 他长期资产支付的现金

     投资支付的现金                                         4,940,000.00              8,276,000.00

     质押贷款净增加额

     取得子公司及其他营业单位支
 付的现金净额

  支付其他与投资活动有关的现金                            564,650,000.00           469,000,000.00

 投资活动现金流出小计                                     653,019,306.57           509,335,846.46

 投资活动产生的现金流量净额                               -67,088,542.08           -119,353,405.34

 三、筹资活动产生的现金流量:

     吸收投资收到的现金                                                             63,712,640.00

     其中:子公司吸收少数股东投
 资收到的现金

     取得借款收到的现金                                   123,602,281.65           157,281,148.35

     发行债券收到的现金

  收到其他与筹资活动有关的现金

 筹资活动现金流入小计                                     123,602,281.65           220,993,788.35

     偿还债务支付的现金                                   132,135,869.20           201,598,657.85

     分配股利、利润或偿付利息支
                                                           29,258,449.81            21,106,032.84
 付的现金

     其中:子公司支付给少数股东
 的股利、利润

  支付其他与筹资活动有关的现金                                473,400.00                      0.00

 筹资活动现金流出小计                                     161,867,719.01           222,704,690.69

 筹资活动产生的现金流量净额                               -38,265,437.36             -1,710,902.34

 四、汇率变动对现金及现金等价物
                                                              193,903.53              1,325,796.87
 的影响

 五、现金及现金等价物净增加额                            -142,686,826.77           -102,055,954.09

  加:期初现金及现金等价物余额                            226,386,115.48           207,152,260.17

 六、期末现金及现金等价物余额                              83,699,288.71           105,096,306.08


8、母公司年初到报告期末现金流量表

                                                                                           单位:元

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               项目                            本期发生额                         上期发生额

一、经营活动产生的现金流量:

 销售商品、提供劳务收到的现金                            282,582,979.35                    257,350,771.42

    收到的税费返还                                          12,411,611.43                       9,570,462.42

 收到其他与经营活动有关的现金                               16,875,793.22                       7,900,881.45

经营活动现金流入小计                                     311,870,384.00                    274,822,115.29

 购买商品、接受劳务支付的现金                            274,279,069.90                    232,212,213.74

    支付给职工以及为职工支付的
                                                            42,546,148.40                      34,985,678.39
现金

    支付的各项税费                                           8,951,377.79                       3,181,127.29

 支付其他与经营活动有关的现金                               42,935,334.26                      30,060,724.51

经营活动现金流出小计                                     368,711,930.35                    300,439,743.93

经营活动产生的现金流量净额                               -56,841,546.35                    -25,617,628.64

二、投资活动产生的现金流量:

    收回投资收到的现金

    取得投资收益收到的现金                                  71,808,934.22                       4,067,656.14

    处置固定资产、无形资产和其
                                                              205,250.00                         414,819.97
他长期资产收回的现金净额

    处置子公司及其他营业单位收
                                                                                               12,532,588.41
到的现金净额

 收到其他与投资活动有关的现金                            330,700,000.00                    383,000,000.00

投资活动现金流入小计                                     402,714,184.22                    400,015,064.52

    购建固定资产、无形资产和其
                                                            72,291,836.83                      34,163,292.52
他长期资产支付的现金

    投资支付的现金                                           4,940,000.00                        -524,000.00

    取得子公司及其他营业单位支
付的现金净额

 支付其他与投资活动有关的现金                            398,700,000.00                    466,000,000.00

投资活动现金流出小计                                     475,931,836.83                    499,639,292.52

投资活动产生的现金流量净额                               -73,217,652.61                    -99,624,228.00

三、筹资活动产生的现金流量:

    吸收投资收到的现金                                                                         63,712,640.00

    取得借款收到的现金                                   140,886,881.65                    183,346,806.84

    发行债券收到的现金

 收到其他与筹资活动有关的现金



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                                浙江方正电机股份有限公司 2016 年第三季度报告全文


 筹资活动现金流入小计                                     140,886,881.65           247,059,446.84

     偿还债务支付的现金                                   116,170,059.20           209,719,433.99

     分配股利、利润或偿付利息支
                                                           29,123,671.18            21,282,998.57
 付的现金

   支付其他与筹资活动有关的现金                               473,400.00

 筹资活动现金流出小计                                     145,767,130.38           231,002,432.56

 筹资活动产生的现金流量净额                                -4,880,248.73            16,057,014.28

 四、汇率变动对现金及现金等价物
 的影响

 五、现金及现金等价物净增加额                            -134,939,447.69           -109,184,842.36

   加:期初现金及现金等价物余额                           168,060,939.13           142,249,321.50

 六、期末现金及现金等价物余额                              33,121,491.44            33,064,479.14


二、审计报告

第三季度报告是否经过审计
□ 是 √ 否
公司第三季度报告未经审计。




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                      浙江方正电机股份有限公司 2016 年第三季度报告全文




此页为《浙江方正电机股份有限公司 2016 年第三季度报告全文》之签字盖章页:




                                                          浙江方正电机股份有限公司



                                                          法定代表人: 张 敏



                                                           二 0 一六年十月二十六日




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