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方正电机(002196)公告正文

方正电机:2017年第三季度报告正文

公告日期 2017-10-30
股票简称:方正电机 股票代码:002196
                   浙江方正电机股份有限公司 2017 年第三季度报告正文




证券代码:002196              证券简称:方正电机                      公告编号:2017-059




     浙江方正电机股份有限公司 2017 年第三季度报告正文




1
                   浙江方正电机股份有限公司 2017 年第三季度报告正文



                             第一节 重要提示


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

    所有董事均已出席了审议本次季报的董事会会议。

    公司负责人张敏、主管会计工作负责人牟健及会计机构负责人(会计主管人

员)卢美玲声明:保证季度报告中财务报表的真实、准确、完整。




2
                                   浙江方正电机股份有限公司 2017 年第三季度报告正文




                                         第二节 公司基本情况

一、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                                                                                  本报告期末比上年度末增
                                          本报告期末                       上年度末
                                                                                                             减

    总资产(元)                             3,092,220,981.74                2,904,119,466.52                       6.48%

    归属于上市公司股东的净资产
                                             2,433,580,905.14                2,341,578,867.74                       3.93%
    (元)

                                                         本报告期比上年同                                年初至报告期末比
                                       本报告期                                      年初至报告期末
                                                                期增减                                     上年同期增减

    营业收入(元)                     334,881,398.50                34.68%             878,521,699.40             22.30%

    归属于上市公司股东的净利润
                                        29,505,750.91                29.93%              86,374,522.32             20.36%
    (元)

    归属于上市公司股东的扣除非
                                        28,661,153.47                58.62%              81,674,646.65             32.12%
    经常性损益的净利润(元)

    经营活动产生的现金流量净额
                                        -15,934,707.86               22.71%             -15,759,592.96            -58.00%
    (元)

    基本每股收益(元/股)                      0.0661               -24.80%                     0.1941            -30.20%

    稀释每股收益(元/股)                      0.0654               -23.60%                     0.1920            -19.12%

    加权平均净资产收益率                        1.22%                    0.22%                  3.62%               0.41%

非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                   单位:元

                            项目                                 年初至报告期期末金额                     说明

    非流动资产处置损益(包括已计提资产减值准备的冲销部
                                                                                 -589,163.32
    分)

    计入当期损益的政府补助(与企业业务密切相关,按照国家
                                                                                 5,705,451.16
    统一标准定额或定量享受的政府补助除外)

    除同公司正常经营业务相关的有效套期保值业务外,持有交
    易性金融资产、交易性金融负债产生的公允价值变动损益,
                                                                                  957,318.32
    以及处置交易性金融资产、交易性金融负债和可供出售金融
    资产取得的投资收益

    除上述各项之外的其他营业外收入和支出                                         -973,612.65



3
                                    浙江方正电机股份有限公司 2017 年第三季度报告正文


    减:所得税影响额                                                         400,117.84

    合计                                                                    4,699,875.67               --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用
公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东和表决权恢复的优先股股东数量及前 10 名股东持股情况表

                                                                                                                单位:股

                                                               报告期末表决权恢复的优先
    报告期末普通股股东总数                            37,350                                                         0
                                                               股股东总数(如有)

                                                   前 10 名股东持股情况

                                                                       持有有限售条            质押或冻结情况
      股东名称           股东性质      持股比例         持股数量
                                                                       件的股份数量        股份状态          数量

    张敏            境内自然人              16.47%        74,263,167       66,259,688   质押                 70,849,167

    卓斌            境内自然人               8.60%        38,756,877       34,689,785

    青岛金石灏汭    境内非国有法
                                             6.93%        31,269,159       31,269,159   质押                 20,846,080
    投资有限公司    人

    翁伟文          境内自然人               4.37%        19,691,622       18,756,622   质押                 14,102,525

    钱进            境内自然人               1.51%         6,800,000                0

    金英杰          境内自然人               1.23%         5,554,565                0

    杭州杭开电气    境内非国有法
                                             0.89%         4,026,898        4,026,798
    有限公司        人

    徐正敏          境内自然人               0.75%         3,364,535        3,364,533

    胡宏            境内自然人               0.60%         2,684,868                0   质押                  2,668,900

    曹冠晖          境内自然人               0.52%         2,340,497        2,339,897

                                            前 10 名无限售条件股东持股情况

                                                                                                  股份种类
               股东名称                           持有无限售条件股份数量
                                                                                           股份种类          数量

    张敏                                                                    8,003,479   人民币普通股          8,003,479

    钱进                                                                    6,800,000   人民币普通股          6,800,000

    金英杰                                                                  5,554,656   人民币普通股          5,554,565



4
                                   浙江方正电机股份有限公司 2017 年第三季度报告正文


    卓斌                                                                4,067,092     人民币普通股    4,067,092

    胡宏                                                                2,684,868     人民币普通股    2,684,868

    平安信托有限责任公司—投资
                                                                        2,400,000     人民币普通股    2,400,000
    精英之云程泰集合资金信托

    毛苑美                                                              2,300,070     人民币普通股    2,300,070

    常峥                                                                2,037,861     人民币普通股    2,037,861

    北京国际信托有限公司—云程
                                                                        1,890,110     人民币普通股    1,890,110
    泰(二期)

    万向创业投资股份有限公司                                            1,700,000     人民币普通股    1,700,000

    上述股东关联关系或一致行动      本公司未知前 10 名股东之间是否存在关联关系或属于《上市公司股东持股变动信息
    的说明                          披露管理办法》规定的一致行动人。

    前 10 名普通股股东参与融资融
                                    无
    券业务情况说明(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、公司优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




5
                                   浙江方正电机股份有限公司 2017 年第三季度报告正文




                                             第三节 重要事项

一、报告期主要财务数据、财务指标发生变动的情况及原因

√ 适用 □ 不适用
1、货币资金较期初数减少 26.56%,主要系主要系募集资金投资建设厂房,募集资金减少;
2、应收账款较期初数增加 15.43%,主要系新能源汽车业务销售收入增加;
3、预付账款较期初数增加 271.33%,主要系本年大宗商品采购量增加,预付增加;
4、长期股权投资较期初数增加 42.46%,主要系本年增加合资公司投资额;
5、固定资产较期初数增加 23.53%,主要系上年在建厂房本年竣工转固;
6、短期借款较期初数增加 42.21%,主要系本年公司新能源业务增长,投入增加;
7、应付票据较期初数增加 69.81%,主要系本年公司新能源业务增长,投入增加;
8、应交税费较期初数减少 72.59%,主要系应交税费减少;
9、应付利息较期初数增加 55.89%,主要系本年短期借款增加;
10、实收资本较期初数增加 70%,主要系本年资本公积转增股本,10 转 7;
11、销售费用较上年同期数增加 59.24%,主要系本年新能源业务增长,营销费用增加;
12、财务费用较上年同期数增加 421.39%%,主要系汇率变动影响;
13、资产减值损失较上年同期数减少 48.96%,主要系本年投资收回,损失影响;
14、投资收益较上年同期数减少 95.61%,主要系本年投资收回,损失影响。




二、重要事项进展情况及其影响和解决方案的分析说明

□ 适用 √ 不适用


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
完毕的承诺事项

√ 适用 □ 不适用

               承诺事由                承诺方      承诺类型     承诺内容     承诺时间     承诺期限     履行情况

    股改承诺

    收购报告书或权益变动报告书中
    所作承诺

                                                               本次交易中
                                     冒晓建;徐                 本人认购的
                                     迪;徐正敏;   股份限售承   方正电机股   2015 年 12
    资产重组时所作承诺                                                                   2018-12.-29   正在履行
                                     朱玥奋;祝    诺           份分三期解   月 29 日
                                     轲卿;卓斌                 锁,首期解
                                                               锁:自标的


6
    浙江方正电机股份有限公司 2017 年第三季度报告正文


                                股份上市之
                                日起满 12
                                个月且经审
                                计的 2015
                                年扣除非经
                                常性损益后
                                实际净利润
                                不低于承诺
                                利润数的,
                                首期解锁
                                30%;第二
                                期解锁:自
                                标的股份上
                                市之日起满
                                24 个月且
                                2016 年经
                                审计的扣除
                                非经常损益
                                后实际净利
                                润不低于承
                                诺利润数
                                的,第二期
                                解锁 30%;
                                第三期解
                                锁:自标的
                                股份上市之
                                日起满 36
                                个月且
                                2017 年经
                                审计的扣除
                                非经常性损
                                益后实际净
                                利润不低于
                                承诺利润数
                                的,第三期
                                解锁 40%。
                                本人同意本
                                次交易完成
                                后,若本人
                                担任方正电
                                机的董事、
                                监事或高级
                                管理人员,
                                本次交易中


7
    浙江方正电机股份有限公司 2017 年第三季度报告正文


                                本人认购的
                                方正电机股
                                份自在证券
                                交易所上市
                                之日起十二
                                个月内,不
                                转让或者委
                                托他人管
                                理,也不由
                                方正电机收
                                购该部分股
                                份。前述锁
                                定期满后,
                                本人在方正
                                电机担任董
                                事、监事或
                                高级管理人
                                员职务期
                                间,将向方
                                正电机申报
                                所直接或间
                                接持有的方
                                正电机的股
                                份及变动情
                                况,每年转
                                让的股份将
                                不会超过所
                                直接或间接
                                持有方正电
                                机股份总数
                                的百分之二
                                十五;本人
                                在离职后半
                                年内,将不
                                会转让所直
                                接或间接持
                                有的方正电
                                机股份。

                                本次交易中
                                本人以持续
                   股份限售承   拥有权益时   2015 年 12
      曹冠晖                                              2018-12-29   正在履行
                   诺           间超过 12    月 29 日
                                个月的德沃
                                仕股权认购


8
    浙江方正电机股份有限公司 2017 年第三季度报告正文


                                的方正电机
                                股份分三期
                                解锁,首期
                                解锁:自标
                                的股份上市
                                之日起满
                                12 个月且
                                经审计的
                                2015 年扣
                                除非经常性
                                损益后实际
                                净利润不低
                                于承诺利润
                                数的,首期
                                解锁 30%;
                                第二期解
                                锁:自标的
                                股份上市之
                                日起满 24
                                个月且
                                2016 年经
                                审计的扣除
                                非经常损益
                                后实际净利
                                润不低于承
                                诺利润数
                                的,第二期
                                解锁 30%;
                                第三期解
                                锁:自标的
                                股份上市之
                                日起满 36
                                个月且
                                2017 年经
                                审计的扣除
                                非经常性损
                                益后实际净
                                利润不低于
                                承诺利润数
                                的,第三期
                                解锁 40%。
                                本人同意本
                                次交易完成
                                后,若本人


9
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 担任方正电
                                 机的董事、
                                 监事或高级
                                 管理人员,
                                 本次交易中
                                 本人认购的
                                 方正电机股
                                 份自在证券
                                 交易所上市
                                 之日起十二
                                 个月内,不
                                 转让或者委
                                 托他人管
                                 理,也不由
                                 方正电机收
                                 购该部分股
                                 份。前述锁
                                 定期满后,
                                 本人在方正
                                 电机担任董
                                 事、监事或
                                 高级管理人
                                 员职务期
                                 间,将向方
                                 正电机申报
                                 所直接或间
                                 接持有的方
                                 正电机的股
                                 份及变动情
                                 况,每年转
                                 让的股份将
                                 不会超过所
                                 直接或间接
                                 持有方正电
                                 机股份总数
                                 的百分之二
                                 十五;本人
                                 在离职后半
                                 年内,将不
                                 会转让所直
                                 接或间接持
                                 有的方正电
                                 机股份。




10
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 本次交易中
                                 本人以持续
                                 拥有权益时
                                 间超过 12
                                 个月的德沃
                                 仕股权认购
                                 的方正电机
                                 股份分三期
                                 解锁,首期
                                 解锁:自标
                                 的股份上市
                                 之日起满
                                 12 个月且
                                 经审计的
                                 2015 年扣
                                 除非经常性
                                 损益后实际
                                 净利润不低
                                 于承诺利润
                                 数的,首期
                                 解锁 30%;
                    股份限售承   第二期解     2015 年 12
       吴进山                                              2018-12-29   正在履行
                    诺           锁:自标的   月 29 日
                                 股份上市之
                                 日起满 24
                                 个月且
                                 2016 年经
                                 审计的扣除
                                 非经常损益
                                 后实际净利
                                 润不低于承
                                 诺利润数
                                 的,第二期
                                 解锁 30%;
                                 第三期解
                                 锁:自标的
                                 股份上市之
                                 日起满 36
                                 个月且
                                 2017 年经
                                 审计的扣除
                                 非经常性损
                                 益后实际净
                                 利润不低于


11
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 承诺利润数
                                 的,第三期
                                 解锁 40%。
                                 本人以持续
                                 拥有权益时
                                 间不足 12
                                 个月的德沃
                                 仕股权认购
                                 的方正电机
                                 股份的锁定
                                 期为三年,
                                 自标的股份
                                 上市且完成
                                 相应全部业
                                 绩补偿承诺
                                 之日起满
                                 36 个月解
                                 锁。本人同
                                 意本次交易
                                 完成后,若
                                 本人担任方
                                 正电机的董
                                 事、监事或
                                 高级管理人
                                 员,本次交
                                 易中本人认
                                 购的方正电
                                 机股份自在
                                 证券交易所
                                 上市之日起
                                 十二个月
                                 内,不转让
                                 或者委托他
                                 人管理,也
                                 不由方正电
                                 机收购该部
                                 分股份。前
                                 述锁定期满
                                 后,本人在
                                 方正电机担
                                 任董事、监
                                 事或高级管
                                 理人员职务
                                 期间,将向


12
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 方正电机申
                                 报所直接或
                                 间接持有的
                                 方正电机的
                                 股份及变动
                                 情况,每年
                                 转让的股份
                                 将不会超过
                                 所直接或间
                                 接持有方正
                                 电机股份总
                                 数的百分之
                                 二十五;本
                                 人在离职后
                                 半年内,将
                                 不会转让所
                                 直接或间接
                                 持有的方正
                                 电机股份。

                                 本次交易中
                                 本人以持续
                                 拥有权益时
                                 间超过 12
                                 个月的德沃
                                 仕股权认购
                                 的方正电机
                                 股份自标的
                                 股份上市之
                                 日起满 12
                                 个月解锁
                                 100%。本人
       马文奇;吴    股份限售承                2015 年 12
                                 以持续拥有                2016-12-29   履行完毕
       宝才         诺                        月 29 日
                                 权益时间不
                                 足 12 个月
                                 的德沃仕股
                                 权认购的方
                                 正电机股份
                                 的锁定期为
                                 三年,自标
                                 的股份上市
                                 之日起满
                                 36 个月解
                                 锁。本人同
                                 意本次交易


13
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 完成后,若
                                 本人担任方
                                 正电机的董
                                 事、监事或
                                 高级管理人
                                 员,本次交
                                 易中本人认
                                 购的方正电
                                 机股份自在
                                 证券交易所
                                 上市之日起
                                 十二个月
                                 内,不转让
                                 或者委托他
                                 人管理,也
                                 不由方正电
                                 机收购该部
                                 分股份。前
                                 述锁定期满
                                 后,本人在
                                 方正电机担
                                 任董事、监
                                 事或高级管
                                 理人员职务
                                 期间,将向
                                 方正电机申
                                 报所直接或
                                 间接持有的
                                 方正电机的
                                 股份及变动
                                 情况,每年
                                 转让的股份
                                 将不会超过
                                 所直接或间
                                 接持有方正
                                 电机股份总
                                 数的百分之
                                 二十五;本
                                 人在离职后
                                 半年内,将
                                 不会转让所
                                 直接或间接
                                 持有的方正
                                 电机股份。


14
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 本次交易中
                                 本单位以持
                                 续拥有权益
                                 时间超过
                                 12 个月的
                                 德沃仕股权
                                 认购的方正
                                 电机股份分
                                 三期解锁,
                                 即自标的股
                                 份上市之日
                                 起满 12 个
                                 月解锁
                                 30%,满 24
       浙江德石投
                    股份限售承   个月解锁     2015 年 12
       资管理有限                                          2018-12-29   正在履行
                    诺           30%,满 36   月 29 日
       公司
                                 个月解锁
                                 40%。本单
                                 位以持续拥
                                 有权益时间
                                 不足 12 个
                                 月的德沃仕
                                 股权认购的
                                 方正电机股
                                 份的锁定期
                                 为三年,自
                                 标的股份上
                                 市之日起满
                                 36 个月解
                                 锁。

                                 本次交易中
                                 本单位以持
                                 续拥有权益
                                 时间超过
                                 12 个月的
                                 德沃仕股权
       青岛金石灏
                    股份限售承   认购的方正   2015 年 12
       汭投资有限                                          2016-12-29   履行完毕
                    诺           电机股份自   月 29 日
       公司
                                 标的股份上
                                 市之日起满
                                 12 个月解
                                 锁 100%。
                                 本单位以持
                                 续拥有权益


15
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 时间不足
                                 12 个月的
                                 德沃仕股权
                                 认购的方正
                                 电机股份的
                                 锁定期为三
                                 年,自标的
                                 股份上市之
                                 日起满 36
                                 个月解锁。

                                 本次交易中
                                 杭开电气以
                                 持续拥有权
                                 益时间超过
                                 12 个月的
                                 德沃仕股权
                                 认购的方正
                                 电机股份分
                                 三期解锁,
                                 首期解锁:
                                 自标的股份
                                 上市之日起
                                 满 12 个月
                                 且经审计的
                                 2015 年扣
                                 除非经常性
       杭州杭开电   股份限售承   损益后实际   2015 年 12
                                                           2018-12-29   正在履行
       气有限公司   诺           净利润不低   月 29 日
                                 于承诺利润
                                 数的,首期
                                 解锁 30%;
                                 第二期解
                                 锁:自标的
                                 股份上市之
                                 日起满 24
                                 个月且
                                 2016 年经
                                 审计的扣除
                                 非经常损益
                                 后实际净利
                                 润不低于承
                                 诺利润数
                                 的,第二期
                                 解锁 30%;


16
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 第三期解
                                 锁:自标的
                                 股份上市之
                                 日起满 36
                                 个月且
                                 2017 年经
                                 审计的扣除
                                 非经常性损
                                 益后实际净
                                 利润不低于
                                 承诺利润数
                                 的,第三期
                                 解锁 40%。

                                 募集配套资
                                 金认购方作
                                 出如下承
                                 诺: 作为方
                                 正电机本次
                                 发行股份及
                                 支付现金购
                                 买资产并募
                                 集配套资金
                                 项目的现金
                                 认购股份
                                 方,本人/
                                 本单位承
                                 诺:本人/
       青岛金石灏
                                 本单位所认
       汭投资有限   股份限售承                 2015 年 12
                                 购方正电机                 2018-12-29   正在履行
       公司;翁伟    诺                         月 29 日
                                 本次发行的
       文;张敏
                                 新增股份,
                                 自该股份发
                                 行结束之日
                                 起 36 个月
                                 内不得转
                                 让。截至本
                                 公告出具
                                 日,交易对
                                 方及配套融
                                 资方关于股
                                 份锁定的承
                                 诺正在履行
                                 过程中,未
                                 出现违反上


17
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 述承诺的情
                                 形。

                                 张敏、翁伟
                                 文作出如下
                                 承诺: 本人
                                 拟认购的方
                                 正电机本次
                                 非公开发行
                                 的股份的资
                                 金来源合
                                 法,不存在
                                 信托、代持
                                 股、委托持
                                 股或类似安
                                 排。除了《浙
                                 江方正电机
                                 股份有限公
                                 司非公开发
                                 行股份之附
                                 条件生效的
                                 股份认购协
                                 议书》,不存
       翁伟文;张    募集资金使   在与本次方     2015 年 12
                                                             2018-12-29   正在履行
       敏           用承诺       正电机重大     月 29 日
                                 资产重组相
                                 关的其他协
                                 议或安排。
                                 本人不涉及
                                 任何重大未
                                 履行的负债
                                 或任何重大
                                 诉讼或仲裁
                                 案件。本人
                                 未受到过中
                                 国证监会或
                                 其派出机构
                                 或证券交易
                                 所的任何形
                                 式的处罚
                                 (包括谴
                                 责、罚款、
                                 通报批评)
                                 等。本人与
                                 上海海能及


18
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 其股东、董
                                 事、监事、
                                 高级管理人
                                 员和德沃仕
                                 及其股东、
                                 董事、监事、
                                 高级管理人
                                 员不存在任
                                 何关联关
                                 系,与上海
                                 海能汽车电
                                 子有限公司
                                 及杭州德沃
                                 仕电动科技
                                 有限公司的
                                 股东之间不
                                 存在股份代
                                 持或其他形
                                 式的股份安
                                 排。

                                 金石灏汭作
                                 出如下承
                                 诺: 本单位
                                 拟认购的方
                                 正电机本次
                                 非公开发行
                                 的股份的资
                                 金来源合
                                 法,不存在
                                 信托、代持
                                 股、委托除
       青岛金石灏
                    募集资金使   了《浙江方     2015 年 12
       汭投资有限                                            2018-12-29   正在履行
                    用承诺       正电机股份     月 29 日
       公司
                                 有限公司非
                                 公开发行股
                                 份之附条件
                                 生效的股份
                                 认购协议
                                 书》,不存在
                                 与本次方正
                                 电机重大资
                                 产重组相关
                                 的其他协议
                                 或安排。本


19
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 单位不涉及
                                 任何重大未
                                 履行的负债
                                 或任何重大
                                 诉讼或仲裁
                                 案件。本单
                                 位未受到过
                                 中国证监会
                                 或其派出机
                                 构或证券交
                                 易所的任何
                                 形式的处罚
                                 (包括谴
                                 责、罚款、
                                 通报批评)
                                 等。本单位
                                 与上海海能
                                 汽车电子有
                                 限公司及其
                                 股东、董事、
                                 监事、高级
                                 管理人员和
                                 杭州德沃仕
                                 电动科技有
                                 限公司及其
                                 董事、监事、
                                 高级管理人
                                 员不存在任
                                 何关联关
                                 系,与上海
                                 海能汽车电
                                 子有限公司
                                 及杭州德沃
                                 仕电动科技
                                 有限公司的
                                 股东之间不
                                 存在股份代
                                 持或其他形
                                 式的股份安
                                 排。”截至本
                                 公告出具
                                 日,配套融
                                 资方的上述
                                 承诺正在履


20
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 行过程中,
                                 未出现违反
                                 上述承诺的
                                 情形。

                                 股份限售承
                                 诺内容如
                                 下:交易对
                                 方翁伟文承
                                 诺:“1、以
                                 其持有的深
                                 圳市高科润
                                 电子科技有
                                 限公司股权
                                 所认购而取
                                 得的方正电
                                 机股份,自
                                 该等股份上
                                 市之日起三
                                 十六个月内
                                 将不以任何
                                 方式转让,
                                 包括但不限
                                 于通过证券
                    股份限售承   市场公开转     2014 年 09
       翁伟文                                                2017-9-26   履行完毕
                    诺           让或通过协     月 26 日
                                 议方式转
                                 让,也不由
                                 方正电机回
                                 购(因深圳
                                 市高科润电
                                 子有限公司
                                 未实现承诺
                                 业绩的情形
                                 除外)。该等
                                 股份由于方
                                 正电机送红
                                 股、转增股
                                 本等原因而
                                 孳息的股
                                 份,亦遵照
                                 上述锁定期
                                 进行锁定。
                                 2、若其将来
                                 成为方正电


21
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 机的董事、
                                 监事或高级
                                 管理人员,
                                 除满足上述
                                 锁定期外,
                                 其直接或间
                                 接持有方正
                                 电机的股份
                                 在其本人任
                                 职期间内每
                                 年转让的比
                                 例不超过所
                                 持方正电机
                                 股份总数的
                                 25%,在离
                                 职后半年内
                                 不转让,在
                                 申报离任六
                                 个月后的十
                                 二个月内通
                                 过证券交易
                                 所挂牌交易
                                 出售方正电
                                 机股票数量
                                 占其本人所
                                 持有方正电
                                 机股份总数
                                 的比例不超
                                 过 50%。3、
                                 若方正电机
                                 2016 年度
                                 专项审计报
                                 告、减值测
                                 试报告出具
                                 的日期晚于
                                 所持股份的
                                 限售期届满
                                 之日,则限
                                 售股份不得
                                 转让;待方
                                 正电机
                                 2016 年度
                                 的审计报告
                                 出具以及减


22
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 值测试完毕
                                 后,如其需
                                 实行股份补
                                 偿,则扣减
                                 需进行股份
                                 补偿部分
                                 后,解禁所
                                 持剩余股
                                 份。

                                 股份限售承
                                 诺内容如
                                 下:“1、以
                                 其持有的深
                                 圳市高科润
                                 电子科技有
                                 限公司股权
       常峥;陈德                 所认购而取
       刚;冯松娣;                得的方正电
       龚宇;何东                 机股份,自
       飞;胡袁淼;                该等股份上
       金英杰;李                 市之日起三
       军;李凌;李                十六个月内
       艳宁;廉海                 将不以任何
       涛;罗汝洪;                方式转让,
       罗轶;皮引                 包括但不限
       群;任彦明;                于通过证券
                    股份限售承                  2014 年 09
       邵世梅;沈                 市场公开转                  2017-9-26   履行完毕
                    诺                          月 26 日
       士忠;唐永                 让或通过协
       强;王坚;王                议方式转
       剑川;王瑞                 让,也不由
       红;吴军;吴                方正电机回
       甜香;吴正                 购(因深圳
       华;杨静;殷                市高科润电
       安辉;詹舵;                子有限公司
       张洪亮;张                 未实现承诺
       天福;赵璋                 业绩的情形
       华                        除外)。该等
                                 股份由于方
                                 正电机送红
                                 股、转增股
                                 本等原因而
                                 孳息的股
                                 份,亦遵照
                                 上述锁定期


23
     浙江方正电机股份有限公司 2017 年第三季度报告正文


                                 进行锁定。
                                 2、若方正电
                                 机 2016 年
                                 度专项审计
                                 报告、减值
                                 测试报告出
                                 具的日期晚
                                 于所持股份
                                 的限售期届
                                 满之日,则
                                 限售股份不
                                 得转让;待
                                 方正电机
                                 2016 年度
                                 的审计报告
                                 出具以及减
                                 值测试完毕
                                 后,如其需
                                 实行股份补
                                 偿,则扣减
                                 需进行股份
                                 补偿部分
                                 后,解禁所
                                 持剩余股
                                 份。

                                 股份限售承
                                 诺内容如
                                 下:本次非
                                 公开发行股
                                 票的锁定期
                                 按中国证监
                                 会的有关规
                                 定,非公开
       胡宏;华鑫
                                 发行股票上
       国际信托有   股份限售承                 2013 年 08
                                 市之日起三                 2016-08-16   履行完毕
       限公司;钱    诺                         月 16 日
                                 十六个月
       进;张敏
                                 内,不转让
                                 或者委托他
                                 人管理持有
                                 的在本次非
                                 公开发行中
                                 认购的股
                                 份,也不由
                                 方正电机回


24
                                浙江方正电机股份有限公司 2017 年第三季度报告正文


                                                            购该部份股
                                                            份。

 首次公开发行或再融资时所作承
 诺

 股权激励承诺

                                               关于同业竞   关于同业竞
                                  冒晓建;徐
                                               争、关联交   争、关联交
                                  迪;徐正敏;                             2015 年 12   2018 年 12
                                               易、资金占   易、资金占                             正在履行
                                  朱玥奋;祝                              月 29 日     月 29 日
                                               用方面的承   用方面的承
                                  轲卿;卓斌
                                               诺           诺

                                               关于同业竞   关于同业竞
                                  青岛金石灏   争、关联交   争、关联交
                                                                         2015 年 12   2018 年 12
                                  汭投资有限   易、资金占   易、资金占                             正在履行
                                                                         月 29 日     月 29 日
                                  公司         用方面的承   用方面的承
                                               诺           诺

                                  杭州杭开电   关于同业竞   关于同业竞
                                  气有限公     争、关联交   争、关联交
                                                                         2015 年 12   2018 年 12
                                  司;浙江德    易、资金占   易、资金占                             正在履行
                                                                         月 29 日     月 29 日
                                  石投资管理   用方面的承   用方面的承
                                  有限公司     诺           诺

                                               关于同业竞   关于同业竞
                                  曹冠晖;马    争、关联交   争、关联交
 其他对公司中小股东所作承诺                                              2015 年 12   2018 年 12
                                  文奇;吴宝    易、资金占   易、资金占                             正在履行
                                                                         月 29 日     月 29 日
                                  才;吴进山    用方面的承   用方面的承
                                               诺           诺

                                  浙江方正电
                                                                         2017 年 09   2019 年 09
                                  机股份有限   分红承诺     分红承诺                               正在履行
                                                                         月 20 日     月 20 日
                                  公司

                                  浙江方正电
                                                                         2015 年 07   2017 年 07
                                  机股份有限   分红承诺     分红承诺                               履行完毕
                                                                         月 03 日     月 03 日
                                  公司

                                  浙江方正电
                                                                         2012 年 10   2014 年 10
                                  机股份有限   分红承诺     分红承诺                               履行完毕
                                                                         月 23 日     月 23 日
                                  公司

                                               关于同业竞   关于同业竞
                                               争、关联交   争、关联交
                                                                         2007 年 12   9999 年 12
                                  张敏         易、资金占   易、资金占                             正在履行
                                                                         月 12 日     月 12 日
                                               用方面的承   用方面的承
                                               诺           诺

 承诺是否按时履行                 是

 如承诺超期未履行完毕的,应当     无

25
                                 浙江方正电机股份有限公司 2017 年第三季度报告正文


 详细说明未完成履行的具体原因
 及下一步的工作计划


四、对 2017 年度经营业绩的预计

2017 年度预计的经营业绩情况:归属于上市公司股东的净利润为正值且不属于扭亏为盈的情形
归属于上市公司股东的净利润为正值且不属于扭亏为盈的情形

 2017 年度归属于上市公司股东的净利润变动
                                                                   15.00%     至        30.00%
 幅度

 2017 年度归属于上市公司股东的净利润变动
                                                                 13,603.37    至      15,377.73
 区间(万元)

 2016 年度归属于上市公司股东的净利润(万
                                                                                      11,829.02
 元)

 业绩变动的原因说明                          主要系公司新能源汽车业务增长


五、以公允价值计量的金融资产

□ 适用 √ 不适用


六、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


七、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。


八、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。




26
                      浙江方正电机股份有限公司 2017 年第三季度报告正文




此页为《浙江方正电机股份有限公司 2017 年第三季度报告正文》之签字盖章页:




                                                          浙江方正电机股份有限公司

                                                     法定代表人:        张   敏

                                                              二 0 一七年十月二十七日




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