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方正电机(002196)公告正文

方正电机:2019年第一季度报告正文

公告日期 2019-04-29
股票简称:方正电机 股票代码:002196
                   浙江方正电机股份有限公司 2019 年第一季度报告正文




证券代码:002196           证券简称:方正电机                         公告编号:2019-039




      浙江方正电机股份有限公司 2019 年第一季度报告正文




1
                              浙江方正电机股份有限公司 2019 年第一季度报告正文



                                        第一节 重要提示


         公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和

连带的法律责任。

         除下列董事外,其他董事亲自出席了审议本次季报的董事会会议

       未亲自出席董事姓名      未亲自出席董事职务        未亲自出席会议原因               被委托人姓名

    冒晓建                  董事                      因病请假                   牟健

    毛凯军                  董事                      出差                       郑联明


         公司负责人张敏、主管会计工作负责人牟健及会计机构负责人(会计主管人

员)卢美玲声明:保证季度报告中财务报表的真实、准确、完整。




2
                                   浙江方正电机股份有限公司 2019 年第一季度报告正文




                                         第二节 公司基本情况

一、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                                                                              本报告期比上年同期增
                                                本报告期                 上年同期
                                                                                                          减

    营业收入(元)                                269,948,066.84           325,709,783.04                      -17.12%

    归属于上市公司股东的净利润(元)               10,082,106.13            18,612,587.12                      -45.83%

    归属于上市公司股东的扣除非经常性
                                                     6,231,346.39           17,536,328.38                      -64.47%
    损益的净利润(元)

    经营活动产生的现金流量净额(元)               16,973,819.18            -91,854,770.26                     -118.48%

    基本每股收益(元/股)                                   0.022                     0.042                    -47.62%

    稀释每股收益(元/股)                                   0.022                   0.0413                     -46.73%

    加权平均净资产收益率                                    0.49%                     0.75%                     -0.26%

                                                                                              本报告期末比上年度末
                                               本报告期末                上年度末
                                                                                                      增减

    总资产(元)                                 2,955,815,629.55         2,869,230,940.23                       3.02%

    归属于上市公司股东的净资产(元)             2,088,194,015.06         1,959,923,274.85                       6.54%

非经常性损益项目和金额
√ 适用 □ 不适用
                                                                                                                单位:元

                            项目                               年初至报告期期末金额                说明

    非流动资产处置损益(包括已计提资产减值准备的冲销部
                                                                           971,087.11
    分)

    计入当期损益的政府补助(与企业业务密切相关,按照国家
                                                                         2,969,116.80
    统一标准定额或定量享受的政府补助除外)

    除上述各项之外的其他营业外收入和支出                                    69,882.56

    减:所得税影响额                                                       159,326.73

    合计                                                                 3,850,759.74                --

对公司根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义界定的非经常性损益项目,以及把《公
开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》中列举的非经常性损益项目界定为经常性损益的项目,应
说明原因
□ 适用 √ 不适用
公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益


3
                                      浙江方正电机股份有限公司 2019 年第一季度报告正文


项目界定为经常性损益的项目的情形。


二、报告期末股东总数及前十名股东持股情况表

1、普通股股东总数和表决权恢复的优先股股东数量及前 10 名股东持股情况表

                                                                                                                  单位:股

                                                        报告期末表决权恢复的优先股股
    报告期末普通股股东总数                    29,552                                                                   0
                                                        东总数(如有)

                                                     前 10 名股东持股情况

                                                                         持有有限售条            质押或冻结情况
      股东名称             股东性质      持股比例          持股数量
                                                                         件的股份数量       股份状态           数量

    张敏              境内自然人              15.68%        74,263,167       55,697,375   质押                 74,193,083

    青岛金石灏汭      境内非国有法
                                               6.54%        30,969,159               0    质押                 20,846,080
    投资有限公司      人

    卓斌              境内自然人               6.31%        29,886,877               0

    中振汉江装备      境内非国有法
                                               4.22%        20,000,000       20,000,000
    科技有限公司      人

    翁伟文            境内自然人               3.26%        15,451,622       11,588,716   质押                 14,621,815

    红塔资产-浙商
    银行-红塔资产
                      其他                     1.95%         9,240,000               0
    鑫瑞 1 号资产
    管理计划

    南华期货股份
    有限公司-南华
                      其他                     1.87%         8,870,000               0
    期货立风 2 号
    资产管理计划

    上海长风汇信
    股权投资基金
    管理有限公司-
                      其他                     1.27%         6,000,000        6,000,000
    上海长风汇信
    股权投资中心
    (有限合伙)

    马文奇            境内自然人               0.84%         4,000,002        4,000,000

    徐正敏            境内自然人               0.82%         3,868,590               0

                                              前 10 名无限售条件股东持股情况

                                                                                                    股份种类
                 股东名称                           持有无限售条件股份数量
                                                                                            股份种类           数量

    青岛金石灏汭投资有限公司                                                 30,969,159   人民币普通股         30,969,159


4
                                   浙江方正电机股份有限公司 2019 年第一季度报告正文


    卓斌                                                               29,886,877     人民币普通股   29,886,877

    张敏                                                               18,565,792     人民币普通股   18,565,792

    红塔资产-浙商银行-红塔资产鑫
                                                                        9,240,000     人民币普通股    9,240,000
    瑞 1 号资产管理计划

    南华期货股份有限公司-南华期
                                                                        8,870,000     人民币普通股    8,870,000
    货立风 2 号资产管理计划

    翁伟文                                                              3,862,906     人民币普通股    3,862,906

    徐正敏                                                              3,364,535     人民币普通股    3,364,535

    中国建设银行股份有限公司-富
    国中证新能源汽车指数分级证                                          3,134,580     人民币普通股    3,134,580
    券投资基金

    常峥                                                                2,048,486     人民币普通股    2,048,486

    徐迪                                                                1,926,279     人民币普通股    1,926,279

    上述股东关联关系或一致行动      本公司未知持股 5%以上股东或前 10 名股东之间是否存在关联关系或属于《上市公司
    的说明                          股东持股变动信息披露管理办法》规定的一致行动人。

    前 10 名普通股股东参与融资融
                                    无
    券业务情况说明(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √ 否
公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


2、公司优先股股东总数及前 10 名优先股股东持股情况表

□ 适用 √ 不适用




5
                                 浙江方正电机股份有限公司 2019 年第一季度报告正文




                                             第三节 重要事项

一、报告期主要财务数据、财务指标发生变动的情况及原因

√ 适用 □ 不适用
1、预付账款较年初增加60.32%,主要系本期预付设备款增加;
2、其他应收款较年初增加144.11%,主要系本期暂时闲置资金购买理财增加;
3、其他流动资产较年初增加72.00%,主要系本期留抵税额增加;
4、预收账款较年初增加52.20%,主要系本期预收账款增加;
5、应付职工薪酬较年初下降57.83%,主要系汽车马达人员划入合资公司;
6、应交税费较年初下降55.05%,主要系本期已支付上年未支付应交税金;
7、税金及附加与上年同期相比增加244.48%,主要系本期缴纳增值税增加影响;
8、销售费用与上年同期相比增加77.02%,主要系本期三包费用增加;
9、其他收益与上年同期相比增加44.53%,主要系本期政府补助增加;
10、投资收益与上年同期相比下降70.11%,主要系本期联营公司利润下降影响;


二、重要事项进展情况及其影响和解决方案的分析说明

√ 适用 □ 不适用

        鉴于当前资本市场环境及公司股价波动的影响,公司继续实施本次股权激励计划将难以达到预期的激

励目的和激励效果.为保护公司及广大投资者的合法利益,充分落实员工激励,经公司与激励对象协商一致,

公司董事会审慎决定终止实施本次激励计划。

        根据《上市公司股权激励管理办法》第五十一条的规定,经公司2019年第二次临时股东大会审议通过

股权激励计划,并终止实施股权激励的。

        本次终止实施股权激励计划回购注销138名激励对象合计持有的已授予尚未解锁的限制性股票

469.1672万股。


              重要事项概述                             披露日期                 临时报告披露网站查询索引

    关于终止实施 2014 年限制性股票激励
    计划暨回购注销已授予未解除限售的     2019 年 02 月 23 日               2019-013
    全部限制性股票的公告

    2019 年第二次临时股东大会决议公告    2019 年 03 月 12 日               2019-026

股份回购的实施进展情况
□ 适用 √ 不适用
采用集中竞价方式减持回购股份的实施进展情况
□ 适用 √ 不适用

6
                               浙江方正电机股份有限公司 2019 年第一季度报告正文


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未履行
完毕的承诺事项

√ 适用 □ 不适用

               承诺事由          承诺方      承诺类型     承诺内容        承诺时间     承诺期限    履行情况

    股改承诺

    收购报告书或权益变动报告
    书中所作承诺

                                                        “本次交易中
                                                        本人认购的方
                                                        正电机股份分
                                                        三期解锁,首期
                                                        解锁:自标的股
                                                        份上市之日起
                                                        满 12 个月且经
                                                        审计的 2015 年
                                                        扣除非经常性
                                                        损益后实际净
                                                        利润不低于承
                                                        诺利润数的,首
                                                        期解锁 30%;第
                                                        二期解锁:自标
                                                        的股份上市之
                                                        日起满 24 个月
                               冒晓建;徐
                                                        且 2016 年经审
                               迪;徐正敏;    股份限售                    2015 年 12
    资产重组时所作承诺                                  计的扣除非经                  2018-12-29   履行完毕
                               朱玥奋;祝轲   承诺                        月 29 日
                                                        常损益后实际
                               卿;卓斌
                                                        净利润不低于
                                                        承诺利润数的,
                                                        第二期解锁
                                                        30%;第三期解
                                                        锁:自标的股份
                                                        上市之日起满
                                                        36 个月且 2017
                                                        年经审计的扣
                                                        除非经常性损
                                                        益后实际净利
                                                        润不低于承诺
                                                        利润数的,第三
                                                        期解锁 40%。本
                                                        人同意本次交
                                                        易完成后,若本
                                                        人担任方正电


7
    浙江方正电机股份有限公司 2019 年第一季度报告正文


                            机的董事、监事
                            或高级管理人
                            员,本次交易中
                            本人认购的方
                            正电机股份自
                            在证券交易所
                            上市之日起十
                            二个月内,不转
                            让或者委托他
                            人管理,也不由
                            方正电机收购
                            该部分股份。前
                            述锁定期满后,
                            本人在方正电
                            机担任董事、监
                            事或高级管理
                            人员职务期间,
                            将向方正电机
                            申报所直接或
                            间接持有的方
                            正电机的股份
                            及变动情况,每
                            年转让的股份
                            将不会超过所
                            直接或间接持
                            有方正电机股
                            份总数的百分
                            之二十五;本人
                            在离职后半年
                            内,将不会转让
                            所直接或间接
                            持有的方正电
                            机股份。”

                            ”本次交易中本
                            人以持续拥有
                            权益时间超过
                            12 个月的德沃
                            仕股权认购的
                股份限售                     2015 年 12
    曹冠晖                  方正电机股份                  2018-12-29   履行完毕
                承诺                         月 29 日
                            分三期解锁,首
                            期解锁:自标的
                            股份上市之日
                            起满 12 个月且
                            经审计的 2015


8
    浙江方正电机股份有限公司 2019 年第一季度报告正文


                            年扣除非经常
                            性损益后实际
                            净利润不低于
                            承诺利润数的,
                            首期解锁 30%;
                            第二期解锁:自
                            标的股份上市
                            之日起满 24 个
                            月且 2016 年经
                            审计的扣除非
                            经常损益后实
                            际净利润不低
                            于承诺利润数
                            的,第二期解锁
                            30%;第三期解
                            锁:自标的股份
                            上市之日起满
                            36 个月且 2017
                            年经审计的扣
                            除非经常性损
                            益后实际净利
                            润不低于承诺
                            利润数的,第三
                            期解锁 40%。本
                            人同意本次交
                            易完成后,若本
                            人担任方正电
                            机的董事、监事
                            或高级管理人
                            员,本次交易中
                            本人认购的方
                            正电机股份自
                            在证券交易所
                            上市之日起十
                            二个月内,不转
                            让或者委托他
                            人管理,也不由
                            方正电机收购
                            该部分股份。前
                            述锁定期满后,
                            本人在方正电
                            机担任董事、监
                            事或高级管理
                            人员职务期间,


9
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             将向方正电机
                             申报所直接或
                             间接持有的方
                             正电机的股份
                             及变动情况,每
                             年转让的股份
                             将不会超过所
                             直接或间接持
                             有方正电机股
                             份总数的百分
                             之二十五;本人
                             在离职后半年
                             内,将不会转让
                             所直接或间接
                             持有的方正电
                             机股份。”

                             “本次交易中
                             本人以持续拥
                             有权益时间超
                             过 12 个月的德
                             沃仕股权认购
                             的方正电机股
                             份分三期解锁,
                             首期解锁:自标
                             的股份上市之
                             日起满 12 个月
                             且经审计的
                             2015 年扣除非
                             经常性损益后
                 股份限售    实际净利润不     2015 年 12
     吴进山                                                2018-12-29   履行完毕
                 承诺        低于承诺利润     月 29 日
                             数的,首期解锁
                             30%;第二期解
                             锁:自标的股份
                             上市之日起满
                             24 个月且 2016
                             年经审计的扣
                             除非经常损益
                             后实际净利润
                             不低于承诺利
                             润数的,第二期
                             解锁 30%;第三
                             期解锁:自标的
                             股份上市之日


10
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             起满 36 个月且
                             2017 年经审计
                             的扣除非经常
                             性损益后实际
                             净利润不低于
                             承诺利润数的,
                             第三期解锁
                             40%。本人以持
                             续拥有权益时
                             间不足 12 个月
                             的德沃仕股权
                             认购的方正电
                             机股份的锁定
                             期为三年,自标
                             的股份上市且
                             完成相应全部
                             业绩补偿承诺
                             之日起满 36 个
                             月解锁。本人同
                             意本次交易完
                             成后,若本人担
                             任方正电机的
                             董事、监事或高
                             级管理人员,本
                             次交易中本人
                             认购的方正电
                             机股份自在证
                             券交易所上市
                             之日起十二个
                             月内,不转让或
                             者委托他人管
                             理,也不由方正
                             电机收购该部
                             分股份。前述锁
                             定期满后,本人
                             在方正电机担
                             任董事、监事或
                             高级管理人员
                             职务期间,将向
                             方正电机申报
                             所直接或间接
                             持有的方正电
                             机的股份及变
                             动情况,每年转


11
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                              让的股份将不
                              会超过所直接
                              或间接持有方
                              正电机股份总
                              数的百分之二
                              十五;本人在离
                              职后半年内,将
                              不会转让所直
                              接或间接持有
                              的方正电机股
                              份。”

                              “本次交易中
                              本人以持续拥
                              有权益时间超
                              过 12 个月的德
                              沃仕股权认购
                              的方正电机股
                              份自标的股份
                              上市之日起满
                              12 个月解锁
                              100%。本人以
                              持续拥有权益
                              时间不足 12 个
                              月的德沃仕股
                              权认购的方正
                              电机股份的锁
                              定期为三年,自
     马文奇;吴宝   股份限售                    2015 年 12
                              标的股份上市                  2016-12-29   履行完毕
     才            承诺                        月 29 日
                              之日起满 36 个
                              月解锁。本人同
                              意本次交易完
                              成后,若本人担
                              任方正电机的
                              董事、监事或高
                              级管理人员,本
                              次交易中本人
                              认购的方正电
                              机股份自在证
                              券交易所上市
                              之日起十二个
                              月内,不转让或
                              者委托他人管
                              理,也不由方正
                              电机收购该部


12
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             分股份。前述锁
                             定期满后,本人
                             在方正电机担
                             任董事、监事或
                             高级管理人员
                             职务期间,将向
                             方正电机申报
                             所直接或间接
                             持有的方正电
                             机的股份及变
                             动情况,每年转
                             让的股份将不
                             会超过所直接
                             或间接持有方
                             正电机股份总
                             数的百分之二
                             十五;本人在离
                             职后半年内,将
                             不会转让所直
                             接或间接持有
                             的方正电机股
                             份。”

                             “本次交易中
                             本单位以持续
                             拥有权益时间
                             超过 12 个月的
                             德沃仕股权认
                             购的方正电机
                             股份分三期解
                             锁,即自标的股
                             份上市之日起
                             满 12 个月解锁
     浙江德石投
                  股份限售   30%,满 24 个    2015 年 12
     资管理有限                                            2018-12-29   履行完毕
                  承诺       月解锁 30%,满   月 29 日
     公司
                             36 个月解锁
                             40%。本单位以
                             持续拥有权益
                             时间不足 12 个
                             月的德沃仕股
                             权认购的方正
                             电机股份的锁
                             定期为三年,自
                             标的股份上市
                             之日起满 36 个


13
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             月解锁。”

                             “本次交易中
                             本单位以持续
                             拥有权益时间
                             超过 12 个月的
                             德沃仕股权认
                             购的方正电机
                             股份自标的股
                             份上市之日起
     青岛金石灏              满 12 个月解锁
                  股份限售                    2015 年 12
     汭投资有限              100%。本单位                  2016-12-29   履行完毕
                  承诺                        月 29 日
     公司                    以持续拥有权
                             益时间不足 12
                             个月的德沃仕
                             股权认购的方
                             正电机股份的
                             锁定期为三年,
                             自标的股份上
                             市之日起满 36
                             个月解锁。”

                             “本次交易中
                             杭开电气以持
                             续拥有权益时
                             间超过 12 个月
                             的德沃仕股权
                             认购的方正电
                             机股份分三期
                             解锁,首期解
                             锁:自标的股份
                             上市之日起满
                             12 个月且经审
     杭州杭开电   股份限售   计的 2015 年扣   2015 年 12
                                                           2018-12-29   履行完毕
     气有限公司   承诺       除非经常性损     月 29 日
                             益后实际净利
                             润不低于承诺
                             利润数的,首期
                             解锁 30%;第二
                             期解锁:自标的
                             股份上市之日
                             起满 24 个月且
                             2016 年经审计
                             的扣除非经常
                             损益后实际净
                             利润不低于承

14
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                              诺利润数的,第
                              二期解锁 30%;
                              第三期解锁:自
                              标的股份上市
                              之日起满 36 个
                              月且 2017 年经
                              审计的扣除非
                              经常性损益后
                              实际净利润不
                              低于承诺利润
                              数的,第三期解
                              锁 40%。”

                              募集配套资金
                              认购方作出如
                              下承诺:“作为
                              方正电机本次
                              发行股份及支
                              付现金购买资
                              产并募集配套
                              资金项目的现
                              金认购股份方,
                              本人/本单位承
                              诺:本人/本单
     青岛金石灏
                              位所认购方正
     汭投资有限    股份限售                    2015 年 12
                              电机本次发行                  2018-12-29   履行完毕
     公司;翁伟     承诺                        月 29 日
                              的新增股份,自
     文;张敏
                              该股份发行结
                              束之日起 36 个
                              月内不得转让。
                              截至本公告出
                              具日,交易对方
                              及配套融资方
                              关于股份锁定
                              的承诺正在履
                              行过程中,未出
                              现违反上述承
                              诺的情形。“

                              张敏、翁伟文作
                              出如下承诺:
                              “本人拟认购
                   募集资金                    2015 年 12
     翁伟文;张敏              的方正电机本                  2018-12-29   履行完毕
                   使用承诺                    月 29 日
                              次非公开发行
                              的股份的资金
                              来源合法,不存

15
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             在信托、代持
                             股、委托持股或
                             类似安排。除了
                             《浙江方正电
                             机股份有限公
                             司非公开发行
                             股份之附条件
                             生效的股份认
                             购协议书》,不
                             存在与本次方
                             正电机重大资
                             产重组相关的
                             其他协议或安
                             排。本人不涉及
                             任何重大未履
                             行的负债或任
                             何重大诉讼或
                             仲裁案件。本人
                             未受到过中国
                             证监会或其派
                             出机构或证券
                             交易所的任何
                             形式的处罚(包
                             括谴责、罚款、
                             通报批评)等。
                             本人与上海海
                             能及其股东、董
                             事、监事、高级
                             管理人员和德
                             沃仕及其股东、
                             董事、监事、高
                             级管理人员不
                             存在任何关联
                             关系,与上海海
                             能汽车电子有
                             限公司及杭州
                             德沃仕电动科
                             技有限公司的
                             股东之间不存
                             在股份代持或
                             其他形式的股
                             份安排。”

     青岛金石灏   募集资金   金石灏汭作出     2015 年 12
                                                           2018-12-29   履行完毕
     汭投资有限   使用承诺   如下承诺:“本   月 29 日


16
     浙江方正电机股份有限公司 2019 年第一季度报告正文


     公司                    单位拟认购的
                             方正电机本次
                             非公开发行的
                             股份的资金来
                             源合法,不存在
                             信托、代持股、
                             委托除了《浙江
                             方正电机股份
                             有限公司非公
                             开发行股份之
                             附条件生效的
                             股份认购协议
                             书》,不存在与
                             本次方正电机
                             重大资产重组
                             相关的其他协
                             议或安排。本单
                             位不涉及任何
                             重大未履行的
                             负债或任何重
                             大诉讼或仲裁
                             案件。本单位未
                             受到过中国证
                             监会或其派出
                             机构或证券交
                             易所的任何形
                             式的处罚(包括
                             谴责、罚款、通
                             报批评)等。本
                             单位与上海海
                             能汽车电子有
                             限公司及其股
                             东、董事、监事、
                             高级管理人员
                             和杭州德沃仕
                             电动科技有限
                             公司及其董事、
                             监事、高级管理
                             人员不存在任
                             何关联关系,与
                             上海海能汽车
                             电子有限公司
                             及杭州德沃仕
                             电动科技有限


17
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             公司的股东之
                             间不存在股份
                             代持或其他形
                             式的股份安
                             排。”截至本公
                             告出具日,配套
                             融资方的上述
                             承诺正在履行
                             过程中,未出现
                             违反上述承诺
                             的情形。

                             股份限售承诺
                             内容如下:交易
                             对方翁伟文承
                             诺:“1、以其持
                             有的深圳市高
                             科润电子科技
                             有限公司股权
                             所认购而取得
                             的方正电机股
                             份,自该等股份
                             上市之日起三
                             十六个月内将
                             不以任何方式
                             转让,包括但不
                             限于通过证券
                             市场公开转让
                 股份限售                      2014 年 09
     翁伟文                  或通过协议方                   2017-09-26   履行完毕
                 承诺                          月 26 日
                             式转让,也不由
                             方正电机回购
                             (因深圳市高
                             科润电子有限
                             公司未实现承
                             诺业绩的情形
                             除外)。该等股
                             份由于方正电
                             机送红股、转增
                             股本等原因而
                             孳息的股份,亦
                             遵照上述锁定
                             期进行锁定。2、
                             若其将来成为
                             方正电机的董
                             事、监事或高级


18
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             管理人员,除满
                             足上述锁定期
                             外,其直接或间
                             接持有方正电
                             机的股份在其
                             本人任职期间
                             内每年转让的
                             比例不超过所
                             持方正电机股
                             份总数的 25%,
                             在离职后半年
                             内不转让,在申
                             报离任六个月
                             后的十二个月
                             内通过证券交
                             易所挂牌交易
                             出售方正电机
                             股票数量占其
                             本人所持有方
                             正电机股份总
                             数的比例不超
                             过 50%。3、若
                             方正电机 2016
                             年度专项审计
                             报告、减值测试
                             报告出具的日
                             期晚于所持股
                             份的限售期届
                             满之日,则限售
                             股份不得转让;
                             待方正电机
                             2016 年度的审
                             计报告出具以
                             及减值测试完
                             毕后,如其需实
                             行股份补偿,则
                             扣减需进行股
                             份补偿部分后,
                             解禁所持剩余
                             股份。”

     常峥;陈德               股份限售承诺
     刚;冯松娣;   股份限售   内容如下:“1、 2014 年 09
                                                          2017-09-26   履行完毕
     龚宇;何东    承诺       以其持有的深     月 26 日
     飞;胡袁淼;              圳市高科润电


19
     浙江方正电机股份有限公司 2019 年第一季度报告正文


     金英杰;李                子科技有限公
     军;李凌;李               司股权所认购
     艳宁;廉海                而取得的方正
     涛;罗汝洪;               电机股份,自该
     罗轶;皮引                等股份上市之
     群;任彦明;               日起三十六个
     邵世梅;沈士              月内将不以任
     忠;唐永强;               何方式转让,包
     王坚;王剑                括但不限于通
     川;王瑞红;               过证券市场公
     吴军;吴甜                开转让或通过
     香;吴正华;               协议方式转让,
     杨静;殷安                也不由方正电
     辉;詹舵;张               机回购(因深圳
     洪亮;张天                市高科润电子
     福;赵璋华                有限公司未实
                              现承诺业绩的
                              情形除外)。该
                              等股份由于方
                              正电机送红股、
                              转增股本等原
                              因而孳息的股
                              份,亦遵照上述
                              锁定期进行锁
                              定。2、若方正
                              电机 2016 年度
                              专项审计报告、
                              减值测试报告
                              出具的日期晚
                              于所持股份的
                              限售期届满之
                              日,则限售股份
                              不得转让;待方
                              正电机 2016 年
                              度的审计报告
                              出具以及减值
                              测试完毕后,如
                              其需实行股份
                              补偿,则扣减需
                              进行股份补偿
                              部分后,解禁所
                              持剩余股份。”

     胡宏;华鑫国   股份限售   股份限售承诺     2013 年 08
                                                            2016-08-16   履行完毕
     际信托有限    承诺       内容如下:本次   月 16 日


20
     浙江方正电机股份有限公司 2019 年第一季度报告正文


     公司;钱进;              非公开发行股
     张敏                    票的锁定期按
                             中国证监会的
                             有关规定,非公
                             开发行股票上
                             市之日起三十
                             六个月内,不转
                             让或者委托他
                             人管理持有的
                             在本次非公开
                             发行中认购的
                             股份,也不由方
                             正电机回购该
                             部份股份。

                             本次交易中本
                             人以持续拥有
                             权益时间超过
                             12 个月的德沃
                             仕股权认购的
                             方正电机股份
                             分三期解锁,首
                             期解锁:自标的
                             股份上市之日
                             起满 12 个月且
                             经审计的 2015
                             年扣除非经常
                             性损益后实际
     曹冠晖、吴              净利润不低于
                  业绩承诺
     进山、杭州              承诺利润数的, 2015 年 12
                  及补偿安                               2018-12-29   履行完毕
     杭开电气有              首期解锁 30%; 月 29 日
                  排
     限公司                  第二期解锁:自
                             标的股份上市
                             之日起满 24 个
                             月且 2016 年经
                             审计的扣除非
                             经常损益后实
                             际净利润不低
                             于承诺利润数
                             的,第二期解锁
                             30%;第三期解
                             锁:自标的股份
                             上市之日起满
                             36 个月且 2017
                             年经审计的扣


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                            浙江方正电机股份有限公司 2019 年第一季度报告正文


                                                    除非经常性损
                                                    益后实际净利
                                                    润不低于承诺
                                                    利润数的,第三
                                                    期解锁 40%。本
                                                    人同意本次交
                                                    易完成后,若本
                                                    人担任方正电
                                                    机的董事、监事
                                                    或高级管理人
                                                    员,本次交易中
                                                    本人认购的方
                                                    正电机股份自
                                                    在证券交易所
                                                    上市之日起十
                                                    二个月内,不转
                                                    让或者委托他
                                                    人管理,也不由
                                                    方正电机收购
                                                    该部分股份。前
                                                    述锁定期满后,
                                                    本人在方正电
                                                    机担任董事、监
                                                    事或高级管理
                                                    人员职务期间,
                                                    将向方正电机
                                                    申报所直接或
                                                    间接持有的方
                                                    正电机的股份
                                                    及变动情况,每
                                                    年转让的股份
                                                    将不会超过所
                                                    直接或间接持
                                                    有方正电机股
                                                    份总数的百分
                                                    之二十五;本人
                                                    在离职后半年
                                                    内,将不会转让
                                                    所直接或间接
                                                    持有的方正电
                                                    机股份。”

 首次公开发行或再融资时所
 作承诺



22
                            浙江方正电机股份有限公司 2019 年第一季度报告正文


 股权激励承诺

                                                       上海海能全体
                                                       股东作出如下
                                                       承诺:1、“本人
                                                       最近五年内未
                                                       受过行政处罚
                                                       (与证券市场
                                                       明显无关的除
                                                       外)、刑事处罚
                                                       或者涉及与经
                                                       济纠纷有关的
                                                       重大民事诉讼
                                                       或者仲裁。”2、
                                                       “本人/本单位
                                                       不存在因涉嫌
                                                       与本次重大资
                                                       产重组相关的
                                                       内幕交易被立
                                                       案调查或者立
                                                       案侦查的情形,
                                          关于同业     最近 36 个月内
                            冒晓建;徐
                                          竞争、关联   不存在因与重
 其他对公司中小股东所作承   迪;徐正敏;                                   2015 年 12
                                          交易、资金   大资产重组相                   2018-12-29   履行完毕
 诺                         朱玥奋;祝轲                                  月 29 日
                                          占用方面     关的内幕交易
                            卿;卓斌
                                          的承诺       被中国证监会
                                                       作出行政处罚
                                                       或者司法机关
                                                       依法追究刑事
                                                       责任的情形。
                                                       “本人/本单位
                                                       不存在依据《关
                                                       于加强与上市
                                                       公司重大资产
                                                       重组相关股票
                                                       异常交易监管
                                                       的暂行规定》第
                                                       十三条不得参
                                                       与任何上市公
                                                       司重大资产重
                                                       组的情形。”3、
                                                       “本人已经依
                                                       法对上海海能
                                                       履行全额出资
                                                       义务,不存在任


23
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             何虚假出资、延
                             期出资、抽逃出
                             资等违反其作
                             为股东所应当
                             承担的义务及
                             责任的行为,本
                             人依法拥有上
                             述股权有效的
                             占有、使用、收
                             益及处分权。本
                             人合法拥有上
                             海海能股权的
                             完整权利,该等
                             股权不存在限
                             制或禁止转让
                             的情形,不存在
                             以代持、代理、
                             信托或其他方
                             式持有上海海
                             能股权的协议
                             或类似安排,不
                             代表其他方的
                             利益,不存在任
                             何纠纷或者潜
                             在纠纷,且该股
                             权未设定任何
                             抵押、质押等他
                             项权利,亦未被
                             执法部门实施
                             扣押、查封等使
                             其权利受到限
                             制的任何约束;
                             本人所持上海
                             海能股权过户
                             或权属转移不
                             存在任何法律
                             障碍。同时,本
                             人保证此种状
                             况持续至该股
                             权登记至方正
                             电机名下。本人
                             确认同意上海
                             海能历次的股
                             权转让行为并


24
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             放弃相关的优
                             先购买权,上海
                             海能的历次股
                             权转让行为均
                             为合法有效,不
                             存在法律纠纷
                             或潜在法律纠
                             纷。在本人与方
                             正电机签署的
                             协议生效并执
                             行完毕之前,本
                             人保证不就本
                             人所持上海海
                             能的股权设置
                             抵押、质押等任
                             何第三人权利,
                             保证上海海能
                             正常、有序、合
                             法经营,保证上
                             海海能不进行
                             与正常生产经
                             营无关的资产
                             处置、对外担
                             保、利润分配或
                             增加重大债务
                             之行为,保证上
                             海海能不进行
                             非法转移、隐匿
                             标的资产行为。
                             如确有需要,本
                             人须经方正电
                             机书面同意后
                             方可实施。本人
                             保证上海海能
                             或本人签署的
                             所有协议或合
                             同不存在阻碍
                             本人转让上海
                             海能股权的限
                             制性条款。本人
                             保证不存在任
                             何正在进行或
                             潜在的影响本
                             人转让上海海


25
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             能股权的诉讼、
                             仲裁或纠纷。上
                             海海能章程、内
                             部管理制度文
                             件及其签署的
                             合同或协议中
                             不存在阻碍本
                             人转让所持上
                             海海能股权的
                             限制性条款。”
                             4、“本人持有方
                             正电机股票期
                             间及自上海海
                             能离职后三年
                             内,本人及本人
                             关系密切的家
                             庭成员(成员范
                             围参照深交所
                             股票上市规则)
                             和本人及本人
                             关系密切的家
                             庭成员控制或
                             实施重大影响
                             的企业不拥有、
                             管理、控制、投
                             资、从事其他任
                             何与方正电机
                             及上海海能相
                             同或相近的业
                             务或项目,亦不
                             参与拥有、管
                             理、控制、投资
                             其他任何与方
                             正电机及上海
                             海能相同或相
                             近的业务或项
                             目,亦不谋求通
                             过与任何第三
                             人合资、合作、
                             联营或采取租
                             赁经营、承包经
                             营、委托管理等
                             方式直接或间
                             接从事与方正


26
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             电机及上海海
                             能构成竞争的
                             业务。本人持有
                             方正电机股票
                             期间及自上海
                             海能离职后三
                             年内若违反上
                             述承诺的,将立
                             即停止与方正
                             电机及上海海
                             能构成竞争之
                             业务,并采取必
                             要措施予以纠
                             正补救;同时对
                             因本人未履行
                             本承诺函所作
                             的承诺而给方
                             正电机及上海
                             海能造成一切
                             损失和后果承
                             担赔偿责任。”
                             5、“本人与方正
                             电机及其股东
                             以及董事、监事
                             以及高级管理
                             人员不存在任
                             何关联关系和
                             任何一致行动
                             关系。“本人与
                             为本次交易提
                             供审计、评估、
                             法律及财务顾
                             问专业服务的
                             中介机构及其
                             签字人员不存
                             在任何关联关
                             系。”6、“本人
                             将按照《公司
                             法》等法律、法
                             规以及方正电
                             机公司章程的
                             有关规定行使
                             股东权利;在股
                             东大会对涉及


27
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             本人的关联交
                             易进行表决时,
                             履行回避表决
                             的义务。本人将
                             杜绝一切非法
                             占用方正电机
                             及上海海能的
                             资金、资产的行
                             为,在任何情况
                             下,不要求方正
                             电机及上海海
                             能向本人及本
                             人投资或控制
                             的其他企业提
                             供任何形式的
                             担保。本人将尽
                             可能地避免和
                             减少与方正电
                             机的关联交易,
                             不会利用自身
                             作为方正电机
                             股东及上海海
                             能管理人员之
                             地位,谋求与方
                             正电机及其所
                             属公司在业务
                             合作等方面优
                             于市场第三方
                             的权利;不会谋
                             求与方正电机
                             及其所属公司
                             达成交易的优
                             先权利;对无法
                             避免或者有合
                             理原因而发生
                             的关联交易,将
                             遵循市场公正、
                             公平、公开、等
                             价有偿的原则,
                             并依法签订协
                             议,履行合法程
                             序,按照方正电
                             机公司章程、有
                             关法律法规和


28
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             《深圳证券交
                             易所股票上市
                             规则》等有关规
                             定履行信息披
                             露义务和办理
                             有关报批程序,
                             保证不以与市
                             场价格相比显
                             失公允的条件
                             与方正电机及
                             其所属公司进
                             行交易,不通过
                             关联交易损害
                             方正电机及其
                             他股东的合法
                             权益。如因本人
                             未履行本承诺
                             函所作的承诺
                             而给方正电机
                             或上海海能造
                             成一切损失和
                             后果,本人承担
                             赔偿责任。”7、
                             “本人在本次
                             交易信息公开
                             前不存在买卖
                             相关证券,或者
                             泄露该信息,或
                             者建议他人买
                             卖相关证券等
                             内幕交易行为。
                             本人不存在因
                             涉嫌参与重大
                             资产重组相关
                             的内幕交易被
                             立案调查或者
                             立案侦查且尚
                             未结案的情况。
                             最近三十六个
                             月内,本人未曾
                             因参与重大资
                             产重组相关的
                             内幕交易被中
                             国证监会作出


29
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                               行政处罚或者
                               司法机关依法
                               追究刑事责
                               任。”截至本公
                               告出具日,上海
                               海能全体股东
                               上述承诺正在
                               履行过程中,未
                               出现违反上述
                               承诺的情形。

                               金石灏汭作出
                               如下承诺:1、
                               “本单位已经
                               依法对德沃仕
                               履行全额出资
                               义务,不存在任
                               何虚假出资、延
                               期出资、抽逃出
                               资等违反其作
                               为股东所应当
                               承担的义务及
                               责任的行为,本
                               单位依法拥有
                               上述股权有效
                               的占有、使用、
                  关于同业
                               收益及处分权。
     青岛金石灏   竞争、关联
                               本单位合法拥     2015 年 12
     汭投资有限   交易、资金                                 2018-12-29   履行完毕
                               有德沃仕股权     月 29 日
     公司         占用方面
                               的完整权利,该
                  的承诺
                               等股权不存在
                               限制或禁止转
                               让的情形,不存
                               在以代持、代
                               理、信托或其他
                               方式持有德沃
                               仕股权的协议
                               或类似安排,不
                               代表其他方的
                               利益,不存在任
                               何纠纷或者潜
                               在纠纷,且该股
                               权未设定任何
                               抵押、质押等他
                               项权利,亦未被


30
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             执法部门实施
                             扣押、查封等使
                             其权利受到限
                             制的任何约束;
                             本单位所持德
                             沃仕股权过户
                             或权属转移不
                             存在任何法律
                             障碍。同时,本
                             单位保证此种
                             状况持续至该
                             股权登记至方
                             正电机名下。在
                             本单位与方正
                             电机签署的协
                             议生效并执行
                             完毕之前,本单
                             位保证不就本
                             单位所持德沃
                             仕的股权设置
                             抵押、质押等任
                             何第三人权利,
                             保证德沃仕正
                             常、有序、合法
                             经营,保证德沃
                             仕不进行与正
                             常生产经营无
                             关的资产处置、
                             对外担保、利润
                             分配或增加重
                             大债务之行为,
                             保证德沃仕不
                             进行非法转移、
                             隐匿标的资产
                             行为。如确有需
                             要,本单位须经
                             方正电机书面
                             同意后方可实
                             施。本单位保证
                             德沃仕或本单
                             位签署的所有
                             协议或合同不
                             存在阻碍本单
                             位转让德沃仕


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     浙江方正电机股份有限公司 2019 年第一季度报告正文


                                股权的限制性
                                条款。本单位保
                                证不存在任何
                                正在进行或潜
                                在的影响本单
                                位转让德沃仕
                                股权的诉讼、仲
                                裁或纠纷。”2、
                                “本公司持有
                                上市公司占股
                                本总额比例超
                                过 5%的期间
                                内,将按照相关
                                法律、法规及中
                                国证监会的相
                                关规定,避免与
                                上市公司之间
                                的同业竞争,不
                                从事与上市公
                                司实际从事的
                                经营范围相同
                                或类似的营业
                                活动。”

                                杭开电气、浙江
                                德石作出如下
                                承诺:“本单位
                                不拥有、管理、
                                控制、投资、从
                                事其他任何与
                                方正电机及德
                                沃仕相同或相
     杭州杭开电    关于同业     近的业务或项
     气有限公司;   竞争、关联   目,亦不参与拥
                                                   2015 年 12
     浙江德石投    交易、资金   有、管理、控制、                2018-12-29   履行完毕
                                                   月 29 日
     资管理有限    占用方面     投资其他任何
     公司          的承诺       与方正电机及
                                德沃仕相同或
                                相近的业务或
                                项目,亦不谋求
                                通过与任何第
                                三方合资、合
                                作、联营或采取
                                租赁经营、承包
                                经营、委托管理


32
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                                等方式直接或
                                间接从事与方
                                正电机及德沃
                                仕构成竞争的
                                业务。本单位若
                                违反上述承诺
                                的,将立即停止
                                与方正电机及
                                德沃仕构成竞
                                争之业务,并采
                                取必要措施予
                                以纠正补救;同
                                时对因本单位
                                未履行本承诺
                                函所作的承诺
                                而给方正电机
                                及德沃仕造成
                                一切损失和后
                                果承担赔偿责
                                任。”

                                德沃仕全体股
                                东作出如下承
                                诺:1、“本人/
                                本单位及主要
                                管理人员最近
                                五年内未受过
                                行政处罚(与证
                                券市场明显无
                                关的除外)、刑
                                事处罚或者涉
                   关于同业
                                及与经济纠纷
     曹冠晖;马文   竞争、关联
                                有关的重大民       2015 年 12
     奇;吴宝才;    交易、资金                                   2018-12-29   履行完毕
                                事诉讼或者仲       月 29 日
     吴进山        占用方面
                                裁。”2、“本人/
                   的承诺
                                本单位不存在
                                因涉嫌与本次
                                重大资产重组
                                相关的内幕交
                                易被立案调查
                                或者立案侦查
                                的情形,最近
                                36 个月内不存
                                在因与重大资
                                产重组相关的


33
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             内幕交易被中
                             国证监会作出
                             行政处罚或者
                             司法机关依法
                             追究刑事责任
                             的情形。“本人/
                             本单位不存在
                             依据《关于加强
                             与上市公司重
                             大资产重组相
                             关股票异常交
                             易监管的暂行
                             规定》第十三条
                             不得参与任何
                             上市公司重大
                             资产重组的情
                             形。”3、“本人/
                             本单位已经依
                             法对德沃仕履
                             行全额出资义
                             务,不存在任何
                             虚假出资、延期
                             出资、抽逃出资
                             等违反其作为
                             股东所应当承
                             担的义务及责
                             任的行为,本人
                             /本单位依法拥
                             有上述股权有
                             效的占有、使
                             用、收益及处分
                             权。本人/本单
                             位合法拥有德
                             沃仕股权的完
                             整权利,该等股
                             权不存在限制
                             或禁止转让的
                             情形,不存在以
                             代持、代理、信
                             托或其他方式
                             持有德沃仕股
                             权的协议或类
                             似安排,不代表
                             其他方的利益,


34
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             不存在任何纠
                             纷或者潜在纠
                             纷,且该股权未
                             设定任何抵押、
                             质押等他项权
                             利,亦未被执法
                             部门实施扣押、
                             查封等使其权
                             利受到限制的
                             任何约束;本人
                             /本单位所持德
                             沃仕股权过户
                             或权属转移不
                             存在任何法律
                             障碍。同时,本
                             人/本单位保证
                             此种状况持续
                             至该股权登记
                             至方正电机名
                             下。本人/本单
                             位确认同意德
                             沃仕历次的股
                             权转让行为并
                             放弃相关的优
                             先购买权,德沃
                             仕的历次股权
                             转让行为均为
                             合法有效,不存
                             在法律纠纷或
                             潜在法律纠纷。
                             在本人/本单位
                             与方正电机签
                             署的协议生效
                             并执行完毕之
                             前,本人/本单
                             位保证不就本
                             人/本单位所持
                             德沃仕的股权
                             设置抵押、质押
                             等任何第三人
                             权利,保证德沃
                             仕正常、有序、
                             合法经营,保证
                             德沃仕不进行


35
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             与正常生产经
                             营无关的资产
                             处置、对外担
                             保、利润分配或
                             增加重大债务
                             之行为,保证德
                             沃仕不进行非
                             法转移、隐匿标
                             的资产行为。如
                             确有需要,本人
                             /本单位须经方
                             正电机书面同
                             意后方可实施。
                             本人/本单位保
                             证德沃仕或本
                             人/本单位签署
                             的所有协议或
                             合同不存在阻
                             碍本人/本单位
                             转让德沃仕股
                             权的限制性条
                             款。本人/本单
                             位保证不存在
                             任何正在进行
                             或潜在的影响
                             本人/本单位转
                             让德沃仕股权
                             的诉讼、仲裁或
                             纠纷。德沃仕章
                             程、内部管理制
                             度文件及其签
                             署的合同或协
                             议中不存在阻
                             碍本人/本单位
                             转让所持德沃
                             仕股权的限制
                             性条款。”4、 本
                             人/本单位与方
                             正电机及其股
                             东以及董事、监
                             事以及高级管
                             理人员不存在
                             任何关联关系
                             和任何一致行


36
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             动关系。“本人/
                             本单位与为本
                             次交易提供审
                             计、评估、法律
                             及财务顾问专
                             业服务的中介
                             机构及其签字
                             人员不存在任
                             何关联关系。”
                             5、“本人/本单
                             位将按照《公司
                             法》等法律、法
                             规以及方正电
                             机公司章程的
                             有关规定行使
                             股东权利;在股
                             东大会对涉及
                             本人/本单位的
                             关联交易进行
                             表决时,履行回
                             避表决的义务。
                             本人/本单位将
                             杜绝一切非法
                             占用方正电机
                             及德沃仕的资
                             金、资产的行
                             为,在任何情况
                             下,不要求方正
                             电机及德沃仕
                             向本人/本单位
                             及本人/本单位
                             投资或控制的
                             其他企业提供
                             任何形式的担
                             保。本人/本单
                             位将尽可能地
                             避免和减少与
                             方正电机的关
                             联交易,不会利
                             用自身作为方
                             正电机股东及
                             德沃仕管理人
                             员之地位,谋求
                             与方正电机及


37
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             其所属公司在
                             业务合作等方
                             面优于市场第
                             三方的权利;不
                             会谋求与方正
                             电机及其所属
                             公司达成交易
                             的优先权利;对
                             无法避免或者
                             有合理原因而
                             发生的关联交
                             易,将遵循市场
                             公正、公平、公
                             开、等价有偿的
                             原则,并依法签
                             订协议,履行合
                             法程序,按照方
                             正电机公司章
                             程、有关法律法
                             规和《深圳证券
                             交易所股票上
                             市规则》等有关
                             规定履行信息
                             披露义务和办
                             理有关报批程
                             序,保证不以与
                             市场价格相比
                             显失公允的条
                             件与方正电机
                             及其所属公司
                             进行交易,不通
                             过关联交易损
                             害方正电机及
                             其他股东的合
                             法权益。如因本
                             人/本单位未履
                             行本承诺函所
                             作的承诺而给
                             方正电机或德
                             沃仕造成一切
                             损失和后果,本
                             人/本单位承担
                             赔偿责任。”6、
                             “本人/本单位


38
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             在本次交易信
                             息公开前不存
                             在买卖相关证
                             券,或者泄露该
                             信息,或者建议
                             他人买卖相关
                             证券等内幕交
                             易行为。本人/
                             本单位不存在
                             因涉嫌参与重
                             大资产重组相
                             关的内幕交易
                             被立案调查或
                             者立案侦查且
                             尚未结案的情
                             况。最近三十六
                             个月内,本人/
                             本单位未曾因
                             参与重大资产
                             重组相关的内
                             幕交易被中国
                             证监会作出行
                             政处罚或者司
                             法机关依法追
                             究刑事责任。”
                             7、“本人持有方
                             正电机股票期
                             间及自德沃仕
                             离职后三年内,
                             本人及本人关
                             系密切的家庭
                             成员(成员范围
                             参照深交所股
                             票上市规则)和
                             本人及本人关
                             系密切的家庭
                             成员控制或实
                             施重大影响的
                             企业不拥有、管
                             理、控制、投资、
                             从事其他任何
                             与方正电机及
                             德沃仕相同或
                             相近的业务或


39
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             项目,亦不参与
                             拥有、管理、控
                             制、投资其他任
                             何与方正电机
                             及德沃仕相同
                             或相近的业务
                             或项目,亦不谋
                             求通过与任何
                             第三人合资、合
                             作、联营或采取
                             租赁经营、承包
                             经营、委托管理
                             等方式直接或
                             间接从事与方
                             正电机及德沃
                             仕构成竞争的
                             业务。本人持有
                             方正电机股票
                             期间及自德沃
                             仕离职后三年
                             内若违反上述
                             承诺的,将立即
                             停止与方正电
                             机及德沃仕构
                             成竞争之业务,
                             并采取必要措
                             施予以纠正补
                             救;同时对因本
                             人未履行本承
                             诺函所作的承
                             诺而给方正电
                             机及德沃仕造
                             成一切损失和
                             后果承担赔偿
                             责任。”截止本
                             公告出具日,德
                             沃仕全体股东
                             的上述承诺正
                             在履行过程中,
                             未出现违反上
                             述承诺的情形。

     浙江方正电              "公司分红政策
                                              2017 年 09
     机股份有限   分红承诺   及未来三年                    2019-9-20   正在履行
                                              月 20 日
     公司                    (2018 年


40
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             -2020 年)的具
                             体股东回报规
                             划 1、分红方式:
                             公司可以采取
                             现金或者股票
                             方式分配股利,
                             可以进行中期
                             现金分红。2、
                             公司利润分配
                             的最低分红比
                             例:根据《公司
                             章程》的规定,
                             在公司现金流
                             满足公司正常
                             经营和长期发
                             展的前提下,公
                             司原则上每年
                             进行一次现金
                             分红,每年以现
                             金方式分配的
                             利润应不低于
                             当年实现的可
                             分配利润的百
                             分之十,公司最
                             近三年以现金
                             方式累计分配
                             的利润不少于
                             最近三年实现
                             的年均可分配
                             利润的百分之
                             三十,具体分红
                             比例由公司董
                             事会根据中国
                             证监会的有关
                             规定和公司经
                             营情况拟定,由
                             公司股东大会
                             审议决定。3、
                             未来三年(2018
                             年-2020 年)公
                             司可以根据累
                             计可供分配利
                             润、公积金及现
                             金流状况,在保


41
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             证最低现金分
                             红比例和公司
                             股本规模合理
                             的前提下,采用
                             股票股利方式
                             进行利润分配。
                             4、如果未来三
                             年内公司净利
                             润保持持续稳
                             定增长,公司可
                             以提高现金分
                             红比例或者实
                             施股票股利分
                             配,加大对投资
                             者的回报力度。

                             "公司分红政策
                             及未来三年
                             (2015 年
                             -2017 年)的具
                             体股东回报规
                             划 1、分红方式:
                             公司可以采取
                             现金或者股票
                             方式分配股利,
                             可以进行中期
                             现金分红。2、
                             公司利润分配
                             的最低分红比
     浙江方正电              例:根据《公司
                                                2015 年 07
     机股份有限   分红承诺   章程》的规定,                  2017-07-03   履行完毕
                                                月 03 日
     公司                    在公司现金流
                             满足公司正常
                             经营和长期发
                             展的前提下,公
                             司原则上每年
                             进行一次现金
                             分红,每年以现
                             金方式分配的
                             利润应不低于
                             当年实现的可
                             分配利润的百
                             分之十,公司最
                             近三年以现金
                             方式累计分配


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     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             的利润不少于
                             最近三年实现
                             的年均可分配
                             利润的百分之
                             三十,具体分红
                             比例由公司董
                             事会根据中国
                             证监会的有关
                             规定和公司经
                             营情况拟定,由
                             公司股东大会
                             审议决定。3、
                             未来三年(2015
                             年-2017 年)公
                             司可以根据累
                             计可供分配利
                             润、公积金及现
                             金流状况,在保
                             证最低现金分
                             红比例和公司
                             股本规模合理
                             的前提下,采用
                             股票股利方式
                             进行利润分配。
                             4、如果未来三
                             年内公司净利
                             润保持持续稳
                             定增长,公司可
                             以提高现金分
                             红比例或者实
                             施股票股利分
                             配,加大对投资
                             者的回报力度。

                             公司分红政策
                             及未来三年
                             (2012 年
                             -2014 年)的具
     浙江方正电              体股东回报规
                                               2012 年 10
     机股份有限   分红承诺   划:1、分红方                  2014-10-23   履行完毕
                                               月 23 日
     公司                    式:公司可以采
                             取现金或者股
                             票方式分配股
                             利,可以进行中
                             期现金分红。2、


43
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                             公司利润分配
                             的最低分红比
                             例:根据《公司
                             章程》的规定,
                             在公司现金流
                             满足公司正常
                             经营和长期发
                             展的前提下,公
                             司原则上每年
                             进行一次现金
                             分红,每年以现
                             金方式分配的
                             利润应不低于
                             当年实现的可
                             分配利润的百
                             分之十,公司最
                             近三年以现金
                             方式累计分配
                             的利润不少于
                             最近三年实现
                             的年均可分配
                             利润的百分之
                             三十,具体分红
                             比例由公司董
                             事会根据中国
                             证监会的有关
                             规定和公司经
                             营情况拟定,由
                             公司股东大会
                             审议决定。3、
                             未来三年(2012
                             年-2014 年)公
                             司可以根据累
                             计可供分配利
                             润、公积金及现
                             金流状况,在保
                             证最低现金分
                             红比例和公司
                             股本规模合理
                             的前提下,采用
                             股票股利方式
                             进行利润分配。
                             4、如果未来三
                             年内公司净利


44
     浙江方正电机股份有限公司 2019 年第一季度报告正文


                              润保持持续稳
                              定增长,公司可
                              以提高现金分
                              红比例或者实
                              施股票股利分
                              配,加大对投资
                              者的回报力度。

                              避免同业竞争
                              的承诺:1、本
                              人目前未经营
                              或从事任何在
                              商业上对浙江
                              方正电机股份
                              有限公司构成
                              直接或间接同
                              业竞争的业务
                              或活动; 2、本
                              人在今后的任
                              何时间不会以
                              任何方式经营
                              或从事与浙江
                              方正电机股份
                              有限公司构成
                 关于同业     直接或间接竞
                 竞争、关联   争的业务或活
                                               2007 年 12
     张敏        交易、资金   动。凡本人有任                9999-12-12   正在履行
                                               月 12 日
                 占用方面     何商业机会可
                 的承诺       从事、参与或入
                              股任何可能会
                              与浙江方正电
                              机股份有限公
                              司生产经营构
                              成竞争的业务,
                              本人会将上述
                              商业机会让予
                              浙江方正电机
                              股份有限公
                              司;3、如果本人
                              违反上述声明、
                              保证与承诺,并
                              造成浙江方正
                              电机股份有限
                              公司经济损失
                              的,本人同意赔


45
                                 浙江方正电机股份有限公司 2019 年第一季度报告正文


                                                         偿相应损失。

 承诺是否按时履行              是

 如承诺超期未履行完毕的,应
 当详细说明未完成履行的具      无
 体原因及下一步的工作计划


四、对 2019 年 1-6 月经营业绩的预计

√ 适用 □ 不适用
2019 年 1-6 月预计的经营业绩情况:净利润为正,同比下降 50%以上
净利润为正,同比下降 50%以上

 2019 年 1-6 月归属于上市公司股东的净利润
                                                                  -80.00%     至                    -50.00%
 变动幅度

 2019 年 1-6 月归属于上市公司股东的净利润
                                                                   889.81     至                    2,224.53
 变动区间(万元)

 2018 年 1-6 月归属于上市公司股东的净利润
                                                                                                    4,449.06
 (万元)

                                             新能源业务增长不及预期,汽车座椅马达业务转合资公司经营,研发费
 业绩变动的原因说明
                                             用增加。


五、以公允价值计量的金融资产

□ 适用 √ 不适用


六、违规对外担保情况

□ 适用 √ 不适用
公司报告期无违规对外担保情况。


七、控股股东及其关联方对上市公司的非经营性占用资金情况

□ 适用 √ 不适用
公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。


八、报告期内接待调研、沟通、采访等活动登记表

□ 适用 √ 不适用
公司报告期内未发生接待调研、沟通、采访等活动。




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