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方正电机(002196)公告正文

方正电机:2018年第一季度报告正文

公告日期 2018-04-20
股票简称:方正电机 股票代码:002196
浙江方正电机股份有限公司 2018 年第一季度报告正文




证券代码:002196                                   证券简称:方正电机   公告编号:2018-028




      浙江方正电机股份有限公司 2018 年第一季度报告正文




1
浙江方正电机股份有限公司 2018 年第一季度报告正文



                                         第一节 重要提示


         公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

         除下列董事外,其他董事亲自出席了审议本次季报的董事会会议

       未亲自出席董事姓名      未亲自出席董事职务      未亲自出席会议原因          被委托人姓名

    冒晓建                  董事                    工作原因                牟健


         公司负责人张敏、主管会计工作负责人牟健及会计机构负责人(会计主管人

员)卢美玲声明:保证季度报告中财务报表的真实、准确、完整。




2
浙江方正电机股份有限公司 2018 年第一季度报告正文




                                       第二节 公司基本情况

一、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                                                                             本报告期比上年同期增
                                              本报告期                  上年同期
                                                                                                         减

    营业收入(元)                              325,709,783.04            251,558,867.87                         29.48%

    归属于上市公司股东的净利润(元)             18,612,587.12             21,814,557.30                        -14.68%

    归属于上市公司股东的扣除非经常性
                                                 17,536,328.38             20,184,428.10                        -13.12%
    损益的净利润(元)

    经营活动产生的现金流量净额(元)             -91,854,770.26              2,622,376.39                     -3,602.73%

    基本每股收益(元/股)                                 0.0420                   0.0497                       -15.49%

    稀释每股收益(元/股)                                 0.0413                   0.0489                       -15.54%

    加权平均净资产收益率                                   0.75%                     0.93%                       -0.18%

                                                                                             本报告期末比上年度末
                                             本报告期末                 上年度末
                                                                                                     增减

    总资产(元)                               3,273,293,582.23          3,292,284,612.78                        -0.58%

    归属于上市公司股东的净资产(元)           2,483,527,022.28          2,464,755,570.72                         0.76%

非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                 单位:元

                            项目                              年初至报告期期末金额                说明

    非流动资产处置损益(包括已计提资产减值准备的冲销部
                                                                         -377,116.03
    分)

    计入当期损益的政府补助(与企业业务密切相关,按照国家
                                                                        1,786,831.22
    统一标准定额或定量享受的政府补助除外)

    除上述各项之外的其他营业外收入和支出                                 -179,071.12

    减:所得税影响额                                                      154,385.33

    合计                                                                1,076,258.74                --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用
公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益


3
浙江方正电机股份有限公司 2018 年第一季度报告正文


项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东总数和表决权恢复的优先股股东数量及前 10 名股东持股情况表

                                                                                                             单位:股

                                                              报告期末表决权恢复的优
    报告期末普通股股东总数                           36,353                                                       0
                                                              先股股东总数(如有)

                                                前 10 名股东持股情况

                                                                    持有有限售条            质押或冻结情况
      股东名称           股东性质   持股比例         持股数量
                                                                    件的股份数量       股份状态           数量

    张敏            境内自然人          16.47%         74,263,167       56,769,547   质押                 67,399,166

    卓斌            境内自然人           8.60%         38,756,877       34,689,785

    青岛金石灏汭    境内非国有法
                                         6.93%         31,269,159       31,269,159   质押                 20,846,080
    投资有限公司    人

    翁伟文          境内自然人           4.37%         19,691,622       14,959,495   质押                 18,522,525

    钱进            境内自然人           1.51%          6,800,000               0

    金英杰          境内自然人           1.20%          5,398,245               0    质押                  5,000,000

    杭州杭开电气    境内非国有法
                                         0.89%          4,026,898        4,026,798
    有限公司        人

    徐正敏          境内自然人           0.75%          3,364,535        3,364,533

    胡宏            境内自然人           0.59%          2,679,868               0    质押                  2,668,900

    曹冠晖          境内自然人           0.52%          2,340,497        2,339,897

                                        前 10 名无限售条件股东持股情况

                                                                                               股份种类
               股东名称                        持有无限售条件股份数量
                                                                                       股份种类           数量

    张敏                                                                17,493,620   人民币普通股         17,493,620

    钱进                                                                 6,800,000   人民币普通股          6,800,000

    金英杰                                                               5,398,245   人民币普通股          5,398,245

    翁伟文                                                               4,732,127   人民币普通股          4,732,127

    卓斌                                                                 4,067,092   人民币普通股          4,067,092

    胡宏                                                                 2,679,868   人民币普通股          2,679,868

    常峥                                                                 2,037,861   人民币普通股          2,037,861

    吴泽煌                                                               2,023,867   人民币普通股          2,023,867

    万向创业投资股份有限公司                                             1,700,000   人民币普通股          1,700,000



4
浙江方正电机股份有限公司 2018 年第一季度报告正文


    中国建设银行股份有限公司—
    富国中证新能源汽车指数分级                                        1,683,180   人民币普通股       1,683,180
    证券投资基金

    上述股东关联关系或一致行动     本公司未知前 10 名股东之间是否存在关联关系或属于《上市公司股东持股变动信息
    的说明                         披露管理办法》规定的一致行动人。

    前 10 名普通股股东参与融资融
                                   无
    券业务情况说明(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、公司优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




5
浙江方正电机股份有限公司 2018 年第一季度报告正文




                                           第三节 重要事项

一、报告期主要财务数据、财务指标发生变动的情况及原因

√ 适用 □ 不适用
1、货币资金较年初下降 43.24%,主要系本期预付设备款增加;
2、应收票据较年初增加 45.75%,主要系本期应收账款回收以票据为主;
3、应付票据较年初增加 30.62%,主要系本期供应商货款支付以票据为主;
4、应付账款较年初下降 30.38%,主要系本期支付供应商货款;
5、应交税费较年初下降 47.35%,主要系本期已支付上年未支付应交税金;
6、应付利息较年初增加 151.41%,主要系本期短期借款增加;
7、销售费用与上年同期相比增加 41.27%,主要系本期公司加大新产品宣传力度;
8、财务费用与上年同期相比增加 126.72%,主要系本期短期借款增加和汇兑损益增加影响;
9、投资收益与上年同期相比增加 74.82%,主要系本期联营公司盈利增加;
10、资产处置收益与上年同期相比增加 2184.87%,主要系本期销售固定资产影响;




二、重要事项进展情况及其影响和解决方案的分析说明

□ 适用 √ 不适用


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
完毕的承诺事项

√ 适用 □ 不适用

               承诺事由              承诺方      承诺类型     承诺内容     承诺时间     承诺期限    履行情况

    股改承诺

    收购报告书或权益变动报告书中
    所作承诺

                                                             “本次交易
                                                             中本人认购
                                                             的方正电机
                                   冒晓建;徐
                                                             股份分三期
                                   迪;徐正敏;   股份限售承                2015 年 12
    资产重组时所作承诺                                       解锁,首期                2018-12-29   正在履行
                                   朱玥奋;祝    诺                        月 29 日
                                                             解锁:自标
                                   轲卿;卓斌
                                                             的股份上市
                                                             之日起满
                                                             12 个月且


6
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   经审计的
                                                   2015 年扣
                                                   除非经常性
                                                   损益后实际
                                                   净利润不低
                                                   于承诺利润
                                                   数的,首期
                                                   解锁 30%;
                                                   第二期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 24
                                                   个月且
                                                   2016 年经
                                                   审计的扣除
                                                   非经常损益
                                                   后实际净利
                                                   润不低于承
                                                   诺利润数
                                                   的,第二期
                                                   解锁 30%;
                                                   第三期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 36
                                                   个月且
                                                   2017 年经
                                                   审计的扣除
                                                   非经常性损
                                                   益后实际净
                                                   利润不低于
                                                   承诺利润数
                                                   的,第三期
                                                   解锁 40%。
                                                   本人同意本
                                                   次交易完成
                                                   后,若本人
                                                   担任方正电
                                                   机的董事、
                                                   监事或高级
                                                   管理人员,
                                                   本次交易中
                                                   本人认购的
                                                   方正电机股


7
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           份自在证券
                                                           交易所上市
                                                           之日起十二
                                                           个月内,不
                                                           转让或者委
                                                           托他人管
                                                           理,也不由
                                                           方正电机收
                                                           购该部分股
                                                           份。前述锁
                                                           定期满后,
                                                           本人在方正
                                                           电机担任董
                                                           事、监事或
                                                           高级管理人
                                                           员职务期
                                                           间,将向方
                                                           正电机申报
                                                           所直接或间
                                                           接持有的方
                                                           正电机的股
                                                           份及变动情
                                                           况,每年转
                                                           让的股份将
                                                           不会超过所
                                                           直接或间接
                                                           持有方正电
                                                           机股份总数
                                                           的百分之二
                                                           十五;本人
                                                           在离职后半
                                                           年内,将不
                                                           会转让所直
                                                           接或间接持
                                                           有的方正电
                                                           机股份。”

                                                           ”本次交易
                                                           中本人以持
                                                           续拥有权益
                                              股份限售承   时间超过     2015 年 12
                                 曹冠晖                                              2018-12.-29   正在履行
                                              诺           12 个月的    月 29 日
                                                           德沃仕股权
                                                           认购的方正
                                                           电机股份分


8
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   三期解锁,
                                                   首期解锁:
                                                   自标的股份
                                                   上市之日起
                                                   满 12 个月
                                                   且经审计的
                                                   2015 年扣
                                                   除非经常性
                                                   损益后实际
                                                   净利润不低
                                                   于承诺利润
                                                   数的,首期
                                                   解锁 30%;
                                                   第二期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 24
                                                   个月且
                                                   2016 年经
                                                   审计的扣除
                                                   非经常损益
                                                   后实际净利
                                                   润不低于承
                                                   诺利润数
                                                   的,第二期
                                                   解锁 30%;
                                                   第三期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 36
                                                   个月且
                                                   2017 年经
                                                   审计的扣除
                                                   非经常性损
                                                   益后实际净
                                                   利润不低于
                                                   承诺利润数
                                                   的,第三期
                                                   解锁 40%。
                                                   本人同意本
                                                   次交易完成
                                                   后,若本人
                                                   担任方正电
                                                   机的董事、


9
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           监事或高级
                                                           管理人员,
                                                           本次交易中
                                                           本人认购的
                                                           方正电机股
                                                           份自在证券
                                                           交易所上市
                                                           之日起十二
                                                           个月内,不
                                                           转让或者委
                                                           托他人管
                                                           理,也不由
                                                           方正电机收
                                                           购该部分股
                                                           份。前述锁
                                                           定期满后,
                                                           本人在方正
                                                           电机担任董
                                                           事、监事或
                                                           高级管理人
                                                           员职务期
                                                           间,将向方
                                                           正电机申报
                                                           所直接或间
                                                           接持有的方
                                                           正电机的股
                                                           份及变动情
                                                           况,每年转
                                                           让的股份将
                                                           不会超过所
                                                           直接或间接
                                                           持有方正电
                                                           机股份总数
                                                           的百分之二
                                                           十五;本人
                                                           在离职后半
                                                           年内,将不
                                                           会转让所直
                                                           接或间接持
                                                           有的方正电
                                                           机股份。”

                                                           “本次交易
                                              股份限售承                2015 年 12
                                 吴进山                    中本人以持                2018-12-29   正在履行
                                              诺                        月 29 日
                                                           续拥有权益


10
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   时间超过
                                                   12 个月的
                                                   德沃仕股权
                                                   认购的方正
                                                   电机股份分
                                                   三期解锁,
                                                   首期解锁:
                                                   自标的股份
                                                   上市之日起
                                                   满 12 个月
                                                   且经审计的
                                                   2015 年扣
                                                   除非经常性
                                                   损益后实际
                                                   净利润不低
                                                   于承诺利润
                                                   数的,首期
                                                   解锁 30%;
                                                   第二期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 24
                                                   个月且
                                                   2016 年经
                                                   审计的扣除
                                                   非经常损益
                                                   后实际净利
                                                   润不低于承
                                                   诺利润数
                                                   的,第二期
                                                   解锁 30%;
                                                   第三期解
                                                   锁:自标的
                                                   股份上市之
                                                   日起满 36
                                                   个月且
                                                   2017 年经
                                                   审计的扣除
                                                   非经常性损
                                                   益后实际净
                                                   利润不低于
                                                   承诺利润数
                                                   的,第三期
                                                   解锁 40%。


11
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   本人以持续
                                                   拥有权益时
                                                   间不足 12
                                                   个月的德沃
                                                   仕股权认购
                                                   的方正电机
                                                   股份的锁定
                                                   期为三年,
                                                   自标的股份
                                                   上市且完成
                                                   相应全部业
                                                   绩补偿承诺
                                                   之日起满
                                                   36 个月解
                                                   锁。本人同
                                                   意本次交易
                                                   完成后,若
                                                   本人担任方
                                                   正电机的董
                                                   事、监事或
                                                   高级管理人
                                                   员,本次交
                                                   易中本人认
                                                   购的方正电
                                                   机股份自在
                                                   证券交易所
                                                   上市之日起
                                                   十二个月
                                                   内,不转让
                                                   或者委托他
                                                   人管理,也
                                                   不由方正电
                                                   机收购该部
                                                   分股份。前
                                                   述锁定期满
                                                   后,本人在
                                                   方正电机担
                                                   任董事、监
                                                   事或高级管
                                                   理人员职务
                                                   期间,将向
                                                   方正电机申
                                                   报所直接或
                                                   间接持有的


12
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           方正电机的
                                                           股份及变动
                                                           情况,每年
                                                           转让的股份
                                                           将不会超过
                                                           所直接或间
                                                           接持有方正
                                                           电机股份总
                                                           数的百分之
                                                           二十五;本
                                                           人在离职后
                                                           半年内,将
                                                           不会转让所
                                                           直接或间接
                                                           持有的方正
                                                           电机股份。”

                                                           “本次交易
                                                           中本人以持
                                                           续拥有权益
                                                           时间超过
                                                           12 个月的
                                                           德沃仕股权
                                                           认购的方正
                                                           电机股份自
                                                           标的股份上
                                                           市之日起满
                                                           12 个月解
                                                           锁 100%。
                                                           本人以持续
                                 马文奇;吴    股份限售承   拥有权益时     2015 年 12
                                                                                       2016-12-29   履行完毕
                                 宝才         诺           间不足 12      月 29 日
                                                           个月的德沃
                                                           仕股权认购
                                                           的方正电机
                                                           股份的锁定
                                                           期为三年,
                                                           自标的股份
                                                           上市之日起
                                                           满 36 个月
                                                           解锁。本人
                                                           同意本次交
                                                           易完成后,
                                                           若本人担任
                                                           方正电机的


13
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           董事、监事
                                                           或高级管理
                                                           人员,本次
                                                           交易中本人
                                                           认购的方正
                                                           电机股份自
                                                           在证券交易
                                                           所上市之日
                                                           起十二个月
                                                           内,不转让
                                                           或者委托他
                                                           人管理,也
                                                           不由方正电
                                                           机收购该部
                                                           分股份。前
                                                           述锁定期满
                                                           后,本人在
                                                           方正电机担
                                                           任董事、监
                                                           事或高级管
                                                           理人员职务
                                                           期间,将向
                                                           方正电机申
                                                           报所直接或
                                                           间接持有的
                                                           方正电机的
                                                           股份及变动
                                                           情况,每年
                                                           转让的股份
                                                           将不会超过
                                                           所直接或间
                                                           接持有方正
                                                           电机股份总
                                                           数的百分之
                                                           二十五;本
                                                           人在离职后
                                                           半年内,将
                                                           不会转让所
                                                           直接或间接
                                                           持有的方正
                                                           电机股份。”

                                 浙江德石投                “本次交易
                                              股份限售承                  2015 年 12
                                 资管理有限                中本单位以                  2018-12-29   正在履行
                                              诺                          月 29 日
                                 公司                      持续拥有权


14
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           益时间超过
                                                           12 个月的
                                                           德沃仕股权
                                                           认购的方正
                                                           电机股份分
                                                           三期解锁,
                                                           即自标的股
                                                           份上市之日
                                                           起满 12 个
                                                           月解锁
                                                           30%,满 24
                                                           个月解锁
                                                           30%,满 36
                                                           个月解锁
                                                           40%。本单
                                                           位以持续拥
                                                           有权益时间
                                                           不足 12 个
                                                           月的德沃仕
                                                           股权认购的
                                                           方正电机股
                                                           份的锁定期
                                                           为三年,自
                                                           标的股份上
                                                           市之日起满
                                                           36 个月解
                                                           锁。”

                                                           “本次交易
                                                           中本单位以
                                                           持续拥有权
                                                           益时间超过
                                                           12 个月的
                                                           德沃仕股权
                                                           认购的方正
                                 青岛金石灏                电机股份自
                                              股份限售承                2015 年 12
                                 汭投资有限                标的股份上                2016-12-29   履行完毕
                                              诺                        月 29 日
                                 公司                      市之日起满
                                                           12 个月解
                                                           锁 100%。
                                                           本单位以持
                                                           续拥有权益
                                                           时间不足
                                                           12 个月的
                                                           德沃仕股权


15
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           认购的方正
                                                           电机股份的
                                                           锁定期为三
                                                           年,自标的
                                                           股份上市之
                                                           日起满 36
                                                           个月解锁。”

                                                           “本次交易
                                                           中杭开电气
                                                           以持续拥有
                                                           权益时间超
                                                           过 12 个月
                                                           的德沃仕股
                                                           权认购的方
                                                           正电机股份
                                                           分三期解
                                                           锁,首期解
                                                           锁:自标的
                                                           股份上市之
                                                           日起满 12
                                                           个月且经审
                                                           计的 2015
                                                           年扣除非经
                                                           常性损益后
                                                           实际净利润
                                 杭州杭开电   股份限售承                  2015 年 12
                                                           不低于承诺                  2018-12-29   正在履行
                                 气有限公司   诺                          月 29 日
                                                           利润数的,
                                                           首期解锁
                                                           30%;第二
                                                           期解锁:自
                                                           标的股份上
                                                           市之日起满
                                                           24 个月且
                                                           2016 年经
                                                           审计的扣除
                                                           非经常损益
                                                           后实际净利
                                                           润不低于承
                                                           诺利润数
                                                           的,第二期
                                                           解锁 30%;
                                                           第三期解
                                                           锁:自标的
                                                           股份上市之


16
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           日起满 36
                                                           个月且
                                                           2017 年经
                                                           审计的扣除
                                                           非经常性损
                                                           益后实际净
                                                           利润不低于
                                                           承诺利润数
                                                           的,第三期
                                                           解锁 40%。”

                                                           募集配套资
                                                           金认购方作
                                                           出如下承
                                                           诺: 作为方
                                                           正电机本次
                                                           发行股份及
                                                           支付现金购
                                                           买资产并募
                                                           集配套资金
                                                           项目的现金
                                                           认购股份
                                                           方,本人/
                                                           本单位承
                                                           诺:本人/
                                                           本单位所认
                                 青岛金石灏
                                                           购方正电机
                                 汭投资有限   股份限售承                  2015 年 12
                                                           本次发行的                  2018-12-29   正在履行
                                 公司;翁伟    诺                          月 29 日
                                                           新增股份,
                                 文;张敏
                                                           自该股份发
                                                           行结束之日
                                                           起 36 个月
                                                           内不得转
                                                           让。截至本
                                                           公告出具
                                                           日,交易对
                                                           方及配套融
                                                           资方关于股
                                                           份锁定的承
                                                           诺正在履行
                                                           过程中,未
                                                           出现违反上
                                                           述承诺的情
                                                           形。“



17
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           张敏、翁伟
                                                           文作出如下
                                                           承诺: 本人
                                                           拟认购的方
                                                           正电机本次
                                                           非公开发行
                                                           的股份的资
                                                           金来源合
                                                           法,不存在
                                                           信托、代持
                                                           股、委托持
                                                           股或类似安
                                                           排。除了《浙
                                                           江方正电机
                                                           股份有限公
                                                           司非公开发
                                                           行股份之附
                                                           条件生效的
                                                           股份认购协
                                                           议书》,不存
                                                           在与本次方
                                 翁伟文;张    募集资金使   正电机重大     2015 年 12
                                                                                       2018-12-29   正在履行
                                 敏           用承诺       资产重组相     月 29 日
                                                           关的其他协
                                                           议或安排。
                                                           本人不涉及
                                                           任何重大未
                                                           履行的负债
                                                           或任何重大
                                                           诉讼或仲裁
                                                           案件。本人
                                                           未受到过中
                                                           国证监会或
                                                           其派出机构
                                                           或证券交易
                                                           所的任何形
                                                           式的处罚
                                                           (包括谴
                                                           责、罚款、
                                                           通报批评)
                                                           等。本人与
                                                           上海海能及
                                                           其股东、董
                                                           事、监事、


18
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           高级管理人
                                                           员和德沃仕
                                                           及其股东、
                                                           董事、监事、
                                                           高级管理人
                                                           员不存在任
                                                           何关联关
                                                           系,与上海
                                                           海能汽车电
                                                           子有限公司
                                                           及杭州德沃
                                                           仕电动科技
                                                           有限公司的
                                                           股东之间不
                                                           存在股份代
                                                           持或其他形
                                                           式的股份安
                                                           排。”

                                                           金石灏汭作
                                                           出如下承
                                                           诺: 本单位
                                                           拟认购的方
                                                           正电机本次
                                                           非公开发行
                                                           的股份的资
                                                           金来源合
                                                           法,不存在
                                                           信托、代持
                                                           股、委托除
                                                           了《浙江方
                                 青岛金石灏
                                              募集资金使   正电机股份     2015 年 12
                                 汭投资有限                                            2018-12-29   正在履行
                                              用承诺       有限公司非     月 29 日
                                 公司
                                                           公开发行股
                                                           份之附条件
                                                           生效的股份
                                                           认购协议
                                                           书》,不存在
                                                           与本次方正
                                                           电机重大资
                                                           产重组相关
                                                           的其他协议
                                                           或安排。本
                                                           单位不涉及
                                                           任何重大未


19
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   履行的负债
                                                   或任何重大
                                                   诉讼或仲裁
                                                   案件。本单
                                                   位未受到过
                                                   中国证监会
                                                   或其派出机
                                                   构或证券交
                                                   易所的任何
                                                   形式的处罚
                                                   (包括谴
                                                   责、罚款、
                                                   通报批评)
                                                   等。本单位
                                                   与上海海能
                                                   汽车电子有
                                                   限公司及其
                                                   股东、董事、
                                                   监事、高级
                                                   管理人员和
                                                   杭州德沃仕
                                                   电动科技有
                                                   限公司及其
                                                   董事、监事、
                                                   高级管理人
                                                   员不存在任
                                                   何关联关
                                                   系,与上海
                                                   海能汽车电
                                                   子有限公司
                                                   及杭州德沃
                                                   仕电动科技
                                                   有限公司的
                                                   股东之间不
                                                   存在股份代
                                                   持或其他形
                                                   式的股份安
                                                   排。”截至本
                                                   公告出具
                                                   日,配套融
                                                   资方的上述
                                                   承诺正在履
                                                   行过程中,
                                                   未出现违反


20
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           上述承诺的
                                                           情形。

                                                           股份限售承
                                                           诺内容如
                                                           下:交易对
                                                           方翁伟文承
                                                           诺:“1、以
                                                           其持有的深
                                                           圳市高科润
                                                           电子科技有
                                                           限公司股权
                                                           所认购而取
                                                           得的方正电
                                                           机股份,自
                                                           该等股份上
                                                           市之日起三
                                                           十六个月内
                                                           将不以任何
                                                           方式转让,
                                                           包括但不限
                                                           于通过证券
                                                           市场公开转
                                              股份限售承   让或通过协     2014 年 09
                                 翁伟文                                                2017-09-26   履行完毕
                                              诺           议方式转       月 26 日
                                                           让,也不由
                                                           方正电机回
                                                           购(因深圳
                                                           市高科润电
                                                           子有限公司
                                                           未实现承诺
                                                           业绩的情形
                                                           除外)。该等
                                                           股份由于方
                                                           正电机送红
                                                           股、转增股
                                                           本等原因而
                                                           孳息的股
                                                           份,亦遵照
                                                           上述锁定期
                                                           进行锁定。
                                                           2、若其将来
                                                           成为方正电
                                                           机的董事、
                                                           监事或高级


21
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   管理人员,
                                                   除满足上述
                                                   锁定期外,
                                                   其直接或间
                                                   接持有方正
                                                   电机的股份
                                                   在其本人任
                                                   职期间内每
                                                   年转让的比
                                                   例不超过所
                                                   持方正电机
                                                   股份总数的
                                                   25%,在离
                                                   职后半年内
                                                   不转让,在
                                                   申报离任六
                                                   个月后的十
                                                   二个月内通
                                                   过证券交易
                                                   所挂牌交易
                                                   出售方正电
                                                   机股票数量
                                                   占其本人所
                                                   持有方正电
                                                   机股份总数
                                                   的比例不超
                                                   过 50%。3、
                                                   若方正电机
                                                   2016 年度
                                                   专项审计报
                                                   告、减值测
                                                   试报告出具
                                                   的日期晚于
                                                   所持股份的
                                                   限售期届满
                                                   之日,则限
                                                   售股份不得
                                                   转让;待方
                                                   正电机
                                                   2016 年度
                                                   的审计报告
                                                   出具以及减
                                                   值测试完毕
                                                   后,如其需


22
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           实行股份补
                                                           偿,则扣减
                                                           需进行股份
                                                           补偿部分
                                                           后,解禁所
                                                           持剩余股
                                                           份。”

                                                           股份限售承
                                                           诺内容如
                                                           下:“1、以
                                                           其持有的深
                                                           圳市高科润
                                                           电子科技有
                                                           限公司股权
                                                           所认购而取
                                 常峥;陈德                 得的方正电
                                 刚;冯松娣;                机股份,自
                                 龚宇;何东                 该等股份上
                                 飞;胡袁淼;                市之日起三
                                 金英杰;李                 十六个月内
                                 军;李凌;李                将不以任何
                                 艳宁;廉海                 方式转让,
                                 涛;罗汝洪;                包括但不限
                                 罗轶;皮引                 于通过证券
                                 群;任彦明;                市场公开转
                                              股份限售承                  2014 年 09
                                 邵世梅;沈                 让或通过协                  2017-09-26   履行完毕
                                              诺                          月 26 日
                                 士忠;唐永                 议方式转
                                 强;王坚;王                让,也不由
                                 剑川;王瑞                 方正电机回
                                 红;吴军;吴                购(因深圳
                                 甜香;吴正                 市高科润电
                                 华;杨静;殷                子有限公司
                                 安辉;詹舵;                未实现承诺
                                 张洪亮;张                 业绩的情形
                                 天福;赵璋                 除外)。该等
                                 华                        股份由于方
                                                           正电机送红
                                                           股、转增股
                                                           本等原因而
                                                           孳息的股
                                                           份,亦遵照
                                                           上述锁定期
                                                           进行锁定。
                                                           2、若方正电


23
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           机 2016 年
                                                           度专项审计
                                                           报告、减值
                                                           测试报告出
                                                           具的日期晚
                                                           于所持股份
                                                           的限售期届
                                                           满之日,则
                                                           限售股份不
                                                           得转让;待
                                                           方正电机
                                                           2016 年度
                                                           的审计报告
                                                           出具以及减
                                                           值测试完毕
                                                           后,如其需
                                                           实行股份补
                                                           偿,则扣减
                                                           需进行股份
                                                           补偿部分
                                                           后,解禁所
                                                           持剩余股
                                                           份。”

                                                           股份限售承
                                                           诺内容如
                                                           下:本次非
                                                           公开发行股
                                                           票的锁定期
                                                           按中国证监
                                                           会的有关规
                                                           定,非公开
                                                           发行股票上
                                 胡宏;华鑫
                                                           市之日起三
                                 国际信托有   股份限售承                2013 年 08
                                                           十六个月                  2016-08-16   履行完毕
                                 限公司;钱    诺                        月 16 日
                                                           内,不转让
                                 进;张敏
                                                           或者委托他
                                                           人管理持有
                                                           的在本次非
                                                           公开发行中
                                                           认购的股
                                                           份,也不由
                                                           方正电机回
                                                           购该部份股
                                                           份。


24
浙江方正电机股份有限公司 2018 年第一季度报告正文


 首次公开发行或再融资时所作承
 诺

 股权激励承诺

                                                           上海海能全
                                                           体股东作出
                                                           如下承诺:
                                                           1、“本人最
                                                           近五年内未
                                                           受过行政处
                                                           罚(与证券
                                                           市场明显无
                                                           关的除外)、
                                                           刑事处罚或
                                                           者涉及与经
                                                           济纠纷有关
                                                           的重大民事
                                                           诉讼或者仲
                                                           裁。”2、“本
                                                           人/本单位
                                                           不存在因涉
                                                           嫌与本次重
                                              关于同业竞
                                 冒晓建;徐                 大资产重组
                                              争、关联交
                                 迪;徐正敏;                相关的内幕      2015 年 12   2018 年 12
 其他对公司中小股东所作承诺                   易、资金占                                             正在履行
                                 朱玥奋;祝                 交易被立案      月 29 日     月 29 日
                                              用方面的承
                                 轲卿;卓斌                 调查或者立
                                              诺
                                                           案侦查的情
                                                           形,最近 36
                                                           个月内不存
                                                           在因与重大
                                                           资产重组相
                                                           关的内幕交
                                                           易被中国证
                                                           监会作出行
                                                           政处罚或者
                                                           司法机关依
                                                           法追究刑事
                                                           责任的情
                                                           形。“本人/
                                                           本单位不存
                                                           在依据《关
                                                           于加强与上
                                                           市公司重大
                                                           资产重组相



25
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   关股票异常
                                                   交易监管的
                                                   暂行规定》
                                                   第十三条不
                                                   得参与任何
                                                   上市公司重
                                                   大资产重组
                                                   的情形。”3、
                                                   “本人已经
                                                   依法对上海
                                                   海能履行全
                                                   额出资义
                                                   务,不存在
                                                   任何虚假出
                                                   资、延期出
                                                   资、抽逃出
                                                   资等违反其
                                                   作为股东所
                                                   应当承担的
                                                   义务及责任
                                                   的行为,本
                                                   人依法拥有
                                                   上述股权有
                                                   效的占有、
                                                   使用、收益
                                                   及处分权。
                                                   本人合法拥
                                                   有上海海能
                                                   股权的完整
                                                   权利,该等
                                                   股权不存在
                                                   限制或禁止
                                                   转让的情
                                                   形,不存在
                                                   以代持、代
                                                   理、信托或
                                                   其他方式持
                                                   有上海海能
                                                   股权的协议
                                                   或类似安
                                                   排,不代表
                                                   其他方的利
                                                   益,不存在
                                                   任何纠纷或


26
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   者潜在纠
                                                   纷,且该股
                                                   权未设定任
                                                   何抵押、质
                                                   押等他项权
                                                   利,亦未被
                                                   执法部门实
                                                   施扣押、查
                                                   封等使其权
                                                   利受到限制
                                                   的任何约
                                                   束;本人所
                                                   持上海海能
                                                   股权过户或
                                                   权属转移不
                                                   存在任何法
                                                   律障碍。同
                                                   时,本人保
                                                   证此种状况
                                                   持续至该股
                                                   权登记至方
                                                   正电机名
                                                   下。本人确
                                                   认同意上海
                                                   海能历次的
                                                   股权转让行
                                                   为并放弃相
                                                   关的优先购
                                                   买权,上海
                                                   海能的历次
                                                   股权转让行
                                                   为均为合法
                                                   有效,不存
                                                   在法律纠纷
                                                   或潜在法律
                                                   纠纷。在本
                                                   人与方正电
                                                   机签署的协
                                                   议生效并执
                                                   行完毕之
                                                   前,本人保
                                                   证不就本人
                                                   所持上海海
                                                   能的股权设


27
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   置抵押、质
                                                   押等任何第
                                                   三人权利,
                                                   保证上海海
                                                   能正常、有
                                                   序、合法经
                                                   营,保证上
                                                   海海能不进
                                                   行与正常生
                                                   产经营无关
                                                   的资产处
                                                   置、对外担
                                                   保、利润分
                                                   配或增加重
                                                   大债务之行
                                                   为,保证上
                                                   海海能不进
                                                   行非法转
                                                   移、隐匿标
                                                   的资产行
                                                   为。如确有
                                                   需要,本人
                                                   须经方正电
                                                   机书面同意
                                                   后方可实
                                                   施。本人保
                                                   证上海海能
                                                   或本人签署
                                                   的所有协议
                                                   或合同不存
                                                   在阻碍本人
                                                   转让上海海
                                                   能股权的限
                                                   制性条款。
                                                   本人保证不
                                                   存在任何正
                                                   在进行或潜
                                                   在的影响本
                                                   人转让上海
                                                   海能股权的
                                                   诉讼、仲裁
                                                   或纠纷。上
                                                   海海能章
                                                   程、内部管


28
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   理制度文件
                                                   及其签署的
                                                   合同或协议
                                                   中不存在阻
                                                   碍本人转让
                                                   所持上海海
                                                   能股权的限
                                                   制性条款。”
                                                   4、“本人持
                                                   有方正电机
                                                   股票期间及
                                                   自上海海能
                                                   离职后三年
                                                   内,本人及
                                                   本人关系密
                                                   切的家庭成
                                                   员(成员范
                                                   围参照深交
                                                   所股票上市
                                                   规则)和本
                                                   人及本人关
                                                   系密切的家
                                                   庭成员控制
                                                   或实施重大
                                                   影响的企业
                                                   不拥有、管
                                                   理、控制、
                                                   投资、从事
                                                   其他任何与
                                                   方正电机及
                                                   上海海能相
                                                   同或相近的
                                                   业务或项
                                                   目,亦不参
                                                   与拥有、管
                                                   理、控制、
                                                   投资其他任
                                                   何与方正电
                                                   机及上海海
                                                   能相同或相
                                                   近的业务或
                                                   项目,亦不
                                                   谋求通过与
                                                   任何第三人


29
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   合资、合作、
                                                   联营或采取
                                                   租赁经营、
                                                   承包经营、
                                                   委托管理等
                                                   方式直接或
                                                   间接从事与
                                                   方正电机及
                                                   上海海能构
                                                   成竞争的业
                                                   务。本人持
                                                   有方正电机
                                                   股票期间及
                                                   自上海海能
                                                   离职后三年
                                                   内若违反上
                                                   述承诺的,
                                                   将立即停止
                                                   与方正电机
                                                   及上海海能
                                                   构成竞争之
                                                   业务,并采
                                                   取必要措施
                                                   予以纠正补
                                                   救;同时对
                                                   因本人未履
                                                   行本承诺函
                                                   所作的承诺
                                                   而给方正电
                                                   机及上海海
                                                   能造成一切
                                                   损失和后果
                                                   承担赔偿责
                                                   任。”5、“本
                                                   人与方正电
                                                   机及其股东
                                                   以及董事、
                                                   监事以及高
                                                   级管理人员
                                                   不存在任何
                                                   关联关系和
                                                   任何一致行
                                                   动关系。 本
                                                   人与为本次


30
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   交易提供审
                                                   计、评估、
                                                   法律及财务
                                                   顾问专业服
                                                   务的中介机
                                                   构及其签字
                                                   人员不存在
                                                   任何关联关
                                                   系。”6、“本
                                                   人将按照
                                                   《公司法》
                                                   等法律、法
                                                   规以及方正
                                                   电机公司章
                                                   程的有关规
                                                   定行使股东
                                                   权利;在股
                                                   东大会对涉
                                                   及本人的关
                                                   联交易进行
                                                   表决时,履
                                                   行回避表决
                                                   的义务。本
                                                   人将杜绝一
                                                   切非法占用
                                                   方正电机及
                                                   上海海能的
                                                   资金、资产
                                                   的行为,在
                                                   任何情况
                                                   下,不要求
                                                   方正电机及
                                                   上海海能向
                                                   本人及本人
                                                   投资或控制
                                                   的其他企业
                                                   提供任何形
                                                   式的担保。
                                                   本人将尽可
                                                   能地避免和
                                                   减少与方正
                                                   电机的关联
                                                   交易,不会
                                                   利用自身作


31
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   为方正电机
                                                   股东及上海
                                                   海能管理人
                                                   员之地位,
                                                   谋求与方正
                                                   电机及其所
                                                   属公司在业
                                                   务合作等方
                                                   面优于市场
                                                   第三方的权
                                                   利;不会谋
                                                   求与方正电
                                                   机及其所属
                                                   公司达成交
                                                   易的优先权
                                                   利;对无法
                                                   避免或者有
                                                   合理原因而
                                                   发生的关联
                                                   交易,将遵
                                                   循市场公
                                                   正、公平、
                                                   公开、等价
                                                   有偿的原
                                                   则,并依法
                                                   签订协议,
                                                   履行合法程
                                                   序,按照方
                                                   正电机公司
                                                   章程、有关
                                                   法律法规和
                                                   《深圳证券
                                                   交易所股票
                                                   上市规则》
                                                   等有关规定
                                                   履行信息披
                                                   露义务和办
                                                   理有关报批
                                                   程序,保证
                                                   不以与市场
                                                   价格相比显
                                                   失公允的条
                                                   件与方正电
                                                   机及其所属


32
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   公司进行交
                                                   易,不通过
                                                   关联交易损
                                                   害方正电机
                                                   及其他股东
                                                   的合法权
                                                   益。如因本
                                                   人未履行本
                                                   承诺函所作
                                                   的承诺而给
                                                   方正电机或
                                                   上海海能造
                                                   成一切损失
                                                   和后果,本
                                                   人承担赔偿
                                                   责任。”7、
                                                   “本人在本
                                                   次交易信息
                                                   公开前不存
                                                   在买卖相关
                                                   证券,或者
                                                   泄露该信
                                                   息,或者建
                                                   议他人买卖
                                                   相关证券等
                                                   内幕交易行
                                                   为。本人不
                                                   存在因涉嫌
                                                   参与重大资
                                                   产重组相关
                                                   的内幕交易
                                                   被立案调查
                                                   或者立案侦
                                                   查且尚未结
                                                   案的情况。
                                                   最近三十六
                                                   个月内,本
                                                   人未曾因参
                                                   与重大资产
                                                   重组相关的
                                                   内幕交易被
                                                   中国证监会
                                                   作出行政处
                                                   罚或者司法


33
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           机关依法追
                                                           究刑事责
                                                           任。”截至本
                                                           公告出具
                                                           日,上海海
                                                           能全体股东
                                                           上述承诺正
                                                           在履行过程
                                                           中,未出现
                                                           违反上述承
                                                           诺的情形。

                                                           金石灏汭作
                                                           出如下承
                                                           诺:1、“本
                                                           单位已经依
                                                           法对德沃仕
                                                           履行全额出
                                                           资义务,不
                                                           存在任何虚
                                                           假出资、延
                                                           期出资、抽
                                                           逃出资等违
                                                           反其作为股
                                                           东所应当承
                                                           担的义务及
                                              关于同业竞   责任的行
                                 青岛金石灏   争、关联交   为,本单位
                                                                          2015 年 12   2018 年 12
                                 汭投资有限   易、资金占   依法拥有上                               正在履行
                                                                          月 29 日     月 29 日
                                 公司         用方面的承   述股权有效
                                              诺           的占有、使
                                                           用、收益及
                                                           处分权。本
                                                           单位合法拥
                                                           有德沃仕股
                                                           权的完整权
                                                           利,该等股
                                                           权不存在限
                                                           制或禁止转
                                                           让的情形,
                                                           不存在以代
                                                           持、代理、
                                                           信托或其他
                                                           方式持有德
                                                           沃仕股权的


34
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   协议或类似
                                                   安排,不代
                                                   表其他方的
                                                   利益,不存
                                                   在任何纠纷
                                                   或者潜在纠
                                                   纷,且该股
                                                   权未设定任
                                                   何抵押、质
                                                   押等他项权
                                                   利,亦未被
                                                   执法部门实
                                                   施扣押、查
                                                   封等使其权
                                                   利受到限制
                                                   的任何约
                                                   束;本单位
                                                   所持德沃仕
                                                   股权过户或
                                                   权属转移不
                                                   存在任何法
                                                   律障碍。同
                                                   时,本单位
                                                   保证此种状
                                                   况持续至该
                                                   股权登记至
                                                   方正电机名
                                                   下。在本单
                                                   位与方正电
                                                   机签署的协
                                                   议生效并执
                                                   行完毕之
                                                   前,本单位
                                                   保证不就本
                                                   单位所持德
                                                   沃仕的股权
                                                   设置抵押、
                                                   质押等任何
                                                   第三人权
                                                   利,保证德
                                                   沃仕正常、
                                                   有序、合法
                                                   经营,保证
                                                   德沃仕不进


35
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   行与正常生
                                                   产经营无关
                                                   的资产处
                                                   置、对外担
                                                   保、利润分
                                                   配或增加重
                                                   大债务之行
                                                   为,保证德
                                                   沃仕不进行
                                                   非法转移、
                                                   隐匿标的资
                                                   产行为。如
                                                   确有需要,
                                                   本单位须经
                                                   方正电机书
                                                   面同意后方
                                                   可实施。本
                                                   单位保证德
                                                   沃仕或本单
                                                   位签署的所
                                                   有协议或合
                                                   同不存在阻
                                                   碍本单位转
                                                   让德沃仕股
                                                   权的限制性
                                                   条款。本单
                                                   位保证不存
                                                   在任何正在
                                                   进行或潜在
                                                   的影响本单
                                                   位转让德沃
                                                   仕股权的诉
                                                   讼、仲裁或
                                                   纠纷。”2、
                                                   “本公司持
                                                   有上市公司
                                                   占股本总额
                                                   比例超过
                                                   5%的期间
                                                   内,将按照
                                                   相关法律、
                                                   法规及中国
                                                   证监会的相
                                                   关规定,避


36
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           免与上市公
                                                           司之间的同
                                                           业竞争,不
                                                           从事与上市
                                                           公司实际从
                                                           事的经营范
                                                           围相同或类
                                                           似的营业活
                                                           动。”

                                                           杭开电气、
                                                           浙江德石作
                                                           出如下承
                                                           诺: 本单位
                                                           不拥有、管
                                                           理、控制、
                                                           投资、从事
                                                           其他任何与
                                                           方正电机及
                                                           德沃仕相同
                                                           或相近的业
                                                           务或项目,
                                                           亦不参与拥
                                                           有、管理、
                                                           控制、投资
                                 杭州杭开电   关于同业竞   其他任何与
                                 气有限公     争、关联交   方正电机及
                                                                         2015 年 12   2018 年 12
                                 司;浙江德    易、资金占   德沃仕相同                              正在履行
                                                                         月 29 日     月 29 日
                                 石投资管理   用方面的承   或相近的业
                                 有限公司     诺           务或项目,
                                                           亦不谋求通
                                                           过与任何第
                                                           三方合资、
                                                           合作、联营
                                                           或采取租赁
                                                           经营、承包
                                                           经营、委托
                                                           管理等方式
                                                           直接或间接
                                                           从事与方正
                                                           电机及德沃
                                                           仕构成竞争
                                                           的业务。本
                                                           单位若违反
                                                           上述承诺


37
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           的,将立即
                                                           停止与方正
                                                           电机及德沃
                                                           仕构成竞争
                                                           之业务,并
                                                           采取必要措
                                                           施予以纠正
                                                           补救;同时
                                                           对因本单位
                                                           未履行本承
                                                           诺函所作的
                                                           承诺而给方
                                                           正电机及德
                                                           沃仕造成一
                                                           切损失和后
                                                           果承担赔偿
                                                           责任。”

                                                           德沃仕全体
                                                           股东作出如
                                                           下承诺:1、
                                                           “本人/本
                                                           单位及主要
                                                           管理人员最
                                                           近五年内未
                                                           受过行政处
                                                           罚(与证券
                                                           市场明显无
                                                           关的除外)、
                                              关于同业竞   刑事处罚或
                                 曹冠晖;马    争、关联交   者涉及与经
                                                                           2015 年 12   2018 年 12
                                 文奇;吴宝    易、资金占   济纠纷有关                                正在履行
                                                                           月 29 日     月 29 日
                                 才;吴进山    用方面的承   的重大民事
                                              诺           诉讼或者仲
                                                           裁。”2、“本
                                                           人/本单位
                                                           不存在因涉
                                                           嫌与本次重
                                                           大资产重组
                                                           相关的内幕
                                                           交易被立案
                                                           调查或者立
                                                           案侦查的情
                                                           形,最近 36
                                                           个月内不存


38
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   在因与重大
                                                   资产重组相
                                                   关的内幕交
                                                   易被中国证
                                                   监会作出行
                                                   政处罚或者
                                                   司法机关依
                                                   法追究刑事
                                                   责任的情
                                                   形。“本人/
                                                   本单位不存
                                                   在依据《关
                                                   于加强与上
                                                   市公司重大
                                                   资产重组相
                                                   关股票异常
                                                   交易监管的
                                                   暂行规定》
                                                   第十三条不
                                                   得参与任何
                                                   上市公司重
                                                   大资产重组
                                                   的情形。”3、
                                                   “本人/本
                                                   单位已经依
                                                   法对德沃仕
                                                   履行全额出
                                                   资义务,不
                                                   存在任何虚
                                                   假出资、延
                                                   期出资、抽
                                                   逃出资等违
                                                   反其作为股
                                                   东所应当承
                                                   担的义务及
                                                   责任的行
                                                   为,本人/
                                                   本单位依法
                                                   拥有上述股
                                                   权有效的占
                                                   有、使用、
                                                   收益及处分
                                                   权。本人/
                                                   本单位合法


39
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   拥有德沃仕
                                                   股权的完整
                                                   权利,该等
                                                   股权不存在
                                                   限制或禁止
                                                   转让的情
                                                   形,不存在
                                                   以代持、代
                                                   理、信托或
                                                   其他方式持
                                                   有德沃仕股
                                                   权的协议或
                                                   类似安排,
                                                   不代表其他
                                                   方的利益,
                                                   不存在任何
                                                   纠纷或者潜
                                                   在纠纷,且
                                                   该股权未设
                                                   定任何抵
                                                   押、质押等
                                                   他项权利,
                                                   亦未被执法
                                                   部门实施扣
                                                   押、查封等
                                                   使其权利受
                                                   到限制的任
                                                   何约束;本
                                                   人/本单位
                                                   所持德沃仕
                                                   股权过户或
                                                   权属转移不
                                                   存在任何法
                                                   律障碍。同
                                                   时,本人/
                                                   本单位保证
                                                   此种状况持
                                                   续至该股权
                                                   登记至方正
                                                   电机名下。
                                                   本人/本单
                                                   位确认同意
                                                   德沃仕历次
                                                   的股权转让


40
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   行为并放弃
                                                   相关的优先
                                                   购买权,德
                                                   沃仕的历次
                                                   股权转让行
                                                   为均为合法
                                                   有效,不存
                                                   在法律纠纷
                                                   或潜在法律
                                                   纠纷。在本
                                                   人/本单位
                                                   与方正电机
                                                   签署的协议
                                                   生效并执行
                                                   完毕之前,
                                                   本人/本单
                                                   位保证不就
                                                   本人/本单
                                                   位所持德沃
                                                   仕的股权设
                                                   置抵押、质
                                                   押等任何第
                                                   三人权利,
                                                   保证德沃仕
                                                   正常、有序、
                                                   合法经营,
                                                   保证德沃仕
                                                   不进行与正
                                                   常生产经营
                                                   无关的资产
                                                   处置、对外
                                                   担保、利润
                                                   分配或增加
                                                   重大债务之
                                                   行为,保证
                                                   德沃仕不进
                                                   行非法转
                                                   移、隐匿标
                                                   的资产行
                                                   为。如确有
                                                   需要,本人/
                                                   本单位须经
                                                   方正电机书
                                                   面同意后方


41
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   可实施。本
                                                   人/本单位
                                                   保证德沃仕
                                                   或本人/本
                                                   单位签署的
                                                   所有协议或
                                                   合同不存在
                                                   阻碍本人/
                                                   本单位转让
                                                   德沃仕股权
                                                   的限制性条
                                                   款。本人/
                                                   本单位保证
                                                   不存在任何
                                                   正在进行或
                                                   潜在的影响
                                                   本人/本单
                                                   位转让德沃
                                                   仕股权的诉
                                                   讼、仲裁或
                                                   纠纷。德沃
                                                   仕章程、内
                                                   部管理制度
                                                   文件及其签
                                                   署的合同或
                                                   协议中不存
                                                   在阻碍本人
                                                   /本单位转
                                                   让所持德沃
                                                   仕股权的限
                                                   制性条款。”
                                                   4、“本人/
                                                   本单位与方
                                                   正电机及其
                                                   股东以及董
                                                   事、监事以
                                                   及高级管理
                                                   人员不存在
                                                   任何关联关
                                                   系和任何一
                                                   致行动关
                                                   系。“本人/
                                                   本单位与为
                                                   本次交易提


42
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   供审计、评
                                                   估、法律及
                                                   财务顾问专
                                                   业服务的中
                                                   介机构及其
                                                   签字人员不
                                                   存在任何关
                                                   联关系。”5、
                                                   “本人/本
                                                   单位将按照
                                                   《公司法》
                                                   等法律、法
                                                   规以及方正
                                                   电机公司章
                                                   程的有关规
                                                   定行使股东
                                                   权利;在股
                                                   东大会对涉
                                                   及本人/本
                                                   单位的关联
                                                   交易进行表
                                                   决时,履行
                                                   回避表决的
                                                   义务。本人/
                                                   本单位将杜
                                                   绝一切非法
                                                   占用方正电
                                                   机及德沃仕
                                                   的资金、资
                                                   产的行为,
                                                   在任何情况
                                                   下,不要求
                                                   方正电机及
                                                   德沃仕向本
                                                   人/本单位
                                                   及本人/本
                                                   单位投资或
                                                   控制的其他
                                                   企业提供任
                                                   何形式的担
                                                   保。本人/
                                                   本单位将尽
                                                   可能地避免
                                                   和减少与方


43
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   正电机的关
                                                   联交易,不
                                                   会利用自身
                                                   作为方正电
                                                   机股东及德
                                                   沃仕管理人
                                                   员之地位,
                                                   谋求与方正
                                                   电机及其所
                                                   属公司在业
                                                   务合作等方
                                                   面优于市场
                                                   第三方的权
                                                   利;不会谋
                                                   求与方正电
                                                   机及其所属
                                                   公司达成交
                                                   易的优先权
                                                   利;对无法
                                                   避免或者有
                                                   合理原因而
                                                   发生的关联
                                                   交易,将遵
                                                   循市场公
                                                   正、公平、
                                                   公开、等价
                                                   有偿的原
                                                   则,并依法
                                                   签订协议,
                                                   履行合法程
                                                   序,按照方
                                                   正电机公司
                                                   章程、有关
                                                   法律法规和
                                                   《深圳证券
                                                   交易所股票
                                                   上市规则》
                                                   等有关规定
                                                   履行信息披
                                                   露义务和办
                                                   理有关报批
                                                   程序,保证
                                                   不以与市场
                                                   价格相比显


44
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   失公允的条
                                                   件与方正电
                                                   机及其所属
                                                   公司进行交
                                                   易,不通过
                                                   关联交易损
                                                   害方正电机
                                                   及其他股东
                                                   的合法权
                                                   益。如因本
                                                   人/本单位
                                                   未履行本承
                                                   诺函所作的
                                                   承诺而给方
                                                   正电机或德
                                                   沃仕造成一
                                                   切损失和后
                                                   果,本人/
                                                   本单位承担
                                                   赔偿责任。”
                                                   6、“本人/
                                                   本单位在本
                                                   次交易信息
                                                   公开前不存
                                                   在买卖相关
                                                   证券,或者
                                                   泄露该信
                                                   息,或者建
                                                   议他人买卖
                                                   相关证券等
                                                   内幕交易行
                                                   为。本人/
                                                   本单位不存
                                                   在因涉嫌参
                                                   与重大资产
                                                   重组相关的
                                                   内幕交易被
                                                   立案调查或
                                                   者立案侦查
                                                   且尚未结案
                                                   的情况。最
                                                   近三十六个
                                                   月内,本人/
                                                   本单位未曾


45
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   因参与重大
                                                   资产重组相
                                                   关的内幕交
                                                   易被中国证
                                                   监会作出行
                                                   政处罚或者
                                                   司法机关依
                                                   法追究刑事
                                                   责任。”7、
                                                   “本人持有
                                                   方正电机股
                                                   票期间及自
                                                   德沃仕离职
                                                   后三年内,
                                                   本人及本人
                                                   关系密切的
                                                   家庭成员
                                                   (成员范围
                                                   参照深交所
                                                   股票上市规
                                                   则)和本人
                                                   及本人关系
                                                   密切的家庭
                                                   成员控制或
                                                   实施重大影
                                                   响的企业不
                                                   拥有、管理、
                                                   控制、投资、
                                                   从事其他任
                                                   何与方正电
                                                   机及德沃仕
                                                   相同或相近
                                                   的业务或项
                                                   目,亦不参
                                                   与拥有、管
                                                   理、控制、
                                                   投资其他任
                                                   何与方正电
                                                   机及德沃仕
                                                   相同或相近
                                                   的业务或项
                                                   目,亦不谋
                                                   求通过与任
                                                   何第三人合


46
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                         资、合作、
                                                         联营或采取
                                                         租赁经营、
                                                         承包经营、
                                                         委托管理等
                                                         方式直接或
                                                         间接从事与
                                                         方正电机及
                                                         德沃仕构成
                                                         竞争的业
                                                         务。本人持
                                                         有方正电机
                                                         股票期间及
                                                         自德沃仕离
                                                         职后三年内
                                                         若违反上述
                                                         承诺的,将
                                                         立即停止与
                                                         方正电机及
                                                         德沃仕构成
                                                         竞争之业
                                                         务,并采取
                                                         必要措施予
                                                         以纠正补
                                                         救;同时对
                                                         因本人未履
                                                         行本承诺函
                                                         所作的承诺
                                                         而给方正电
                                                         机及德沃仕
                                                         造成一切损
                                                         失和后果承
                                                         担赔偿责
                                                         任。”截止本
                                                         公告出具
                                                         日,德沃仕
                                                         全体股东的
                                                         上述承诺正
                                                         在履行过程
                                                         中,未出现
                                                         违反上述承
                                                         诺的情形。

                                 浙江方正电              "公司分红      2017 年 09   2019 年 09
                                              分红承诺                                            正在履行
                                 机股份有限              政策及未来     月 20 日     月 20 日


47
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                 公司              三年(2018
                                                   年-2020
                                                   年)的具体
                                                   股东回报规
                                                   划 1、分红
                                                   方式:公司
                                                   可以采取现
                                                   金或者股票
                                                   方式分配股
                                                   利,可以进
                                                   行中期现金
                                                   分红。2、公
                                                   司利润分配
                                                   的最低分红
                                                   比例:根据
                                                   《公司章
                                                   程》的规定,
                                                   在公司现金
                                                   流满足公司
                                                   正常经营和
                                                   长期发展的
                                                   前提下,公
                                                   司原则上每
                                                   年进行一次
                                                   现金分红,
                                                   每年以现金
                                                   方式分配的
                                                   利润应不低
                                                   于当年实现
                                                   的可分配利
                                                   润的百分之
                                                   十,公司最
                                                   近三年以现
                                                   金方式累计
                                                   分配的利润
                                                   不少于最近
                                                   三年实现的
                                                   年均可分配
                                                   利润的百分
                                                   之三十,具
                                                   体分红比例
                                                   由公司董事
                                                   会根据中国
                                                   证监会的有


48
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                         关规定和公
                                                         司经营情况
                                                         拟定,由公
                                                         司股东大会
                                                         审议决定。
                                                         3、未来三年
                                                         (2018 年
                                                         -2020 年)
                                                         公司可以根
                                                         据累计可供
                                                         分配利润、
                                                         公积金及现
                                                         金流状况,
                                                         在保证最低
                                                         现金分红比
                                                         例和公司股
                                                         本规模合理
                                                         的前提下,
                                                         采用股票股
                                                         利方式进行
                                                         利润分配。
                                                         4、如果未来
                                                         三年内公司
                                                         净利润保持
                                                         持续稳定增
                                                         长,公司可
                                                         以提高现金
                                                         分红比例或
                                                         者实施股票
                                                         股利分配,
                                                         加大对投资
                                                         者的回报力
                                                         度。

                                                         "公司分红
                                                         政策及未来
                                                         三年(2015
                                                         年-2017
                                 浙江方正电              年)的具体
                                                                       2015 年 07   2017 年 07
                                 机股份有限   分红承诺   股东回报规                              履行完毕
                                                                       月 03 日     月 03 日
                                 公司                    划 1、分红
                                                         方式:公司
                                                         可以采取现
                                                         金或者股票
                                                         方式分配股


49
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   利,可以进
                                                   行中期现金
                                                   分红。2、公
                                                   司利润分配
                                                   的最低分红
                                                   比例:根据
                                                   《公司章
                                                   程》的规定,
                                                   在公司现金
                                                   流满足公司
                                                   正常经营和
                                                   长期发展的
                                                   前提下,公
                                                   司原则上每
                                                   年进行一次
                                                   现金分红,
                                                   每年以现金
                                                   方式分配的
                                                   利润应不低
                                                   于当年实现
                                                   的可分配利
                                                   润的百分之
                                                   十,公司最
                                                   近三年以现
                                                   金方式累计
                                                   分配的利润
                                                   不少于最近
                                                   三年实现的
                                                   年均可分配
                                                   利润的百分
                                                   之三十,具
                                                   体分红比例
                                                   由公司董事
                                                   会根据中国
                                                   证监会的有
                                                   关规定和公
                                                   司经营情况
                                                   拟定,由公
                                                   司股东大会
                                                   审议决定。
                                                   3、未来三年
                                                   (2015 年
                                                   -2017 年)
                                                   公司可以根


50
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                         据累计可供
                                                         分配利润、
                                                         公积金及现
                                                         金流状况,
                                                         在保证最低
                                                         现金分红比
                                                         例和公司股
                                                         本规模合理
                                                         的前提下,
                                                         采用股票股
                                                         利方式进行
                                                         利润分配。
                                                         4、如果未来
                                                         三年内公司
                                                         净利润保持
                                                         持续稳定增
                                                         长,公司可
                                                         以提高现金
                                                         分红比例或
                                                         者实施股票
                                                         股利分配,
                                                         加大对投资
                                                         者的回报力
                                                         度。

                                                         公司分红政
                                                         策及未来三
                                                         年(2012 年
                                                         -2014 年)
                                                         的具体股东
                                                         回报规划:
                                                         1、分红方
                                                         式:公司可
                                                         以采取现金
                                 浙江方正电
                                                         或者股票方     2012 年 10   2014 年 10
                                 机股份有限   分红承诺                                            履行完毕
                                                         式分配股       月 23 日     月 23 日
                                 公司
                                                         利,可以进
                                                         行中期现金
                                                         分红。2、公
                                                         司利润分配
                                                         的最低分红
                                                         比例:根据
                                                         《公司章
                                                         程》的规定,
                                                         在公司现金


51
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                   流满足公司
                                                   正常经营和
                                                   长期发展的
                                                   前提下,公
                                                   司原则上每
                                                   年进行一次
                                                   现金分红,
                                                   每年以现金
                                                   方式分配的
                                                   利润应不低
                                                   于当年实现
                                                   的可分配利
                                                   润的百分之
                                                   十,公司最
                                                   近三年以现
                                                   金方式累计
                                                   分配的利润
                                                   不少于最近
                                                   三年实现的
                                                   年均可分配
                                                   利润的百分
                                                   之三十,具
                                                   体分红比例
                                                   由公司董事
                                                   会根据中国
                                                   证监会的有
                                                   关规定和公
                                                   司经营情况
                                                   拟定,由公
                                                   司股东大会
                                                   审议决定。
                                                   3、未来三年
                                                   (2012 年
                                                   -2014 年)
                                                   公司可以根
                                                   据累计可供
                                                   分配利润、
                                                   公积金及现
                                                   金流状况,
                                                   在保证最低
                                                   现金分红比
                                                   例和公司股
                                                   本规模合理
                                                   的前提下,


52
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                           采用股票股
                                                           利方式进行
                                                           利润分配。
                                                           4、如果未来
                                                           三年内公司
                                                           净利润保持
                                                           持续稳定增
                                                           长,公司可
                                                           以提高现金
                                                           分红比例或
                                                           者实施股票
                                                           股利分配,
                                                           加大对投资
                                                           者的回报力
                                                           度。

                                                           避免同业竞
                                                           争的承诺:
                                                           1、本人目前
                                                           未经营或从
                                                           事任何在商
                                                           业上对浙江
                                                           方正电机股
                                                           份有限公司
                                                           构成直接或
                                                           间接同业竞
                                                           争的业务或
                                                           活动; 2、
                                              关于同业竞   本人在今后
                                              争、关联交   的任何时间
                                                                         2007 年 12
                                 张敏         易、资金占   不会以任何                 9999-12-12   正在履行
                                                                         月 12 日
                                              用方面的承   方式经营或
                                              诺           从事与浙江
                                                           方正电机股
                                                           份有限公司
                                                           构成直接或
                                                           间接竞争的
                                                           业务或活
                                                           动。凡本人
                                                           有任何商业
                                                           机会可从
                                                           事、参与或
                                                           入股任何可
                                                           能会与浙江
                                                           方正电机股


53
浙江方正电机股份有限公司 2018 年第一季度报告正文


                                                          份有限公司
                                                          生产经营构
                                                          成竞争的业
                                                          务,本人会
                                                          将上述商业
                                                          机会让予浙
                                                          江方正电机
                                                          股份有限公
                                                          司;3、如果
                                                          本人违反上
                                                          述声明、保
                                                          证与承诺,
                                                          并造成浙江
                                                          方正电机股
                                                          份有限公司
                                                          经济损失
                                                          的,本人同
                                                          意赔偿相应
                                                          损失。

 承诺是否按时履行                 是

 如承诺超期未履行完毕的,应当详
 细说明未完成履行的具体原因及     无
 下一步的工作计划


四、对 2018 年 1-6 月经营业绩的预计

2018 年 1-6 月预计的经营业绩情况:归属于上市公司股东的净利润为正值且不属于扭亏为盈的情形
归属于上市公司股东的净利润为正值且不属于扭亏为盈的情形

 2018 年 1-6 月归属于上市公司股东的净利润
                                                                -20.00%      至             20.00%
 变动幅度

 2018 年 1-6 月归属于上市公司股东的净利润
                                                                   4,549.5   至            6,824.26
 变动区间(万元)

 2017 年 1-6 月归属于上市公司股东的净利润
                                                                                           5,686.88
 (万元)

                                            新能源驱动电机业务研发投入增加较多,以及新能源驱动电机
 业绩变动的原因说明                         淡季订单不确定所致。



五、以公允价值计量的金融资产

□ 适用 √ 不适用




54
浙江方正电机股份有限公司 2018 年第一季度报告正文


六、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


七、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。


八、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。




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