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方正电机(002196)公告正文

方正电机:2017年第一季度报告全文

公告日期 2017-04-25
股票简称:方正电机 股票代码:002196
浙江方正电机股份有限公司 2017 年第一季度报告全文




                              浙江方正电机股份有限公司

                                     2017 年第一季度报告




                                            2017 年 04 月




1
浙江方正电机股份有限公司 2017 年第一季度报告全文




                                         第一节 重要提示


         公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

         除下列董事外,其他董事亲自出席了审议本次季报的董事会会议

       未亲自出席董事姓名      未亲自出席董事职务      未亲自出席会议原因          被委托人姓名

    冒晓建                  董事                    因工作原因              牟健

    翁伟文                  董事                    因工作原因              张敏


         公司负责人张敏、主管会计工作负责人牟健及会计机构负责人(会计主管人

员)卢美玲声明:保证季度报告中财务报表的真实、准确、完整。




2
浙江方正电机股份有限公司 2017 年第一季度报告全文




                                       第二节 公司基本情况

一、主要会计数据和财务指标

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据
□ 是 √ 否

                                                                                              本报告期比上年同期增
                                                 本报告期                上年同期
                                                                                                      减

    营业收入(元)                                 251,558,867.87          232,963,482.38                     7.98%

    归属于上市公司股东的净利润(元)                21,814,557.30           18,128,714.06                    20.33%

    归属于上市公司股东的扣除非经常性
                                                    20,184,428.10           16,482,678.92                    22.46%
    损益的净利润(元)

    经营活动产生的现金流量净额(元)                 2,622,376.39           -15,619,781.49                  -116.79%

    基本每股收益(元/股)                                   0.0844                  0.0683                   23.57%

    稀释每股收益(元/股)                                   0.0822                  0.0683                   20.35%

    加权平均净资产收益率                                    0.93%                     0.82%                   0.11%

                                                                                              本报告期末比上年度末
                                               本报告期末                上年度末
                                                                                                     增减

    总资产(元)                                 2,889,869,148.12         2,904,119,466.52                   -0.49%

    归属于上市公司股东的净资产(元)             2,364,213,630.27         2,341,578,867.74                    0.97%

非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                             单位:元

                            项目                               年初至报告期期末金额                说明

    非流动资产处置损益(包括已计提资产减值准备的冲销部
                                                                           -16,504.91
    分)

    越权审批或无正式批准文件的税收返还、减免                                     0.00

    计入当期损益的政府补助(与企业业务密切相关,按照国家
                                                                         2,528,627.26
    统一标准定额或定量享受的政府补助除外)

    计入当期损益的对非金融企业收取的资金占用费                                   0.00

    企业取得子公司、联营企业及合营企业的投资成本小于取得
    投资时应享有被投资单位可辨认净资产公允价值产生的收                           0.00
    益

    非货币性资产交换损益                                                         0.00

    委托他人投资或管理资产的损益                                                 0.00



3
浙江方正电机股份有限公司 2017 年第一季度报告全文


    因不可抗力因素,如遭受自然灾害而计提的各项资产减值准
                                                                              0.00
    备

    债务重组损益                                                              0.00

    企业重组费用,如安置职工的支出、整合费用等                                0.00

    交易价格显失公允的交易产生的超过公允价值部分的损益                        0.00

    同一控制下企业合并产生的子公司期初至合并日的当期净
                                                                              0.00
    损益

    与公司正常经营业务无关的或有事项产生的损益                                0.00

    除同公司正常经营业务相关的有效套期保值业务外,持有交
    易性金融资产、交易性金融负债产生的公允价值变动损益,
                                                                        259,338.64
    以及处置交易性金融资产、交易性金融负债和可供出售金融
    资产取得的投资收益

    单独进行减值测试的应收款项减值准备转回                                    0.00

    对外委托贷款取得的损益                                                    0.00

    采用公允价值模式进行后续计量的投资性房地产公允价值
                                                                              0.00
    变动产生的损益

    根据税收、会计等法律、法规的要求对当期损益进行一次性
                                                                              0.00
    调整对当期损益的影响

    受托经营取得的托管费收入                                                  0.00

    除上述各项之外的其他营业外收入和支出                               -856,116.82

    其他符合非经常性损益定义的损益项目                                        0.00

    减:所得税影响额                                                    285,214.97

         少数股东权益影响额(税后)                                           0.00

    合计                                                              1,630,129.20             --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用
公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东总数和表决权恢复的优先股股东数量及前 10 名股东持股情况表

                                                                                                      单位:股

                                                             报告期末表决权恢复的优
    报告期末普通股股东总数                          30,625                                                 0
                                                             先股股东总数(如有)



4
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   前 10 名股东持股情况

                                                                       持有有限售条            质押或冻结情况
         股东名称         股东性质     持股比例         持股数量
                                                                       件的股份数量       股份状态           数量

    张敏             境内自然人            16.47%         43,684,216       35,123,787   质押                 36,547,381

    卓斌             境内自然人             9.48%         25,151,079       20,405,756

    青岛金石灏汭     境内非国有法
                                            7.54%         20,007,498       18,393,623   质押                 12,262,400
    投资有限公司     人

    翁伟文           境内自然人             4.37%         11,583,307       11,583,307   质押                  3,615,603

    钱进             境内自然人             1.51%          4,000,000

    中国人寿保险
    股份有限公司
    -分红-个人
                     其他                   1.45%          3,840,128
    分红
    -005L-FH002
    深

    杭州杭开电气     境内非国有法
                                            1.28%          3,383,864        3,383,864   质押                  3,380,000
    有限公司         人

    金英杰           境内自然人             1.23%          3,267,391        3,267,391   质押                  2,500,000

    徐正敏           境内自然人             0.75%          1,979,138        1,979,137

    胡宏             境内自然人             0.74%          1,974,334                    质押                  1,870,000

                                            前 10 名无限售条件股东持股情况

                                                                                                  股份种类
                股东名称                          持有无限售条件股份数量
                                                                                          股份种类           数量

    张敏                                                                    8,560,429   人民币普通股          8,560,429

    卓斌                                                                    4,745,323   人民币普通股          4,745,323

    钱进                                                                    4,000,000   人民币普通股          4,000,000

    中国人寿保险股份有限公司-
                                                                            3,840,128   人民币普通股          3,840,128
    分红-个人分红-005L-FH002 深

    胡宏                                                                    1,974,334   人民币普通股          1,974,334

    青岛金石灏汭投资有限公司                                                1,613,875   人民币普通股          1,613,875

    马文奇                                                                  1,440,966   人民币普通股          1,440,966

    万向创业投资股份有限公司                                                1,000,000   人民币普通股          1,000,000

    中央汇金资产管理有限责任公
                                                                             829,800    人民币普通股            829,800
    司

    友邦保险有限公司广东分公司
                                                                             815,402    人民币普通股            815,402
    -传统-普通保险产品

    上述股东关联关系或一致行动       本公司未知前 10 名股东之间是否存在关联关系或属于《上市公司股东持股变动信息

5
浙江方正电机股份有限公司 2017 年第一季度报告全文


    的说明                         披露管理办法》规定的一致行动人。

    前 10 名普通股股东参与融资融
                                   无
    券业务情况说明(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、公司优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




6
浙江方正电机股份有限公司 2017 年第一季度报告全文




                                           第三节 重要事项

一、报告期主要财务数据、财务指标发生变动的情况及原因

√ 适用 □ 不适用

1、预付账款较年初增长235.29%,主要系本期材料采购预付款增加影响;
2、应付票据较年初增长25.10%,主要系本期以票据结算的供应商增加;
3、应交税费较年初下降84.20%,主要系公司本年上交上年增值税及企业所得税;
4、应付利息较年初增长51.95%,主要系本期办理到期一次性还本付息的借款增加;
5、销售费用较上年同期下降59.05%,主要系本年一季度三包费用结算较上年同期减少较多所致;
6、投资收益较上年同期下降64.30%,主要系本期于用购买理财产品的资金较上期减少,故收益减少;
7、营业外收入较上年同期增长41.25%,主要系本期收到的政府补助增加;
8、支付的各项税费较上年同期增长33.78%,主要系公司本年上交上年增值税及企业所得税;
9、取得投资收益收到的现金较上年同期下降43.91%,主要系本期于用购买理财产品的资金较上期减少,
故收益减少;
10、支付其他与投资活动有关的现金较上年同期下降42.28%,主要系本期于用购买理财产品的资金较上期
减少;
11、偿还债务支付的现金较上年同期增长73.91%,主要系本期到期借款较上期增加;



二、重要事项进展情况及其影响和解决方案的分析说明

□ 适用 √ 不适用


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
完毕的承诺事项

√ 适用 □ 不适用

               承诺事由              承诺方      承诺类型     承诺内容     承诺时间     承诺期限    履行情况

    股改承诺

    收购报告书或权益变动报告书中
    所作承诺

                                                             "本次交易
                                                             中本人认购
                                   卓斌;冒晓                 的方正电机
                                   建;徐正敏;   股份限售承   股份分三期   2015 年 12                正在履行
    资产重组时所作承诺                                                                 2018-12-29
                                   朱玥奋;徐    诺           解锁,首期   月 29 日                  中
                                   迪;祝轲卿                 解锁:自标
                                                             的股份上市
                                                             之日起满

7
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   12 个月且
                                                   经审计的
                                                   2015 年扣
                                                   除非经常性
                                                   损益后实际
                                                   净利润不低
                                                   于承诺利润
                                                   数的,首期
                                                   解锁 30%;
                                                   第二期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 24
                                                   个月且
                                                   2016 年经
                                                   审计的扣除
                                                   非经常损益
                                                   后实际净利
                                                   润不低于承
                                                   诺利润数
                                                   的,第二期
                                                   解锁 30%;
                                                   第三期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 36
                                                   个月且
                                                   2017 年经
                                                   审计的扣除
                                                   非经常性损
                                                   益后实际净
                                                   利润不低于
                                                   承诺利润数
                                                   的,第三期
                                                   解锁 40%。
                                                   本人同意本
                                                   次交易完成
                                                   后,若本人
                                                   担任方正电
                                                   机的董事、
                                                   监事或高级
                                                   管理人员,
                                                   本次交易中
                                                   本人认购的


8
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           方正电机股
                                                           份自在证券
                                                           交易所上市
                                                           之日起十二
                                                           个月内,不
                                                           转让或者委
                                                           托他人管
                                                           理,也不由
                                                           方正电机收
                                                           购该部分股
                                                           份。前述锁
                                                           定期满后,
                                                           本人在方正
                                                           电机担任董
                                                           事、监事或
                                                           高级管理人
                                                           员职务期
                                                           间,将向方
                                                           正电机申报
                                                           所直接或间
                                                           接持有的方
                                                           正电机的股
                                                           份及变动情
                                                           况,每年转
                                                           让的股份将
                                                           不会超过所
                                                           直接或间接
                                                           持有方正电
                                                           机股份总数
                                                           的百分之二
                                                           十五;本人
                                                           在离职后半
                                                           年内,将不
                                                           会转让所直
                                                           接或间接持
                                                           有的方正电
                                                           机股份。

                                                           “本次交易
                                                           中本人以持
                                                           续拥有权益
                                              股份限售承                2015 年 12                正在履行
                                 曹冠晖                    时间超过                  2018-12-29
                                              诺                        月 29 日                  中
                                                           12 个月的
                                                           德沃仕股权
                                                           认购的方正


9
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   电机股份分
                                                   三期解锁,
                                                   首期解锁:
                                                   自标的股份
                                                   上市之日起
                                                   满 12 个月
                                                   且经审计的
                                                   2015 年扣
                                                   除非经常性
                                                   损益后实际
                                                   净利润不低
                                                   于承诺利润
                                                   数的,首期
                                                   解锁 30%;
                                                   第二期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 24
                                                   个月且
                                                   2016 年经
                                                   审计的扣除
                                                   非经常损益
                                                   后实际净利
                                                   润不低于承
                                                   诺利润数
                                                   的,第二期
                                                   解锁 30%;
                                                   第三期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 36
                                                   个月且
                                                   2017 年经
                                                   审计的扣除
                                                   非经常性损
                                                   益后实际净
                                                   利润不低于
                                                   承诺利润数
                                                   的,第三期
                                                   解锁 40%。
                                                   本人同意本
                                                   次交易完成
                                                   后,若本人
                                                   担任方正电


10
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           机的董事、
                                                           监事或高级
                                                           管理人员,
                                                           本次交易中
                                                           本人认购的
                                                           方正电机股
                                                           份自在证券
                                                           交易所上市
                                                           之日起十二
                                                           个月内,不
                                                           转让或者委
                                                           托他人管
                                                           理,也不由
                                                           方正电机收
                                                           购该部分股
                                                           份。前述锁
                                                           定期满后,
                                                           本人在方正
                                                           电机担任董
                                                           事、监事或
                                                           高级管理人
                                                           员职务期
                                                           间,将向方
                                                           正电机申报
                                                           所直接或间
                                                           接持有的方
                                                           正电机的股
                                                           份及变动情
                                                           况,每年转
                                                           让的股份将
                                                           不会超过所
                                                           直接或间接
                                                           持有方正电
                                                           机股份总数
                                                           的百分之二
                                                           十五;本人
                                                           在离职后半
                                                           年内,将不
                                                           会转让所直
                                                           接或间接持
                                                           有的方正电
                                                           机股份。”

                                              股份限售承   “本次交易   2015 年 12                正在履行
                                 吴进山                                              2018-12-29
                                              诺           中本人以持   月 29 日                  中


11
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   续拥有权益
                                                   时间超过
                                                   12 个月的
                                                   德沃仕股权
                                                   认购的方正
                                                   电机股份分
                                                   三期解锁,
                                                   首期解锁:
                                                   自标的股份
                                                   上市之日起
                                                   满 12 个月
                                                   且经审计的
                                                   2015 年扣
                                                   除非经常性
                                                   损益后实际
                                                   净利润不低
                                                   于承诺利润
                                                   数的,首期
                                                   解锁 30%;
                                                   第二期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 24
                                                   个月且
                                                   2016 年经
                                                   审计的扣除
                                                   非经常损益
                                                   后实际净利
                                                   润不低于承
                                                   诺利润数
                                                   的,第二期
                                                   解锁 30%;
                                                   第三期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 36
                                                   个月且
                                                   2017 年经
                                                   审计的扣除
                                                   非经常性损
                                                   益后实际净
                                                   利润不低于
                                                   承诺利润数
                                                   的,第三期


12
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   解锁 40%。
                                                   本人以持续
                                                   拥有权益时
                                                   间不足 12
                                                   个月的德沃
                                                   仕股权认购
                                                   的方正电机
                                                   股份的锁定
                                                   期为三年,
                                                   自标的股份
                                                   上市且完成
                                                   相应全部业
                                                   绩补偿承诺
                                                   之日起满
                                                   36 个月解
                                                   锁。本人同
                                                   意本次交易
                                                   完成后,若
                                                   本人担任方
                                                   正电机的董
                                                   事、监事或
                                                   高级管理人
                                                   员,本次交
                                                   易中本人认
                                                   购的方正电
                                                   机股份自在
                                                   证券交易所
                                                   上市之日起
                                                   十二个月
                                                   内,不转让
                                                   或者委托他
                                                   人管理,也
                                                   不由方正电
                                                   机收购该部
                                                   分股份。前
                                                   述锁定期满
                                                   后,本人在
                                                   方正电机担
                                                   任董事、监
                                                   事或高级管
                                                   理人员职务
                                                   期间,将向
                                                   方正电机申
                                                   报所直接或


13
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           间接持有的
                                                           方正电机的
                                                           股份及变动
                                                           情况,每年
                                                           转让的股份
                                                           将不会超过
                                                           所直接或间
                                                           接持有方正
                                                           电机股份总
                                                           数的百分之
                                                           二十五;本
                                                           人在离职后
                                                           半年内,将
                                                           不会转让所
                                                           直接或间接
                                                           持有的方正
                                                           电机股份。”

                                                           “本次交易
                                                           中本人以持
                                                           续拥有权益
                                                           时间超过
                                                           12 个月的
                                                           德沃仕股权
                                                           认购的方正
                                                           电机股份自
                                                           标的股份上
                                                           市之日起满
                                                           12 个月解
                                                           锁 100%。
                                                           本人以持续
                                 马文奇;吴    股份限售承                  2015 年 12                正在履行
                                                           拥有权益时                  2018-12-29
                                 宝才         诺                          月 29 日                  中
                                                           间不足 12
                                                           个月的德沃
                                                           仕股权认购
                                                           的方正电机
                                                           股份的锁定
                                                           期为三年,
                                                           自标的股份
                                                           上市之日起
                                                           满 36 个月
                                                           解锁。本人
                                                           同意本次交
                                                           易完成后,
                                                           若本人担任


14
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           方正电机的
                                                           董事、监事
                                                           或高级管理
                                                           人员,本次
                                                           交易中本人
                                                           认购的方正
                                                           电机股份自
                                                           在证券交易
                                                           所上市之日
                                                           起十二个月
                                                           内,不转让
                                                           或者委托他
                                                           人管理,也
                                                           不由方正电
                                                           机收购该部
                                                           分股份。前
                                                           述锁定期满
                                                           后,本人在
                                                           方正电机担
                                                           任董事、监
                                                           事或高级管
                                                           理人员职务
                                                           期间,将向
                                                           方正电机申
                                                           报所直接或
                                                           间接持有的
                                                           方正电机的
                                                           股份及变动
                                                           情况,每年
                                                           转让的股份
                                                           将不会超过
                                                           所直接或间
                                                           接持有方正
                                                           电机股份总
                                                           数的百分之
                                                           二十五;本
                                                           人在离职后
                                                           半年内,将
                                                           不会转让所
                                                           直接或间接
                                                           持有的方正
                                                           电机股份。”

                                 浙江德石投   股份限售承   本次交易中     2015 年 12                正在履行
                                                                                       2018-12-29
                                 资管理有限   诺           本单位以持     月 29 日                  中


15
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                 公司                      续拥有权益
                                                           时间超过
                                                           12 个月的
                                                           德沃仕股权
                                                           认购的方正
                                                           电机股份分
                                                           三期解锁,
                                                           即自标的股
                                                           份上市之日
                                                           起满 12 个
                                                           月解锁
                                                           30%,满 24
                                                           个月解锁
                                                           30%,满 36
                                                           个月解锁
                                                           40%。本单
                                                           位以持续拥
                                                           有权益时间
                                                           不足 12 个
                                                           月的德沃仕
                                                           股权认购的
                                                           方正电机股
                                                           份的锁定期
                                                           为三年,自
                                                           标的股份上
                                                           市之日起满
                                                           36 个月解
                                                           锁。

                                                           “本次交易
                                                           中本单位以
                                                           持续拥有权
                                                           益时间超过
                                                           12 个月的
                                                           德沃仕股权
                                                           认购的方正
                                 青岛金石灏
                                              股份限售承   电机股份自   2015 年 12
                                 汭投资有限                                          2016-12-29   履行完毕
                                              诺           标的股份上   月 29 日
                                 公司
                                                           市之日起满
                                                           12 个月解
                                                           锁 100%。
                                                           本单位以持
                                                           续拥有权益
                                                           时间不足
                                                           12 个月的


16
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           德沃仕股权
                                                           认购的方正
                                                           电机股份的
                                                           锁定期为三
                                                           年,自标的
                                                           股份上市之
                                                           日起满 36
                                                           个月解锁。”

                                                           “本次交易
                                                           中杭开电气
                                                           以持续拥有
                                                           权益时间超
                                                           过 12 个月
                                                           的德沃仕股
                                                           权认购的方
                                                           正电机股份
                                                           分三期解
                                                           锁,首期解
                                                           锁:自标的
                                                           股份上市之
                                                           日起满 12
                                                           个月且经审
                                                           计的 2015
                                                           年扣除非经
                                                           常性损益后
                                 杭州杭开电   股份限售承   实际净利润     2015 年 12                正在履行
                                                                                       2018-12-29
                                 气有限公司   诺           不低于承诺     月 29 日                  中
                                                           利润数的,
                                                           首期解锁
                                                           30%;第二
                                                           期解锁:自
                                                           标的股份上
                                                           市之日起满
                                                           24 个月且
                                                           2016 年经
                                                           审计的扣除
                                                           非经常损益
                                                           后实际净利
                                                           润不低于承
                                                           诺利润数
                                                           的,第二期
                                                           解锁 30%;
                                                           第三期解
                                                           锁:自标的


17
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           股份上市之
                                                           日起满 36
                                                           个月且
                                                           2017 年经
                                                           审计的扣除
                                                           非经常性损
                                                           益后实际净
                                                           利润不低于
                                                           承诺利润数
                                                           的,第三期
                                                           解锁 40%。”

                                                           募集配套资
                                                           金认购方作
                                                           出如下承
                                                           诺: 作为方
                                                           正电机本次
                                                           发行股份及
                                                           支付现金购
                                                           买资产并募
                                                           集配套资金
                                                           项目的现金
                                                           认购股份
                                                           方,本人/
                                                           本单位承
                                                           诺:本人/
                                                           本单位所认
                                 青岛金石灏
                                                           购方正电机
                                 汭投资有限   股份限售承                  2015 年 12                正在履行
                                                           本次发行的                  2018-12-29
                                 公司;翁伟    诺                          月 29 日                  中
                                                           新增股份,
                                 文;张敏
                                                           自该股份发
                                                           行结束之日
                                                           起 36 个月
                                                           内不得转
                                                           让。”截至本
                                                           公告出具
                                                           日,交易对
                                                           方及配套融
                                                           资方关于股
                                                           份锁定的承
                                                           诺正在履行
                                                           过程中,未
                                                           出现违反上
                                                           述承诺的情
                                                           形。


18
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           张敏、翁伟
                                                           文作出如下
                                                           承诺: 本人
                                                           拟认购的方
                                                           正电机本次
                                                           非公开发行
                                                           的股份的资
                                                           金来源合
                                                           法,不存在
                                                           信托、代持
                                                           股、委托持
                                                           股或类似安
                                                           排。除了《浙
                                                           江方正电机
                                                           股份有限公
                                                           司非公开发
                                                           行股份之附
                                                           条件生效的
                                                           股份认购协
                                                           议书》,不存
                                                           在与本次方
                                 翁伟文;张    募集资金使   正电机重大     2015 年 12                正在履行
                                                                                       2018-12-29
                                 敏           用承诺       资产重组相     月 29 日                  中
                                                           关的其他协
                                                           议或安排。
                                                           本人不涉及
                                                           任何重大未
                                                           履行的负债
                                                           或任何重大
                                                           诉讼或仲裁
                                                           案件。本人
                                                           未受到过中
                                                           国证监会或
                                                           其派出机构
                                                           或证券交易
                                                           所的任何形
                                                           式的处罚
                                                           (包括谴
                                                           责、罚款、
                                                           通报批评)
                                                           等。本人与
                                                           上海海能及
                                                           其股东、董
                                                           事、监事、


19
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           高级管理人
                                                           员和德沃仕
                                                           及其股东、
                                                           董事、监事、
                                                           高级管理人
                                                           员不存在任
                                                           何关联关
                                                           系,与上海
                                                           海能汽车电
                                                           子有限公司
                                                           及杭州德沃
                                                           仕电动科技
                                                           有限公司的
                                                           股东之间不
                                                           存在股份代
                                                           持或其他形
                                                           式的股份安
                                                           排。”

                                                           金石灏汭作
                                                           出如下承
                                                           诺: 本单位
                                                           拟认购的方
                                                           正电机本次
                                                           非公开发行
                                                           的股份的资
                                                           金来源合
                                                           法,不存在
                                                           信托、代持
                                                           股、委托持
                                                           股或类似安
                                 青岛金石灏
                                              募集资金使   排。除了《浙   2015 年 12                正在履行
                                 汭投资有限                                            2018-12-29
                                              用承诺       江方正电机     月 29 日                  中
                                 公司
                                                           股份有限公
                                                           司非公开发
                                                           行股份之附
                                                           条件生效的
                                                           股份认购协
                                                           议书》,不存
                                                           在与本次方
                                                           正电机重大
                                                           资产重组相
                                                           关的其他协
                                                           议或安排。
                                                           本单位不涉


20
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           及任何重大
                                                           未履行的负
                                                           债或任何重
                                                           大诉讼或仲
                                                           裁案件。本
                                                           单位未受到
                                                           过中国证监
                                                           会或其派出
                                                           机构或证券
                                                           交易所的任
                                                           何形式的处
                                                           罚(包括谴
                                                           责、罚款、
                                                           通报批评)
                                                           等。本单位
                                                           与上海海能
                                                           汽车电子有
                                                           限公司及其
                                                           股东、董事、
                                                           监事、高级
                                                           管理人员和
                                                           杭州德沃仕
                                                           电动科技有
                                                           限公司

                                 常峥;陈德                 股份限售承
                                 刚;冯松娣;                诺内容如
                                 龚宇;何东                 下:交易对
                                 飞;胡袁淼;                方承诺: 1、
                                 金英杰;李                 以其持有的
                                 军;李凌;李                深圳市高科
                                 艳宁;廉海                 润电子科技
                                 涛;罗汝洪;                有限公司股
                                 罗轶;皮引                 权所认购而
                                 群;任彦明;   股份限售承   取得的方正     2014 年 09                正在履行
                                                                                       2017-09-26
                                 邵世梅;沈    诺           电机股份,     月 26 日                  中
                                 士忠;唐永                 自该等股份
                                 强;王坚;王                上市之日起
                                 剑川;王瑞                 三十六个月
                                 红;吴军;吴                内将不以任
                                 甜香;吴正                 何方式转
                                 华;杨静;殷                让,包括但
                                 安辉;詹舵;                不限于通过
                                 张洪亮;张                 证券市场公
                                 天福;赵璋                 开转让或通


21
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                 华                        过协议方式
                                                           转让,也不
                                                           由方正电机
                                                           回购(因深
                                                           圳市高科润
                                                           电子有限公
                                                           司未实现承
                                                           诺业绩的情
                                                           形除外)。该
                                                           等股份由于
                                                           方正电机送
                                                           红股、转增
                                                           股本等原因
                                                           而孳息的股
                                                           份,亦遵照
                                                           上述锁定期
                                                           进行锁定。
                                                           2、若方正电
                                                           机 2016 年
                                                           度专项审计
                                                           报告、减值
                                                           测试报告出
                                                           具的日期晚
                                                           于所持股份
                                                           的限售期届
                                                           满之日,则
                                                           限售股份不
                                                           得转让;待
                                                           方正电机
                                                           2016 年度
                                                           的审计报告
                                                           出具以及减
                                                           值测试完毕
                                                           后,如其需
                                                           实行股份补
                                                           偿,则扣减
                                                           需进行股份
                                                           补偿部分
                                                           后,解禁所
                                                           持剩余股
                                                           份。”

                                                           股份限售承
                                              股份限售承                  2014 年 09                正在履行
                                 翁伟文                    诺内容如                    2017-09-26
                                              诺                          月 26 日                  中
                                                           下:交易对


22
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   方翁伟文承
                                                   诺:“1、以
                                                   其持有的深
                                                   圳市高科润
                                                   电子科技有
                                                   限公司股权
                                                   所认购而取
                                                   得的方正电
                                                   机股份,自
                                                   该等股份上
                                                   市之日起三
                                                   十六个月内
                                                   将不以任何
                                                   方式转让,
                                                   包括但不限
                                                   于通过证券
                                                   市场公开转
                                                   让或通过协
                                                   议方式转
                                                   让,也不由
                                                   方正电机回
                                                   购(因深圳
                                                   市高科润电
                                                   子有限公司
                                                   未实现承诺
                                                   业绩的情形
                                                   除外)。该等
                                                   股份由于方
                                                   正电机送红
                                                   股、转增股
                                                   本等原因而
                                                   孳息的股
                                                   份,亦遵照
                                                   上述锁定期
                                                   进行锁定。
                                                   2、若其将来
                                                   成为方正电
                                                   机的董事、
                                                   监事或高级
                                                   管理人员,
                                                   除满足上述
                                                   锁定期外,
                                                   其直接或间
                                                   接持有方正


23
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   电机的股份
                                                   在其本人任
                                                   职期间内每
                                                   年转让的比
                                                   例不超过所
                                                   持方正电机
                                                   股份总数的
                                                   25%,在离
                                                   职后半年内
                                                   不转让,在
                                                   申报离任六
                                                   个月后的十
                                                   二个月内通
                                                   过证券交易
                                                   所挂牌交易
                                                   出售方正电
                                                   机股票数量
                                                   占其本人所
                                                   持有方正电
                                                   机股份总数
                                                   的比例不超
                                                   过 50%。3、
                                                   若方正电机
                                                   2016 年度
                                                   专项审计报
                                                   告、减值测
                                                   试报告出具
                                                   的日期晚于
                                                   所持股份的
                                                   限售期届满
                                                   之日,则限
                                                   售股份不得
                                                   转让;待方
                                                   正电机
                                                   2016 年度
                                                   的审计报告
                                                   出具以及减
                                                   值测试完毕
                                                   后,如其需
                                                   实行股份补
                                                   偿,则扣减
                                                   需进行股份
                                                   补偿部分
                                                   后,解禁所


24
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           持剩余股
                                                           份。”

                                                           股份限售承
                                                           诺内容如
                                                           下:本次非
                                                           公开发行股
                                                           票的锁定期
                                                           按中国证监
                                                           会的有关规
                                                           定,非公开
                                                           发行股票上
                                 胡宏;华鑫
                                                           市之日起三
                                 国际信托有   股份限售承                  2013 年 08
                                                           十六个月                    2016-08-08   履行完毕
                                 限公司;钱    诺                          月 08 日
                                                           内,不转让
                                 进;张敏
                                                           或者委托他
                                                           人管理持有
                                                           的在本次非
                                                           公开发行中
                                                           认购的股
                                                           份,也不由
                                                           方正电机回
                                                           购该部份股
                                                           份。

 首次公开发行或再融资时所作承
 诺

 股权激励承诺

                                                           上海海能全
                                                           体股东作出
                                                           如下承诺:
                                                           1、本人最近
                                                           五年内未受
                                                           过行政处罚
                                              关于同业竞   (与证券市
                                 冒晓建;徐
                                              争、关联交   场明显无关
                                 迪;徐正敏;                               2015 年 12                正在履行
 其他对公司中小股东所作承诺                   易、资金占   的除外)、刑                2018-12-29
                                 朱玥奋;祝                                月 29 日                  中
                                              用方面的承   事处罚或者
                                 轲卿;卓斌
                                              诺           涉及与经济
                                                           纠纷有关的
                                                           重大民事诉
                                                           讼或者仲
                                                           裁。2、本人
                                                           /本单位不
                                                           存在因涉嫌


25
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   与本次重大
                                                   资产重组相
                                                   关的内幕交
                                                   易被立案调
                                                   查或者立案
                                                   侦查的情
                                                   形,最近 36
                                                   个月内不存
                                                   在因与重大
                                                   资产重组相
                                                   关的内幕交
                                                   易被中国证
                                                   监会作出行
                                                   政处罚或者
                                                   司法机关依
                                                   法追究刑事
                                                   责任的情
                                                   形。本人/
                                                   本单位不存
                                                   在依据《关
                                                   于加强与上
                                                   市公司重大
                                                   资产重组相
                                                   关股票异常
                                                   交易监管的
                                                   暂行规定》
                                                   第十三条不
                                                   得参与任何
                                                   上市公司重
                                                   大资产重组
                                                   的情形。3、
                                                   本人已经依
                                                   法对上海海
                                                   能履行全额
                                                   出资义务,
                                                   不存在任何
                                                   虚假出资、
                                                   延期出资、
                                                   抽逃出资等
                                                   违反其作为
                                                   股东所应当
                                                   承担的义务
                                                   及责任的行
                                                   为,本人依


26
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   法拥有上述
                                                   股权有效的
                                                   占有、使用、
                                                   收益及处分
                                                   权。    本
                                                   人合法拥有
                                                   上海海能股
                                                   权的完整权
                                                   利,该等股
                                                   权不存在限
                                                   制或禁止转
                                                   让的情形,
                                                   不存在以代
                                                   持、代理、
                                                   信托或其他
                                                   方式持有上
                                                   海海能股权
                                                   的协议或类
                                                   似安排,不
                                                   代表其他方
                                                   的利益,不
                                                   存在任何纠
                                                   纷或者潜在
                                                   纠纷,且该
                                                   股权未设定
                                                   任何抵押、
                                                   质押等他项
                                                   权利,亦未
                                                   被执法部门
                                                   实施扣押、
                                                   查封等使其
                                                   权利受到限
                                                   制的任何约
                                                   束;本人所
                                                   持上海海能
                                                   股权过户或
                                                   权属转移不
                                                   存在任何法
                                                   律障碍。同
                                                   时,本人保
                                                   证此种状况
                                                   持续至该股
                                                   权登记至方
                                                   正电机名


27
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   下。本人确
                                                   认同意上海
                                                   海能历次的
                                                   股权转让行
                                                   为并放弃相
                                                   关的优先购
                                                   买权,上海
                                                   海能的历次
                                                   股权转让行
                                                   为均为合法
                                                   有效,不存
                                                   在法律纠纷
                                                   或潜在法律
                                                   纠纷。在本
                                                   人与方正电
                                                   机签署的协
                                                   议生效并执
                                                   行完毕之
                                                   前,本人保
                                                   证不就本人
                                                   所持上海海
                                                   能的股权设
                                                   置抵押、质
                                                   押等任何第
                                                   三人权利,
                                                   保证上海海
                                                   能正常、有
                                                   序、合法经
                                                   营,保证上
                                                   海海能不进
                                                   行与正常生
                                                   产经营无关
                                                   的资产处
                                                   置、对外担
                                                   保、利润分
                                                   配或增加重
                                                   大债务之行
                                                   为,保证上
                                                   海海能不进
                                                   行非法转
                                                   移、隐匿标
                                                   的资产行
                                                   为。如确有
                                                   需要,本人


28
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   须经方正电
                                                   机书面同意
                                                   后方可实
                                                   施。 本人保
                                                   证上海海能
                                                   或本人签署
                                                   的所有协议
                                                   或合同不存
                                                   在阻碍本人
                                                   转让上海海
                                                   能股权的限
                                                   制性条款。
                                                   本人保证不
                                                   存在任何正
                                                   在进行或潜
                                                   在的影响本
                                                   人转让上海
                                                   海能股权的
                                                   诉讼、仲裁
                                                   或纠纷。
                                                   上海海能章
                                                   程、内部管
                                                   理制度文件
                                                   及其签署的
                                                   合同或协议
                                                   中不存在阻
                                                   碍本人转让
                                                   所持上海海
                                                   能股权的限
                                                   制性条款。
                                                   4、本人持有
                                                   方正电机股
                                                   票期间及自
                                                   上海海能离
                                                   职后三年
                                                   内,本人及
                                                   本人关系密
                                                   切的家庭成
                                                   员(成员范
                                                   围参照深交
                                                   所股票上市
                                                   规则)和本
                                                   人及本人关
                                                   系密切的家


29
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   庭成员控制
                                                   或实施重大
                                                   影响的企业
                                                   不拥有、管
                                                   理、控制、
                                                   投资、从事
                                                   其他任何与
                                                   方正电机及
                                                   上海海能相
                                                   同或相近的
                                                   业务或项
                                                   目,亦不参
                                                   与拥有、管
                                                   理、控制、
                                                   投资其他任
                                                   何与方正电
                                                   机及上海海
                                                   能相同或相
                                                   近的业务或
                                                   项目,亦不
                                                   谋求通过与
                                                   任何第三人
                                                   合资、合作、
                                                   联营或采取
                                                   租赁经营、
                                                   承包经营、
                                                   委托管理等
                                                   方式直接或
                                                   间接从事与
                                                   方正电机及
                                                   上海海能构
                                                   成竞争的业
                                                   务。    本
                                                   人持有方正
                                                   电机股票期
                                                   间及自上海
                                                   海能离职后
                                                   三年内若违
                                                   反上述承诺
                                                   的,将立即
                                                   停止与方正
                                                   电机及上海
                                                   海能构成竞
                                                   争之业务,


30
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   并采取必要
                                                   措施予以纠
                                                   正补救;同
                                                   时对因本人
                                                   未履行本承
                                                   诺函所作的
                                                   承诺而给方
                                                   正电机及上
                                                   海海能造成
                                                   一切损失和
                                                   后果承担赔
                                                   偿责任。5、
                                                   本人与方正
                                                   电机及其股
                                                   东以及董
                                                   事、监事以
                                                   及高级管理
                                                   人员不存在
                                                   任何关联关
                                                   系和任何一
                                                   致行动关
                                                   系。本人与
                                                   为本次交易
                                                   提供审计、
                                                   评估、法律
                                                   及财务顾问
                                                   专业服务的
                                                   中介机构及
                                                   其签字人员
                                                   不存在任何
                                                   关联关系。
                                                   6、本人将按
                                                   照《公司法》
                                                   等法律、法
                                                   规以及方正
                                                   电机公司章
                                                   程的有关规
                                                   定行使股东
                                                   权利;在股
                                                   东大会对涉
                                                   及本人的关
                                                   联交易进行
                                                   表决时,履
                                                   行回避表决


31
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   的义务。本
                                                   人将杜绝一
                                                   切非法占用
                                                   方正电机及
                                                   上海海能的
                                                   资金、资产
                                                   的行为,在
                                                   任何情况
                                                   下,不要求
                                                   方正电机及
                                                   上海海能向
                                                   本人及本人
                                                   投资或控制
                                                   的其他企业
                                                   提供任何形
                                                   式的担保。
                                                   本人将尽可
                                                   能地避免和
                                                   减少与方正
                                                   电机的关联
                                                   交易,不会
                                                   利用自身作
                                                   为方正电机
                                                   股东及上海
                                                   海能管理人
                                                   员之地位,
                                                   谋求与方正
                                                   电机及其所
                                                   属公司在业
                                                   务合作等方
                                                   面优于市场
                                                   第三方的权
                                                   利;不会谋
                                                   求与方正电
                                                   机及其所属
                                                   公司达成交
                                                   易的优先权
                                                   利;对无法
                                                   避免或者有
                                                   合理原因而
                                                   发生的关联
                                                   交易,将遵
                                                   循市场公
                                                   正、公平、


32
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   公开、等价
                                                   有偿的原
                                                   则,并依法
                                                   签订协议,
                                                   履行合法程
                                                   序,按照方
                                                   正电机公司
                                                   章程、有关
                                                   法律法规和
                                                   《深圳证券
                                                   交易所股票
                                                   上市规则》
                                                   等有关规定
                                                   履行信息披
                                                   露义务和办
                                                   理有关报批
                                                   程序,保证
                                                   不以与市场
                                                   价格相比显
                                                   失公允的条
                                                   件与方正电
                                                   机及其所属
                                                   公司进行交
                                                   易,不通过
                                                   关联交易损
                                                   害方正电机
                                                   及其他股东
                                                   的合法权
                                                   益。    如
                                                   因本人未履
                                                   行本承诺函
                                                   所作的承诺
                                                   而给方正电
                                                   机或上海海
                                                   能造成一切
                                                   损失和后
                                                   果,本人承
                                                   担赔偿责
                                                   任。7、本人
                                                   在本次交易
                                                   信息公开前
                                                   不存在买卖
                                                   相关证券,
                                                   或者泄露该


33
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           信息,或者
                                                           建议他人买
                                                           卖相关证券
                                                           等内幕交易
                                                           行为。
                                                           本人不存在
                                                           因涉嫌参与
                                                           重大资产重
                                                           组相关的内
                                                           幕交易被立
                                                           案调查或者
                                                           立案侦查且
                                                           尚未结案的
                                                           情况。 最近
                                                           三十六个月
                                                           内,本人未
                                                           曾因参与重
                                                           大资产重组
                                                           相关的内幕
                                                           交易被中国
                                                           证监会作出
                                                           行政处罚或
                                                           者司法机关
                                                           依法追究刑
                                                           事责任。 截
                                                           至本公告出
                                                           具日,上海
                                                           海能全体股
                                                           东上述承诺
                                                           正在履行过
                                                           程中,未出
                                                           现违反上述
                                                           承诺的情
                                                           形。

                                                           金石灏汭作
                                                           出如下承
                                                           诺: 1、“本
                                              关于同业竞
                                                           单位已经依
                                 青岛金石灏   争、关联交
                                                           法对德沃仕     2015 年 12                正在履行
                                 汭投资有限   易、资金占                               2018-12-29
                                                           履行全额出     月 29 日                  中
                                 公司         用方面的承
                                                           资义务,不
                                              诺
                                                           存在任何虚
                                                           假出资、延
                                                           期出资、抽


34
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   逃出资等违
                                                   反其作为股
                                                   东所应当承
                                                   担的义务及
                                                   责任的行
                                                   为,本单位
                                                   依法拥有上
                                                   述股权有效
                                                   的占有、使
                                                   用、收益及
                                                   处分权。
                                                   本单位合法
                                                   拥有德沃仕
                                                   股权的完整
                                                   权利,该等
                                                   股权不存在
                                                   限制或禁止
                                                   转让的情
                                                   形,不存在
                                                   以代持、代
                                                   理、信托或
                                                   其他方式持
                                                   有德沃仕股
                                                   权的协议或
                                                   类似安排,
                                                   不代表其他
                                                   方的利益,
                                                   不存在任何
                                                   纠纷或者潜
                                                   在纠纷,且
                                                   该股权未设
                                                   定任何抵
                                                   押、质押等
                                                   他项权利,
                                                   亦未被执法
                                                   部门实施扣
                                                   押、查封等
                                                   使其权利受
                                                   到限制的任
                                                   何约束;本
                                                   单位所持德
                                                   沃仕股权过
                                                   户或权属转
                                                   移不存在任


35
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   何法律障
                                                   碍。同时,
                                                   本单位保证
                                                   此种状况持
                                                   续至该股权
                                                   登记至方正
                                                   电机名下。
                                                   在本单位与
                                                   方正电机签
                                                   署的协议生
                                                   效并执行完
                                                   毕之前,本
                                                   单位保证不
                                                   就本单位所
                                                   持德沃仕的
                                                   股权设置抵
                                                   押、质押等
                                                   任何第三人
                                                   权利,保证
                                                   德沃仕正
                                                   常、有序、
                                                   合法经营,
                                                   保证德沃仕
                                                   不进行与正
                                                   常生产经营
                                                   无关的资产
                                                   处置、对外
                                                   担保、利润
                                                   分配或增加
                                                   重大债务之
                                                   行为,保证
                                                   德沃仕不进
                                                   行非法转
                                                   移、隐匿标
                                                   的资产行
                                                   为。如确有
                                                   需要,本单
                                                   位须经方正
                                                   电机书面同
                                                   意后方可实
                                                   施。 本单位
                                                   保证德沃仕
                                                   或本单位签
                                                   署的所有协


36
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           议或合同不
                                                           存在阻碍本
                                                           单位转让德
                                                           沃仕股权的
                                                           限制性条
                                                           款。     本
                                                           单位保证不
                                                           存在任何正
                                                           在进行或潜
                                                           在的影响本
                                                           单位转让德
                                                           沃仕股权的
                                                           诉讼、仲裁
                                                           或纠纷。”2、
                                                           “本公司持
                                                           有上市公司
                                                           占股本总额
                                                           比例超过
                                                           5%的期间
                                                           内,将按照
                                                           相关法律、
                                                           法规及中国
                                                           证监会的相
                                                           关规定,避
                                                           免与上市公
                                                           司之间的同
                                                           业竞争,不
                                                           从事与上市
                                                           公司实际从
                                                           事的经营范
                                                           围相同或类
                                                           似的营业活
                                                           动。”

                                                           杭开电气、
                                                           浙江德石作
                                                           出如下承
                                 杭州杭开电   关于同业竞   诺: “本单
                                 气有限公     争、关联交   位不拥有、
                                                                           2015 年 12                正在履行
                                 司;浙江德    易、资金占   管理、控制、                 2018-12-29
                                                                           月 29 日                  中
                                 石投资管理   用方面的承   投资、从事
                                 有限公司     诺           其他任何与
                                                           方正电机及
                                                           德沃仕相同
                                                           或相近的业


37
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           务或项目,
                                                           亦不参与拥
                                                           有、管理、
                                                           控制、投资
                                                           其他任何与
                                                           方正电机及
                                                           德沃仕相同
                                                           或相近的业
                                                           务或项目,
                                                           亦不谋求通
                                                           过与任何第
                                                           三方合资、
                                                           合作、联营
                                                           或采取租赁
                                                           经营、承包
                                                           经营、委托
                                                           管理等方式
                                                           直接或间接
                                                           从事与方正
                                                           电机及德沃
                                                           仕构成竞争
                                                           的业务。
                                                           本单位若违
                                                           反上述承诺
                                                           的,将立即
                                                           停止与方正
                                                           电机及德沃
                                                           仕构成竞争
                                                           之业务,并
                                                           采取必要措
                                                           施予以纠正
                                                           补救;同时
                                                           对因本单位
                                                           未履行本承
                                                           诺函所作的
                                                           承诺而给方
                                                           正电机及德
                                                           沃仕造成一
                                                           切损失和后
                                                           果承担赔偿
                                                           责任。”

                                 曹冠晖;马    关于同业竞   德沃仕全体
                                                                         2015 年 12                正在履行
                                 文奇;吴宝    争、关联交   股东作出如                 2018-12-29
                                                                         月 29 日                  中
                                 才;吴进山    易、资金占   下承诺:1、


38
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                              用方面的承   “本人/本
                                              诺           单位及主要
                                                           管理人员最
                                                           近五年内未
                                                           受过行政处
                                                           罚(与证券
                                                           市场明显无
                                                           关的除外)、
                                                           刑事处罚或
                                                           者涉及与经
                                                           济纠纷有关
                                                           的重大民事
                                                           诉讼或者仲
                                                           裁。”2、“本
                                                           人/本单位
                                                           不存在因涉
                                                           嫌与本次重
                                                           大资产重组
                                                           相关的内幕
                                                           交易被立案
                                                           调查或者立
                                                           案侦查的情
                                                           形,最近 36
                                                           个月内不存
                                                           在因与重大
                                                           资产重组相
                                                           关的内幕交
                                                           易被中国证
                                                           监会作出行
                                                           政处罚或者
                                                           司法机关依
                                                           法追究刑事
                                                           责任的情
                                                           形。   “本
                                                           人/本单位
                                                           不存在依据
                                                           《关于加强
                                                           与上市公司
                                                           重大资产重
                                                           组相关股票
                                                           异常交易监
                                                           管的暂行规
                                                           定》第十三
                                                           条不得参与


39
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   任何上市公
                                                   司重大资产
                                                   重组的情
                                                   形。”3、“本
                                                   人/本单位
                                                   已经依法对
                                                   德沃仕履行
                                                   全额出资义
                                                   务,不存在
                                                   任何虚假出
                                                   资、延期出
                                                   资、抽逃出
                                                   资等违反其
                                                   作为股东所
                                                   应当承担的
                                                   义务及责任
                                                   的行为,本
                                                   人/本单位
                                                   依法拥有上
                                                   述股权有效
                                                   的占有、使
                                                   用、收益及
                                                   处分权。
                                                   本人/本单
                                                   位合法拥有
                                                   德沃仕股权
                                                   的完整权
                                                   利,该等股
                                                   权不存在限
                                                   制或禁止转
                                                   让的情形,
                                                   不存在以代
                                                   持、代理、
                                                   信托或其他
                                                   方式持有德
                                                   沃仕股权的
                                                   协议或类似
                                                   安排,不代
                                                   表其他方的
                                                   利益,不存
                                                   在任何纠纷
                                                   或者潜在纠
                                                   纷,且该股
                                                   权未设定任


40
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   何抵押、质
                                                   押等他项权
                                                   利,亦未被
                                                   执法部门实
                                                   施扣押、查
                                                   封等使其权
                                                   利受到限制
                                                   的任何约
                                                   束;本人/
                                                   本单位所持
                                                   德沃仕股权
                                                   过户或权属
                                                   转移不存在
                                                   任何法律障
                                                   碍。同时,
                                                   本人/本单
                                                   位保证此种
                                                   状况持续至
                                                   该股权登记
                                                   至方正电机
                                                   名下。
                                                   本人/本单
                                                   位确认同意
                                                   德沃仕历次
                                                   的股权转让
                                                   行为并放弃
                                                   相关的优先
                                                   购买权,德
                                                   沃仕的历次
                                                   股权转让行
                                                   为均为合法
                                                   有效,不存
                                                   在法律纠纷
                                                   或潜在法律
                                                   纠纷。
                                                   在本人/本
                                                   单位与方正
                                                   电机签署的
                                                   协议生效并
                                                   执行完毕之
                                                   前,本人/
                                                   本单位保证
                                                   不就本人/
                                                   本单位所持


41
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   德沃仕的股
                                                   权设置抵
                                                   押、质押等
                                                   任何第三人
                                                   权利,保证
                                                   德沃仕正
                                                   常、有序、
                                                   合法经营,
                                                   保证德沃仕
                                                   不进行与正
                                                   常生产经营
                                                   无关的资产
                                                   处置、对外
                                                   担保、利润
                                                   分配或增加
                                                   重大债务之
                                                   行为,保证
                                                   德沃仕不进
                                                   行非法转
                                                   移、隐匿标
                                                   的资产行
                                                   为。如确有
                                                   需要,本人/
                                                   本单位须经
                                                   方正电机书
                                                   面同意后方
                                                   可实施。
                                                   本人/本单
                                                   位保证德沃
                                                   仕或本人/
                                                   本单位签署
                                                   的所有协议
                                                   或合同不存
                                                   在阻碍本人
                                                   /本单位转
                                                   让德沃仕股
                                                   权的限制性
                                                   条款。
                                                   本人/本单
                                                   位保证不存
                                                   在任何正在
                                                   进行或潜在
                                                   的影响本人
                                                   /本单位转


42
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   让德沃仕股
                                                   权的诉讼、
                                                   仲裁或纠
                                                   纷。      德
                                                   沃仕章程、
                                                   内部管理制
                                                   度文件及其
                                                   签署的合同
                                                   或协议中不
                                                   存在阻碍本
                                                   人/本单位
                                                   转让所持德
                                                   沃仕股权的
                                                   限制性条
                                                   款。”4、“本
                                                   人/本单位
                                                   与方正电机
                                                   及其股东以
                                                   及董事、监
                                                   事以及高级
                                                   管理人员不
                                                   存在任何关
                                                   联关系和任
                                                   何一致行动
                                                   关系。
                                                   “本人/本
                                                   单位与为本
                                                   次交易提供
                                                   审计、评估、
                                                   法律及财务
                                                   顾问专业服
                                                   务的中介机
                                                   构及其签字
                                                   人员不存在
                                                   任何关联关
                                                   系。”5、“本
                                                   人/本单位
                                                   将按照《公
                                                   司法》等法
                                                   律、法规以
                                                   及方正电机
                                                   公司章程的
                                                   有关规定行
                                                   使股东权


43
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   利;在股东
                                                   大会对涉及
                                                   本人/本单
                                                   位的关联交
                                                   易进行表决
                                                   时,履行回
                                                   避表决的义
                                                   务。    本
                                                   人/本单位
                                                   将杜绝一切
                                                   非法占用方
                                                   正电机及德
                                                   沃仕的资
                                                   金、资产的
                                                   行为,在任
                                                   何情况下,
                                                   不要求方正
                                                   电机及德沃
                                                   仕向本人/
                                                   本单位及本
                                                   人/本单位
                                                   投资或控制
                                                   的其他企业
                                                   提供任何形
                                                   式的担保。
                                                   本人/本单
                                                   位将尽可能
                                                   地避免和减
                                                   少与方正电
                                                   机的关联交
                                                   易,不会利
                                                   用自身作为
                                                   方正电机股
                                                   东及德沃仕
                                                   管理人员之
                                                   地位,谋求
                                                   与方正电机
                                                   及其所属公
                                                   司在业务合
                                                   作等方面优
                                                   于市场第三
                                                   方的权利;
                                                   不会谋求与
                                                   方正电机及


44
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   其所属公司
                                                   达成交易的
                                                   优先权利;
                                                   对无法避免
                                                   或者有合理
                                                   原因而发生
                                                   的关联交
                                                   易,将遵循
                                                   市场公正、
                                                   公平、公开、
                                                   等价有偿的
                                                   原则,并依
                                                   法签订协
                                                   议,履行合
                                                   法程序,按
                                                   照方正电机
                                                   公司章程、
                                                   有关法律法
                                                   规和《深圳
                                                   证券交易所
                                                   股票上市规
                                                   则》等有关
                                                   规定履行信
                                                   息披露义务
                                                   和办理有关
                                                   报批程序,
                                                   保证不以与
                                                   市场价格相
                                                   比显失公允
                                                   的条件与方
                                                   正电机及其
                                                   所属公司进
                                                   行交易,不
                                                   通过关联交
                                                   易损害方正
                                                   电机及其他
                                                   股东的合法
                                                   权益。
                                                   如因本人/
                                                   本单位未履
                                                   行本承诺函
                                                   所作的承诺
                                                   而给方正电
                                                   机或德沃仕


45
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   造成一切损
                                                   失和后果,
                                                   本人/本单
                                                   位承担赔偿
                                                   责任。”6、
                                                   “本人/本
                                                   单位在本次
                                                   交易信息公
                                                   开前不存在
                                                   买卖相关证
                                                   券,或者泄
                                                   露该信息,
                                                   或者建议他
                                                   人买卖相关
                                                   证券等内幕
                                                   交易行为。
                                                   本人/本单
                                                   位不存在因
                                                   涉嫌参与重
                                                   大资产重组
                                                   相关的内幕
                                                   交易被立案
                                                   调查或者立
                                                   案侦查且尚
                                                   未结案的情
                                                   况。    最
                                                   近三十六个
                                                   月内,本人/
                                                   本单位未曾
                                                   因参与重大
                                                   资产重组相
                                                   关的内幕交
                                                   易被中国证
                                                   监会作出行
                                                   政处罚或者
                                                   司法机关依
                                                   法追究刑事
                                                   责任。”7、
                                                   “本人持有
                                                   方正电机股
                                                   票期间及自
                                                   德沃仕离职
                                                   后三年内,
                                                   本人及本人


46
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   关系密切的
                                                   家庭成员
                                                   (成员范围
                                                   参照深交所
                                                   股票上市规
                                                   则)和本人
                                                   及本人关系
                                                   密切的家庭
                                                   成员控制或
                                                   实施重大影
                                                   响的企业不
                                                   拥有、管理、
                                                   控制、投资、
                                                   从事其他任
                                                   何与方正电
                                                   机及德沃仕
                                                   相同或相近
                                                   的业务或项
                                                   目,亦不参
                                                   与拥有、管
                                                   理、控制、
                                                   投资其他任
                                                   何与方正电
                                                   机及德沃仕
                                                   相同或相近
                                                   的业务或项
                                                   目,亦不谋
                                                   求通过与任
                                                   何第三人合
                                                   资、合作、
                                                   联营或采取
                                                   租赁经营、
                                                   承包经营、
                                                   委托管理等
                                                   方式直接或
                                                   间接从事与
                                                   方正电机及
                                                   德沃仕构成
                                                   竞争的业
                                                   务。    本
                                                   人持有方正
                                                   电机股票期
                                                   间及自德沃
                                                   仕离职后三


47
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           年内若违反
                                                           上述承诺
                                                           的,将立即
                                                           停止与方正
                                                           电机及德沃
                                                           仕构成竞争
                                                           之业务,并
                                                           采取必要措
                                                           施予以纠正
                                                           补救;同时
                                                           对因本人未
                                                           履行本承诺
                                                           函所作的承
                                                           诺而给方正
                                                           电机及德沃
                                                           仕造成一切
                                                           损失和后果
                                                           承担赔偿责
                                                           任。”
                                                           截止本公告
                                                           出具日,德
                                                           沃仕全体股
                                                           东的上述承
                                                           诺正在履行
                                                           过程中,未
                                                           出现违反上
                                                           述承诺的情
                                                           形。"

                                                           "避免同业
                                                           竞争的承
                                                           诺:1、本人
                                                           目前未经营
                                                           或从事任何
                                                           在商业上对
                                              关于同业竞
                                                           浙江方正电
                                              争、关联交
                                                           机股份有限    2007 年 12                正在履行
                                 张敏         易、资金占                              9999-12-31
                                                           公司构成直    月 12 日                  中
                                              用方面的承
                                                           接或间接同
                                              诺
                                                           业竞争的业
                                                           务或活动;
                                                           2、本人在今
                                                           后的任何时
                                                           间不会以任
                                                           何方式经营


48
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                         或从事与浙
                                                         江方正电机
                                                         股份有限公
                                                         司构成直接
                                                         或间接竞争
                                                         的业务或活
                                                         动。凡本人
                                                         有任何商业
                                                         机会可从
                                                         事、参与或
                                                         入股任何可
                                                         能会与浙江
                                                         方正电机股
                                                         份有限公司
                                                         生产经营构
                                                         成竞争的业
                                                         务,本人会
                                                         将上述商业
                                                         机会让予浙
                                                         江方正电机
                                                         股份有限公
                                                         司; 3、如果
                                                         本人违反上
                                                         述声明、保
                                                         证与承诺,
                                                         并造成浙江
                                                         方正电机股
                                                         份有限公司
                                                         经济损失
                                                         的,本人同
                                                         意赔偿相应
                                                         损失。 "

                                                         "公司分红
                                                         政策及未来
                                                         三年(2012
                                                         年-2014
                                                         年)的具体
                                 浙江方正电
                                                         股东回报规    2012 年 10
                                 机股份有限   分红承诺                              2014-10-23   履行完毕
                                                         划:1、分红   月 23 日
                                 公司
                                                         方式:公司
                                                         可以采取现
                                                         金或者股票
                                                         方式分配股
                                                         利,可以进


49
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   行中期现金
                                                   分红。2、公
                                                   司利润分配
                                                   的最低分红
                                                   比例:根据
                                                   《公司章
                                                   程》的规定,
                                                   在公司现金
                                                   流满足公司
                                                   正常经营和
                                                   长期发展的
                                                   前提下,公
                                                   司原则上每
                                                   年进行一次
                                                   现金分红,
                                                   每年以现金
                                                   方式分配的
                                                   利润应不低
                                                   于当年实现
                                                   的可分配利
                                                   润的百分之
                                                   十,公司最
                                                   近三年以现
                                                   金方式累计
                                                   分配的利润
                                                   不少于最近
                                                   三年实现的
                                                   年均可分配
                                                   利润的百分
                                                   之三十,具
                                                   体分红比例
                                                   由公司董事
                                                   会根据中国
                                                   证监会的有
                                                   关规定和公
                                                   司经营情况
                                                   拟定,由公
                                                   司股东大会
                                                   审议决定。
                                                   3、未来三年
                                                   (2012 年
                                                   -2014 年)
                                                   公司可以根
                                                   据累计可供


50
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                         分配利润、
                                                         公积金及现
                                                         金流状况,
                                                         在保证最低
                                                         现金分红比
                                                         例和公司股
                                                         本规模合理
                                                         的前提下,
                                                         采用股票股
                                                         利方式进行
                                                         利润分配。
                                                         4、如果未来
                                                         三年内公司
                                                         净利润保持
                                                         持续稳定增
                                                         长,公司可
                                                         以提高现金
                                                         分红比例或
                                                         者实施股票
                                                         股利分配,
                                                         加大对投资
                                                         者的回报力
                                                         度。"

                                                         "公司分红
                                                         政策及未来
                                                         三年(2015
                                                         年-2017
                                                         年)的具体
                                                         股东回报规
                                                         划 1、分红
                                                         方式:公司
                                                         可以采取现
                                 浙江方正电              金或者股票
                                                                        2015 年 07                正在履行
                                 机股份有限   分红承诺   方式分配股                  2017-07-03
                                                                        月 03 日                  中
                                 公司                    利,可以进
                                                         行中期现金
                                                         分红。2、公
                                                         司利润分配
                                                         的最低分红
                                                         比例:根据
                                                         《公司章
                                                         程》的规定,
                                                         在公司现金
                                                         流满足公司


51
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                   正常经营和
                                                   长期发展的
                                                   前提下,公
                                                   司原则上每
                                                   年进行一次
                                                   现金分红,
                                                   每年以现金
                                                   方式分配的
                                                   利润应不低
                                                   于当年实现
                                                   的可分配利
                                                   润的百分之
                                                   十,公司最
                                                   近三年以现
                                                   金方式累计
                                                   分配的利润
                                                   不少于最近
                                                   三年实现的
                                                   年均可分配
                                                   利润的百分
                                                   之三十,具
                                                   体分红比例
                                                   由公司董事
                                                   会根据中国
                                                   证监会的有
                                                   关规定和公
                                                   司经营情况
                                                   拟定,由公
                                                   司股东大会
                                                   审议决定。
                                                   3、未来三年
                                                   (2015 年
                                                   -2017 年)
                                                   公司可以根
                                                   据累计可供
                                                   分配利润、
                                                   公积金及现
                                                   金流状况,
                                                   在保证最低
                                                   现金分红比
                                                   例和公司股
                                                   本规模合理
                                                   的前提下,
                                                   采用股票股


52
浙江方正电机股份有限公司 2017 年第一季度报告全文


                                                           利方式进行
                                                           利润分配。
                                                           4、如果未来
                                                           三年内公司
                                                           净利润保持
                                                           持续稳定增
                                                           长,公司可
                                                           以提高现金
                                                           分红比例或
                                                           者实施股票
                                                           股利分配,
                                                           加大对投资
                                                           者的回报力
                                                           度。"

 承诺是否按时履行                 是

 如承诺超期未履行完毕的,应当详
 细说明未完成履行的具体原因及     无
 下一步的工作计划


四、对 2017 年 1-6 月经营业绩的预计

2017 年 1-6 月预计的经营业绩情况:归属于上市公司股东的净利润为正值且不属于扭亏为盈的情形
归属于上市公司股东的净利润为正值且不属于扭亏为盈的情形

 2017 年 1-6 月归属于上市公司股东的净利润
                                                                   10.00%     至                    30.00%
 变动幅度

 2017 年 1-6 月归属于上市公司股东的净利润
                                                                   5,396.18   至                   6,377.31
 变动区间(万元)

 2016 年 1-6 月归属于上市公司股东的净利润
                                                                                                   4,905.62
 (万元)

 业绩变动的原因说明                         公司新能源汽车业务及柴油发动机控制器、气体发动机控制器的增长。


五、以公允价值计量的金融资产

□ 适用 √ 不适用


六、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。




53
浙江方正电机股份有限公司 2017 年第一季度报告全文


七、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。


八、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。




54
浙江方正电机股份有限公司 2017 年第一季度报告全文




                                         第四节 财务报表

一、财务报表

1、合并资产负债表

编制单位:浙江方正电机股份有限公司
                                              2017 年 03 月 31 日
                                                                                                 单位:元

                项目                               期末余额                    期初余额

 流动资产:

     货币资金                                                 118,091,489.88              134,950,763.99

     结算备付金

     拆出资金

     以公允价值计量且其变动计入
                                                               11,306,882.02               11,306,882.02
 当期损益的金融资产

     衍生金融资产

     应收票据                                                 151,409,297.19              141,661,159.57

     应收账款                                                 358,587,403.66              377,471,384.89

     预付款项                                                  48,367,306.40               14,425,610.92

     应收保费

     应收分保账款

     应收分保合同准备金

     应收利息

     应收股利

     其他应收款                                                 7,708,211.24                6,485,767.02

     买入返售金融资产

     存货                                                     298,337,333.61              320,115,690.72

     划分为持有待售的资产

     一年内到期的非流动资产

     其他流动资产                                              71,845,332.96               81,093,185.12

 流动资产合计                                             1,065,653,256.96            1,087,510,444.25

 非流动资产:

     发放贷款及垫款



55
浙江方正电机股份有限公司 2017 年第一季度报告全文


     可供出售金融资产                                  8,800,000.00       8,880,000.00

     持有至到期投资

     长期应收款

     长期股权投资                                      3,424,563.52       3,056,154.29

     投资性房地产                                    82,828,800.00      82,828,800.00

     固定资产                                       363,093,055.65     363,365,603.66

     在建工程                                       116,794,269.16     108,348,574.23

     工程物资

     固定资产清理

     生产性生物资产

     油气资产

     无形资产                                       115,470,842.33     116,945,163.70

     开发支出

     商誉                                          1,101,498,479.63   1,101,498,479.63

     长期待摊费用                                    14,773,243.63      14,994,249.46

     递延所得税资产                                  16,545,637.24      15,704,997.30

     其他非流动资产                                     987,000.00         987,000.00

 非流动资产合计                                    1,824,215,891.16   1,816,609,022.27

 资产总计                                          2,889,869,148.12   2,904,119,466.52

 流动负债:

     短期借款                                       117,931,804.00     108,991,960.00

     向中央银行借款

     吸收存款及同业存放

     拆入资金

     以公允价值计量且其变动计入
 当期损益的金融负债

     衍生金融负债

     应付票据                                        89,409,739.99      71,473,398.70

     应付账款                                       212,426,547.65     244,612,278.36

     预收款项                                          3,926,434.91       3,287,455.45

     卖出回购金融资产款

     应付手续费及佣金

     应付职工薪酬                                    11,539,605.19      17,052,859.92

     应交税费                                          4,949,262.85     31,319,090.09



56
浙江方正电机股份有限公司 2017 年第一季度报告全文


     应付利息                                           310,825.63         204,556.25

     应付股利                                          1,323,390.00       1,323,390.00

     其他应付款                                        3,047,743.93       2,703,584.21

     应付分保账款

     保险合同准备金

     代理买卖证券款

     代理承销证券款

     划分为持有待售的负债

     一年内到期的非流动负债                          14,698,705.50      14,698,705.50

     其他流动负债

 流动负债合计                                       459,564,059.65     495,667,278.48

 非流动负债:

     长期借款

     应付债券

       其中:优先股

                永续债

     长期应付款

     长期应付职工薪酬

     专项应付款

     预计负债

     递延收益                                        10,725,793.74      11,464,625.00

     递延所得税负债                                    6,591,102.18       6,591,102.18

     其他非流动负债                                  38,368,115.00      38,368,115.00

 非流动负债合计                                      55,685,010.92      56,423,842.18

 负债合计                                           515,249,070.57     552,091,120.66

 所有者权益:

     股本                                           265,235,073.00     265,235,073.00

     其他权益工具

       其中:优先股

                永续债

     资本公积                                      1,883,152,450.94   1,882,102,804.16

     减:库存股                                      53,066,820.50      53,066,820.50

     其他综合收益                                      2,533,504.79       2,762,946.34

     专项储备



57
浙江方正电机股份有限公司 2017 年第一季度报告全文


     盈余公积                                                  31,187,338.38               31,187,338.38

     一般风险准备

     未分配利润                                               235,172,083.66              213,357,526.36

 归属于母公司所有者权益合计                               2,364,213,630.27            2,341,578,867.74

     少数股东权益                                              10,406,447.28               10,449,478.12

 所有者权益合计                                           2,374,620,077.55            2,352,028,345.86

 负债和所有者权益总计                                     2,889,869,148.12            2,904,119,466.52


法定代表人:张敏                      主管会计工作负责人:牟健                 会计机构负责人:卢美玲


2、母公司资产负债表

                                                                                                 单位:元

                项目                               期末余额                    期初余额

 流动资产:

     货币资金                                                  40,242,827.83               70,140,691.72

     以公允价值计量且其变动计入
                                                               11,306,882.02               11,306,882.02
 当期损益的金融资产

     衍生金融资产

     应收票据                                                  45,164,466.39               50,431,328.21

     应收账款                                                 155,489,405.46              136,491,139.16

     预付款项                                                  43,216,363.08               11,943,380.63

     应收利息

     应收股利

     其他应收款                                                21,884,359.32               20,492,000.87

     存货                                                     146,778,483.52              156,075,418.24

     划分为持有待售的资产

     一年内到期的非流动资产

     其他流动资产                                               4,572,311.94                4,387,373.97

 流动资产合计                                                 468,655,099.56              461,268,214.82

 非流动资产:

     可供出售金融资产                                           8,800,000.00                8,880,000.00

     持有至到期投资

     长期应收款

     长期股权投资                                         1,692,829,179.42            1,692,551,567.91

     投资性房地产                                              25,740,100.00               25,740,100.00


58
浙江方正电机股份有限公司 2017 年第一季度报告全文


     固定资产                                       258,631,918.80     258,667,869.51

     在建工程                                        98,766,657.65      91,522,176.84

     工程物资

     固定资产清理

     生产性生物资产

     油气资产

     无形资产                                        25,937,940.96      26,360,476.61

     开发支出

     商誉

     长期待摊费用                                      9,617,657.87       8,983,925.44

     递延所得税资产                                  15,065,821.43      14,377,090.35

     其他非流动资产

 非流动资产合计                                    2,135,389,276.13   2,127,083,206.66

 资产总计                                          2,604,044,375.69   2,588,351,421.48

 流动负债:

     短期借款                                       117,931,804.00     108,991,960.00

     以公允价值计量且其变动计入
 当期损益的金融负债

     衍生金融负债

     应付票据                                        44,402,861.91      31,030,500.00

     应付账款                                       104,373,252.01     129,620,384.69

     预收款项                                          2,706,410.95       2,109,793.77

     应付职工薪酬                                      4,568,131.13       6,042,403.49

     应交税费                                           101,143.15         158,424.48

     应付利息                                           310,825.63         204,556.25

     应付股利                                          1,323,390.00       1,323,390.00

     其他应付款                                      57,077,191.45      31,756,928.43

     划分为持有待售的负债

     一年内到期的非流动负债                          14,698,705.50      14,698,705.50

     其他流动负债

 流动负债合计                                       347,493,715.73     325,937,046.61

 非流动负债:

     长期借款

     应付债券



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浙江方正电机股份有限公司 2017 年第一季度报告全文


       其中:优先股

                永续债

     长期应付款

     长期应付职工薪酬

     专项应付款

     预计负债

     递延收益                                                   8,901,293.75                 9,462,625.00

     递延所得税负债                                             3,667,962.56                 3,667,962.56

     其他非流动负债                                         38,368,115.00                   38,368,115.00

 非流动负债合计                                             50,937,371.31                   51,498,702.56

 负债合计                                                  398,431,087.04               377,435,749.17

 所有者权益:

     股本                                                  265,235,073.00               265,235,073.00

     其他权益工具

       其中:优先股

                永续债

     资本公积                                             1,883,436,243.23             1,882,386,596.46

     减:库存股                                             53,066,820.50                   53,066,820.50

     其他综合收益

     专项储备

     盈余公积                                               31,187,338.38                   31,187,338.38

     未分配利润                                             78,821,454.54                   85,173,484.97

 所有者权益合计                                           2,205,613,288.65             2,210,915,672.31

 负债和所有者权益总计                                     2,604,044,375.69             2,588,351,421.48


3、合并利润表

                                                                                                  单位:元

                 项目                              本期发生额                  上期发生额

 一、营业总收入                                             251,558,867.87              232,963,482.38

     其中:营业收入                                         251,558,867.87              232,963,482.38

            利息收入

            已赚保费

            手续费及佣金收入

 二、营业总成本                                             231,619,234.76              215,248,838.08


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浙江方正电机股份有限公司 2017 年第一季度报告全文


       其中:营业成本                              196,031,270.78   174,400,293.15

             利息支出

             手续费及佣金支出

             退保金

             赔付支出净额

             提取保险合同准备金净
 额

             保单红利支出

             分保费用

             税金及附加                               435,997.81       362,379.63

             销售费用                                3,964,928.31     9,683,294.72

             管理费用                               28,499,164.77    28,195,297.63

             财务费用                                2,687,873.09     2,624,572.95

             资产减值损失                                               -17,000.00

       加:公允价值变动收益(损失以
 “-”号填列)

           投资收益(损失以“-”号
                                                      230,419.28       645,390.82
 填列)

           其中:对联营企业和合营企
 业的投资收益

           汇兑收益(损失以“-”号填
 列)

 三、营业利润(亏损以“-”号填列)                 20,170,052.39    18,360,035.12

       加:营业外收入                                5,134,197.99     3,634,945.52

           其中:非流动资产处置利得

       减:营业外支出                                 965,153.47        211,194.76

           其中:非流动资产处置损失

 四、利润总额(亏损总额以“-”号
                                                    24,339,096.91    21,783,785.88
 填列)

       减:所得税费用                                2,567,570.45     4,502,513.47

 五、净利润(净亏损以“-”号填列)                 21,771,526.46    17,281,272.41

       归属于母公司所有者的净利润                   21,814,557.30    18,128,714.06

       少数股东损益                                    -43,030.84      -847,441.65

 六、其他综合收益的税后净额                           -229,441.55         6,355.43

     归属母公司所有者的其他综合收
                                                      -229,441.55         6,355.43
 益的税后净额


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浙江方正电机股份有限公司 2017 年第一季度报告全文


      (一)以后不能重分类进损益的
 其他综合收益

              1.重新计量设定受益计划
 净负债或净资产的变动

              2.权益法下在被投资单位
 不能重分类进损益的其他综合收益
 中享有的份额

      (二)以后将重分类进损益的其
                                                              -229,441.55                            6,355.43
 他综合收益

              1.权益法下在被投资单位
 以后将重分类进损益的其他综合收
 益中享有的份额

              2.可供出售金融资产公允
 价值变动损益

              3.持有至到期投资重分类
 为可供出售金融资产损益

              4.现金流量套期损益的有
 效部分

              5.外币财务报表折算差额                          -229,441.55                            6,355.43

              6.其他

     归属于少数股东的其他综合收益
 的税后净额

 七、综合收益总额                                           21,542,084.91                      17,287,627.84

       归属于母公司所有者的综合收
                                                            21,585,115.75                      18,135,069.49
 益总额

       归属于少数股东的综合收益总
                                                               -43,030.84                        -847,441.65
 额

 八、每股收益:

       (一)基本每股收益                                          0.0844                             0.0683

       (二)稀释每股收益                                          0.0822                             0.0683

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元,上期被合并方实现的净利润为:元。


法定代表人:张敏                       主管会计工作负责人:牟健                     会计机构负责人:卢美玲


4、母公司利润表

                                                                                                      单位:元

                 项目                          本期发生额                         上期发生额

 一、营业收入                                               96,473,173.74                      93,235,592.21

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浙江方正电机股份有限公司 2017 年第一季度报告全文


      减:营业成本                                 83,970,443.64   80,412,512.64

            税金及附加                                22,901.33      100,947.91

            销售费用                                1,113,647.59    1,247,735.02

            管理费用                               16,558,911.63   13,976,790.10

            财务费用                                1,534,549.56    1,960,460.50

            资产减值损失

      加:公允价值变动收益(损失
 以“-”号填列)

            投资收益(损失以“-”
                                                     220,739.91    30,077,157.53
 号填列)

            其中:对联营企业和合营
 企业的投资收益

 二、营业利润(亏损以“-”号填
                                                   -6,506,540.10   25,614,303.57
 列)

      加:营业外收入                                 785,554.19      703,032.06

            其中:非流动资产处置利
 得

      减:营业外支出                                 694,735.52      119,135.64

            其中:非流动资产处置损
 失

 三、利润总额(亏损总额以“-”
                                                   -6,415,721.43   26,198,199.99
 号填列)

      减:所得税费用                                  -63,691.00     -171,659.73

 四、净利润(净亏损以“-”号填
                                                   -6,352,030.43   26,369,859.72
 列)

 五、其他综合收益的税后净额

      (一)以后不能重分类进损益
 的其他综合收益

             1.重新计量设定受益计
 划净负债或净资产的变动

             2.权益法下在被投资单
 位不能重分类进损益的其他综合收
 益中享有的份额

      (二)以后将重分类进损益的
 其他综合收益

             1.权益法下在被投资单
 位以后将重分类进损益的其他综合
 收益中享有的份额

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浙江方正电机股份有限公司 2017 年第一季度报告全文


            2.可供出售金融资产公
 允价值变动损益

            3.持有至到期投资重分
 类为可供出售金融资产损益

            4.现金流量套期损益的
 有效部分

            5.外币财务报表折算差
 额

            6.其他

 六、综合收益总额                                          -6,352,030.43                 26,369,859.72

 七、每股收益:

      (一)基本每股收益

      (二)稀释每股收益


5、合并现金流量表

                                                                                               单位:元

               项目                           本期发生额                   上期发生额

 一、经营活动产生的现金流量:

      销售商品、提供劳务收到的现
                                                       261,334,669.79                   213,481,086.21
 金

      客户存款和同业存放款项净增
 加额

      向中央银行借款净增加额

      向其他金融机构拆入资金净增
 加额

      收到原保险合同保费取得的现
 金

      收到再保险业务现金净额

      保户储金及投资款净增加额

      处置以公允价值计量且其变动
 计入当期损益的金融资产净增加额

      收取利息、手续费及佣金的现
 金

      拆入资金净增加额

      回购业务资金净增加额

      收到的税费返还                                       9,291,163.98                   8,174,322.99



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浙江方正电机股份有限公司 2017 年第一季度报告全文


      收到其他与经营活动有关的现
                                                    10,909,562.68     3,013,316.79
 金

 经营活动现金流入小计                              281,535,396.45   224,668,725.99

      购买商品、接受劳务支付的现
                                                   189,029,694.57   157,477,500.05
 金

      客户贷款及垫款净增加额

      存放中央银行和同业款项净增
 加额

      支付原保险合同赔付款项的现
 金

      支付利息、手续费及佣金的现
 金

      支付保单红利的现金

      支付给职工以及为职工支付的
                                                    38,087,373.22    34,974,234.19
 现金

      支付的各项税费                                30,700,732.52    22,948,706.69

      支付其他与经营活动有关的现
                                                    21,095,219.75    24,888,066.55
 金

 经营活动现金流出小计                              278,913,020.06   240,288,507.48

 经营活动产生的现金流量净额                          2,622,376.39   -15,619,781.49

 二、投资活动产生的现金流量:

      收回投资收到的现金                                80,000.00

      取得投资收益收到的现金                          362,010.05       645,390.82

      处置固定资产、无形资产和其
                                                        29,790.00
 他长期资产收回的现金净额

      处置子公司及其他营业单位收
 到的现金净额

      收到其他与投资活动有关的现
                                                   110,763,940.00   154,650,000.00
 金

 投资活动现金流入小计                              111,235,740.05   155,295,390.82

      购建固定资产、无形资产和其
                                                    29,549,458.42    22,816,425.90
 他长期资产支付的现金

      投资支付的现金                                 2,563,940.00

      质押贷款净增加额

      取得子公司及其他营业单位支
 付的现金净额

      支付其他与投资活动有关的现                   106,000,000.00   183,650,000.00


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浙江方正电机股份有限公司 2017 年第一季度报告全文


 金

 投资活动现金流出小计                                  138,113,398.42                   206,466,425.90

 投资活动产生的现金流量净额                            -26,877,658.37                   -51,171,035.08

 三、筹资活动产生的现金流量:

      吸收投资收到的现金

      其中:子公司吸收少数股东投
 资收到的现金

      取得借款收到的现金                                   57,000,000.00                 45,615,400.00

      发行债券收到的现金

      收到其他与筹资活动有关的现
 金

 筹资活动现金流入小计                                      57,000,000.00                 45,615,400.00

      偿还债务支付的现金                                   48,003,840.00                 27,603,387.67

      分配股利、利润或偿付利息支
                                                            1,185,434.70                  1,308,172.84
 付的现金

      其中:子公司支付给少数股东
 的股利、利润

      支付其他与筹资活动有关的现
                                                                                           473,400.00
 金

 筹资活动现金流出小计                                      49,189,274.70                 29,384,960.51

 筹资活动产生的现金流量净额                                 7,810,725.30                 16,230,439.49

 四、汇率变动对现金及现金等价物
                                                             314,738.24                       9,787.25
 的影响

 五、现金及现金等价物净增加额                          -16,129,818.44                   -50,550,589.83

      加:期初现金及现金等价物余
                                                       115,934,426.65                   226,386,115.48
 额

 六、期末现金及现金等价物余额                              99,804,608.21                175,835,525.65


6、母公司现金流量表

                                                                                               单位:元

                项目                          本期发生额                   上期发生额

 一、经营活动产生的现金流量:

      销售商品、提供劳务收到的现
                                                           94,112,030.94                 95,195,725.92
 金

      收到的税费返还                                        2,763,510.24                  2,962,131.92

      收到其他与经营活动有关的现                             792,616.34                    470,353.10


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浙江方正电机股份有限公司 2017 年第一季度报告全文


 金

 经营活动现金流入小计                               97,668,157.52    98,628,210.94

      购买商品、接受劳务支付的现
                                                   103,146,228.41    74,241,978.37
 金

      支付给职工以及为职工支付的
                                                    15,432,827.09    13,804,041.40
 现金

      支付的各项税费                                 1,457,827.22     2,751,129.54

      支付其他与经营活动有关的现
                                                    16,823,265.99    13,450,645.09
 金

 经营活动现金流出小计                              136,860,148.71   104,247,794.40

 经营活动产生的现金流量净额                        -39,191,991.19    -5,619,583.46

 二、投资活动产生的现金流量:

      收回投资收到的现金                                80,000.00

      取得投资收益收到的现金                          220,739.91     30,077,157.53

      处置固定资产、无形资产和其
                                                        29,790.00
 他长期资产收回的现金净额

      处置子公司及其他营业单位收
 到的现金净额

      收到其他与投资活动有关的现
                                                    48,563,940.00    46,500,000.00
 金

 投资活动现金流入小计                               48,894,469.91    76,577,157.53

      购建固定资产、无形资产和其
                                                    28,182,095.30    21,624,535.60
 他长期资产支付的现金

      投资支付的现金                                 2,563,940.00

      取得子公司及其他营业单位支
 付的现金净额

      支付其他与投资活动有关的现
                                                    46,500,000.00   146,500,000.00
 金

 投资活动现金流出小计                               77,246,035.30   168,124,535.60

 投资活动产生的现金流量净额                        -28,351,565.39   -91,547,378.07

 三、筹资活动产生的现金流量:

      吸收投资收到的现金

      取得借款收到的现金                            82,000,000.00    42,500,000.00

      发行债券收到的现金

      收到其他与筹资活动有关的现
 金

 筹资活动现金流入小计                               82,000,000.00    42,500,000.00

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浙江方正电机股份有限公司 2017 年第一季度报告全文


      偿还债务支付的现金                           48,003,840.00     17,603,387.67

      分配股利、利润或偿付利息支
                                                    1,185,434.70      1,255,879.00
 付的现金

      支付其他与筹资活动有关的现
                                                                       473,400.00
 金

 筹资活动现金流出小计                              49,189,274.70     19,332,666.67

 筹资活动产生的现金流量净额                        32,810,725.30     23,167,333.33

 四、汇率变动对现金及现金等价物
 的影响

 五、现金及现金等价物净增加额                      -34,732,831.28   -73,999,628.20

      加:期初现金及现金等价物余
                                                   63,042,795.62    159,725,939.13
 额

 六、期末现金及现金等价物余额                      28,309,964.34     85,726,310.93


二、审计报告

第一季度报告是否经过审计
□ 是 √ 否
公司第一季度报告未经审计。




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