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方正电机(002196)公告正文

方正电机:2018年半年度报告

公告日期 2018-08-28
股票简称:方正电机 股票代码:002196
浙江方正电机股份有限公司 2018 年半年度报告全文




                              浙江方正电机股份有限公司

                                       2018 年半年度报告




                                            2018 年 08 月




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浙江方正电机股份有限公司 2018 年半年度报告全文




                              第一节 重要提示、目录和释义


      公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的

真实、准确、完整,不存在虚假记载、误导性陈述或重大遗漏,并承担个别和

连带的法律责任。

      公司负责人张敏、主管会计工作负责人牟健及会计机构负责人(会计主管人

员)卢美玲声明:保证本半年度报告中财务报告的真实、准确、完整。

      所有董事均已出席了审议本报告的董事会会议。

      公司主要风险因素详见本报告“公司面临的风险和应对措施”部分。

      公司计划不派发现金红利,不送红股,不以公积金转增股本。




2
浙江方正电机股份有限公司 2018 年半年度报告全文




                                                                  目录




2018 年半年度报告............................................................................................................................. 2

第一节 重要提示、释义 ................................................................................................................... 5

第二节 公司简介和主要财务指标 ................................................................................................... 8

第三节 公司业务概要 ..................................................................................................................... 11

第四节 经营情况讨论与分析 ......................................................................................................... 23

第五节 重要事项.............................................................................................................................. 81

第六节 股份变动及股东情况 ......................................................................................................... 85

第七节 优先股相关情况 ................................................................................................................. 86

第八节 董事、监事、高级管理人员情况 ..................................................................................... 88

第九节 公司债相关情况 ................................................................................................................. 89

第十节 财务报告............................................................................................................................ 194

第十一节 备查文件目录 ................................................................................. 错误!未定义书签。




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浙江方正电机股份有限公司 2018 年半年度报告全文




                                                   释义


                     释义项                指                                释义内容

    本公司、公司、方正电机                 指    浙江方正电机股份有限公司

    正德                                   指    丽水正德电子控制系统制造有限公司

    越南方正                               指    方正电机(越南)有限责任公司

    湖北汽车零部件                         指    浙江方正(湖北)汽车零部件有限公司

    高科润                                 指    深圳市高科润电子有限公司

    华瑞矿业                               指    嵩县华瑞矿业有限公司

    上海海能                               指    上海海能汽车电子有限公司

    德沃仕                                 指    杭州德沃仕电动科技有限公司

    深交所                                 指    深圳证券交易所

    中国证监会                             指    中国证券监督管理委员会

    元、万元                               指    人民币元、人民币万元

    报告期                                 指    2018 年 1 月 1 日至 2018 年 6 月 30 日




4
浙江方正电机股份有限公司 2018 年半年度报告全文




                              第二节 公司简介和主要财务指标

一、公司简介

    股票简称                 方正电机                           股票代码               002196

    股票上市证券交易所       深圳证券交易所

    公司的中文名称           浙江方正电机股份有限公司

    公司的中文简称(如有)   方正电机

    公司的外文名称(如有)   ZHEJIANG FOUNDER MOTOR CO., LTD.

    公司的法定代表人         张敏


二、联系人和联系方式

                                                   董事会秘书                         证券事务代表

    姓名                                牟健                               舒琳嫣

                                        浙江省丽水市莲都区水阁工业区石牛   浙江省丽水市莲都区水阁工业区石牛
    联系地址
                                        路 73 号                           路 73 号

    电话                                0578-2171041                       0578-2021217

    传真                                0578-2276502                       0578-2276502

    电子信箱                            jian.mou@fdm.com.cn                liny.shu@fdm.com.cn


三、其他情况

1、公司联系方式

公司注册地址,公司办公地址及其邮政编码,公司网址、电子信箱在报告期是否变化
□ 适用 √ 不适用
公司注册地址,公司办公地址及其邮政编码,公司网址、电子信箱报告期无变化,具体可参见 2017 年年报。


2、信息披露及备置地点

信息披露及备置地点在报告期是否变化
□ 适用 √ 不适用
公司选定的信息披露报纸的名称,登载半年度报告的中国证监会指定网站的网址,公司半年度报告备置地报告期无变化,具
体可参见 2017 年年报。




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浙江方正电机股份有限公司 2018 年半年度报告全文


四、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                                                                           本报告期比上年同期增
                                              本报告期               上年同期
                                                                                                    减

    营业收入(元)                               595,385,887.46           543,640,300.90                    9.52%

    归属于上市公司股东的净利润(元)              44,490,583.85            56,868,771.41                  -21.77%

    归属于上市公司股东的扣除非经常性
                                                  40,458,492.78            53,013,493.18                  -23.68%
    损益的净利润(元)

    经营活动产生的现金流量净额(元)             -80,383,107.23               175,114.90               -46,003.07%

    基本每股收益(元/股)                                 0.1002                  0.128                   -21.72%

    稀释每股收益(元/股)                                 0.0987                 0.1266                   -22.04%

    加权平均净资产收益率                                   1.79%                  2.40%                    -0.61%

                                                                                           本报告期末比上年度末
                                             本报告期末              上年度末
                                                                                                   增减

    总资产(元)                               3,301,603,856.33       3,292,284,612.78                      0.28%

    归属于上市公司股东的净资产(元)           2,525,045,465.68       2,464,755,570.72                      2.45%


五、境内外会计准则下会计数据差异

1、同时按照国际会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况

□ 适用 √ 不适用
公司报告期不存在按照国际会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况。


2、同时按照境外会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况

□ 适用 √ 不适用
公司报告期不存在按照境外会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况。


六、非经常性损益项目及金额

√ 适用 □ 不适用
                                                                                                           单位:元

                            项目                                   金额                         说明

    非流动资产处置损益(包括已计提资产减值准备的冲销部
                                                                      -392,185.98
    分)

    计入当期损益的政府补助(与企业业务密切相关,按照国家
                                                                     5,079,426.48
    统一标准定额或定量享受的政府补助除外)


6
浙江方正电机股份有限公司 2018 年半年度报告全文


    其他符合非经常性损益定义的损益项目                                   -588,437.13

    减:所得税影响额                                                       66,712.30

    合计                                                                4,032,091.07             --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
√ 适用 □ 不适用

             项目               涉及金额(元)                                    原因

                                                        据财政部、国家税务总局、海关总署发布的财税〔2000〕25 号
    “营业外收入”项目所列                              《鼓励软件产业和集成电路产业发展有关税收政策问题的通知》
                                         4,183,197.10
    增值税超额税负返还款                                (财税〔2000〕25 号)规定,且与公司正常经营业务存在直接
                                                        关系,故不具特殊和偶发性。




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浙江方正电机股份有限公司 2018 年半年度报告全文




                                     第三节 公司业务概要

一、报告期内公司从事的主要业务

公司是否需要遵守特殊行业的披露要求


     公司主营业务产品
     (1) 家用缝纫机电机
     2018年,公司继续将家用缝纫机电机产品向方正电机(越南)有限责任公司(以下简称“越南方正”)
转移,核心零部件均实现了越南本地化采购,借助越南制造成本低的优势,提升了公司在该业务平台上产
品的盈利能力,为公司劳动密集型产品的后续产业转移提供了新的产品盈利模式。报告期内,越南方正在
家用缝纫机电机业务上保持了稳中有增的发展趋势,产品盈利能力进一步提升。家用缝纫机无刷电机产品
也得到了客户的初步认可,公司将在该业务领域占据市场主导地位。
     (2) 汽车电机(含新能源汽车驱动电机)
     报告期内,公司汽车座椅电机业务借助于产品研发、自动化生产等核心优势,不断扩展新的客户项目,
陆续通过捷豹路虎、宝马BMW等高端汽车品牌的认证,并开始批量交货。2018年汽车座椅电机业务增长明
显,产销量超过300万台,同比增长超过50%。公司子公司浙江方正(湖北)汽车零部件有限公司(以下简
称“湖北方正”)的汽车雨刮器电机产品也有较为明显的增长。
     据中国汽车工业协会统计:2018年1-7月,我国汽车产销1610.03万辆和1595.47万辆,同比增长3.52%
和4.33%,与上年同期相比,产量增速回落1.13个百分点,销量增速提升0.23个百分点。2018年1-7月份新
能源汽车产销量继续保持小幅增长,其中,新能源汽车产销分别完成50.4万辆和49.6万辆,比上年同期分
别增长85%和97.1%,新能源汽车产销量同比呈现高速增长态势。其中,我国纯电动汽车产销分别完成38.2
万辆和37.3万辆,比上年同期分别增长71%和82.4%;插电式混合动力汽车产销分别完成12.2万辆和12.3万
辆,比上年同期分别增长148.9%和160.9%。公司在报告期内推进了集成式驱动系统的研发和量产准备,上
海研究院的建立,扁线电机的开发。搭载公司集成式驱动系统的客户车型预计将于2018年下半年上市销售。
报告期内,公司乘用车驱动电机和助力转向泵电机实现小幅增长,物流车驱动电机由于行业补贴政策,尚
未形成批量销售。
     (3)汽车电子
     公司子公司上海海能的汽车发动机控制系统包括AMT及其控制、柴油机控制器ECU、气体机控制器
GCU、后处理器控制器DCU等系列产品。2018年上半年由于排放“国四”到“国五”切换、天然气价格上
调及去年末“气荒”影响,公司气体机产品销售有所下滑。公司已研发出符合“国六”排放的气体机控制
器产品,同时,公司正积极开拓其他客户和新产品,努力保持未来业务的稳定增长。
     (4)智能控制器
     报告期内,公司子公司深圳高科润公司管理层克服了进口电子元器件涨价、交货期拉长、中美贸易战
等诸多不利因素影响,积极调整客户和产品结构,优化管理架构和模式,实现了39%的营业收入增长,毛
利仅下降1个点。

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浙江方正电机股份有限公司 2018 年半年度报告全文




二、主要资产重大变化情况

1、主要资产重大变化情况


               主要资产                                            重大变化说明


    股权资产                          无重大变化

    固定资产                          无重大变化

    无形资产                          无重大变化

    在建工程                          无重大变化


2、主要境外资产情况

√ 适用 □ 不适用

                                                                                          境外资产
                                                                保障资产                             是否存在
    资产的具                                                                              占公司净
               形成原因    资产规模      所在地     运营模式    安全性的    收益状况                 重大减值
     体内容                                                                               资产的比
                                                                控制措施                                  风险
                                                                                             重

                                                               母公司不
                                                               定期检查,
                                                                            2018 年 1-6
                                                               主要管理
    全资子公               投资 800                生产销售                 月净利润
               收购                    越南                    人员包括                      4.02%   否
    司                     万美元                  型                       1,505.28
                                                               财务人员
                                                                            万元
                                                               由母公司
                                                               外派。

    其他情况
               初始投资 600 万美元,2016 年批准增加投资 USD200 万美元。
    说明


三、核心竞争力分析

公司是否需要遵守特殊行业的披露要求


公司竞争优势如下:
1、客户资源优质。公司是国内新能源驱动电机和电驱动系统行业龙头企业,综合市场占有率近7%,物流
车总成市占率全国第一,驱动电机产品覆盖低速车、物流车、乘用车和大巴车等全系列电动汽车,且已经
进入五菱、吉利、众泰、东风、玉柴、宇通、御捷等配套体系。2018年,公司正式进入吉利供应链,乘用
车电机供应车型顺利从A00级扩展至A级,而公司业绩也将充分受益于吉利帝豪EV、宝骏E100等爆款车型的
强势销售,市场占有率有望进一步提升;


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浙江方正电机股份有限公司 2018 年半年度报告全文


2、新业务符合行业趋势。公司目前正在布局扁线电机及电驱动集成系统,其中:扁线电机代表着下一代
高性能、小型化以及轻量化的电机技术,在电机功率密度的提升上具有天然优势,海外知名车型丰田普锐
斯(2017年上半年全球插电式混合动力汽车销量排名第一)、雪佛兰BOLT均已采用扁线电机。而公司是国
内最早进行此种新型技术产业化的企业之一,预期伴随着该类技术的日益成熟,扁线电机新能源汽车的渗
透率会迅速提高;电驱动集成系统代表了动力总成轻量化、小型化的趋势,且可实现有效的成本降低,预
期2018年下半年将全面装配上汽通用五菱宝骏E200车型;
3、研发实力雄厚。目前公司已基本形成以公司为主体、高等院校和科研院所为依托的内外紧密互动的研
究开发体系,并逐步完善自主创新与引进消化相结合的企业技术创新体系。同时,公司正在建设新能源汽
车电驱动系统与节能电机研究院,将进一步加大可研投入,为公司深耕新能源汽车领域保驾护航。




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浙江方正电机股份有限公司 2018 年半年度报告全文




                               第四节 经营情况讨论与分析

一、概述

      报告期内,公司的营业收入实现小幅增长,营业利润受制于材料价格上涨及高毛利产品销售下滑,
下降约20%。公司董事会继续深化公司内部改革,积极开拓新行业、新市场,为股东创造价值。
     1、加快方正电机研究院的建设,
     报告期内,公司在上海成立方正研究院,致力于建立世界级研发体系包括一流的试验/验证能力,并制
定了“完善正向研发体系和流程,发展拥有自主知识产权的电驱动系统,夯实技术竞争力;增加设备投入,
打造行业一流的实验室”的总体发展目标,研究院的成立对于公司引进高层次可研人才,逐步奠定公司在
电机、电控和电驱动系统的技术优势地位。利用公司现有科研资源和平台基础,着重开展新能源汽车集成
系统系列产品的研发;加大引进顶尖研发团队、提高和加快内部技术人员和新聘工程技术人员水平,提高
公司正向技术设计和验证能力,应用新材料、新工艺及正向设计对产品进行用料优化。加大公司技术研发
和实验设施投入,每年对于研发费用的投入不少于4%的年销售额占比,达到吸引高端人才,人才牵引技术,
技术牵引产品,产品牵引更多更大的发展机会。
     2、加快节能与新能源汽车电机自动化生产线技改项目建设
     继续加大自动化设备的投入,实现汽车电机和部分新能源驱动电机及系统产品的自动化生产。汽车电
机2018年底,基本完成所有生产线的改造,机器人使用超过40台,同时实现AGV小车试运行,至2020年,
实现整个车间的AGV小车送料降低物流配置人员。完成公司智能化生产的基本雏形建设;重点进行电机生
产过程工艺的持续改进,不断提升过程控制能力,保持产品市场竞争优势,公司电机生产过程控制能力和
自动化程度达到国际电机先进制造企业水平。
     3、极力拓展节能与新能源汽车市场
     2018年公司继续以汽车行业为主要目标市场,积极利用外部和内部资源,拓展新能源汽车用驱动电机
和汽车电机市场,完成了公司向节能与新能源汽车领域一流的核心零部件供应商的转变,重点围绕延锋安
道拓、上汽通用五菱、上汽、吉利、众泰、玉柴股份等重点客户开展相关业务对接,通过开发扁铜线电机、
集成式驱动系统等具有技术竞争力的产品的应用,成为国内领先的新能源驱动系统龙头企业。
     4、全面提升公司综合管理能力

     公司全方位整合公司内部资源,进一步提升供应商结构再造,改善公司供应链,逐步建立供应商策略
推动公司供应链向符合汽车行业要求的体系升级。建立采购价格评估体系和原材料价格波动应对体系,推
动公司供应链向符合汽车行业要求的体系升级,具备正向价格评估能力。完成公司全资子公司新SAP系统
上线,提供从技术开发到采购、生产、销售等过程中每个产品的管理数据,并实施跟踪KPI数据,以汽车
行业要求为基准,建立公司技术和产品内部控制制度。
     5、加强公司价值观和企业文化宣传,增强员工认同感和荣誉感
     加大公司企业文化宣传力度,树立起“诚信、卓越、关爱、共赢”的价值观,注重加强员工和管理者之
间的沟通与交流、增强员工的荣誉感和凝聚力。2018年通过职业健康及安全管理体系-OHSAS18001体系认


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浙江方正电机股份有限公司 2018 年半年度报告全文


证工作。通过组织开展员工活动,树立起“诚信、卓越、关爱、共赢”的价值观,注重加强员工和管理者之
间的沟通与交流、增强员工的荣誉感和凝聚力。



二、主营业务分析

概述
参见“经营情况讨论与分析”中的“一、概述”相关内容。
主要财务数据同比变动情况
                                                                                                        单位:元

                            本报告期             上年同期             同比增减                  变动原因

                                                                                         智能控制器及汽车座
 营业收入                    595,385,887.46       543,640,300.90                 9.52%   椅电机业务增长,营
                                                                                         业收入增加

                                                                                         智能控制器及汽车座
                                                                                         椅电机业务增长,营
 营业成本                    474,130,044.09       414,657,466.31             14.34%
                                                                                         业收入增加,营业成
                                                                                         本相应增加

                                                                                         主要系运输及职工薪
 销售费用                     12,324,949.35            9,391,504.32          31.24%
                                                                                         酬增加

                                                                                         职工薪酬及研发费用
 管理费用                     63,100,745.57        55,301,995.38             14.10%
                                                                                         投入增加

                                                                                         人民币贬值汇兑收益
 财务费用                      4,753,897.41            5,107,209.66          -6.92%
                                                                                         增加

                                                                                         利润减少和递延所得
 所得税费用                    2,347,007.46            7,875,620.15         -70.20%
                                                                                         税资产增加

 研发投入                     28,710,023.09        26,541,388.94                 8.17%

 经营活动产生的现金                                                                      主要系购买商品支付
                             -80,383,107.23             175,114.90       -46,003.07%
 流量净额                                                                                的现金增加影响

                                                                                         本期新能源汽车电驱
 投资活动产生的现金
                             -88,083,734.21       -28,661,283.29            207.33%      动系统与节能电机研
 流量净额
                                                                                         究院项目投资

 筹资活动产生的现金
                              74,005,554.17            7,857,638.60         841.83%      本期短期借款增加
 流量净额

                                                                                         本期系投资减少,知
 现金及现金等价物净
                             -93,862,272.58       -21,066,091.95            345.56%      期借款增加,研发费
 增加额
                                                                                         用增加所影响

公司报告期利润构成或利润来源发生重大变动
□ 适用 √ 不适用
公司报告期利润构成或利润来源没有发生重大变动。

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浙江方正电机股份有限公司 2018 年半年度报告全文


营业收入构成
                                                                                                             单位:元

                                  本报告期                                   上年同期
                                                                                                       同比增减
                         金额           占营业收入比重                金额        占营业收入比重

 营业收入合计         595,385,887.46                 100%        543,640,300.90              100%             9.52%

 分行业

 机械行业             595,385,887.46               100.00%       543,640,300.90           100.00%             9.52%

 分产品

 缝纫机应用类         108,259,299.97               18.19%        116,796,801.64            21.49%            -7.31%

 汽车应用类           258,893,120.10               43.48%        263,115,644.67            48.40%            -1.60%

 智能控制器           186,251,465.51               31.28%        133,424,935.49            24.54%            39.59%

 其他                  41,982,001.88                7.05%         30,302,919.10             5.57%            38.54%

 分地区

 国内                 428,623,593.87               71.99%        397,030,775.86            73.03%             7.96%

 国外                 166,762,293.59               28.01%        146,609,525.04            26.97%            13.75%

占公司营业收入或营业利润 10%以上的行业、产品或地区情况
√ 适用 □ 不适用
                                                                                                             单位:元

                                                                        营业收入比上    营业成本比上   毛利率比上年
                    营业收入        营业成本            毛利率
                                                                         年同期增减      年同期增减      同期增减

 分行业

 机械行业        553,403,885.58   444,813,679.28             19.62%            7.81%          12.59%         -3.41%

 分产品

 缝纫机应用类    108,259,299.97    91,835,672.25             15.17%            -7.31%         -0.27%         -5.99%

 汽车应用类      258,893,120.10   192,498,284.74             25.65%            -1.60%          1.44%         -2.22%

 智能控制器      186,251,465.51   160,479,722.29             13.84%           39.59%          41.73%         -1.30%

 分地区

 国内            390,626,755.24   313,765,435.98             19.68%            5.52%          19.83%         -9.59%

 国外            162,777,130.34   131,048,243.30             19.49%           13.72%          -1.65%         12.58%

公司主营业务数据统计口径在报告期发生调整的情况下,公司最近 1 期按报告期末口径调整后的主营业务数据
□ 适用 √ 不适用
相关数据同比发生变动 30%以上的原因说明
□ 适用 √ 不适用




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浙江方正电机股份有限公司 2018 年半年度报告全文


三、非主营业务分析

□ 适用 √ 不适用


四、资产及负债状况分析

1、资产构成重大变动情况

                                                                                                             单位:元

                          本报告期末                  上年同期末
                                                                            比重增
                                     占总资                      占总资                       重大变动说明
                        金额                        金额                      减
                                     产比例                      产比例

                                                                                     主要系新能源汽车设备投入增加以
 货币资金            65,394,023.10     1.98%    101,715,533.94     3.40%    -1.42%
                                                                                     及货款回收以票据为主

                                                                                     主要系本期汽车业务市场销售收入
 应收账款           525,593,404.11     15.92%   391,782,029.52     13.09%    2.83%
                                                                                     增加

                                                                                     主要系本期汽车业务市场销售量增
 存货            427,581,270.52        12.95%   343,307,008.96     11.47%    1.48%
                                                                                     加

                                                                                     主要系投资性房地产评估公允价值
 投资性房地产        84,974,700.00     2.57%     82,828,800.00     2.77%    -0.20%
                                                                                     增加

 长期股权投资         4,351,766.96     0.13%      3,957,118.69     0.13%     0.00%   联营公司盈利较好,投资收益增加

 固定资产        505,570,699.98        15.31%   473,360,987.56     15.81%   -0.50%   主要系新能源汽车设备投入增加

                                                                                     主要系新能源电驱系统与节能电机
                                                                                     研究项目和年产 35 万台新能源汽
 在建工程        105,757,954.24        3.20%     22,022,722.57     0.74%     2.46%
                                                                                     车驱动电机及电驱动集成系统项目
                                                                                     增加

                                                                                     主要系本期购买商品支付的资金增
 短期借款        253,541,600.00        7.68%    136,000,000.00     4.54%     3.14%
                                                                                     加而增加借款


2、以公允价值计量的资产和负债

□ 适用 √ 不适用


3、截至报告期末的资产权利受限情况




五、投资状况分析

1、总体情况

□ 适用 √ 不适用

14
浙江方正电机股份有限公司 2018 年半年度报告全文


2、报告期内获取的重大的股权投资情况

□ 适用 √ 不适用


3、报告期内正在进行的重大的非股权投资情况

□ 适用 √ 不适用


4、以公允价值计量的金融资产

□ 适用 √ 不适用


5、证券投资情况

□ 适用 √ 不适用
公司报告期不存在证券投资。


6、衍生品投资情况

□ 适用 √ 不适用
公司报告期不存在衍生品投资。


7、募集资金使用情况

√ 适用 □ 不适用


(1)募集资金总体使用情况

√ 适用 □ 不适用
                                                                     单位:万元

 募集资金总额                                                        33,042.47

 报告期投入募集资金总额                                                     0

 已累计投入募集资金总额                                              34,613.63

 报告期内变更用途的募集资金总额                                             0

 累计变更用途的募集资金总额                                           5,650.62

 累计变更用途的募集资金总额比例                                        17.10%

                                          募集资金总体使用情况说明

 无


(2)募集资金承诺项目情况

√ 适用 □ 不适用


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浙江方正电机股份有限公司 2018 年半年度报告全文


                                                                                                                      单位:万元

                       是否已                                                截至期     项目达                         项目可
                                 募集资                            截至期
                       变更项                调整后    本报告                末投资     到预定    本报告    是否达     行性是
 承诺投资项目和超                金承诺                            末累计
                       目(含                 投资总    期投入                 进度      可使用    期实现    到预计     否发生
      募资金投向                 投资总                            投入金
                       部分变                额(1)      金额                 (3)=      状态日    的效益     效益      重大变
                                   额                              额(2)
                        更)                                                  (2)/(1)      期                                化

 承诺投资项目

                                                                                        2013 年
 年产 10 万台纯电动                                                21,803.   105.13
                       否        20,740      20,740            0                        12 月     -434.41   否         否
 汽车驱动系统项目                                                      59           %
                                                                                        01 日

 年产 6,000 台伺服控                                                                    2014 年
                                             2,292.4               2,292.4   100.00
 制特种缝制机械项      是         7,490                        0                        08 月               否         是
                                                  8                     8           %
 目                                                                                     01 日

 年产 1 万台新能源                                                                      2016 年
                                             5,650.6               5,705.0   100.96
 商用车驱动电机项      是                                      0                        12 月      -12.98   否         否
                                                  2                     9           %
 目                                                                                     01 日

                                 4,812.4     4,812.4               4,812.4   100.00
 补充流动资金          否                                      0                                            否         否
                                         7        7                     7           %

                                 33,042.     33,495.               34,613.
 承诺投资项目小计           --                                 0               --         --      -447.39        --         --
                                        47       57                    63

 超募资金投向

 无

                                 33,042.     33,495.               34,613.
 合计                       --                                 0               --         --      -447.39        --         --
                                        47       57                    63

                       (1)“年产 10 万台纯电动汽车驱动系统项目”未达到预计效益的原因
                       年产 10 万台纯电动汽车驱动系统项目未达到预计效益,主要原因系募集资金到账时间晚于原募投
                       计划,公司结合行业发展趋势调整了市场开拓策略,优化了生产工艺,导致项目完工时间延后,
                       此外在新能源汽车产业政策波动的背景下,下游客户对于驱动系统的研发、认证周期加长,以及
                       新能源汽车购置补贴调整,整车企业调整整车设计方案,故项目未达到预计效益。
 未达到计划进度或
                       (2)“年产 6,000 台伺服控制特种缝制机械项目”未达到计划进度及预计效益的原因
 预计收益的情况和
                       年产 6,000 台伺服控制特种缝制机械项目未达到计划进度,主要原因系近年缝制行业规模缩减生
 原因(分具体项目)
                       产节奏持续放缓,下游需求持续降低,行业竞争加剧,产品价格下降,公司根据行业情况调整了
                       募集资金投向,缩减了该项目的投资规模,导致项目未达到预计效益。
                       (3)“年产 1 万台新能源商用车驱动电机项目”未达到预计效益的原因
                       年产 1 万台新能源商用车驱动电机项目项目未达到预计效益,主要原因系新能源汽车购置补贴调
                       整,整车企业调整整车设计方案,未达预期产能,故项目未达到预计效益。

                       随着国内外市场需求下降、行业竞争多元化,缝制机械行业整体生产规模缩减,生产节奏持续放
 项目可行性发生重      缓,行业发展面临瓶颈,且受全球经济增速放缓、国内制造业成本升高等因素影响,服装行业需
 大变化的情况说明      求低迷,加剧了缝制行业的竞争。经公司第五届董事会第十六次会议和 2016 年第一次临时股东大
                       会批准,因项目的市场环境发生了较大变化,为了有效控制项目运营的风险,实现产品转型升级,


16
浙江方正电机股份有限公司 2018 年半年度报告全文


                        保证募集资金的有效使用,公司决定终止实施原计划中“年产 6,000 台伺服控制特种缝制机械项
                        目”,并且将募集资金 5,650.62 万元,投入“年产 1 万台新能源商用车驱动电机项目”。本次募集
                        资金投资项目变更符合公司整体战略发展规划,没有改变募集资金大的使用方向,仍然是用于公
                        司主营业务。

 超募资金的金额、用     不适用
 途及使用进展情况

                        不适用
 募集资金投资项目
 实施地点变更情况


                        不适用
 募集资金投资项目
 实施方式调整情况


                        适用
 募集资金投资项目
                        截至 2013 年 8 月 10 日,本公司以自筹资金预先投入募集资金投资项目的实际投资金额为 7,544.48
 先期投入及置换情
                        万元,主要为机器设备及相关费用支出。2013 年 8 月 21 日经第四届董事会第十七次会议及第四
 况
                        届监事会第十次会议批准,以募集资金置换预先已投入募投项目的自筹资金 7,544.48 万元。

 用闲置募集资金暂       不适用
 时补充流动资金情
 况

 项目实施出现募集       适用
 资金结余的金额及
                        募集资金项目已基本投入完毕,剩余尾款。
 原因

 尚未使用的募集资
                        存放于公司募集资金账户。
 金用途及去向

 募集资金使用及披
 露中存在的问题或       无
 其他情况


(3)募集资金变更项目情况

√ 适用 □ 不适用
                                                                                                             单位:万元

                                                                                                             变更后的
                         变更后项                  截至期末    截至期末     项目达到
                                        本报告期                                       本报告期              项目可行
 变更后的    对应的原    目拟投入                  实际累计    投资进度     预定可使              是否达到
                                        实际投入                                       实现的效              性是否发
      项目   承诺项目    募集资金                  投入金额    (3)=(2)/(1   用状态日              预计效益
                                          金额                                            益                 生重大变
                             总额(1)                 (2)           )           期
                                                                                                                  化

 年产 1 万   年产                                                           2016 年
                             5,650.62      242.8    5,705.09    100.96%                  -12.98   否         否
 台新能源    6,000 台                                                       12 月 01



17
浙江方正电机股份有限公司 2018 年半年度报告全文


 商用车驱    伺服控制                                                 日
 动电机项    特种缝制
 目          机械项目

 合计            --      5,650.62        242.8    5,705.09     --          --         -12.98       --         --

                                    随着国内外市场需求下降、行业竞争多元化,缝制机械行业整体生产规模缩减,生
                                    产节奏持续放缓,行业发展面临瓶颈,且受全球经济增速放缓、国内制造业成本升
                                    高等因素影响,服装行业需求低迷,加剧了缝制行业的竞争。经公司第五届董事会
                                    第十六次会议和 2016 年第一次临时股东大会批准,因项目的市场环境发生了较大变
 变更原因、决策程序及信息披露情     化,为了有效控制项目运营的风险,实现产品转型升级,保证募集资金的有效使用,
 况说明(分具体项目)                 公司决定终止实施原计划中“年产 6,000 台伺服控制特种缝制机械项目”,并将募集
                                    资金 5,650.62 万元,投入“年产 1 万台新能源商用车驱动电机项目”。本次募集资金
                                    投资项目变更符合公司整体战略发展规划,没有改变募集资金大的使用方向,仍然
                                    是用于公司主营业务。相关决议公告于 2016 年 01 月 23 日和 2016 年 02 月 17 日刊
                                    登在《证券时报》、巨潮资讯网 http://www.cninfo.com.cn 上。

                                    年产 1 万台新能源商用车驱动电机项目项目未达到预计效益,主要原因系新能源汽
 未达到计划进度或预计收益的情
                                    车购置补贴调整,整车企业调整整车设计方案,未达预期产能,,故项目未达到预计
 况和原因(分具体项目)
                                    效益。

 变更后的项目可行性发生重大变
                                    无
 化的情况说明


(4)募集资金项目情况


            募集资金项目概述                           披露日期                                披露索引

                                                                                详见巨潮资讯网
 2018 年半年度募集资金存放与实际使                                              http://www.cninfo.com.cn《2018 年半
                                         2018 年 08 月 28 日
 用情况                                                                         年度募集资金存放与实际使用情况的
                                                                                专项报告》


8、非募集资金投资的重大项目情况

□ 适用 √ 不适用
公司报告期无非募集资金投资的重大项目。


六、重大资产和股权出售

1、出售重大资产情况

□ 适用 √ 不适用
公司报告期未出售重大资产。




18
浙江方正电机股份有限公司 2018 年半年度报告全文


2、出售重大股权情况

□ 适用 √ 不适用


七、主要控股参股公司分析

√ 适用 □ 不适用
主要子公司及对公司净利润影响达 10%以上的参股公司情况
                                                                                                           单位:元

 公司名称     公司类型     主要业务     注册资本     总资产       净资产      营业收入     营业利润      净利润

 丽水正德
                         平缝机电子
 电子控制                                           33,747,422   33,685,458
              子公司     控制系统制     3000 万元                               9,846.15   -58,613.81   -58,408.28
 系统制造                                                  .11          .01
                         造和销售
 有限公司




                         微特电机、缝
                         纫机、伺服控
 方正电机
                         制系统、汽车
 (越南)有                             800 万美    101,563,76   70,141,875   79,784,921   15,062,747   15,052,836
              子公司     电机的制造
 限责任公                               元                6.40          .15          .65          .54          .13
                         与销售、经营
 司
                         进出品业务
                         及厂房出租




                         生产开发计
                         算机软件、电
                         子产品;国内
                         商业、物资供
                         销业(不含专
                         营、专控和专
 深圳市高
                         卖商品);各               348,979,64   188,118,69   187,505,41   12,473,664   11,851,937
 科润电子     子公司                    362 万元
                         类经济信息                       4.05         5.63         1.07          .90          .25
 有限公司
                         咨询;自营进
                         出口业务(按
                         深贸管登证
                         字第 177 号
                         办);房屋租
                         赁。




19
浙江方正电机股份有限公司 2018 年半年度报告全文


                         矿产品购销
                         (依法须经
 嵩县华瑞                批准的项目,
                                                    23,368,590   -1,637,854.                -619,842.1    -619,962.1
 矿业有限     子公司     经相关部门     600 万元                                     0.00
                                                           .06           63                          5            5
 公司                    批准后方可
                         开展经营活
                         动)

                         汽车雨刮器
                         总成;汽车制
                         动阀系列产
                         品及其他汽
                         车零部件产
                         品的开发、制
 浙江方正                造、销售;经
 (湖北)汽              营本企来自                 58,858,170   27,610,555    43,445,168   4,330,929.    4,393,831.
              子公司                    5700 万元
 车零部件                产产品及技                        .59           .46          .88           04           19
 有限公司                术的出口业
                         务和本企业
                         所需的机械
                         设备、零部
                         件、原辅材料
                         及技术的进
                         口业务。

                         稀土永磁电
                         机的制造、加
                         工。新能源汽
                         车电驱动系
                         统、电机及电
 杭州德沃
                         机控制器、控
 仕电动科                                           161,180,48   72,759,742    28,834,853   -1,473,227.   -189,857.0
              子公司     制系统的技     1112 万元
 技有限公                                                 5.34           .48          .38           99            6
                         术开发、技术
 司
                         服务;电机设
                         备及配件、变
                         频器的销售;
                         货物、技术进
                         出口。

                         从事各类
                         ECU 控制
 上海海能                器、上下游产
                                                    377,750,12   322,953,56    73,021,165   25,297,249    22,336,906
 汽车电子     子公司     品、燃气系统   6300 万元
                                                          9.52         5.09           .53           .22          .35
 有限公司                模块、AMT
                         执行器模块,
                         通讯模块等


20
浙江方正电机股份有限公司 2018 年半年度报告全文


                           新能源汽车
                           电子产品的
                           生产,汽车电
                           子产品的开
                           发、销售及计
                           算机软件的
                           开发、销售,
                           自有房屋租
                           赁(不得从事
                           金融租赁)

报告期内取得和处置子公司的情况
□ 适用 √ 不适用
主要控股参股公司情况说明


八、公司控制的结构化主体情况

□ 适用 √ 不适用


九、对 2018 年 1-9 月经营业绩的预计

2018 年 1-9 月预计的经营业绩情况:业绩亏损
业绩亏损

 2018 年 1-9 月净利润(万元)                                    5,614.34   至                        8,637.45

 2017 年 1-9 月归属于上市公司股东的净利润
                                                                                                      8,637.45
 (万元)

 业绩变动的原因说明                          新能源业务增长不及预期,气体机业务下滑,研发费用增加。


十、公司面临的风险和应对措施

      1、经营风险
    我国制造业随着经济发展从工业化初期的高速发展阶段逐步向工业化中后期的中高速发展迈进,企业
也进入提质增效的发展阶段,市场经济环境更为复杂。公司战略发展重点行业新能源汽车行业虽然未来行
业空间及增速巨大,但同时面临着补贴退坡、原材料价格上涨等不利因素。因此,公司2018年度经营面临
巨大挑战和困难。
      2、政策风险
    2017年,国家相继推出了《新能源汽车生产企业及产品准入管理规定》、《国务院关于印发“十三五”
节能减排综合工作方案的通知》、《乘用车企业平均燃料消耗量与新能源汽车积分并行管理办法(征求意见
稿)》和《促进道路货运行业健康稳定发展行动计划(2017-2020 年)》等诸多政策,在国家对新能源汽车
补贴逐步退出的大背景下,未来归于新能源汽车的国家相关政策会对新能源汽车的发展起到一定程度的影
响,会对公司经营带来风险。
      3、原材料价格波动风险
    公司主要新能源驱动电机和微特电机主要原材料为矽钢片、漆包线、冷轧钢、铝、稀土永磁材料,该
部分材料约占电机总材料成本的40-60%,原材料价格的波动将直接影响制造成本和产品销售利润。公司将

21
浙江方正电机股份有限公司 2018 年半年度报告全文


通过强化预决算控制,改善供应链,建立价格评估体系和价格波动应对体系;建立起套期保值体系,应对
大宗商品的波动;加大技术开发力度,应用新材料、新工艺及正向设计对产品进行用料优化等措施,进一
步规避原材料价格波动对公司经营的影响。
      4、技术风险
    目前,公司在新能源驱动电机、智能控制器、内燃机尤其是柴油机电子控制领域及新能源汽车动力及
整车控制领域具有显著的竞争优势,系统设计和集成能力较为突出、自主创新能力较强,在我国自主品牌
中ECU与GCU市场占有率最大、国内极少数实现AMT自动变速箱产业化及国内新能源汽车动力总成与整车
控制系统市场份额领先的企业。公司拥有稳定、高素质的研发人才队伍,能满足目前市场需求产品的研发
能力。目前,节能与新能源汽车行业竞争激励,如公司不能继续有效维持核心技术研发的激励机制和良好
的企业氛围,将会到核心人员的积极性、创造性的发挥,甚至造成核心人员的流失,将影响公司在持续创
新能力、精准把握技术、产品和市场发展趋势,将削弱已有的竞争优势,从而对公司产品的市场份额、经
济效益及发展前景造成不利影响,存在业绩下滑的风险。
      5、市场客户端风险
    公司主营业务收入客户较集中,如未来主要客户因市场增速放缓、产品升级等因素而减少对产品的需
求,或者因其他竞争对手的成本优势、技术优势等考虑而转向其他供应商,则公司可能面临盈利增长放缓
甚至大幅下滑的风险。公司将加大技术开发力度和日常改善,通过自身技术改进并逐步推动客户提升技术
产品附加值,加强客户联络,提升客户满意度、积极开拓新的优质客户,以降低公司客户端经营风险。
      6、管理风险
    目前,公司下属共计六家全资子公司,公司的资产规模和经营规模实现突发式增长,从而对公司的管
理能力、人才资源、组织架构提出更高的要求,一定程度上增加了公司的管理与运营难度。如公司管理人
员和制度不能适应公司经营规模迅速扩张的需要,以及公司组织模式和管理制度未能随着公司经营规模的
扩大而及时调整与完善;同时监管部门对公司的规范要求进一步提高,公司将更一步完善和优化公司管理
制度和管理模式,降低因公司管理带来的管理风险。
      7、财务风险
    2017年公司的资产规模和经营规模快速增长,加上公司技术研发、技改项目投资的不断加大,对流动
资金的需求也大,且公司优质客户较为集中,从而造成各期末应付票据余额较大;虽然公司为应对公司经
营风险,针对公司应收账款等重要财务指标了重点控制,并建立了风险预警机制,但如公司的主要客户因
经营发生困难而不能及时支付货款,或者公司的主要供应商改变付款结算方式,都有可能造成公司流动资
金的暂时短缺,可能出现应付票据到期不能兑付的风险。
    报告期内,公司应收账款客户信誉良好,应收客户款项均在公司给予的信用期内,应收账款回收风险
较低。但随着公司经营规模的扩大,在信用政策不发生改变的情况下应收账款余额仍会进一步增加。虽然
公司已经按照会计准则的要求和公司的实际情况制定了相应的坏账准备计提政策,若公司主要客户的经营
状况发生不利变化,则可能导致该等应收账款不能按期或无法收回而发生坏账的风险,将对公司的生产经
营和业绩产生不利影响。
      8、商誉减值准备计提的风险
    为加快完成公司在节能与新能源汽车行业的布局,完成公司整体产业机构升级,公司收购了深圳高科
润、上海海能和杭州德沃仕,形成了较大金额的商誉。如果未来节能与新能源汽车宏观经济、市场环境、
监管政策变化或者其他因素导致该等并购资产未来经营状况未达预期,公司将存在商誉减值的风险,对公
司的当期损益将造成不利影响
    报告期内,公司继续加大技术研发、自动化生产设备技术改造和工艺改善,推行技术先行,提升客户
和市场满意度,以满足公司精细化管理和快速发展管理需求。




22
浙江方正电机股份有限公司 2018 年半年度报告全文




                                            第五节 重要事项

一、报告期内召开的年度股东大会和临时股东大会的有关情况

1、本报告期股东大会情况


     会议届次            会议类型        投资者参与比例           召开日期             披露日期              披露索引

                                                                                                        具体内容详见
                                                                                                        2018 年 2 月 3 日
 2018 年第一次临                                             2018 年 02 月 02     2018 年 02 月 03
                     临时股东大会                16.79%                                                 巨潮资讯网上的
 时股东大会                                                  日                   日
                                                                                                        相关公告(公告
                                                                                                        号:2018-013)

                                                                                                        具体内容详见
                                                                                                        2018 年 5 月 17 日
 2017 年年度股东                                             2018 年 05 月 16     2018 年 05 月 17
                     年度股东大会                16.76%                                                 巨潮资讯网上的
 大会                                                        日                   日
                                                                                                        相关公告(公告
                                                                                                        号:2018-047)


2、表决权恢复的优先股股东请求召开临时股东大会

□ 适用 √ 不适用


二、本报告期利润分配或资本公积金转增股本预案

□ 适用 √ 不适用
公司计划半年度不派发现金红利,不送红股,不以公积金转增股本。


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内履行完毕及
截至报告期末超期未履行完毕的承诺事项

√ 适用 □ 不适用

              承诺事由                承诺方      承诺类型         承诺内容      承诺时间         承诺期限     履行情况

 股改承诺

 收购报告书或权益变动报告书中
 所作承诺

                                                                  “本次交易
                                    冒晓建;徐
                                                                  中本人认购
                                    迪;徐正敏;   股份限售承                     2015 年 12
 资产重组时所作承诺                                               的方正电机                  2018-12-29      正在履行
                                    朱玥奋;祝    诺                             月 29 日
                                                                  股份分三期
                                    轲卿;卓斌
                                                                  解锁,首期


23
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 解锁:自标
                                                 的股份上市
                                                 之日起满
                                                 12 个月且
                                                 经审计的
                                                 2015 年扣
                                                 除非经常性
                                                 损益后实际
                                                 净利润不低
                                                 于承诺利润
                                                 数的,首期
                                                 解锁 30%;
                                                 第二期解
                                                 锁:自标的
                                                 股份上市之
                                                 日起满 24
                                                 个月且
                                                 2016 年经
                                                 审计的扣除
                                                 非经常损益
                                                 后实际净利
                                                 润不低于承
                                                 诺利润数
                                                 的,第二期
                                                 解锁 30%;
                                                 第三期解
                                                 锁:自标的
                                                 股份上市之
                                                 日起满 36
                                                 个月且
                                                 2017 年经
                                                 审计的扣除
                                                 非经常性损
                                                 益后实际净
                                                 利润不低于
                                                 承诺利润数
                                                 的,第三期
                                                 解锁 40%。
                                                 本人同意本
                                                 次交易完成
                                                 后,若本人
                                                 担任方正电
                                                 机的董事、
                                                 监事或高级


24
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              管理人员,
                                                              本次交易中
                                                              本人认购的
                                                              方正电机股
                                                              份自在证券
                                                              交易所上市
                                                              之日起十二
                                                              个月内,不
                                                              转让或者委
                                                              托他人管
                                                              理,也不由
                                                              方正电机收
                                                              购该部分股
                                                              份。前述锁
                                                              定期满后,
                                                              本人在方正
                                                              电机担任董
                                                              事、监事或
                                                              高级管理人
                                                              员职务期
                                                              间,将向方
                                                              正电机申报
                                                              所直接或间
                                                              接持有的方
                                                              正电机的股
                                                              份及变动情
                                                              况,每年转
                                                              让的股份将
                                                              不会超过所
                                                              直接或间接
                                                              持有方正电
                                                              机股份总数
                                                              的百分之二
                                                              十五;本人
                                                              在离职后半
                                                              年内,将不
                                                              会转让所直
                                                              接或间接持
                                                              有的方正电
                                                              机股份。”

                                                              ”本次交易
                                                 股份限售承   中本人以持   2015 年 12
                                 曹冠晖                                                 2018-12.-29   正在履行
                                                 诺           续拥有权益   月 29 日
                                                              时间超过


25
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 12 个月的
                                                 德沃仕股权
                                                 认购的方正
                                                 电机股份分
                                                 三期解锁,
                                                 首期解锁:
                                                 自标的股份
                                                 上市之日起
                                                 满 12 个月
                                                 且经审计的
                                                 2015 年扣
                                                 除非经常性
                                                 损益后实际
                                                 净利润不低
                                                 于承诺利润
                                                 数的,首期
                                                 解锁 30%;
                                                 第二期解
                                                 锁:自标的
                                                 股份上市之
                                                 日起满 24
                                                 个月且
                                                 2016 年经
                                                 审计的扣除
                                                 非经常损益
                                                 后实际净利
                                                 润不低于承
                                                 诺利润数
                                                 的,第二期
                                                 解锁 30%;
                                                 第三期解
                                                 锁:自标的
                                                 股份上市之
                                                 日起满 36
                                                 个月且
                                                 2017 年经
                                                 审计的扣除
                                                 非经常性损
                                                 益后实际净
                                                 利润不低于
                                                 承诺利润数
                                                 的,第三期
                                                 解锁 40%。
                                                 本人同意本


26
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 次交易完成
                                                 后,若本人
                                                 担任方正电
                                                 机的董事、
                                                 监事或高级
                                                 管理人员,
                                                 本次交易中
                                                 本人认购的
                                                 方正电机股
                                                 份自在证券
                                                 交易所上市
                                                 之日起十二
                                                 个月内,不
                                                 转让或者委
                                                 托他人管
                                                 理,也不由
                                                 方正电机收
                                                 购该部分股
                                                 份。前述锁
                                                 定期满后,
                                                 本人在方正
                                                 电机担任董
                                                 事、监事或
                                                 高级管理人
                                                 员职务期
                                                 间,将向方
                                                 正电机申报
                                                 所直接或间
                                                 接持有的方
                                                 正电机的股
                                                 份及变动情
                                                 况,每年转
                                                 让的股份将
                                                 不会超过所
                                                 直接或间接
                                                 持有方正电
                                                 机股份总数
                                                 的百分之二
                                                 十五;本人
                                                 在离职后半
                                                 年内,将不
                                                 会转让所直
                                                 接或间接持
                                                 有的方正电


27
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              机股份。”

                                                              “本次交易
                                                              中本人以持
                                                              续拥有权益
                                                              时间超过
                                                              12 个月的
                                                              德沃仕股权
                                                              认购的方正
                                                              电机股份分
                                                              三期解锁,
                                                              首期解锁:
                                                              自标的股份
                                                              上市之日起
                                                              满 12 个月
                                                              且经审计的
                                                              2015 年扣
                                                              除非经常性
                                                              损益后实际
                                                              净利润不低
                                                              于承诺利润
                                                              数的,首期
                                                              解锁 30%;
                                                 股份限售承                2015 年 12
                                 吴进山                       第二期解                  2018-12-29   正在履行
                                                 诺                        月 29 日
                                                              锁:自标的
                                                              股份上市之
                                                              日起满 24
                                                              个月且
                                                              2016 年经
                                                              审计的扣除
                                                              非经常损益
                                                              后实际净利
                                                              润不低于承
                                                              诺利润数
                                                              的,第二期
                                                              解锁 30%;
                                                              第三期解
                                                              锁:自标的
                                                              股份上市之
                                                              日起满 36
                                                              个月且
                                                              2017 年经
                                                              审计的扣除
                                                              非经常性损
                                                              益后实际净


28
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 利润不低于
                                                 承诺利润数
                                                 的,第三期
                                                 解锁 40%。
                                                 本人以持续
                                                 拥有权益时
                                                 间不足 12
                                                 个月的德沃
                                                 仕股权认购
                                                 的方正电机
                                                 股份的锁定
                                                 期为三年,
                                                 自标的股份
                                                 上市且完成
                                                 相应全部业
                                                 绩补偿承诺
                                                 之日起满
                                                 36 个月解
                                                 锁。本人同
                                                 意本次交易
                                                 完成后,若
                                                 本人担任方
                                                 正电机的董
                                                 事、监事或
                                                 高级管理人
                                                 员,本次交
                                                 易中本人认
                                                 购的方正电
                                                 机股份自在
                                                 证券交易所
                                                 上市之日起
                                                 十二个月
                                                 内,不转让
                                                 或者委托他
                                                 人管理,也
                                                 不由方正电
                                                 机收购该部
                                                 分股份。前
                                                 述锁定期满
                                                 后,本人在
                                                 方正电机担
                                                 任董事、监
                                                 事或高级管
                                                 理人员职务


29
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              期间,将向
                                                              方正电机申
                                                              报所直接或
                                                              间接持有的
                                                              方正电机的
                                                              股份及变动
                                                              情况,每年
                                                              转让的股份
                                                              将不会超过
                                                              所直接或间
                                                              接持有方正
                                                              电机股份总
                                                              数的百分之
                                                              二十五;本
                                                              人在离职后
                                                              半年内,将
                                                              不会转让所
                                                              直接或间接
                                                              持有的方正
                                                              电机股份。”

                                                              “本次交易
                                                              中本人以持
                                                              续拥有权益
                                                              时间超过
                                                              12 个月的
                                                              德沃仕股权
                                                              认购的方正
                                                              电机股份自
                                                              标的股份上
                                                              市之日起满
                                                              12 个月解
                                 马文奇;吴       股份限售承   锁 100%。      2015 年 12
                                                                                          2016-12-29   履行完毕
                                 宝才            诺           本人以持续     月 29 日
                                                              拥有权益时
                                                              间不足 12
                                                              个月的德沃
                                                              仕股权认购
                                                              的方正电机
                                                              股份的锁定
                                                              期为三年,
                                                              自标的股份
                                                              上市之日起
                                                              满 36 个月
                                                              解锁。本人


30
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 同意本次交
                                                 易完成后,
                                                 若本人担任
                                                 方正电机的
                                                 董事、监事
                                                 或高级管理
                                                 人员,本次
                                                 交易中本人
                                                 认购的方正
                                                 电机股份自
                                                 在证券交易
                                                 所上市之日
                                                 起十二个月
                                                 内,不转让
                                                 或者委托他
                                                 人管理,也
                                                 不由方正电
                                                 机收购该部
                                                 分股份。前
                                                 述锁定期满
                                                 后,本人在
                                                 方正电机担
                                                 任董事、监
                                                 事或高级管
                                                 理人员职务
                                                 期间,将向
                                                 方正电机申
                                                 报所直接或
                                                 间接持有的
                                                 方正电机的
                                                 股份及变动
                                                 情况,每年
                                                 转让的股份
                                                 将不会超过
                                                 所直接或间
                                                 接持有方正
                                                 电机股份总
                                                 数的百分之
                                                 二十五;本
                                                 人在离职后
                                                 半年内,将
                                                 不会转让所
                                                 直接或间接
                                                 持有的方正


31
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              电机股份。”

                                                              “本次交易
                                                              中本单位以
                                                              持续拥有权
                                                              益时间超过
                                                              12 个月的
                                                              德沃仕股权
                                                              认购的方正
                                                              电机股份分
                                                              三期解锁,
                                                              即自标的股
                                                              份上市之日
                                                              起满 12 个
                                                              月解锁
                                                              30%,满 24
                                 浙江德石投
                                                 股份限售承   个月解锁       2015 年 12
                                 资管理有限                                               2018-12-29   正在履行
                                                 诺           30%,满 36     月 29 日
                                 公司
                                                              个月解锁
                                                              40%。本单
                                                              位以持续拥
                                                              有权益时间
                                                              不足 12 个
                                                              月的德沃仕
                                                              股权认购的
                                                              方正电机股
                                                              份的锁定期
                                                              为三年,自
                                                              标的股份上
                                                              市之日起满
                                                              36 个月解
                                                              锁。”

                                                              “本次交易
                                                              中本单位以
                                                              持续拥有权
                                                              益时间超过
                                                              12 个月的
                                 青岛金石灏                   德沃仕股权
                                                 股份限售承                  2015 年 12
                                 汭投资有限                   认购的方正                  2016-12-29   履行完毕
                                                 诺                          月 29 日
                                 公司                         电机股份自
                                                              标的股份上
                                                              市之日起满
                                                              12 个月解
                                                              锁 100%。
                                                              本单位以持

32
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              续拥有权益
                                                              时间不足
                                                              12 个月的
                                                              德沃仕股权
                                                              认购的方正
                                                              电机股份的
                                                              锁定期为三
                                                              年,自标的
                                                              股份上市之
                                                              日起满 36
                                                              个月解锁。”

                                                              “本次交易
                                                              中杭开电气
                                                              以持续拥有
                                                              权益时间超
                                                              过 12 个月
                                                              的德沃仕股
                                                              权认购的方
                                                              正电机股份
                                                              分三期解
                                                              锁,首期解
                                                              锁:自标的
                                                              股份上市之
                                                              日起满 12
                                                              个月且经审
                                                              计的 2015
                                                              年扣除非经
                                 杭州杭开电      股份限售承                  2015 年 12
                                                              常性损益后                  2018-12-29   正在履行
                                 气有限公司      诺                          月 29 日
                                                              实际净利润
                                                              不低于承诺
                                                              利润数的,
                                                              首期解锁
                                                              30%;第二
                                                              期解锁:自
                                                              标的股份上
                                                              市之日起满
                                                              24 个月且
                                                              2016 年经
                                                              审计的扣除
                                                              非经常损益
                                                              后实际净利
                                                              润不低于承
                                                              诺利润数
                                                              的,第二期


33
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              解锁 30%;
                                                              第三期解
                                                              锁:自标的
                                                              股份上市之
                                                              日起满 36
                                                              个月且
                                                              2017 年经
                                                              审计的扣除
                                                              非经常性损
                                                              益后实际净
                                                              利润不低于
                                                              承诺利润数
                                                              的,第三期
                                                              解锁 40%。”

                                                              募集配套资
                                                              金认购方作
                                                              出如下承
                                                              诺: 作为方
                                                              正电机本次
                                                              发行股份及
                                                              支付现金购
                                                              买资产并募
                                                              集配套资金
                                                              项目的现金
                                                              认购股份
                                                              方,本人/
                                                              本单位承
                                 青岛金石灏                   诺:本人/
                                 汭投资有限      股份限售承   本单位所认     2015 年 12
                                                                                          2018-12-29   正在履行
                                 公司;翁伟       诺           购方正电机     月 29 日
                                 文;张敏                      本次发行的
                                                              新增股份,
                                                              自该股份发
                                                              行结束之日
                                                              起 36 个月
                                                              内不得转
                                                              让。截至本
                                                              公告出具
                                                              日,交易对
                                                              方及配套融
                                                              资方关于股
                                                              份锁定的承
                                                              诺正在履行
                                                              过程中,未


34
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              出现违反上
                                                              述承诺的情
                                                              形。“

                                                              张敏、翁伟
                                                              文作出如下
                                                              承诺: 本人
                                                              拟认购的方
                                                              正电机本次
                                                              非公开发行
                                                              的股份的资
                                                              金来源合
                                                              法,不存在
                                                              信托、代持
                                                              股、委托持
                                                              股或类似安
                                                              排。除了《浙
                                                              江方正电机
                                                              股份有限公
                                                              司非公开发
                                                              行股份之附
                                                              条件生效的
                                                              股份认购协
                                                              议书》,不存
                                 翁伟文;张       募集资金使                  2015 年 12
                                                              在与本次方                  2018-12-29   正在履行
                                 敏              用承诺                      月 29 日
                                                              正电机重大
                                                              资产重组相
                                                              关的其他协
                                                              议或安排。
                                                              本人不涉及
                                                              任何重大未
                                                              履行的负债
                                                              或任何重大
                                                              诉讼或仲裁
                                                              案件。本人
                                                              未受到过中
                                                              国证监会或
                                                              其派出机构
                                                              或证券交易
                                                              所的任何形
                                                              式的处罚
                                                              (包括谴
                                                              责、罚款、
                                                              通报批评)
                                                              等。本人与


35
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              上海海能及
                                                              其股东、董
                                                              事、监事、
                                                              高级管理人
                                                              员和德沃仕
                                                              及其股东、
                                                              董事、监事、
                                                              高级管理人
                                                              员不存在任
                                                              何关联关
                                                              系,与上海
                                                              海能汽车电
                                                              子有限公司
                                                              及杭州德沃
                                                              仕电动科技
                                                              有限公司的
                                                              股东之间不
                                                              存在股份代
                                                              持或其他形
                                                              式的股份安
                                                              排。”

                                                              金石灏汭作
                                                              出如下承
                                                              诺: 本单位
                                                              拟认购的方
                                                              正电机本次
                                                              非公开发行
                                                              的股份的资
                                                              金来源合
                                                              法,不存在
                                                              信托、代持
                                 青岛金石灏                   股、委托除
                                                 募集资金使                  2015 年 12
                                 汭投资有限                   了《浙江方                  2018-12-29   正在履行
                                                 用承诺                      月 29 日
                                 公司                         正电机股份
                                                              有限公司非
                                                              公开发行股
                                                              份之附条件
                                                              生效的股份
                                                              认购协议
                                                              书》,不存在
                                                              与本次方正
                                                              电机重大资
                                                              产重组相关
                                                              的其他协议


36
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 或安排。本
                                                 单位不涉及
                                                 任何重大未
                                                 履行的负债
                                                 或任何重大
                                                 诉讼或仲裁
                                                 案件。本单
                                                 位未受到过
                                                 中国证监会
                                                 或其派出机
                                                 构或证券交
                                                 易所的任何
                                                 形式的处罚
                                                 (包括谴
                                                 责、罚款、
                                                 通报批评)
                                                 等。本单位
                                                 与上海海能
                                                 汽车电子有
                                                 限公司及其
                                                 股东、董事、
                                                 监事、高级
                                                 管理人员和
                                                 杭州德沃仕
                                                 电动科技有
                                                 限公司及其
                                                 董事、监事、
                                                 高级管理人
                                                 员不存在任
                                                 何关联关
                                                 系,与上海
                                                 海能汽车电
                                                 子有限公司
                                                 及杭州德沃
                                                 仕电动科技
                                                 有限公司的
                                                 股东之间不
                                                 存在股份代
                                                 持或其他形
                                                 式的股份安
                                                 排。”截至本
                                                 公告出具
                                                 日,配套融
                                                 资方的上述


37
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              承诺正在履
                                                              行过程中,
                                                              未出现违反
                                                              上述承诺的
                                                              情形。

                                                              股份限售承
                                                              诺内容如
                                                              下:交易对
                                                              方翁伟文承
                                                              诺:“1、以
                                                              其持有的深
                                                              圳市高科润
                                                              电子科技有
                                                              限公司股权
                                                              所认购而取
                                                              得的方正电
                                                              机股份,自
                                                              该等股份上
                                                              市之日起三
                                                              十六个月内
                                                              将不以任何
                                                              方式转让,
                                                              包括但不限
                                                              于通过证券
                                                 股份限售承                  2014 年 09
                                 翁伟文                       市场公开转                  2017-09-26   履行完毕
                                                 诺                          月 26 日
                                                              让或通过协
                                                              议方式转
                                                              让,也不由
                                                              方正电机回
                                                              购(因深圳
                                                              市高科润电
                                                              子有限公司
                                                              未实现承诺
                                                              业绩的情形
                                                              除外)。该等
                                                              股份由于方
                                                              正电机送红
                                                              股、转增股
                                                              本等原因而
                                                              孳息的股
                                                              份,亦遵照
                                                              上述锁定期
                                                              进行锁定。
                                                              2、若其将来


38
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 成为方正电
                                                 机的董事、
                                                 监事或高级
                                                 管理人员,
                                                 除满足上述
                                                 锁定期外,
                                                 其直接或间
                                                 接持有方正
                                                 电机的股份
                                                 在其本人任
                                                 职期间内每
                                                 年转让的比
                                                 例不超过所
                                                 持方正电机
                                                 股份总数的
                                                 25%,在离
                                                 职后半年内
                                                 不转让,在
                                                 申报离任六
                                                 个月后的十
                                                 二个月内通
                                                 过证券交易
                                                 所挂牌交易
                                                 出售方正电
                                                 机股票数量
                                                 占其本人所
                                                 持有方正电
                                                 机股份总数
                                                 的比例不超
                                                 过 50%。3、
                                                 若方正电机
                                                 2016 年度
                                                 专项审计报
                                                 告、减值测
                                                 试报告出具
                                                 的日期晚于
                                                 所持股份的
                                                 限售期届满
                                                 之日,则限
                                                 售股份不得
                                                 转让;待方
                                                 正电机
                                                 2016 年度
                                                 的审计报告


39
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              出具以及减
                                                              值测试完毕
                                                              后,如其需
                                                              实行股份补
                                                              偿,则扣减
                                                              需进行股份
                                                              补偿部分
                                                              后,解禁所
                                                              持剩余股
                                                              份。”

                                                              股份限售承
                                                              诺内容如
                                                              下:“1、以
                                                              其持有的深
                                                              圳市高科润
                                                              电子科技有
                                                              限公司股权
                                 常峥;陈德
                                                              所认购而取
                                 刚;冯松娣;
                                                              得的方正电
                                 龚宇;何东
                                                              机股份,自
                                 飞;胡袁淼;
                                                              该等股份上
                                 金英杰;李
                                                              市之日起三
                                 军;李凌;李
                                                              十六个月内
                                 艳宁;廉海
                                                              将不以任何
                                 涛;罗汝洪;
                                                              方式转让,
                                 罗轶;皮引
                                                              包括但不限
                                 群;任彦明;
                                                 股份限售承   于通过证券     2014 年 09
                                 邵世梅;沈                                                2017-09-26   履行完毕
                                                 诺           市场公开转     月 26 日
                                 士忠;唐永
                                                              让或通过协
                                 强;王坚;王
                                                              议方式转
                                 剑川;王瑞
                                                              让,也不由
                                 红;吴军;吴
                                                              方正电机回
                                 甜香;吴正
                                                              购(因深圳
                                 华;杨静;殷
                                                              市高科润电
                                 安辉;詹舵;
                                                              子有限公司
                                 张洪亮;张
                                                              未实现承诺
                                 天福;赵璋
                                                              业绩的情形
                                 华
                                                              除外)。该等
                                                              股份由于方
                                                              正电机送红
                                                              股、转增股
                                                              本等原因而
                                                              孳息的股
                                                              份,亦遵照


40
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              上述锁定期
                                                              进行锁定。
                                                              2、若方正电
                                                              机 2016 年
                                                              度专项审计
                                                              报告、减值
                                                              测试报告出
                                                              具的日期晚
                                                              于所持股份
                                                              的限售期届
                                                              满之日,则
                                                              限售股份不
                                                              得转让;待
                                                              方正电机
                                                              2016 年度
                                                              的审计报告
                                                              出具以及减
                                                              值测试完毕
                                                              后,如其需
                                                              实行股份补
                                                              偿,则扣减
                                                              需进行股份
                                                              补偿部分
                                                              后,解禁所
                                                              持剩余股
                                                              份。”

                                                              股份限售承
                                                              诺内容如
                                                              下:本次非
                                                              公开发行股
                                                              票的锁定期
                                                              按中国证监
                                                              会的有关规
                                 胡宏;华鑫                    定,非公开
                                 国际信托有      股份限售承   发行股票上    2013 年 08
                                                                                         2016-08-16   履行完毕
                                 限公司;钱       诺           市之日起三    月 16 日
                                 进;张敏                      十六个月
                                                              内,不转让
                                                              或者委托他
                                                              人管理持有
                                                              的在本次非
                                                              公开发行中
                                                              认购的股
                                                              份,也不由


41
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              方正电机回
                                                              购该部份股
                                                              份。

 首次公开发行或再融资时所作承
 诺

 股权激励承诺

                                                              上海海能全
                                                              体股东作出
                                                              如下承诺:
                                                              1、“本人最
                                                              近五年内未
                                                              受过行政处
                                                              罚(与证券
                                                              市场明显无
                                                              关的除外)、
                                                              刑事处罚或
                                                              者涉及与经
                                                              济纠纷有关
                                                              的重大民事
                                                              诉讼或者仲
                                                              裁。”2、“本
                                                              人/本单位
                                                 关于同业竞   不存在因涉
                                 冒晓建;徐
                                                 争、关联交   嫌与本次重
                                 迪;徐正敏;                                   2015 年 12
 其他对公司中小股东所作承诺                      易、资金占   大资产重组                   2018-12-29   正在履行
                                 朱玥奋;祝                                    月 29 日
                                                 用方面的承   相关的内幕
                                 轲卿;卓斌
                                                 诺           交易被立案
                                                              调查或者立
                                                              案侦查的情
                                                              形,最近 36
                                                              个月内不存
                                                              在因与重大
                                                              资产重组相
                                                              关的内幕交
                                                              易被中国证
                                                              监会作出行
                                                              政处罚或者
                                                              司法机关依
                                                              法追究刑事
                                                              责任的情
                                                              形。“本人/
                                                              本单位不存
                                                              在依据《关


42
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 于加强与上
                                                 市公司重大
                                                 资产重组相
                                                 关股票异常
                                                 交易监管的
                                                 暂行规定》
                                                 第十三条不
                                                 得参与任何
                                                 上市公司重
                                                 大资产重组
                                                 的情形。”3、
                                                 “本人已经
                                                 依法对上海
                                                 海能履行全
                                                 额出资义
                                                 务,不存在
                                                 任何虚假出
                                                 资、延期出
                                                 资、抽逃出
                                                 资等违反其
                                                 作为股东所
                                                 应当承担的
                                                 义务及责任
                                                 的行为,本
                                                 人依法拥有
                                                 上述股权有
                                                 效的占有、
                                                 使用、收益
                                                 及处分权。
                                                 本人合法拥
                                                 有上海海能
                                                 股权的完整
                                                 权利,该等
                                                 股权不存在
                                                 限制或禁止
                                                 转让的情
                                                 形,不存在
                                                 以代持、代
                                                 理、信托或
                                                 其他方式持
                                                 有上海海能
                                                 股权的协议
                                                 或类似安
                                                 排,不代表


43
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 其他方的利
                                                 益,不存在
                                                 任何纠纷或
                                                 者潜在纠
                                                 纷,且该股
                                                 权未设定任
                                                 何抵押、质
                                                 押等他项权
                                                 利,亦未被
                                                 执法部门实
                                                 施扣押、查
                                                 封等使其权
                                                 利受到限制
                                                 的任何约
                                                 束;本人所
                                                 持上海海能
                                                 股权过户或
                                                 权属转移不
                                                 存在任何法
                                                 律障碍。同
                                                 时,本人保
                                                 证此种状况
                                                 持续至该股
                                                 权登记至方
                                                 正电机名
                                                 下。本人确
                                                 认同意上海
                                                 海能历次的
                                                 股权转让行
                                                 为并放弃相
                                                 关的优先购
                                                 买权,上海
                                                 海能的历次
                                                 股权转让行
                                                 为均为合法
                                                 有效,不存
                                                 在法律纠纷
                                                 或潜在法律
                                                 纠纷。在本
                                                 人与方正电
                                                 机签署的协
                                                 议生效并执
                                                 行完毕之
                                                 前,本人保


44
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 证不就本人
                                                 所持上海海
                                                 能的股权设
                                                 置抵押、质
                                                 押等任何第
                                                 三人权利,
                                                 保证上海海
                                                 能正常、有
                                                 序、合法经
                                                 营,保证上
                                                 海海能不进
                                                 行与正常生
                                                 产经营无关
                                                 的资产处
                                                 置、对外担
                                                 保、利润分
                                                 配或增加重
                                                 大债务之行
                                                 为,保证上
                                                 海海能不进
                                                 行非法转
                                                 移、隐匿标
                                                 的资产行
                                                 为。如确有
                                                 需要,本人
                                                 须经方正电
                                                 机书面同意
                                                 后方可实
                                                 施。本人保
                                                 证上海海能
                                                 或本人签署
                                                 的所有协议
                                                 或合同不存
                                                 在阻碍本人
                                                 转让上海海
                                                 能股权的限
                                                 制性条款。
                                                 本人保证不
                                                 存在任何正
                                                 在进行或潜
                                                 在的影响本
                                                 人转让上海
                                                 海能股权的
                                                 诉讼、仲裁


45
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 或纠纷。上
                                                 海海能章
                                                 程、内部管
                                                 理制度文件
                                                 及其签署的
                                                 合同或协议
                                                 中不存在阻
                                                 碍本人转让
                                                 所持上海海
                                                 能股权的限
                                                 制性条款。”
                                                 4、“本人持
                                                 有方正电机
                                                 股票期间及
                                                 自上海海能
                                                 离职后三年
                                                 内,本人及
                                                 本人关系密
                                                 切的家庭成
                                                 员(成员范
                                                 围参照深交
                                                 所股票上市
                                                 规则)和本
                                                 人及本人关
                                                 系密切的家
                                                 庭成员控制
                                                 或实施重大
                                                 影响的企业
                                                 不拥有、管
                                                 理、控制、
                                                 投资、从事
                                                 其他任何与
                                                 方正电机及
                                                 上海海能相
                                                 同或相近的
                                                 业务或项
                                                 目,亦不参
                                                 与拥有、管
                                                 理、控制、
                                                 投资其他任
                                                 何与方正电
                                                 机及上海海
                                                 能相同或相
                                                 近的业务或


46
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 项目,亦不
                                                 谋求通过与
                                                 任何第三人
                                                 合资、合作、
                                                 联营或采取
                                                 租赁经营、
                                                 承包经营、
                                                 委托管理等
                                                 方式直接或
                                                 间接从事与
                                                 方正电机及
                                                 上海海能构
                                                 成竞争的业
                                                 务。本人持
                                                 有方正电机
                                                 股票期间及
                                                 自上海海能
                                                 离职后三年
                                                 内若违反上
                                                 述承诺的,
                                                 将立即停止
                                                 与方正电机
                                                 及上海海能
                                                 构成竞争之
                                                 业务,并采
                                                 取必要措施
                                                 予以纠正补
                                                 救;同时对
                                                 因本人未履
                                                 行本承诺函
                                                 所作的承诺
                                                 而给方正电
                                                 机及上海海
                                                 能造成一切
                                                 损失和后果
                                                 承担赔偿责
                                                 任。”5、“本
                                                 人与方正电
                                                 机及其股东
                                                 以及董事、
                                                 监事以及高
                                                 级管理人员
                                                 不存在任何
                                                 关联关系和


47
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 任何一致行
                                                 动关系。 本
                                                 人与为本次
                                                 交易提供审
                                                 计、评估、
                                                 法律及财务
                                                 顾问专业服
                                                 务的中介机
                                                 构及其签字
                                                 人员不存在
                                                 任何关联关
                                                 系。”6、“本
                                                 人将按照
                                                 《公司法》
                                                 等法律、法
                                                 规以及方正
                                                 电机公司章
                                                 程的有关规
                                                 定行使股东
                                                 权利;在股
                                                 东大会对涉
                                                 及本人的关
                                                 联交易进行
                                                 表决时,履
                                                 行回避表决
                                                 的义务。本
                                                 人将杜绝一
                                                 切非法占用
                                                 方正电机及
                                                 上海海能的
                                                 资金、资产
                                                 的行为,在
                                                 任何情况
                                                 下,不要求
                                                 方正电机及
                                                 上海海能向
                                                 本人及本人
                                                 投资或控制
                                                 的其他企业
                                                 提供任何形
                                                 式的担保。
                                                 本人将尽可
                                                 能地避免和
                                                 减少与方正


48
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 电机的关联
                                                 交易,不会
                                                 利用自身作
                                                 为方正电机
                                                 股东及上海
                                                 海能管理人
                                                 员之地位,
                                                 谋求与方正
                                                 电机及其所
                                                 属公司在业
                                                 务合作等方
                                                 面优于市场
                                                 第三方的权
                                                 利;不会谋
                                                 求与方正电
                                                 机及其所属
                                                 公司达成交
                                                 易的优先权
                                                 利;对无法
                                                 避免或者有
                                                 合理原因而
                                                 发生的关联
                                                 交易,将遵
                                                 循市场公
                                                 正、公平、
                                                 公开、等价
                                                 有偿的原
                                                 则,并依法
                                                 签订协议,
                                                 履行合法程
                                                 序,按照方
                                                 正电机公司
                                                 章程、有关
                                                 法律法规和
                                                 《深圳证券
                                                 交易所股票
                                                 上市规则》
                                                 等有关规定
                                                 履行信息披
                                                 露义务和办
                                                 理有关报批
                                                 程序,保证
                                                 不以与市场
                                                 价格相比显


49
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 失公允的条
                                                 件与方正电
                                                 机及其所属
                                                 公司进行交
                                                 易,不通过
                                                 关联交易损
                                                 害方正电机
                                                 及其他股东
                                                 的合法权
                                                 益。如因本
                                                 人未履行本
                                                 承诺函所作
                                                 的承诺而给
                                                 方正电机或
                                                 上海海能造
                                                 成一切损失
                                                 和后果,本
                                                 人承担赔偿
                                                 责任。”7、
                                                 “本人在本
                                                 次交易信息
                                                 公开前不存
                                                 在买卖相关
                                                 证券,或者
                                                 泄露该信
                                                 息,或者建
                                                 议他人买卖
                                                 相关证券等
                                                 内幕交易行
                                                 为。本人不
                                                 存在因涉嫌
                                                 参与重大资
                                                 产重组相关
                                                 的内幕交易
                                                 被立案调查
                                                 或者立案侦
                                                 查且尚未结
                                                 案的情况。
                                                 最近三十六
                                                 个月内,本
                                                 人未曾因参
                                                 与重大资产
                                                 重组相关的
                                                 内幕交易被


50
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              中国证监会
                                                              作出行政处
                                                              罚或者司法
                                                              机关依法追
                                                              究刑事责
                                                              任。”截至本
                                                              公告出具
                                                              日,上海海
                                                              能全体股东
                                                              上述承诺正
                                                              在履行过程
                                                              中,未出现
                                                              违反上述承
                                                              诺的情形。

                                                              金石灏汭作
                                                              出如下承
                                                              诺:1、“本
                                                              单位已经依
                                                              法对德沃仕
                                                              履行全额出
                                                              资义务,不
                                                              存在任何虚
                                                              假出资、延
                                                              期出资、抽
                                                              逃出资等违
                                                              反其作为股
                                                              东所应当承
                                                 关于同业竞
                                                              担的义务及
                                 青岛金石灏      争、关联交
                                                              责任的行       2015 年 12
                                 汭投资有限      易、资金占                               2018-12-29   正在履行
                                                              为,本单位     月 29 日
                                 公司            用方面的承
                                                              依法拥有上
                                                 诺
                                                              述股权有效
                                                              的占有、使
                                                              用、收益及
                                                              处分权。本
                                                              单位合法拥
                                                              有德沃仕股
                                                              权的完整权
                                                              利,该等股
                                                              权不存在限
                                                              制或禁止转
                                                              让的情形,
                                                              不存在以代
                                                              持、代理、


51
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 信托或其他
                                                 方式持有德
                                                 沃仕股权的
                                                 协议或类似
                                                 安排,不代
                                                 表其他方的
                                                 利益,不存
                                                 在任何纠纷
                                                 或者潜在纠
                                                 纷,且该股
                                                 权未设定任
                                                 何抵押、质
                                                 押等他项权
                                                 利,亦未被
                                                 执法部门实
                                                 施扣押、查
                                                 封等使其权
                                                 利受到限制
                                                 的任何约
                                                 束;本单位
                                                 所持德沃仕
                                                 股权过户或
                                                 权属转移不
                                                 存在任何法
                                                 律障碍。同
                                                 时,本单位
                                                 保证此种状
                                                 况持续至该
                                                 股权登记至
                                                 方正电机名
                                                 下。在本单
                                                 位与方正电
                                                 机签署的协
                                                 议生效并执
                                                 行完毕之
                                                 前,本单位
                                                 保证不就本
                                                 单位所持德
                                                 沃仕的股权
                                                 设置抵押、
                                                 质押等任何
                                                 第三人权
                                                 利,保证德
                                                 沃仕正常、


52
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 有序、合法
                                                 经营,保证
                                                 德沃仕不进
                                                 行与正常生
                                                 产经营无关
                                                 的资产处
                                                 置、对外担
                                                 保、利润分
                                                 配或增加重
                                                 大债务之行
                                                 为,保证德
                                                 沃仕不进行
                                                 非法转移、
                                                 隐匿标的资
                                                 产行为。如
                                                 确有需要,
                                                 本单位须经
                                                 方正电机书
                                                 面同意后方
                                                 可实施。本
                                                 单位保证德
                                                 沃仕或本单
                                                 位签署的所
                                                 有协议或合
                                                 同不存在阻
                                                 碍本单位转
                                                 让德沃仕股
                                                 权的限制性
                                                 条款。本单
                                                 位保证不存
                                                 在任何正在
                                                 进行或潜在
                                                 的影响本单
                                                 位转让德沃
                                                 仕股权的诉
                                                 讼、仲裁或
                                                 纠纷。”2、
                                                 “本公司持
                                                 有上市公司
                                                 占股本总额
                                                 比例超过
                                                 5%的期间
                                                 内,将按照
                                                 相关法律、


53
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              法规及中国
                                                              证监会的相
                                                              关规定,避
                                                              免与上市公
                                                              司之间的同
                                                              业竞争,不
                                                              从事与上市
                                                              公司实际从
                                                              事的经营范
                                                              围相同或类
                                                              似的营业活
                                                              动。”

                                                              杭开电气、
                                                              浙江德石作
                                                              出如下承
                                                              诺: 本单位
                                                              不拥有、管
                                                              理、控制、
                                                              投资、从事
                                                              其他任何与
                                                              方正电机及
                                                              德沃仕相同
                                                              或相近的业
                                                              务或项目,
                                                              亦不参与拥
                                                              有、管理、
                                 杭州杭开电      关于同业竞
                                                              控制、投资
                                 气有限公        争、关联交
                                                              其他任何与    2015 年 12
                                 司;浙江德       易、资金占                              2018-12-29   正在履行
                                                              方正电机及    月 29 日
                                 石投资管理      用方面的承
                                                              德沃仕相同
                                 有限公司        诺
                                                              或相近的业
                                                              务或项目,
                                                              亦不谋求通
                                                              过与任何第
                                                              三方合资、
                                                              合作、联营
                                                              或采取租赁
                                                              经营、承包
                                                              经营、委托
                                                              管理等方式
                                                              直接或间接
                                                              从事与方正
                                                              电机及德沃
                                                              仕构成竞争


54
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              的业务。本
                                                              单位若违反
                                                              上述承诺
                                                              的,将立即
                                                              停止与方正
                                                              电机及德沃
                                                              仕构成竞争
                                                              之业务,并
                                                              采取必要措
                                                              施予以纠正
                                                              补救;同时
                                                              对因本单位
                                                              未履行本承
                                                              诺函所作的
                                                              承诺而给方
                                                              正电机及德
                                                              沃仕造成一
                                                              切损失和后
                                                              果承担赔偿
                                                              责任。”

                                                              德沃仕全体
                                                              股东作出如
                                                              下承诺:1、
                                                              “本人/本
                                                              单位及主要
                                                              管理人员最
                                                              近五年内未
                                                              受过行政处
                                                              罚(与证券
                                                              市场明显无
                                                 关于同业竞
                                                              关的除外)、
                                 曹冠晖;马       争、关联交
                                                              刑事处罚或      2015 年 12
                                 文奇;吴宝       易、资金占                                2018-12-29   正在履行
                                                              者涉及与经      月 29 日
                                 才;吴进山       用方面的承
                                                              济纠纷有关
                                                 诺
                                                              的重大民事
                                                              诉讼或者仲
                                                              裁。”2、“本
                                                              人/本单位
                                                              不存在因涉
                                                              嫌与本次重
                                                              大资产重组
                                                              相关的内幕
                                                              交易被立案
                                                              调查或者立


55
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 案侦查的情
                                                 形,最近 36
                                                 个月内不存
                                                 在因与重大
                                                 资产重组相
                                                 关的内幕交
                                                 易被中国证
                                                 监会作出行
                                                 政处罚或者
                                                 司法机关依
                                                 法追究刑事
                                                 责任的情
                                                 形。“本人/
                                                 本单位不存
                                                 在依据《关
                                                 于加强与上
                                                 市公司重大
                                                 资产重组相
                                                 关股票异常
                                                 交易监管的
                                                 暂行规定》
                                                 第十三条不
                                                 得参与任何
                                                 上市公司重
                                                 大资产重组
                                                 的情形。”3、
                                                 “本人/本
                                                 单位已经依
                                                 法对德沃仕
                                                 履行全额出
                                                 资义务,不
                                                 存在任何虚
                                                 假出资、延
                                                 期出资、抽
                                                 逃出资等违
                                                 反其作为股
                                                 东所应当承
                                                 担的义务及
                                                 责任的行
                                                 为,本人/
                                                 本单位依法
                                                 拥有上述股
                                                 权有效的占
                                                 有、使用、


56
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 收益及处分
                                                 权。本人/
                                                 本单位合法
                                                 拥有德沃仕
                                                 股权的完整
                                                 权利,该等
                                                 股权不存在
                                                 限制或禁止
                                                 转让的情
                                                 形,不存在
                                                 以代持、代
                                                 理、信托或
                                                 其他方式持
                                                 有德沃仕股
                                                 权的协议或
                                                 类似安排,
                                                 不代表其他
                                                 方的利益,
                                                 不存在任何
                                                 纠纷或者潜
                                                 在纠纷,且
                                                 该股权未设
                                                 定任何抵
                                                 押、质押等
                                                 他项权利,
                                                 亦未被执法
                                                 部门实施扣
                                                 押、查封等
                                                 使其权利受
                                                 到限制的任
                                                 何约束;本
                                                 人/本单位
                                                 所持德沃仕
                                                 股权过户或
                                                 权属转移不
                                                 存在任何法
                                                 律障碍。同
                                                 时,本人/
                                                 本单位保证
                                                 此种状况持
                                                 续至该股权
                                                 登记至方正
                                                 电机名下。
                                                 本人/本单


57
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 位确认同意
                                                 德沃仕历次
                                                 的股权转让
                                                 行为并放弃
                                                 相关的优先
                                                 购买权,德
                                                 沃仕的历次
                                                 股权转让行
                                                 为均为合法
                                                 有效,不存
                                                 在法律纠纷
                                                 或潜在法律
                                                 纠纷。在本
                                                 人/本单位
                                                 与方正电机
                                                 签署的协议
                                                 生效并执行
                                                 完毕之前,
                                                 本人/本单
                                                 位保证不就
                                                 本人/本单
                                                 位所持德沃
                                                 仕的股权设
                                                 置抵押、质
                                                 押等任何第
                                                 三人权利,
                                                 保证德沃仕
                                                 正常、有序、
                                                 合法经营,
                                                 保证德沃仕
                                                 不进行与正
                                                 常生产经营
                                                 无关的资产
                                                 处置、对外
                                                 担保、利润
                                                 分配或增加
                                                 重大债务之
                                                 行为,保证
                                                 德沃仕不进
                                                 行非法转
                                                 移、隐匿标
                                                 的资产行
                                                 为。如确有
                                                 需要,本人/


58
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 本单位须经
                                                 方正电机书
                                                 面同意后方
                                                 可实施。本
                                                 人/本单位
                                                 保证德沃仕
                                                 或本人/本
                                                 单位签署的
                                                 所有协议或
                                                 合同不存在
                                                 阻碍本人/
                                                 本单位转让
                                                 德沃仕股权
                                                 的限制性条
                                                 款。本人/
                                                 本单位保证
                                                 不存在任何
                                                 正在进行或
                                                 潜在的影响
                                                 本人/本单
                                                 位转让德沃
                                                 仕股权的诉
                                                 讼、仲裁或
                                                 纠纷。德沃
                                                 仕章程、内
                                                 部管理制度
                                                 文件及其签
                                                 署的合同或
                                                 协议中不存
                                                 在阻碍本人
                                                 /本单位转
                                                 让所持德沃
                                                 仕股权的限
                                                 制性条款。”
                                                 4、“本人/
                                                 本单位与方
                                                 正电机及其
                                                 股东以及董
                                                 事、监事以
                                                 及高级管理
                                                 人员不存在
                                                 任何关联关
                                                 系和任何一
                                                 致行动关


59
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 系。“本人/
                                                 本单位与为
                                                 本次交易提
                                                 供审计、评
                                                 估、法律及
                                                 财务顾问专
                                                 业服务的中
                                                 介机构及其
                                                 签字人员不
                                                 存在任何关
                                                 联关系。”5、
                                                 “本人/本
                                                 单位将按照
                                                 《公司法》
                                                 等法律、法
                                                 规以及方正
                                                 电机公司章
                                                 程的有关规
                                                 定行使股东
                                                 权利;在股
                                                 东大会对涉
                                                 及本人/本
                                                 单位的关联
                                                 交易进行表
                                                 决时,履行
                                                 回避表决的
                                                 义务。本人/
                                                 本单位将杜
                                                 绝一切非法
                                                 占用方正电
                                                 机及德沃仕
                                                 的资金、资
                                                 产的行为,
                                                 在任何情况
                                                 下,不要求
                                                 方正电机及
                                                 德沃仕向本
                                                 人/本单位
                                                 及本人/本
                                                 单位投资或
                                                 控制的其他
                                                 企业提供任
                                                 何形式的担
                                                 保。本人/


60
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 本单位将尽
                                                 可能地避免
                                                 和减少与方
                                                 正电机的关
                                                 联交易,不
                                                 会利用自身
                                                 作为方正电
                                                 机股东及德
                                                 沃仕管理人
                                                 员之地位,
                                                 谋求与方正
                                                 电机及其所
                                                 属公司在业
                                                 务合作等方
                                                 面优于市场
                                                 第三方的权
                                                 利;不会谋
                                                 求与方正电
                                                 机及其所属
                                                 公司达成交
                                                 易的优先权
                                                 利;对无法
                                                 避免或者有
                                                 合理原因而
                                                 发生的关联
                                                 交易,将遵
                                                 循市场公
                                                 正、公平、
                                                 公开、等价
                                                 有偿的原
                                                 则,并依法
                                                 签订协议,
                                                 履行合法程
                                                 序,按照方
                                                 正电机公司
                                                 章程、有关
                                                 法律法规和
                                                 《深圳证券
                                                 交易所股票
                                                 上市规则》
                                                 等有关规定
                                                 履行信息披
                                                 露义务和办
                                                 理有关报批


61
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 程序,保证
                                                 不以与市场
                                                 价格相比显
                                                 失公允的条
                                                 件与方正电
                                                 机及其所属
                                                 公司进行交
                                                 易,不通过
                                                 关联交易损
                                                 害方正电机
                                                 及其他股东
                                                 的合法权
                                                 益。如因本
                                                 人/本单位
                                                 未履行本承
                                                 诺函所作的
                                                 承诺而给方
                                                 正电机或德
                                                 沃仕造成一
                                                 切损失和后
                                                 果,本人/
                                                 本单位承担
                                                 赔偿责任。”
                                                 6、“本人/
                                                 本单位在本
                                                 次交易信息
                                                 公开前不存
                                                 在买卖相关
                                                 证券,或者
                                                 泄露该信
                                                 息,或者建
                                                 议他人买卖
                                                 相关证券等
                                                 内幕交易行
                                                 为。本人/
                                                 本单位不存
                                                 在因涉嫌参
                                                 与重大资产
                                                 重组相关的
                                                 内幕交易被
                                                 立案调查或
                                                 者立案侦查
                                                 且尚未结案
                                                 的情况。最


62
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 近三十六个
                                                 月内,本人/
                                                 本单位未曾
                                                 因参与重大
                                                 资产重组相
                                                 关的内幕交
                                                 易被中国证
                                                 监会作出行
                                                 政处罚或者
                                                 司法机关依
                                                 法追究刑事
                                                 责任。”7、
                                                 “本人持有
                                                 方正电机股
                                                 票期间及自
                                                 德沃仕离职
                                                 后三年内,
                                                 本人及本人
                                                 关系密切的
                                                 家庭成员
                                                 (成员范围
                                                 参照深交所
                                                 股票上市规
                                                 则)和本人
                                                 及本人关系
                                                 密切的家庭
                                                 成员控制或
                                                 实施重大影
                                                 响的企业不
                                                 拥有、管理、
                                                 控制、投资、
                                                 从事其他任
                                                 何与方正电
                                                 机及德沃仕
                                                 相同或相近
                                                 的业务或项
                                                 目,亦不参
                                                 与拥有、管
                                                 理、控制、
                                                 投资其他任
                                                 何与方正电
                                                 机及德沃仕
                                                 相同或相近
                                                 的业务或项


63
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 目,亦不谋
                                                 求通过与任
                                                 何第三人合
                                                 资、合作、
                                                 联营或采取
                                                 租赁经营、
                                                 承包经营、
                                                 委托管理等
                                                 方式直接或
                                                 间接从事与
                                                 方正电机及
                                                 德沃仕构成
                                                 竞争的业
                                                 务。本人持
                                                 有方正电机
                                                 股票期间及
                                                 自德沃仕离
                                                 职后三年内
                                                 若违反上述
                                                 承诺的,将
                                                 立即停止与
                                                 方正电机及
                                                 德沃仕构成
                                                 竞争之业
                                                 务,并采取
                                                 必要措施予
                                                 以纠正补
                                                 救;同时对
                                                 因本人未履
                                                 行本承诺函
                                                 所作的承诺
                                                 而给方正电
                                                 机及德沃仕
                                                 造成一切损
                                                 失和后果承
                                                 担赔偿责
                                                 任。”截止本
                                                 公告出具
                                                 日,德沃仕
                                                 全体股东的
                                                 上述承诺正
                                                 在履行过程
                                                 中,未出现
                                                 违反上述承


64
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                            诺的情形。

                                                            "公司分红
                                                            政策及未来
                                                            三年(2018
                                                            年-2020
                                                            年)的具体
                                                            股东回报规
                                                            划 1、分红
                                                            方式:公司
                                                            可以采取现
                                                            金或者股票
                                                            方式分配股
                                                            利,可以进
                                                            行中期现金
                                                            分红。2、公
                                                            司利润分配
                                                            的最低分红
                                                            比例:根据
                                                            《公司章
                                                            程》的规定,
                                                            在公司现金
                                 浙江方正电                 流满足公司
                                                                           2017 年 09
                                 机股份有限      分红承诺   正常经营和                  2019-9-20   正在履行
                                                                           月 20 日
                                 公司                       长期发展的
                                                            前提下,公
                                                            司原则上每
                                                            年进行一次
                                                            现金分红,
                                                            每年以现金
                                                            方式分配的
                                                            利润应不低
                                                            于当年实现
                                                            的可分配利
                                                            润的百分之
                                                            十,公司最
                                                            近三年以现
                                                            金方式累计
                                                            分配的利润
                                                            不少于最近
                                                            三年实现的
                                                            年均可分配
                                                            利润的百分
                                                            之三十,具
                                                            体分红比例


65
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                            由公司董事
                                                            会根据中国
                                                            证监会的有
                                                            关规定和公
                                                            司经营情况
                                                            拟定,由公
                                                            司股东大会
                                                            审议决定。
                                                            3、未来三年
                                                            (2018 年
                                                            -2020 年)
                                                            公司可以根
                                                            据累计可供
                                                            分配利润、
                                                            公积金及现
                                                            金流状况,
                                                            在保证最低
                                                            现金分红比
                                                            例和公司股
                                                            本规模合理
                                                            的前提下,
                                                            采用股票股
                                                            利方式进行
                                                            利润分配。
                                                            4、如果未来
                                                            三年内公司
                                                            净利润保持
                                                            持续稳定增
                                                            长,公司可
                                                            以提高现金
                                                            分红比例或
                                                            者实施股票
                                                            股利分配,
                                                            加大对投资
                                                            者的回报力
                                                            度。

                                                            "公司分红
                                                            政策及未来
                                                            三年(2015
                                 浙江方正电
                                                            年-2017       2015 年 07
                                 机股份有限      分红承诺                              2017-07-03   履行完毕
                                                            年)的具体    月 03 日
                                 公司
                                                            股东回报规
                                                            划 1、分红
                                                            方式:公司


66
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 可以采取现
                                                 金或者股票
                                                 方式分配股
                                                 利,可以进
                                                 行中期现金
                                                 分红。2、公
                                                 司利润分配
                                                 的最低分红
                                                 比例:根据
                                                 《公司章
                                                 程》的规定,
                                                 在公司现金
                                                 流满足公司
                                                 正常经营和
                                                 长期发展的
                                                 前提下,公
                                                 司原则上每
                                                 年进行一次
                                                 现金分红,
                                                 每年以现金
                                                 方式分配的
                                                 利润应不低
                                                 于当年实现
                                                 的可分配利
                                                 润的百分之
                                                 十,公司最
                                                 近三年以现
                                                 金方式累计
                                                 分配的利润
                                                 不少于最近
                                                 三年实现的
                                                 年均可分配
                                                 利润的百分
                                                 之三十,具
                                                 体分红比例
                                                 由公司董事
                                                 会根据中国
                                                 证监会的有
                                                 关规定和公
                                                 司经营情况
                                                 拟定,由公
                                                 司股东大会
                                                 审议决定。
                                                 3、未来三年


67
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                            (2015 年
                                                            -2017 年)
                                                            公司可以根
                                                            据累计可供
                                                            分配利润、
                                                            公积金及现
                                                            金流状况,
                                                            在保证最低
                                                            现金分红比
                                                            例和公司股
                                                            本规模合理
                                                            的前提下,
                                                            采用股票股
                                                            利方式进行
                                                            利润分配。
                                                            4、如果未来
                                                            三年内公司
                                                            净利润保持
                                                            持续稳定增
                                                            长,公司可
                                                            以提高现金
                                                            分红比例或
                                                            者实施股票
                                                            股利分配,
                                                            加大对投资
                                                            者的回报力
                                                            度。

                                                            公司分红政
                                                            策及未来三
                                                            年(2012 年
                                                            -2014 年)
                                                            的具体股东
                                                            回报规划:
                                                            1、分红方
                                 浙江方正电                 式:公司可
                                                                          2012 年 10
                                 机股份有限      分红承诺   以采取现金                 2014-10-23   履行完毕
                                                                          月 23 日
                                 公司                       或者股票方
                                                            式分配股
                                                            利,可以进
                                                            行中期现金
                                                            分红。2、公
                                                            司利润分配
                                                            的最低分红
                                                            比例:根据


68
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 《公司章
                                                 程》的规定,
                                                 在公司现金
                                                 流满足公司
                                                 正常经营和
                                                 长期发展的
                                                 前提下,公
                                                 司原则上每
                                                 年进行一次
                                                 现金分红,
                                                 每年以现金
                                                 方式分配的
                                                 利润应不低
                                                 于当年实现
                                                 的可分配利
                                                 润的百分之
                                                 十,公司最
                                                 近三年以现
                                                 金方式累计
                                                 分配的利润
                                                 不少于最近
                                                 三年实现的
                                                 年均可分配
                                                 利润的百分
                                                 之三十,具
                                                 体分红比例
                                                 由公司董事
                                                 会根据中国
                                                 证监会的有
                                                 关规定和公
                                                 司经营情况
                                                 拟定,由公
                                                 司股东大会
                                                 审议决定。
                                                 3、未来三年
                                                 (2012 年
                                                 -2014 年)
                                                 公司可以根
                                                 据累计可供
                                                 分配利润、
                                                 公积金及现
                                                 金流状况,
                                                 在保证最低
                                                 现金分红比


69
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                              例和公司股
                                                              本规模合理
                                                              的前提下,
                                                              采用股票股
                                                              利方式进行
                                                              利润分配。
                                                              4、如果未来
                                                              三年内公司
                                                              净利润保持
                                                              持续稳定增
                                                              长,公司可
                                                              以提高现金
                                                              分红比例或
                                                              者实施股票
                                                              股利分配,
                                                              加大对投资
                                                              者的回报力
                                                              度。

                                                              避免同业竞
                                                              争的承诺:
                                                              1、本人目前
                                                              未经营或从
                                                              事任何在商
                                                              业上对浙江
                                                              方正电机股
                                                              份有限公司
                                                              构成直接或
                                                              间接同业竞
                                                              争的业务或
                                                 关于同业竞
                                                              活动; 2、
                                                 争、关联交
                                                              本人在今后    2007 年 12
                                 张敏            易、资金占                              9999-12-12   正在履行
                                                              的任何时间    月 12 日
                                                 用方面的承
                                                              不会以任何
                                                 诺
                                                              方式经营或
                                                              从事与浙江
                                                              方正电机股
                                                              份有限公司
                                                              构成直接或
                                                              间接竞争的
                                                              业务或活
                                                              动。凡本人
                                                              有任何商业
                                                              机会可从
                                                              事、参与或


70
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 入股任何可
                                                 能会与浙江
                                                 方正电机股
                                                 份有限公司
                                                 生产经营构
                                                 成竞争的业
                                                 务,本人会
                                                 将上述商业
                                                 机会让予浙
                                                 江方正电机
                                                 股份有限公
                                                 司;3、如果
                                                 本人违反上
                                                 述声明、保
                                                 证与承诺,
                                                 并造成浙江
                                                 方正电机股
                                                 份有限公司
                                                 经济损失
                                                 的,本人同
                                                 意赔偿相应
                                                 损失。

 承诺是否按时履行                 是

 如承诺超期未履行完毕的,应当详
 细说明未完成履行的具体原因及     无
 下一步的工作计划


四、聘任、解聘会计师事务所情况

半年度财务报告是否已经审计
□ 是 √ 否
公司半年度报告未经审计。


五、董事会、监事会对会计师事务所本报告期“非标准审计报告”的说明

□ 适用 √ 不适用


六、董事会对上年度“非标准审计报告”相关情况的说明

□ 适用 √ 不适用


七、破产重整相关事项

□ 适用 √ 不适用

71
浙江方正电机股份有限公司 2018 年半年度报告全文


公司报告期未发生破产重整相关事项。


八、诉讼事项

重大诉讼仲裁事项
□ 适用 √ 不适用
本报告期公司无重大诉讼、仲裁事项。
其他诉讼事项
□ 适用 √ 不适用


九、媒体质疑情况

□ 适用 √ 不适用
本报告期公司无媒体普遍质疑事项。


十、处罚及整改情况

□ 适用 √ 不适用
公司报告期不存在处罚及整改情况。


十一、公司及其控股股东、实际控制人的诚信状况

□ 适用 √ 不适用


十二、公司股权激励计划、员工持股计划或其他员工激励措施的实施情况

√ 适用 □ 不适用

    经公司2014年第三次临时股东大会和四届二十八次董事会审议通过,公司通过定向增发的形式对公司
的经营班子人员、核心业务、技术及管理人员共148位人员实施限制性股票激励计划。根据该计划,公司
拟授予限制性股票数量共800万股,其中首次授予753.70万股,预留46.30万股,激励对象为公司部分董事、
高级管理人员和核心骨干员工共148人(不包括独立董事、监事),授予价格为董事会决议公告日前20个交
易日公司股票交易均价的50%,激励计划有效期为限制性股票授予日起60个月,限制性股票锁定期为12个
月,锁定期后48个月为解锁期。
    首次授予的限制性股票分四次解锁,解锁时间分别为自锁定期满后12个月、自锁定期满后24个月、自
锁定期满后36个月、自锁定期满后48个月,解锁比例分别为15%、25%、25%、35%。预留的限制性股票分
三次解锁,解锁时间分别为自锁定期满后12个月、自锁定期满后24个月、自锁定期满后36个月,解锁比例
分别为30%、30%、40%。
    首次授予限制性股票解锁需满足的业绩条件为:以2014年度净利润为基数,首次授予日当年、首次授
予日后第一年、首次授予日后第二年、首次授予日后第三年公司净利润增长率分别不低于20%、50%、150%、
250%。预留限制性股票解锁需满足的业绩条件为:以2014年度净利润为基数,首次授予日当年、首次授予
日后第一年、首次授予日后第二年、首次授予日后第三年公司净利润增长率分别不低于50%、150%、250%。
计算业绩指标所用的净利润以扣除非经常性损益后的净利润作为计算依据,各年净利润指归属于上市公司
股东的净利润。若公司发生再融资行为,则融资当年及下一年净利润指标值以扣除融资相应净资产产生的净
利润为计算依据。锁定期及解锁期内各年度归属于上市公司股东的净利润及归属于上市公司股东的扣除非

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浙江方正电机股份有限公司 2018 年半年度报告全文


经常性损益的净利润不得低于授予日前最近三个会计年度的平均水平且不得为负。根据上述激励计划,公
司于2015年1月8日首次授予激励对象公司股份753.70万股,授予日为2015年1月8日,首次授予价格7.89元/
股。
    2015年6月17日公司召开第五届董事会第十次会议,确定2015年6月18日为预留部分限制性股票授予
日。鉴于本公司全资子公司深圳市高科润电子有限公司(以下简称“高科润”)2014年实际完成的扣除非经
常性损益后归属于母公司股东的净利润超过其收购时利润承诺且高科润总经理、公司董事翁伟文先生对高
科润业绩的突出贡献,公司决定向翁伟文先生(共计1名激励对象)授予46.3万股预留部分限制性股票。授
予价格为9.17元/股。
    2015年10月20日,公司召开第五届董事会第十四次会议,审议通过了《关于回购注销部分限制性股票
的议案》。公司决定对离职激励对象已获授但尚未解锁的限制性股票进行回购注销。本次回购注销的限制
性股票共计60,000股,涉及1名激励对象,占回购前公司总股本的0.022%,回购价格为7.89元/股。截止2016
年1月27日,上述限制性股票已在中国证券登记结算有限责任公司深圳分公司完成回购注销手续。
    2016年3月22日,公司第五届董事会第十八次会议审议通过了《关于限制性股票激励计划首次授予的
限制性股票第一个解锁期解锁条件成就的议案》,公司及首次授予限制性股票的激励对象均满足激励计划
的规定相关解锁条件,第一个解锁期可解锁激励对象共147人,可申请解锁的限制性股票数量为112.155万
股,占股权激励首次授予限制性股票总数的15%,占公司目前股本总额的0.4228%。本次限制性股票的上
市流通日为2016年4月1日。

    2017年5月3日,公司第五届董事会第二十四次会议审议通过了《关于限制性股票激励计划第二个解锁
期及预留部分限制性股票第一个解锁期解锁条件成就的议案》,首次授予限制性股票及预留部分授予限制
性股票的激励对象均满足激励计划的规定相关解锁条件,本次符合解锁条件的激励对象共147人,可申请
解锁的限制性股票数量为200.815万股,其中首次授予的限制性股票自本激励计划解锁数量为186.925万股,
占股权激励首次授予限制性股票总数的25%;预留部分的限制性股票解锁数量为13.89万股,占股权激励预
留部分的限制性股票总数的30%。本次申请解锁的限制性股票数量占公司目前股本总额的0.7571%。本次
限制性股票的上市流通日为2017年5月12日。

    2018年4月18日,公司第六届董事会第三次会议审议通过了《关于限制性股票激励计划第三个解锁期
及预留部分限制性股票第二个解锁期解锁条件成就的议案》,关联董事张敏、蔡军彪、牟健、翁伟文回避
表决。公司首次及预留授予限制性股票的激励对象均满足《浙江方正电机股份有限公司限制性股票激励计
划(草案修订稿)》(以下简称“激励计划”)的规定相关解锁条件,同意公司根据股东大会授权办理相关
解锁事项。本次符合解锁条件的激励对象共138人,可申请解锁的限制性股票数量为3,362,418股,其中首
次授予的限制性股票自本激励计划解锁数量为3,126,288股,占股权激励首次授予限制性股票总数的25%;
预留部分的限制性股票解锁数量为236,130股,占股权激励预留部分的限制性股票总数的30%。本次申请解
锁的限制性股票数量占公司目前股本总额的0.7457%。本次限制性股票的上市流通日为2018年5月4日。




十三、重大关联交易

1、与日常经营相关的关联交易

√ 适用 □ 不适用




73
浙江方正电机股份有限公司 2018 年半年度报告全文


                                                 关联     占同    获批                     可获
                                                                           是否   关联
 关联            关联   关联   关联交    关联    交易     类交    的交                     得的
          关联                                                             超过   交易              披露    披露索
 交易            交易   交易   易定价    交易    金额     易金    易额                     同类
          关系                                                             获批   结算              日期       引
     方          类型   内容    原则     价格    (万     额的    度(万                   交易
                                                                           额度   方式
                                                 元)     比例    元)                     市价

                                                                                                            《关于
 浙江
                                                                                                            2018 年
 方德
                                                                                                            度预计
 机器            持续                                                                               2018
                                                                                  预付、                    日常关
 人系     联营   性关   采购            1300     848.9                                     1300     年 04
                               市场价                     8.12%       0    否     月结                      联交易
 统技     企业   联交   商品            元           8                                     元       月 20
                                                                                  60 天                     的公告》
 术有            易                                                                                 日
                                                                                                            公告编
 限公
                                                                                                            号:
 司
                                                                                                            2018-036

                                                                                                            《关于
 浙江
                                                                                                            2018 年
 方德
                                                                                                            度预计
 机器            持续                                                                               2018
                                                                                                            日常关
 人系     联营   性关   销售            65.00             100.0                   月结              年 04
                               市场价             1.31                0    否              65 元            联交易
 统技     企业   联交   商品            元                  0%                    60 天             月 20
                                                                                                            的公告》
 术有            易                                                                                 日
                                                                                                            公告编
 限公
                                                                                                            号:
 司
                                                                                                            2018-036

                                                                                                            《关于
 浙江
                                                                                                            2018 年
 方德
                                                                                                            度预计
 机器            持续   房屋                                                                        2018
                                                                                           8-15             日常关
 人系     联营   性关   及设            10 元/   109.2    22.90                   月结              年 04
                               市场价                                 0    否              元/平            联交易
 统技     企业   联交   备租            平方         4       %                    30 天             月 20
                                                                                           方               的公告》
 术有            易     赁                                                                          日
                                                                                                            公告编
 限公
                                                                                                            号:
 司
                                                                                                            2018-036

                                                                                                            《关于
                                                                                                            2018 年
 丽水
                                                                                                            度预计
 津正            持续                                                                               2018
                                                                                                            日常关
 电机     联营   性关   采购            1.28     1,388.   49.68                   月结     1.2-1.   年 04
                               市场价                                 0    否                               联交易
 科技     企业   联交   商品            元          49       %                    60 天    5元      月 20
                                                                                                            的公告》
 有限            易                                                                                 日
                                                                                                            公告编
 公司
                                                                                                            号:
                                                                                                            2018-036

 丽水            持续                                                                      8000-    2018    《关于
          联营          销售   市场价   8700.    339.8    60.03       0    否     月结
 津正            性关                                                                      8800     年 04   2018 年

74
浙江方正电机股份有限公司 2018 年半年度报告全文


 电机    企业   联交      商品             00 元        2          %             60 天   元      月 20   度预计
 科技           易                                                                               日      日常关
 有限                                                                                                    联交易
 公司                                                                                                    的公告》
                                                                                                         公告编
                                                                                                         号:
                                                                                                         2018-036

                                                                                                         《关于
                                                                                                         2018 年
 丽水
                                                                                                         度预计
 津正           持续                                                                             2018
                                                                                         8-15            日常关
 电机    联营   性关      房屋             10 元/            14.76               月结            年 04
                                 市场价             71.56              0   否            元/平           联交易
 科技    企业   联交      租赁             平方                    %             30 天           月 20
                                                                                         方              的公告》
 有限           易                                                                               日
                                                                                                         公告编
 公司
                                                                                                         号:
                                                                                                         2018-036

                                                    2,759.
 合计                                 --     --               --       0    --     --      --      --       --
                                                        4

 大额销货退回的详细情况          无

 按类别对本期将发生的日常关
 联交易进行总金额预计的,在报    无
 告期内的实际履行情况(如有)

 交易价格与市场参考价格差异
                                 无
 较大的原因(如适用)


2、资产或股权收购、出售发生的关联交易

□ 适用 √ 不适用