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汇川技术(300124)公告正文

汇川技术:2017年半年度报告

公告日期 2017-08-25
股票简称:汇川技术 股票代码:300124
                                                深圳市汇川技术股份有限公司 2017 年半年度报告全文




第一节重要提示、释义


         一、本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载

资料不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容的真实性、

准确性、完整性承担个别及连带责任。

         二、除下列董事外,其他董事亲自出席了审议本次半年报的董事会会议

未亲自出席董事姓名 未亲自出席董事职务       未亲自出席会议原因               被委托人姓名

     唐柱学              董事、副总裁              休假                         宋君恩

         三、公司负责人朱兴明、主管会计工作负责人刘迎新及会计机构负责人(会

计主管人员) 刘迎新声明:保证半年度报告中财务报告的真实、准确、完整。

         四、前瞻性陈述的风险声明
     本报告中如有涉及未来的计划、业绩预测等方面的内容,均不构成本公司对任何投资者
及相关人士的承诺,投资者及相关人士均应对此保持足够的风险认识,并且应当理解计划、
预测与承诺之间的差异。

         五、重大风险提示
     公司在本报告第四节“经营情况讨论与分析”中“十一、公司面临的风险与应对措施”部分,
详细描述了公司经营中可能存在的风险及应对措施,敬请投资者关注相关内容。

         六、公司计划不派发现金红利,不送红股,不以公积金转增股本。




 / 184
                                                      目       录


第一节 重要提示、释义 ............................................................................................. 1

第二节 公司简介和主要财务指标 ............................................................................. 4

第三节 公司业务概要 ................................................................................................. 8

第四节 经营情况讨论与分析 ................................................................................... 13

第五节 重要事项 ....................................................................................................... 45

第六节 股份变动及股东情况 ................................................................................... 59

第七节 董事、监事、高级管理人员情况 ............................................................... 66

第八节 财务报告 ....................................................................................................... 68

第九节 备查文件目录 ............................................................................................. 182
                                               深圳市汇川技术股份有限公司 2017 年半年度报告全文




                           第一节 重要提示、释义


    一、本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载

资料不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容的真实性、

准确性、完整性承担个别及连带责任。

    二、除下列董事外,其他董事亲自出席了审议本次半年报的董事会会议

未亲自出席董事姓名 未亲自出席董事职务      未亲自出席会议原因               被委托人姓名

    唐柱学               董事、副总裁             休假                         宋君恩

    三、公司负责人朱兴明、主管会计工作负责人刘迎新及会计机构负责人(会

计主管人员) 刘迎新声明:保证半年度报告中财务报告的真实、准确、完整。

    四、前瞻性陈述的风险声明
    本报告中如有涉及未来的计划、业绩预测等方面的内容,均不构成本公司对任何投资者
及相关人士的承诺,投资者及相关人士均应对此保持足够的风险认识,并且应当理解计划、
预测与承诺之间的差异。

    五、重大风险提示
    公司在本报告第四节“经营情况讨论与分析”中“十一、公司面临的风险与应对措施”部分,
详细描述了公司经营中可能存在的风险及应对措施,敬请投资者关注相关内容。

    六、公司计划不派发现金红利,不送红股,不以公积金转增股本。




                                                                                             1
                                         深圳市汇川技术股份有限公司 2017 年半年度报告全文




                                释义


               释义项   指                          释义内容
汇川技术/公司/本公司    指   深圳市汇川技术股份有限公司
汇川投资                指   深圳市汇川投资有限公司,本公司第一大股东
汇川信息                指   深圳市汇川信息技术有限公司,本公司全资子公司
汇川控制                指   深圳市汇川控制技术有限公司,本公司控股子公司
默纳克                  指   苏州默纳克控制技术有限公司,本公司全资子公司
苏州汇川                指   苏州汇川技术有限公司,本公司全资子公司
香港汇川                指   汇川技术(香港)有限公司,本公司全资子公司
长春汇通                指   长春汇通光电技术有限公司,本公司全资子公司
北京汇川                指   北京汇川汇通科技有限公司,本公司控股子公司
杭州汇坤                指   杭州汇坤控制技术有限公司,本公司控股子公司
江苏汇程                指   江苏汇程电机有限公司,本公司控股子公司
上海默贝特              指   上海默贝特电梯技术有限公司,本公司控股子公司
南京汇川                指   南京汇川工业视觉技术开发有限公司,本公司控股子公司
南京汇川图像            指   南京汇川图像视觉技术有限公司,南京汇川全资子公司
宁波伊士通              指   宁波伊士通技术股份有限公司,本公司控股子公司
恩格瑞斯                指   宁波恩格瑞斯信息技术有限公司,宁波伊士通全资子公司
中微控                  指   宁波高新区中微控科技有限公司,宁波伊士通全资子公司
苏州汇川电子            指   苏州汇川电子制造有限公司,本公司全资子公司
江苏经纬或经纬轨道      指   江苏经纬轨道交通设备有限公司,本公司控股子公司
前海晶瑞                指   深圳前海晶瑞中欧并购基金投资企业(有限合伙)
东莞汇川                指   汇川技术(东莞)有限公司
南京磁之汇              指   南京磁之汇电机有限公司
TCMS                    指   列车网络控制系统
                             把电压与频率固定不变的交流电,变换为电压和频率可变交
低压变频器              指   流电的装置,变频器一般用于控制交流电机的转速或者输出
                             转矩。输入电压不高于 690V 的变频器为低压变频器
高压变频器              指   针对 3kV 至 10kV 等高电压环境下运行的电动机而开发的变

                                                                                       2
                                    深圳市汇川技术股份有限公司 2017 年半年度报告全文


                        频器
                        在公司通用产品的基础上,针对某些行业的特殊需求,开发
一体化及专机       指   的集控制与驱动于一体的产品。这些产品是针对行业特别开
                        发的,具有一定的行业专用性
                        以物体的位移、角度、速度为控制量组成的能够跟踪目标任
伺服系统           指
                        意位置变化的自动化控制系统
                        接驱动式电机的简称.主要指电机在驱动负载时,不需经过传
直驱电机           指
                        动装置(如传动皮带等)
PLC                指   ProgrammableLogicController,即可编程逻辑控制器
OEM                指   OriginalEquipmentManufacturer,原始设备制造商
工控               指   工业自动化控制
稀土永磁同步电机   指   转子用稀土永磁材料制成的同步电机
                        HumanMachineInterface,即"人机接口",也叫人机界面、触
HMI                指
                        摸屏
                        电机用编码器,把角位移或直线位移信号进行编码处理后输
编码器             指
                        出电信号的一种装置
                        电脑 Computer、通讯 Communication 和消费性电子 Consumer
3C                 指
                        Electronic




                                                                                  3
                                                       深圳市汇川技术股份有限公司 2017 年半年度报告全文




                        第二节 公司简介和主要财务指标

一、公司简介

股票简称                     汇川技术              股票代码                  300124
股票上市证券交易所           深圳证券交易所
公司的中文名称               深圳市汇川技术股份有限公司
公司的中文简称               汇川技术
公司的外文名称               Shenzhen Inovance Technology Co.,Ltd
公司的外文名称缩写           Inovance
公司的法定代表人             朱兴明


二、联系人和联系方式

                                         董事会秘书                         证券事务代表
姓名                           宋君恩                             吴妮妮
                               深圳市宝安区新安街道留仙二路 深圳市宝安区新安街道留仙二路
联系地址                       鸿威工业园 E 栋厂房 1、2、3、4、鸿威工业园 E 栋厂房 1、2、3、4、
                               5楼                             5楼
电话                           0755-83185787                      0755-83185521
传真                           0755-83185659                      0755-83185659
电子信箱                       songjunen@inovance.cn              wunini@inovance.cn


三、其他情况

1、公司联系方式


    报告期内,公司注册地址,公司办公地址及其邮政编码,公司网址、电子信箱无变化,具体可参见 2016

年年报。


2、信息披露及备置地点


    报告期内,公司选定的信息披露报纸的名称,登载半年度报告的中国证监会指定网站的网址,公司半

年度报告备置地报告期无变化,具体可参见 2016 年年报。




                                                                                                     4
                                                            深圳市汇川技术股份有限公司 2017 年半年度报告全文


3、注册变更情况


    公司注册情况在报告期无变化,具体可参见 2016 年年报。

    截至本报告出具之日,公司就股权激励事项引起的注册资本变化进行了工商登记备案,详情请通过该

链接进行查阅:

http://www.cninfo.com.cn/cninfo-new/disclosure/szse_gem/bulletin_detail/true/1203744273?announceTime=2017

-07-31 15:59


四、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据

□ 是 √ 否

                                                                                     本报告期比上年同期
                                         本报告期                 上年同期
                                                                                           增减
营业总收入(元)                         1,937,009,821.32         1,464,766,513.04                 32.24%
归属于上市公司股东的净利润
                                           428,731,196.37          388,646,678.65                  10.31%
(元)
归属于上市公司股东的扣除非经
                                           364,365,955.58          363,380,843.34                   0.27%
常性损益后的净利润(元)
经营活动产生的现金流量净额
                                           235,952,320.86           -18,924,557.19               1346.80%
(元)
基本每股收益(元/股)                                0.27                     0.24                 12.50%
稀释每股收益(元/股)                                0.26                     0.24                  8.33%
加权平均净资产收益率                                8.76%                    9.32%                 -0.56%
                                                                                     本报告期末比上年度
                                        本报告期末                上年度末
                                                                                           末增减
总资产(元)                             8,628,042,316.42         7,973,872,037.37                  8.20%
归属于上市公司股东的净资产
                                         4,759,290,567.63         4,715,791,689.65                  0.92%
(元)



截止披露前一交易日的公司总股本:

截止披露前一交易日的公司总股本(股)                                                        1,665,111,931




公司报告期末至半年度报告披露日股本是否因发行新股、增发、配股、股权激励行权、回购等原因发生变
                                                                                                            5
                                                   深圳市汇川技术股份有限公司 2017 年半年度报告全文


化且影响所有者权益金额

√是    □否

用最新股本计算的全面摊薄每股收益(元/股)                                                    0.26




五、境内外会计准则下会计数据差异

1、同时按照国际会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况


公司报告期不存在按照国际会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况。


2、同时按照境外会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况

公司报告期不存在按照境外会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况。

六、非经常性损益项目及金额

                                                                                         单位:元

                       项目                           金额                       说明

非流动资产处置损益(包括已计提资产减值准备的冲
                                                        6,065,710.59
销部分)

计入当期损益的政府补助(与企业业务密切相关,按
                                                       12,328,536.16
照国家统一标准定额或定量享受的政府补助除外)

委托他人投资或管理资产的损益                           34,328,462.82

除上述各项之外的其他营业外收入和支出                    6,861,515.27

                                                                       控股子公司伊士通未实现

                                                                       业绩承诺,按照协议应由少
其他符合非经常性损益定义的损益项目                     14,532,897.21
                                                                       数股东无偿转让给本公司

                                                                       的股份补偿。

减:所得税影响额                                        7,516,095.79

       少数股东权益影响额(税后)                       2,235,785.47


                                                                                                    6
                                                     深圳市汇川技术股份有限公司 2017 年半年度报告全文



合计                                                     64,365,240.79               --

    公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、

列举的非经常性损益项目界定为经常性损益的项目的情形。




                                                                                                   7
                                                       深圳市汇川技术股份有限公司 2017 年半年度报告全文



                                第三节 公司业务概要

一、报告期内公司从事的主要业务

   公司是否需要遵守特殊行业的披露要求:否

1、公司从事的主要业务

    公司是专门从事工业自动化和新能源相关产品研发、生产和销售的高新技术企业。经过十多年的发展,

公司已经从单一的变频器供应商发展成集驱动、控制、电机、精密机械为一体的机电一体化解决方案供应

商。公司业务涵盖工业自动化、工业机器人、新能源汽车、轨道交通四大领域。公司自成立以来,主营业

务没有发生重大变化。

    工业自动化产品包括各种变频器、伺服系统、控制系统、工业视觉系统、传感器、工业互联网等核心

部件及综合解决方案;工业机器人领域产品包括 SCARA 机器人、六关节机器人、机器人专用控制系统与伺

服系统、丝杠等产品及解决方案;新能源汽车领域产品包括各种主电机控制器、集成式电机控制器、辅助

控制系统、动力总成等;轨道交通领域产品包括牵引变流器、辅助变流器、高压箱、牵引电机和 TCMS 等

产品。公司产品广泛应用于新能源汽车、电梯、空压机、机器人/机械手、3C 制造、锂电设备、起重、机

床、金属制品、电线电缆、塑胶、印刷包装、纺织化纤、建材、冶金、煤矿、市政、轨道交通、光伏等行

业。

                                                  所属公司
   服务领域     产品类别       主营产品系列                                  应用行业
                                                  业务板块

                            通用变频器           通用自动化    电梯、空压机、起重、机床、金属
                                                               制品、电线电缆、纺织化纤、印刷
               变频器类
                            电梯一体化控制产品                 包装、塑胶、建材、煤矿、冶金、
                                                 电梯一体化
                            (电梯行业专用)                   化工、市政、石油等

                            通用伺服系统         通用自动化    3C 制造、机器人/机械手、锂电设备、
                                                               LCD/LED 设备、印刷设备、包装设备、
  工业自动化   运动控制类
                            电液专用伺服系统     电液伺服      机床、纺织机械、食品机械、注塑
  &工业机器
                                                               机等
  人
                            可编程逻辑控制器、                 电子设备、印刷设备、包装设备、
                                                 通用自动化
                            人机界面                           机床、纺织机械、汽车制造、锂电
               控制技术类
                                                               设备、LCD/LED 设备、机器人/机械
                            机器人控制系统       工业机器人
                                                               手等
                                                               电梯、机床、纺织机械、电子设备
               传感器类     编码器、开关           -
                                                               等

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                                                    深圳市汇川技术股份有限公司 2017 年半年度报告全文


                           新能源汽车电机控制
                                                新能源汽车
              电机控制类   器、辅助动力系统

  新能源&轨                轨道交通牵引系统     轨道交通
                                                             新能源汽车、轨道交通、光伏
  道交通                   光伏逆变器、多向变
                                                光伏逆变
              电源类       换器、储能变流器

                           DC/DC、充电器        新能源汽车

2、经营模式

    公司自成立以来始终专注于电机驱动与控制、电力电子、工业网络通信等核心技术,坚持技术营销、

行业营销、为细分市场提供整体解决方案的经营模式,以及进口替代的经营策略。

    (1)研发模式

    公司产品分为标准产品和定制化产品(非标产品),产品开发的模式采用基于 IPD 的开发模式,根据

客户需求分析、技术发展方向分析和竞争策略分析,引导公司进行技术储备和产品开发。产品开发流程分

为四个阶段:概念阶段、计划阶段、样机开发阶段、中试阶段,在产品开发流程中坚持客户导向和效率导

向。

    (2)供应链管理模式

    采购工作采用“集中认证、分散采购”的采购策略,操作流程由战略供应商选择、采购执行、供应商

绩效管理三部分组成。

    生产管理方面采用面向库存生产与面向订单生产相结合的模式。对于标准类产品实施最低和最高安全

库存管理,当库存低于最低安全库存时启动生产装配,补充库存。对于客户定制类产品或工程类产品,则

按照订单进行生产管理,客户有需求意向或者下达订单后,根据实际需求数量启动生产装配。

    (3)销售与服务模式

    由于公司产品下游应用极其广泛,用户涉及众多行业,地域分布广,所以公司大部分产品是通过分销

方式进行销售,即通过代理商/经销商/系统集成商将产品销售给客户。而对少数采购量大、产品个性化要

求较高战略客户则采取直销方式。从产品服务的领域来看,一般来说在智能装备&工业机器人领域,公司

的销售方式以分销为主、直销为辅。在新能源&轨道交通领域,公司的销售方式主要为直销模式。




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3、驱动业绩增长的主要因素

   驱动公司业绩增长的主要因素包括国内宏观经济形势、产业政策以及公司自身的竞争优势。

    (1)宏观经济形势驱动

    公司的工业自动化产品(变频器、伺服系统、控制系统、传感器等)涉及的下游行业很多,应用相当

广泛,所以其市场需求与国内宏观经济形势密切相关,特别是工业企业的产能扩张、设备升级换代、产线

自动化水平提升而带来的设备需求对工业自动化产品的需求有着很大影响。设备需求量越大,其使用的工

业自动化产品就越多。目前我国制造业正面临转型升级和提升自动化与智能化生产阶段,“十三五规划”

也明确提出加快建设制造强国,实施《中国制造 2025》,加快发展新型制造业,实施智能制造工程,加快

发展智能制造关键技术装备等。这意味着至少在未来五到十年,我国自动化与智能化设备会有较好的发展

前景,从而对工业自动化产品市场需求形成了有力的支撑。目前使用工业自动化产品容量较大的几个行业

有纺织、电梯、3C 制造、起重、机床、冶金、石化、市政、建材等。

    (2)产业政策驱动

   新能源汽车和轨道交通行业的发展速度和规模与国家产业政策和投资规模密切相关,这些产业政策对

公司的新能源汽车电机电控产品及轨道交通牵引系统产品的市场需求和发展前景有着较大影响。

   我国新能源汽车在未来几年内还是要依靠政府补贴与路权政策来驱动市场需求,所以补贴与路权政策

的变化对其影响很大。2016 年末新颁布的补贴政策,虽然短期对新能源汽车行业发展产生一定的影响,但

从长远来看,有利于规范新能源汽车市场,有利于行业的长久发展。2016 年 12 月,国务院批复与公布

了《十三五国家战略性新兴产业发展规划》明确提出到 2020 年,我国新能源汽车实现当年产销 200 万

辆以上,累计产销超过 500 万辆。

    中国轨道交通市场空间广阔,未来几年将进入快速增长阶段。按照各城市城轨、地铁发展规划,2020

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                                                        深圳市汇川技术股份有限公司 2017 年半年度报告全文


年全国将建成城轨、地铁 6,200 公里,2050 年将建成 11,700 公里,占世界总里程一半以上。大量的城市

轨道交通建设,为牵引系统提供了很好的发展支撑。根据中国城市轨道交通协会等行业数据和测算,2015

年~2020 年全国轨道交通牵引与控制系统(含备品备件、独立件)年均需求量约 100 亿元(含地铁、有轨

电车、轻轨)。

    (3)公司自身的竞争优势

    经过十多年的发展,公司已经在电机驱动与控制、电力电子、工业网络通信等核心技术方面取得了领

先优势,并且通过提供变频器、伺服系统、控制系统等核心部件及行业一体化解决方案,在新能源汽车、

电梯、空压机、纺织、起重、3C 制造、锂电、LED 等行业确定了领先地位。比如,公司电梯一体化控制器、

新能源汽车集成式电机控制器、空压机一体化控制器、车用空调专机等产品已经成为行业标杆产品。公司

成为中国领先的工业自动化产品供应商和新能源汽车电控产品供应商。


二、主要资产重大变化情况

1、主要资产重大变化情况


               主要资产                                     重大变化说明


股权资产                      无重大变化

固定资产                      无重大变化

无形资产                      无重大变化

在建工程                      苏州汇川 B 区一期工程增补项目持续建设;新增租赁厂房装修工程。

其他流动资产                  公司增加对理财产品的投资。

                              伊士通少数股东按照业绩补偿协议向公司无偿转让的股权在报告期完成工商备案,
可供出售金融资产
                              并转为公司的股权资产。

预付款项                      预付厂房租金增加。

其他非流动资产                产能扩大、设备增多,长期资产预付款增加。


2、主要境外资产情况

□ 适用 √不适用


三、核心竞争力分析

    经过十年多的积累,公司整体实力与品牌得到了极大的提升,公司的研发、销售、供应链及管理等能

力有了较大的提高。报告期内,核心技术人员团队保持稳定,经营方式、盈利模式没有发生重要变化,也

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                                                   深圳市汇川技术股份有限公司 2017 年半年度报告全文


没有发生因设备或技术升级换代、核心技术人员辞职、特许经营权丧失等导致公司核心竞争力受到严重影

响的情况。




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                            第四节 经营情况讨论与分析

一、概述

    报告期内,公司实现营业总收入 1,937,009,821.32 元,较上年同期增长 32.24 %;实现营业利润

470,786,481.32 元,较上年同期增长 38.57 %;实现利润总额 496,042,243.34 元,较上年同期增长 14.80 %;

实现归属于上市公司股东的净利润 428,731,196.37 元,较上年同期增长 10.31%;公司基本每股收益为 0.27

元,较上年同期增长 12.50%。

    1、营业收入增长的原因:

    (1)我国制造业结构性复苏与增长,使得工业自动化产品需求出现较快增长。

    一方面我国传统设备制造业经过多年调整,步入结构性复苏阶段;另一方面在替代人工和提升效率的

推动下,以 3C 制造为代表新兴设备出现了较快增长。设备制造业的这些变化,为工业自动化产品带来较

好的发展空间。

    (2)随着公司技术营销和行业营销策略的深入推进,公司为行业客户提供的一体化解决方案越来越

多,公司行业影响力越来越强。报告期内,公司在手机制造、印刷&包装、硅晶&半导体、纺织、机床、起

重、空压机、冶金、化工等行业都出现快速增长。

    2、报告期内归属于上市公司股东的净利润增速低于营业收入增速的主要原因为:

    (1)研发人员同比增长 55%,销售人员同比增长 23%,人员的快速扩充及业务规模扩张,导致公司管

理费用同比增长 57.53%(其中研发费用同比增长 75.45%),销售费用同比增长 40.52%。

    (2)公司产品收入结构变化以及市场竞争加剧,使得公司产品综合毛利率同比降低 3.32 个百分点。

    (3)公司员工股权激励行权或解禁产生的可所得税前抵扣费用减少。

    3、报告期内主要经营工作

    (1)主要业务回顾

    2017 年,公司在“为客户提供机电一体化解决方案”战略指引下,继续聚焦工业自动化、工业机器人、

新能源汽车、轨道交通四大核心业务,不断提升“快速抓变”能力,持续推进组织变革、激励变革和行业

线运作。

    上半年,公司管理层紧密围绕年度工作计划,并结合市场及行业变化,积极开展各项工作。报告期内,

公司总体经营情况如下:

    ①工业自动化业务
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    公司工业自动化业务包括三个子业务,即面向通用市场的通用自动化业务、面向电梯行业的电梯一体

化业务、面向注塑机行业的电液伺服业务。通用自动化业务包括通用变频器、通用伺服系统、PLC、永磁

同步电机、编码器等产品。电梯一体化业务包括电梯一体化控制器、门机系统、控制柜、电梯互联网、各

种附件等;电液伺服业务包括注塑机控制系统、伺服驱动器、伺服电机等。

    通用自动化业务:报告期内,事业部为了抓住工控行业回暖而带来的通用自动化产品需求增长的机会,

加快 MD500 系列小功率变频器、MD810/880 系列多传变频器、新一代伺服系统及一系列行业专机开发,并

迅速推出一系列有竞争力的产品,为通用业务增长提供了有力的武器。同时,事业部坚决贯彻“行业营销、

技术营销、品牌营销”策略,并不断优化组织结构和人才结构,为业务的持续增长提供“抓新抓变”和大

客户攻关所需要的组织和人才保障。通过聚焦产业链,发力行业与大客户,公司在手机制造、印刷&包装、

硅晶&半导体、纺织、机床、起重、空压机、冶金、化工等行业都出现快速增长。公司通用自动化业务(包

括通用变频器、通用伺服、PLC&HMI 等产品)同比增长超过 90%,其中通用变频器产品实现销售收入 5.0

亿元,同比增长 70%以上;通用伺服系统实现销售收入 3.4 亿元,同比增长 120%以上;PLC&HMI 产品实现

销售收入 8065 万元,同比增长 90%以上。

    电梯一体化业务:报告期内,电梯事业部稳步推进组织架构优化工作,落实攻关行业 TOP 客户、拓展

改造市场及海外市场策略,有序开展新一代一体化控制器开发工作。上半年,公司已经与多家跨国企业达

成关于变频器、一体化控制器、物联网、控制柜、改造等方面的合作,随着合作的深入有望向跨国企业海

外公司渗透。在电梯行业推行行业线运作,将整个业务划分为 OEM 和 EU 两个板块,并先后设立了多个行

业线,目前已经推出别墅梯、旧楼加装电梯、自动扶梯、轿顶一体化、快速改装包等多个极具竞争力的解

决方案。受益于上半年电梯市场出货量略微增长,公司在跨国企业拓展策略的有效落地,以及行业线运作

的深入开展,公司上半年电梯一体化业务实现销售收入 5 亿元,同比增长 18%。公司在电梯行业的市场占

有率持续提升,领先地位得到进一步巩固。

    电液伺服业务:在注塑机行业,落实“电脑+伺服系统+伺服电机”组合销售策略,提升电机配套率。

在油压机行业,加强改造市场拓展,并取得一定效果。报告期内,电液伺服事业部+伊士通团队合计完成

销售收入 2.31 亿元,同比增长 31%。

    ②工业机器人业务

    2017 年是公司工业机器人业务关键一年。围绕“整机+工艺”策略,公司积极推进机器人整机开发工

作。公司在 400mm 臂长、600mm 臂长 SCARA 机器人基础上,又陆续推出了 800mm 臂长的 SCARA 机器人、1000mm

臂长的 SCARA 机器人、小型六关节机器人等多款产品,并在电子制造、光伏、教学等行业实现批量销售。

同时利用“面粉+工艺”策略,公司机器人专用控制系统、伺服系统、视觉系统等核心部件在 DELTA、码垛、

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直角机器人等领域也得到规模应用。

    ③新能源汽车业务

    2017 年 1-6 月,我国新能源汽车产销分别完成 21.2 万辆和 19.5 万辆,比上年同期分别增长 19.7%和

14.4%。其中,新能源客车和物流车产销分别为 3.3 万辆和 3.1 万辆,同比分别下降 38.0%和 37.6%。今年

上半年国内新能源客车和物流车销售出现较大下滑的主要原因为国家对新能源汽车的补贴政策进行了较

大调整。受此影响,公司上半年新能源汽车业务完成收入 1.46 亿,同比下降 48%。

    虽然销售收入不及公司预期,但是公司在上半年仍然加大对新能源汽车业务的投入。公司不仅系统性

地对汽车业务的研发、制造、质量等体系平台进行全面升级,而且还投入较大资源搭建具备国内一流水平

的新能源汽车电机控制器自动化总装生产线,实现了关键工艺 100%的自动化,生产效率得到大幅提升。

    新能源客车领域,持续为战略客户提供有竞争力的集成式电机控制器,以巩固公司在新能源客车领域

的领先地位;新一代高性能、高功率密度的集成控制器正处在开发过程中,预计年底在客户端实现试机;

面向客车辅驱的双源转向系统(含电控、电机),在上半年已经实现批量销售,预计下半年会持续放量。

    新能源物流车领域,利用物流车集成式电机控制器等产品,成功布局微面和蓝牌 4.5T 轻卡等车型。

今年上半年微面、蓝牌 4.5T 轻卡已经形成批量销售。物流车轻卡动力总成上半年完成 A 样开发,下半年

启动 B 样开发。

    新能源乘用车领域,新开发准入多家乘用车客户,成功定点多个车型项目。新一代乘用车控制器在设

计上对标国际主流产品,并布局多家整车厂,下半年会完成小批量验证。乘用车电机已完成 B 样开发,下

半年批量。功能安全方面,已经完成 ISO26262 的 ASIL-C 流程认证,预计 2018 年完成产品认证。软件开

发进行 ASPICE 认证,预计 2018 年拿到 LEVEL2 认证。

    ④轨道交通业务

    报告期内,经纬轨道参与了多个项目投标,但未取得突破。公司轨道交通业务实现收入 6859 万元,

同比增长 15.43%。

    ⑤产业并购基金进展

    公司作为 LP 参与设立的深圳前海晶瑞中欧并购基金投资企业已于 2016 年 2 月成立。2016 年 7 月,公

司的认缴规模从 14000 万元人民币增加至 50000 万元人民币。截止报告期末,公司实际缴纳出资 2.1 亿元

人民币。目前前海晶瑞中欧并购基金在海外的投资工作已经开始展开。

      公司作为 LP 参与设立的佛山市招科创新智能产业投资基金(以前名称为招科创新智能装备与硬件

产业投资基金),公司的认缴出资于 2017 年 1 月从 1 亿元人民币增资至 1.2 亿元人民币。该基金目前现


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                                                          深圳市汇川技术股份有限公司 2017 年半年度报告全文


正处于工商变更状态中。待登记备案的手续完成后,该基金可以正式运营。


二、主营业务分析

1、概述

参见“经营情况讨论与分析”中的“一、概述”相关内容。

2、主要财务数据同比变动情况

1)利润表项目重大变动情况及原因

                                                                                                单位:元
                    本报告期          上年同期         同比增减                 变动原因
                                                                 设备制造业的结构性复苏与增长,以
                                                                 及公司技术营销的持续深入,公司的
营业收入          1,937,009,821.32 1,464,766,513.04       32.24% 通用自动化业务(产品包括通用伺服、
                                                                 通用变频器、PLC 等)同比取得快速
                                                                 增长。
                                                                 营业收入增加,营业成本相应增加。
                                                                 公司产品收入结构变化,市场竞争加
营业成本          1,050,210,865.86   745,482,268.51       40.88%
                                                                 剧等原因,使得成本增速快于收入增
                                                                 速。
                                                                 营业收入增加,人员费用、维修费用
销售费用            182,443,305.46   129,831,539.71       40.52% 和差旅费用等增加;股权激励费用增
                                                                 加。
                                                                 研发及管理人员增加及调薪,技术咨
管理费用            395,659,977.69   251,160,553.86       57.53% 询费用、研发材料费用和股权激励费
                                                                 用等增加。
财务费用            -12,411,836.28    -9,858,273.80      -25.90%
                                                                   股权激励行权或解禁产生的可所得税
所得税费用           51,730,034.10    29,459,400.87       75.60%
                                                                   前抵扣费用减少。
                                                                   研发人员增加,技术咨询费用和研发
研发投入            275,862,717.49   157,229,234.35       75.45%
                                                                   材料费用等增加。
                                                                   存货跌价准备及应收账款坏账准备减
资产减值损失          6,590,372.37    11,915,036.70      -44.69%
                                                                   少。
                                                                 由于报告期股权激励实际行权数量较
其他综合收益           -173,019.11   -46,009,398.03       99.62% 上年同期大幅减少,预估股权激励可
                                                                 税前扣除费用减少额小于上年同期。
                                                                   理财收益增加,确认了无偿受让伊士
投资收益             48,000,769.87    16,377,582.69      193.09%
                                                                   通业绩承诺补偿股份的损益。


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                                                                  深圳市汇川技术股份有限公司 2017 年半年度报告全文


                                                                          根据财政部于 2017 年 5 月 10 日发布
                                                                          的《企业会计准则第 16 号——政府补
                                                                          助》,增值税退税款属于与公司日常活
营业外收入             25,573,502.13       92,740,753.35          -72.42%
                                                                          动相关的政府补助,从“营业外收入”
                                                                          项目重分类至“其他收益”项目。比
                                                                          较数据不予调整。
                                                                            根据财政部于 2017 年 5 月 10 日发布
                                                                            的《企业会计准则第 16 号——政府补
                                                                            助》,增值税退税款属于与公司日常活
其他收益             127,842,645.38
                                                                            动相关的政府补助,从“营业外收入”
                                                                            项目重分类至“其他收益”项目。比
                                                                            较数据不予调整。


2)现金流量表项目重大变动情况及原因
                                                                                                        单位:元
                      本报告期             上年同期         同比增减                    变动原因
经营活动产生的
                     235,952,320.86       -18,924,557.19         1346.80% 票据托收、现金回款较上年同期增加。
现金流量净额
投资活动产生的                                                              ①公司购买的理财产品增加;
               -1,001,792,944.89         437,513,005.98          -328.97%
现金流量净额                                                                ②公司新存的银行定期存款增加。
筹资活动产生的
                       80,088,790.53 -400,335,576.99              120.01% 银行借款金额较上年同期增加。
现金流量净额
                                                                       投资活动现金流量净额减少,经营及
现金及现金等价
                     -686,365,087.48       18,821,268.02     -3746.75% 筹资活动现金流量净额增加,前者变
物净增加额
                                                                       动幅度大于后者。


3、公司报告期利润构成或利润来源发生重大变动
□ 适用 √不适用


4、占比 10%以上的产品或服务情况
√ 适用 □ 不适用
                                                                                                         单位:元

                                                                    营业收入比上年 营业成本比上年 毛利率比上年同
                    营业收入            营业成本        毛利率
                                                                      同期增减        同期增减        期增减

分行业

工业自动化&工业
                   1,720,057,593.35    896,001,511.45      47.91%            54.47%        60.04%         -1.81%
机器人

新能源&轨道交通     216,952,227.97     154,209,354.41      28.92%           -38.24%       -16.92%        -18.24%

分产品

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                                                              深圳市汇川技术股份有限公司 2017 年半年度报告全文


变频器类              999,773,250.29   515,534,491.09    48.43%           40.71%              49.79%            -3.13%

运动控制类            458,647,102.50   240,890,539.66    47.48%           92.92%              88.23%             1.31%

控制技术类             92,441,884.68    44,581,311.96    51.77%           92.82%              94.99%            -0.54%

新能源&轨道交
                      216,952,227.97   154,209,354.41    28.92%          -38.24%              -16.92%          -18.24%
通类

传感器类               21,129,515.13    11,688,547.55    44.68%           58.54%              58.34%             0.07%

其他                  148,065,840.75    83,306,621.19    43.74%           42.40%              44.94%            -0.98%

分地区

华南                  486,472,082.87   254,190,203.44    47.75%           63.73%              76.55%            -3.79%

华东                1,058,571,973.09   585,961,200.45    44.65%           41.27%              45.20%            -1.49%

华北                   71,377,897.58    35,147,480.19    50.76%           58.18%              76.51%            -5.11%

中西部                211,267,730.64   125,856,647.67    40.43%          -28.58%              -11.66%          -11.40%

东北                   54,090,950.59    27,476,684.36    49.20%           39.07%              47.04%            -2.76%

海外                   55,229,186.55    21,578,649.75    60.93%           43.44%              27.87%             4.76%



5、公司实物销售收入是否大于劳务收入
√ 是 □ 否
       行业分类              项目              单位         本报告期               上年同期               同比增减

                    销售量                     PCS                  968,234              542,768                78.39%
工业自动化&工业机
                    生产量                     PCS                 1,027,852             578,806                77.58%
器人
                    库存量                     PCS                  213,916              142,963                49.63%

                    销售量                     PCS                   24,216               15,258                58.71%

新能源&轨道交通     生产量                     PCS                   26,874               15,169                77.16%

                    库存量                     PCS                   15,186                   8,158             86.15%

相关数据同比发生变动 30%以上的原因说明:
①工业自动化&工业机器人产品订单增加,销售、生产、存货储备相应增加。
②小功率新能源产品订单增加,销售、生产、存货储备相应增加。


6、公司订单情况
公司订单(含重大订单及数量分散订单)金额及增减比例
                                                                                                             单位:万元
                                                 销售订单金额(含税)
             行业                                                                                     同比增减(%)
                                    本报告期                      上年同期
工业自动化&工业机器人                  203,511.42                              140,069.85                     45.29%
新能源&轨道交通                         34,766.75                               86,736.39                    -59.92%
             合计                      238,278.17                              226,806.24                      5.06%

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    备注:新能源&轨道交通订单同比下滑 59.92%的原因是:2016 年 5 月 31 日,经纬轨道与苏州市轨道交通集团有限公司

(最终用户)、南京中车浦镇城轨车辆有限责任公司(车辆承包商、车辆供应商)签订了《苏州市轨道交通 3 号线工程车辆

牵引系统采购项目合同文件》,本合同总价为人民币 425,921,559 元。

    由于轨道交通行业的特性,公司控股子公司经纬轨道的订单执行时间较长,需根据交付情况分期确认

收入。2017 年上半年经纬轨道的订单情况如下:

                                                                                                       单位:万元

           本报告期初存量订单    报告期内新增订单金额     报告期内已确认收入的订    本报告期末存量订单金额
 项目
              金额(含税)             (含税)               单金额(含税)               (含税)

 金额          60,980.17                 300.00                   8,024.93                 53,255.24



7、主要销售客户和主要供应商情况

       公司主要销售客户情况

前五名客户合计销售金额(元)                                                                    243,377,702.78


前五名客户合计销售金额占年度销售总额比例                                                                 12.56%


前五名客户销售额中关联方销售额占年度销售总额比例                                                              0


       主要客户其他情况说明:前五名客户与公司不存在关联关系,公司董事、监事、高级管理人员、核心

技术人员、持股 5%以上股东、实际控制人和其他关联方在主要客户中没有直接或者间接拥有权益。

    公司主要供应商情况

前五名供应商合计采购金额(元)                                                                  229,808,784.91


前五名供应商合计采购金额占年度采购总额比例                                                               20.50%


前五名供应商采购额中关联方采购额占年度采购总额比例                                                            0


       主要供应商其他情况说明:前五名供应商与公司不存在关联关系,公司董事、监事、高级管理人员、

核心技术人员、持股 5%以上股东、实际控制人和其他关联方在主要供应商中没有直接或者间接拥有权益

等。



8、研发投入

(1)研发项目进展

截止报告期末,仍在研发进展中的项目:


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                                                       深圳市汇川技术股份有限公司 2017 年半年度报告全文



                                                                              对公司未来发展的影
序号          项目         研发目的             进展情况
                                                                            响

                           提升通用变频器产
                                                                            提升通用变频器的市场
       MD500 系 列 小 功   品可靠性、兼容性, 正样验证完成,准备转中
   1                                                                        竞争力,打造品牌知名
       率变频器            满足国内外市场需     试
                                                                            度
                           求

                                                主流功率段的整流和逆变

       MD810 系 列 多 传                        模块已进入中试阶段          提升公司产品在多传领
   2                       提升多传产品性能
       变频器                                   新增的整流或逆变模块正      域的竞争力

                                                在正样开发和测试中

                                                H1~H8逆变单元、基本整流
                                                单元已经转中试;有源整      进一步提升公司在过程
       MD880 系 列 多 传   建立工程传动多传
   3                                            流/回馈整流,测试验证       制造领域多机传动产品
       变频器              平台
                                                中,预计2017年10月转中      的竞争力
                                                试。

       新一代伺服驱动      下一代小体积、高性   正样测试验证中,预计8       提升通用伺服系统市场
   4
       器                  能伺服驱动器         月转中试                    竞争力


       新一代乘用车电      研发对标国际一流     上半年客户现场试机成        提供符合乘用车行业要
   5
       机控制器            的乘用车控制器       功,预计年内转入批量。      求的技术领先产品


                           搭建工业机器人平     详细设计优化;预计10月      完善公司机器人产品系
   6   工业机器人项目
                           台                   底完成组装。                列


   7   地铁牵引系统国      吸收、转化斯柯达的   批量生产阶段,目前已成      建立经纬自主的高可靠

       产化                牵引系统技术,建立   功交付两列车,场内静态      性牵引系统平台,为经

                           经纬轨道自主的产     测试完成,现场动态调试      纬轨道飞跃发展建立技

                           品平台               中。                        术基础


       第三代两象限控      设计开发新一代一     初样测试完成,产品优化      国际化的产品,拓展电
   8
       制器                体机产品             阶段                        梯跨国和国际市场




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                                                            深圳市汇川技术股份有限公司 2017 年半年度报告全文



     9     第二代喷水织机      开发第二代纺织喷       正在进行回归测试问题解      提升公司在喷水织机行
           控制柜              水织机控制系统         决及转中试准备;            业的产品竞争力,开拓
                                                                                  更多大客户市场

  10       扶梯变频器项目      设计开发新一代扶       初样测试完成,问题解决      拓展国内外扶梯市场
                               梯产品                 中


                                                                                  完善可编程控制器的功
  11       AC810 系 列 智 能   设计开发新一代智
                                                                                  能性能,提升可编程控
(本期     机械可编程控制      能机械可编程控制       初样设计开发中
                                                                                  制器在多个行业中的竞
新增)     器                  器
                                                                                  争力

                               借鉴国际先进HSM电
  12                                                                              公司业务新的增长点,
                               机方案,提供符合乘     客户试机中,预计年底实
(本期     乘用车高速电机                                                         提供乘用车优秀动力总
                               用车要求的主驱动       现批量。
新增)                                                                            成解决方案。
                               电机。



报告期内已达成研发目的的项目:

                                                                                   对公司未来发展的影
序号            项目           研发目的               进展情况
                                                                                  响

                               设计开发电梯上应
                                                      中试阶段,开始筹划推广
 1       电梯视频机            用的视频机和广告                                   开拓电梯行业后市场
                                                      销售。
                               机


(2)研发支出情况


                  项目                    报告期内               上年同期         同比变动比例(%)
 研发人员数量(人)                                  1490                   961                     55%
 研发人员数量占比                                24.91%                24.48%                     0.43%
 研发支出总额                             275,862,717.49       157,229,234.35                    75.45%
 资本化研发支出额的比重                                 -                     -                       -
 研发支出占营业收入比重                          14.24%                10.73%                     3.51%


研发投入总额占营业收入的比重较上年发生显著变化的原因

□ 适用 √ 不适用
                                                                                                          21
                                                                      深圳市汇川技术股份有限公司 2017 年半年度报告全文


 研发投入资本化率大幅变动的原因及其合理性说明

 □ 适用 √ 不适用

 (3)专利数量情况

                                                                                                           单位 :个
                                                                                                已申请,尚未获得证
                                              报告期内获得            截至报告期末累计获得
                                                                                                        书
 发明专利                                                       51                        233                     144
 实用新型                                                       47                        414                      85
 外观设计                                                       16                         97                      36
 软件著作权                                                       1                       122                      --



 三、非主营业务分析

                                                                                                            单位:元
                           金额              占利润总额比例            形成原因说明             是否具有可持续性
                                                              主要是理财收益和确认
                                                                                   其中理财收益具有可持
 投资收益                  48,000,769.87                9.68% 无偿受让伊士通业绩承
                                                                                   续性
                                                              诺补偿股份的损益。
 资产减值                   6,590,372.37                1.33% 应收款项及存货减值。 是
                                                                 主要是政府补助及处置
 营业外收入                25,573,502.13                5.16%                         是
                                                                 非流动资产利得。
                                                                 主要是处置非流动资产
 营业外支出                   317,740.11                0.06%                         否
                                                                 损失。


 四、资产、负债状况分析

 1、资产构成重大变动情况

                                                                                                             单位:元

                      本报告期末                   上年同期末

                                  占总资产                     占总资产 比重增减            重大变动说明
                    金额                         金额
                                    比例                        比例

货币资金       1,381,439,517.78    16.01% 1,227,878,027.65       21.07%     -5.06%

应收账款       1,112,033,079.37    12.89%     887,240,206.76     15.24%     -2.35%

存货            971,491,097.24     11.26%     706,507,979.27     12.13%     -0.87% 产品订单增加,存货储备增加。

投资性房地产                        0.00%                         0.00%     0.00%
                                                                                                                    22
                                                               深圳市汇川技术股份有限公司 2017 年半年度报告全文


长期股权投资    202,464,464.91    2.36%     15,626,002.73   0.27%    2.09% 增加对前海晶瑞及沃尔曼的投资。

固定资产        649,989,647.96    7.53%    602,321,705.01   10.34%   -2.81%

                                                                              ①苏州汇川 B 区一期工程增补项目
在建工程         18,491,413.98    0.21%     10,381,750.19   0.18%    0.03% 持续建设;②新增租赁厂房装修工
                                                                              程、B 区二期工程。

                                                                              本公司及子公司苏州汇川增加流动
短期借款        671,705,603.89    7.79%     18,000,000.00   0.31%    7.48%
                                                                              资金借款。

                                                                              长期借款于一年内到期转入一年内
长期借款                          0.00%     12,000,000.00   0.21%    -0.21%
                                                                              到期的非流动负债。

应收票据        984,632,772.81    11.41%   602,316,508.90   10.34%   1.07% 公司销售收入增长,票据回款增加。

预付款项         36,980,769.02    0.43%     29,564,443.57   0.51%    -0.08%

应收利息         51,160,838.07    0.59%     43,047,667.61   0.74%    -0.15%

应收股利                          0.00%                     0.00%    0.00%

                                                                              上年同期末确认了应收中登公司员
其他应收款       44,756,416.50    0.52%    108,292,077.31   1.86%    -1.34%
                                                                              工行权款。

其他流动资产   2,397,183,014.46   27.78%   923,913,717.71   15.87%   11.91% 公司增加对理财产品的投资。

可供出售金融
                                  0.00%              0.00   0.00%    0.00%
资产

长期应收款                        0.00%                     0.00%    0.00%

无形资产        278,499,477.26    3.23%    300,815,089.17   5.17%    -1.94%

商誉            311,429,559.48    3.61%    275,393,796.05   4.73%    -1.12%

长期待摊费用       6,837,907.52   0.08%      5,520,119.82   0.09%    -0.01%

                                                                              预估股权激励可税前扣除费用、返利
递延所得税资
                 90,076,609.91    1.04%     65,718,716.21   1.13%    -0.09% 及质保费用、资产减值准备等项目金

                                                                              额增加,递延所得税资产相应增加。

其他非流动资                                                                  产能扩大、设备增多,长期资产预付
                 90,575,730.15    1.05%     18,978,832.71   0.33%    0.72%
产                                                                            款增加。

                                                                              ①销售订单增加,采购应付的材料款
应付票据        570,681,868.20    6.61%    388,939,238.09   6.68%    -0.07%
                                                                              增加;②公司自开汇票结算增加。

                                                                              销售订单增加,采购应付的材料款增
应付账款        692,100,171.87    8.02%    510,138,654.08   8.76%    -0.74%
                                                                              加。

预收款项        271,943,958.43    3.15%    183,341,509.20   3.15%    0.00% 子公司江苏经纬预收款增加。

应付职工薪酬    135,828,252.81    1.57%     86,589,629.37   1.49%    0.08% 员工人数增加,应付职工薪酬增加。

                                                                              公司实施第三期股权激励方案,新增
其他应付款      646,297,204.16    7.49%    151,911,914.57   2.61%    4.88%
                                                                              限制性股票回购义务。

一年内到期的                                                                  长期借款于一年内到期转入一年内
                 12,000,000.00    0.14%      2,000,000.00   0.03%     0.11%
非流动负债                                                                    到期的非流动负债。

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                                                                        深圳市汇川技术股份有限公司 2017 年半年度报告全文


                                                                                         合并范围内子公司开具的汇票贴现
其他流动负债        360,587,685.00      4.18%     50,000,000.00       0.86%      3.32%
                                                                                         且尚未兑付的金额增加。


 2、以公允价值计量的资产和负债

                                                                                                                    单位:元

                                                 计入权益的累
                                  本期公允价值                    本期计提的减
     项目            期初数                      计公允价值变                    本期购买金额 本期出售金额        期末数
                                     变动损益                          值
                                                      动

 金融资产

 3.可供出售金
                  14,532,897.21                  -14,532,897.21
 融资产

 金融资产小计     14,532,897.21                  -14,532,897.21

 上述合计         14,532,897.21                  -14,532,897.21



 报告期内公司主要资产计量属性是否发生重大变化
 □ 是 √ 否

 3、截至报告期末的资产权利受限情况


                        项目                               期末账面价值                       受限原因
  货币资金                                                 1,189,499,843.66      定期存款/履约保证金
  应收票据                                                  202,902,838.17       质押的应收票据
  合计                                                     1,392,402,681.83                       --



 五、投资状况分析

 1、总体情况


            报告期投资额(元)                     上年同期投资额(元)                                变动幅度

                               2,500,000.00                            14,000,000.00                                -82.14%


 2、报告期内获取的重大的股权投资情况

 □ 适用 √ 不适用


 3、报告期内正在进行的重大的非股权投资情况

 □ 适用 √不适用

                                                                                                                           24
                                                                深圳市汇川技术股份有限公司 2017 年半年度报告全文


4、以公允价值计量的金融资产

□ 适用√不适用


5、募集资金使用情况

(1)募集资金总体使用情况

                                                                                                          单位:万元

募集资金总额                                                                                             185,831.50

报告期投入募集资金总额                                                                                        2,279.03

已累计投入募集资金总额                                                                                   124,835.62

报告期内变更用途的募集资金总额                                                                                     —

累计变更用途的募集资金总额                                                                                         —

累计变更用途的募集资金总额比例                                                                                     —

                                             募集资金总体使用情况说明

经中国证券监督管理委员会证监许可[2010]1161 号文《关于核准深圳市汇川技术股份有限公司首次公开发行股票并在创业
板上市的批复》核准,公司于 2010 年 9 月 13 日向社会公众投资者定价发行人民币普通股(A 股)2,700 万股,每股面值人民
币 1.00 元,每股发行认购价格为人民币 71.88 元,共收到社会公众认缴的投入资金人民币 1,940,760,000.00 元,扣除与发
行有关的费用人民币 82,445,040.00 元,公司实际募集资金净额为人民币 1,858,314,960.00 元。 截止 2017 年 06 月 30 日,
本公司累计使用募集资金 124,835.62 万元,剩余募集资金 60,995.88 万元(不含利息收入、理财收益、理财收益再次投资
的理财本金,含募集资金本金投资的理财本金 29,665.00 万元)。


(2)募集资金承诺项目情况

√ 适用 □ 不适用
                                                                                                          单位:万元

                                                                                    项目                          项目
                    是否
                                                                          截至期    达到                          可行
                    已变                                                                              是否
承诺投资项目                募集资金                本报告    截至期末    末投资    预定    本报告                性是
                    更项                调整后投                                                      达到
和超募资金投                承诺投资                期投入    累计投入    进度(3)   可使    期实现                否发
                    目(含               资总额(1)                                                     预计
       向                     总额                   金额     金额(2)       =      用状    的效益                生重
                    部分                                                                              效益
                                                                          (2)/(1)   态日                          大变
                    变更)
                                                                                     期                            化
承诺投资项目(注释 1)
承诺投资项目
                       --   29,280.39   29,280.39             29,280.39     --       --                  --        --
小计
超募资金投向

设立全资子公                                                                        2011
                                                                                                      注释
司长春汇通光      否         3,000.00    3,000.00              3,000.00   100.00%   年9     注释 2                  否
                                                                                                     2
电技术有限公                                                                         月

                                                                                                                    25
                                                                深圳市汇川技术股份有限公司 2017 年半年度报告全文




                                                                                    2011
在香港设立全                                                                                              注释
                 否         4,114.94    4,114.94               3,315.35   80.57%    年9         注释 6               否
资子公司                                                                                                  6
                                                                                     月

项目结余永久
                                                                                                          注释
性补充流动资                                        799.59      799.59
                                                                                                          7


                                                                                    2020
                                                                                    年     6
苏州汇川企业
                 否        33,932.16   33,932.16   1,332.42   10,368.37   30.56%    月 30       不适用               否
技术中心
                                                                                    日(注
                                                                                    释 3)

                                                                                    2015
                                                                                    年     6
生产大传动变
                 否        10,172.00   10,172.00     71.46     9,109.19   89.55%    月 30                      是    否
频器项目                                                                                         12.34
                                                                                    日(注
                                                                                    释 3)

                                                                                    2015
生产新能源汽                                                                        年     6
车电机控制器     否        10,674.00   10,674.00              10,667.22   99.94%    月 30                      是    否
                                                                                               1,064.15
项目                                                                                日(注
                                                                                    释 3)

                                                                                    2015
                                                                                    年     6
生产光伏逆变
                 否        20,658.00   20,658.00              17,162.38   83.08%    月 30                      否    否
器项目                                                                                           -29.85
                                                                                    日(注
                                                                                    释 3)

                                                                                    不 适       不适用
收购宁波伊士
                 否        11,000.00   11,000.00              11,000.00   100.00%   用(注      (注释               否
通 40%股权
                                                                                    释 4)         4)

                                                                                    2019
汇川技术总部                                                                        年 12
                 否        33,000.00   33,000.00     75.56      133.13     0.40%
大厦(注释 5)                                                                      月 31
                                                                                     日

永久补充流动
                           30,000.00   30,000.00              30,000.00   100.00%
资金

归还银行贷款
                      --                                                              --          --          --    --
(如有)
补充流动资金
                      --                                                              --          --          --    --
(如有)


                                                                                                                     26
                                                                    深圳市汇川技术股份有限公司 2017 年半年度报告全文


超募资金投向
                      --    156,551.10   156,551.10   2,279.03    95,555.23    --      --    1,046.64    --     --
小计

合计                  --    185,831.49   185,831.49   2,279.03   124,835.62    --      --    1,046.64    --     --

                 (1)生产光伏逆变器项目未达到预计效益,主要原因是光伏逆变器行业竞争加剧,产品毛利率低,公司对
                 光伏行业采取谨慎经营策略,使得生产光伏逆变器项目未达到预计效益。
                 (2)苏州汇川企业技术中心项目未达到计划进度,主要原因系:苏州市“一核四城”城市发展战略的吴中
                 区太湖新城规划未明确落地,本项目的企业技术中心大楼受此影响未能开工建设。为了不影响苏州汇川
                 的产品开发和研发项目进展,公司在苏州工厂现有场地上进行了本项目涉及的研发实验室建设和实验室
                 研发配置提升,并对本项目规划招聘的研发人员进行了安排。截至报告期末,除了企业技术中心大楼尚
未达到计划进     未落成外,苏州汇川已建成 EMC 实验室、安规实验室、可靠性实验室及各产品线实验室,研发人员数量
度或预计收益     超过 650 人,已实际承担苏州汇川企业技术中心的任务和职责。 2017 年 4 月 7 日召开的第三届董事会第
的情况和原因     三十次会议审议通过了《关于对使用超募资金投资的“苏州汇川企业技术中心项目”进行调整的议案》,
(分具体项目)   增加投入超募资金 12,403.162 万元,本项目的建设完成日期延至 2020 年 6 月 30 日。
                 (3)汇川技术总部大厦项目未达到计划进度,主要原因系:根据深圳市城市轨道交通建设规划,地铁 22 号
                 线将从本项目地块旁经过,根据地铁从地上通过或地下通过的不同铺设方式,深圳市规划与国土资源委
                 员会龙华管理局会对本项目的具体建设方案作不同的要求。2017 年 3 月,经过本项目地块的地铁线路铺
                 设方式已经确定,公司已将本项目建设方案提交深圳市规划与国土资源委员会龙华管理局审核,并进行
                 了相关水保、人防、环保、防雷等报建工作。公司将积极推动本项目各项工作,力争按计划完成本项目
                 的建设。
项目可行性发
生重大变化的     无
情况说明

                 (一)公司第一届董事会第十四次会议决定使用超募资金 15,000 万元暂时补充流动资金,2011 年 3-4 月,
                 实际使用超募资金 12,307.94 万元暂时补充流动资金,2011 年 7-8 月归还超募资金 7,307.94 万元至募集资
                 金专户,剩余 5,000.00 万元根据公司第二届董事会第二次会议决在 2011 年转为永久补充流动资金。
                 (二)公司第一届董事会第十六次会议审议通过了《关于使用部分超募资金在香港设立全资子公司的议案》,
                 同意以超募资金出资 5,000 万港币(折合人民币约 4,250 万元,以实际投资时汇率折算额为准),在中华
                 人民共和国香港特别行政区设立全资子公司。2011 年实际使用超募资金 4,114.94 万元(按实际投资时汇
                 率约折港币为 4,988 万)投入香港子公司,该投资款已存放于香港子公司募集资金专户,将用于香港子公
                 司支付进口物料款、员工薪酬、海外投资款、铺底流动资金、办公场所租赁及设备购置等。根据公司第
                 二届董事会第十九次会议决议通过的《关于调整募投项目汇川技术(香港)有限公司资金使用结构的议案》,
超募资金的金     将香港汇川原计划用于支付进口物料的 1500 万港币调整为“铺底流动资金”项目支出。截至本报告期末公
额、用途及使用   司实际使用超募资金 3,315.35 万元,剩余 799.59 万根据公司第三届董事会第三十次会议审议通过的《关
进展情况         于将“在香港设立全资子公司项目”节余募集资金永久性补充流动资金的议案》,转为永久性补充流动资金。
                 (三)公司第一届董事会第十七次会议审议通过了《关于使用部分超募资金投资设立全资子公司暨收购长春
                 市汇通电子有限责任公司整体资产的议案》,同意使用超募资金 3,000 万元设立全资子公司。截至本报告
                 期末公司实际使用超募资金 3,000 万元。
                 (四)公司第二届董事会第二次会议决议审议通过了《关于使用部分超募资金永久补充流动资金的议案》,
                 同意使用 30,000 万元超募资金永久用于补充流动资金。将第一届董事会第十四次会议公告使用的用于暂
                 时补充流动资金的 15,000 万元转为永久补充流动资金,同时新增 15,000 万元用于永久补充流动资金。截
                 至本报告期末实际使用 30,000 万元,其余存在募集资金专户。
                 (五)公司第二届董事会第二次会议审议通过了《关于使用部分超募资金用于苏州汇川企业技术中心项目的
                 议案》、《关于使用部分超募资金用于生产大传动变频器项目的议案》、《关于使用部分超募资金用于

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               生产新能源汽车电机控制器项目的议案》、《关于使用部分超募资金用于生产光伏逆变器项目的议案》、
               《关于缴付子公司苏州汇川技术有限公司剩余出资额的议案》,拟使用超募资金中的 21,529 万元用于苏
               州汇川企业技术中心项目;拟使用超募资金中的 10,172 万元用于年产 600 台/套大传动变频器项目;拟使
               用超募资金中的 10,674 万元用于年产 4 万台/套新能源汽车电机控制器项目;拟使用超募资金中的 20,658
               万元用于年产 8,000 台/套光伏逆变器项目。公司第三届董事会第三十次会议审议通过了《关于对使用超
               募资金投资的“苏州汇川企业技术中心项目”进行调整的议案》,增加投入超募资金 12,403.162 万元。截至
               本报告期末,上述项目完成进度分别为苏州汇川企业技术中心 30.56%,生产大传动变频器项目 89.55%,生
               产新能源汽车电机控制器项目 99.94%,生产光伏逆变器项目 83.08%。
               (六)公司第二届董事会第十九次会议审议通过了《关于使用部分超募资金收购宁波伊士通技术股份有限公
               司 40%股权的议案》,同意使用超募资金中的 11,000 万元收购宁波伊士通技术股份有限公司 40%股权。
               截至本报告期末公司实际使用超募资金 11,000 万元。
               (七)2015 年 11 月 11 日召开的第三届董事会第十二次会议审议通过了《深圳市汇川技术股份有限公司
               关于使用部分超募资金建设总部基地的议案》,项目拟使用超募资金中的 33,000 万元。截至本报告期末
               公司实际使用超募资金 133.13 万元,其余存在募集资金专户。
               (八)截至 2017 年 06 月 30 日止,超募资金余额为 60,995.88 万元(不含利息收入、理财收益、理财收益再
               次投资的理财本金,含募集资金本金投资的理财本金 29,665.00 万元)。
               经公司于 2012 年 6 月 29 日召开的第二届董事会第八次会议审议通过,公司拟通过转让的方式,将公
募集资金投资   司在建设“生产高性能伺服系统”和“生产稀土永磁同步电机直驱系统”项目过程中使用募集资金购买的全
项目实施地点   部与电机生产相关的设备转移至子公司江苏汇程电机有限公司(以下简称“江苏汇程”),并由江苏汇程在江
变更情况       苏泰州实施电机产品的生产,转让价格经评估后确定。上述议案于 2012 年 7 月 20 日经公司 2012 年第
               一次临时股东大会审议通过。
               经公司 2012 年 6 月 29 日召开的第二届董事会第八次会议审议通过,将募集资金投资项目之“生产高性
募集资金投资
               能伺服系统”、“生产稀土永磁同步电机直驱系统”这两个募投项目中的伺服电机和直驱电机产品的实施主
项目实施方式
               体由子公司苏州汇川变更为子公司江苏汇程,其项目设计、资金使用未改变,该变更内容于 2012 年 7 月
调整情况
               20 日经公司 2012 年第一次临时股东大会审议通过。
募集资金投资
               公司 2010 年度存在以自有资金投入募集资金投资项目的情况,截至本报告期末已超过规定的置换时间,
项目先期投入
               不再进行置换。
及置换情况
               2011 年 3 月 5 日,公司第一届董事会第十四次会议审议通过了《关于使用部分超募资金暂时补充流动资
用闲置募集资   金的议案》,经全体董事表决,一致同意使用 15,000 万元超募资金用于暂时补充流动资金,使用期限不
金暂时补充流   超过董事会批准之日起 6 个月。2011 年 3-4 月,实际使用超募资金 12,307.94 万元暂时补充流动资金,2011
动资金情况     年 7-8 月归还超募资金 7,307.94 万元至募集资金专户,剩余 5,000.00 万元根据公司第二届董事会第二次
               会议决议在 2011 年度永久补充流动资金。




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                 生产高性能变频器、生产电梯一体化控制系统、生产高性能伺服系统、生产稀土永磁同步电机直驱系统、
                 企业技术中心建设和营销网络中心六个承诺募投项目均已完成项目建设,节余资金共计:7,818.47 万元,
                 其中节余本金 7,262.66 万元,占计划募集资金总额 24.80%;利息 555.81 万元。募集资金节余的主要原因:
                 (一)募投项目存在后期尚需支付的质保金合计 1,625.96 万元,未来公司将以自有资金予以支付。
                 (二)公司 2010 年度存在以自有资金投入募投项目的情况,公司未进行置换的金额 2,997.13 万元。
                 (三)公司募投项目实际节余本金约为 2,639.57 万元,占计划募集资金总额 9.01%,主要是因为在项目
                 建设过程中,受经济环境影响,建造材料价格处于下降趋势,同时公司进一步加强了项目费用控制、监
                 督和管理,减少了项目总开支;在保证项目质量的前提下,公司对市场进行了较为充分的调研,采购优
                 质且具有价格优势的国内设备,降低了设备采购成本。
                 2012 年 10 月 24 日,公司第二届董事会第十次会议审议通过了《关于将募集资金投资项目节余募集资金永
                 久性补充流动资金的议案》,公司将生产高性能变频器、生产电梯一体化控制系统、生产高性能伺服系
                 统、生产稀土永磁同步电机直驱系统、企业技术中心建设、营销网络中心公司合计节余募集资金 7,818.47
项目实施出现
                 万元(含利息)用于永久性补充流动资金。
募集资金结余
的金额及原因
                 在香港设立全资子公司项目有关超募资金投资的建设内容已完成,节余资金共计:891.14 万元,其中节
                 余本金 799.59 万元,占计划募集资金总额的 19.43%;利息、汇兑收益 91.55 万元。募集资金节余的主要
                 原因:
                  (一)在项目建设过程中,公司依照募集资金投资计划,本着节约、合理有效的原则使用募集资金,合理
                 配置资源,严格控制各项支出,有效降低成本和费用。
                  (二)在投资设立印度子公司及意大利研发中心的过程中,充分调研和论证,从公司的业务拓展需求、研
                 发方向、子公司经营成本等角度出发,结合所在国家的投资环境、人力资源成本等因素,科学决定投资
                 地点和投资规模,提高了投资效率,使投资成本得到一定程度上的节省。
                  2017 年 4 月 7 日,公司第三届董事会第三十次会议审议通过了《关于将“在香港设立全资子公司项目”
                 节余募集资金永久性补充流动资金的议案》,将在香港设立全资子公司项目的节余募集资金 1,019 万港
                 币(含利息,以实际补充流动资金日期的募集资金专户余额为准)永久补充香港汇川日常经营所需的流
                 动资金。
尚未使用的募
                 尚未使用的募集资金有 29,665.00 万元用于保本理财投资,其余 31,330.88 万元仍存放于募集资金专用账
集资金用途及
                 户。
去向
募集资金使用
及披露中存在
的问题或其他
情况

注释 1:截至 2012 年 12 月 31 日,公司六个承诺投资项目即“生产高性能变频器、生产电梯一体化控制系统、生产高性能
伺服系统、生产稀土永磁同步电机直驱系统、企业技术中心建设和营销网络中心”已经完成项目建设,相关结余资金已用于
永久补充流动资金,自 2013 年 1 月 1 日开始,公司已不再对该六个项目的投入金额、项目进度等进行披露。
在公司《首次公开发行股票并在创业板上市招股说明书》第十一节之“五、(二)募集资金运用对公司经营成果的影响”部
分,公司对“生产高性能变频器、生产电梯一体化控制系统、生产高性能伺服系统、生产稀土永磁同步电机直驱系统”四个
项目在 2011 年-2013 年的效益情况进行了预测。
截至 2013 年 12 月 31 日止,公司已完成“上述四个项目是否达到预计效益”的披露。自 2014 年 1 月 1 日开始,公司将不再
对该四个项目是否达到预计效益进行披露。
截至 2015 年 12 月 31 日止,公司已完成“上述四个项目实现的效益”的披露。自 2016 年 1 月 1 日开始,公司将不再对该四
个项目的效益进行披露。

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注释 2:公司《关于使用超募资金成立长春市汇通光电技术有限公司暨收购长春市汇通电子有限责任公司整体资产的可行性
报告》之 6.2“主营业务收入预测与财务效益分析”部分对“设立全资子公司长春汇通光电技术有限公司”项目在 2011 年-2013
年的效益情况进行了预测。
截至 2013 年 12 月 31 日止,公司已完成该项目“是否达到预计效益”的披露。自 2014 年 1 月 1 日开始,公司将不再对该项
目是否达到预计效益进行披露。
截至 2015 年 12 月 31 日止,公司已完成该项目实现的效益的披露,自 2016 年 1 月 1 日开始,公司不再对该项目实现的效益
进行披露。


注释 3:经公司第二届董事会第二十三次会议审议,使用超募资金投资的“苏州汇川企业技术中心”达到预定可使用状态日
期由 2014 年 6 月 30 日变更为 2016 年 12 月 31 日;“生产大传动变频器项目”、“生产新能源汽车电机控制器项目”、“生产光
伏逆变器项目”的达到预定可使用状态日期由 2014 年 6 月 30 日变更为 2015 年 6 月 30 日。2017 年 4 月 7 日召开的第三届
董事会第三十次会议审议通过了《关于对使用超募资金投资的“苏州汇川企业技术中心项目”进行调整的议案》,增加投入
超募资金 12,403.162 万元,本项目的建设完成日期延至 2020 年 6 月 30 日。


注释 4:超募资金项目“收购宁波伊士通技术股份有限公司 40%股权”为使用超募资金收购股权事项,“达到预定可使用状
态日期”、“本报告期实现的效益”为“不适用”。


注释 5:2015 年 11 月 11 日召开的第三届董事会第十二次会议审议通过了《深圳市汇川技术股份有限公司关于使用部分超募
资金建设总部基地的议案》,项目拟使用超募资金中的 33,000 万元。


注释 6:公司《关于使用超募资金在香港设立全资子公司的可行性研究报告 》之 4.2“投资效益分析”部分对“在香港设立
全资子公司”项目在 2011 年-2015 年的效益情况进行了预测。
截至 2017 年 03 月 31 日止,公司已完成该项目“是否达到预计效益”的披露。自 2017 年 6 月 30 日开始,公司将不再对该
项目是否达到预计效益进行披露。
截至 2017 年 03 月 31 日止,公司已完成该项目实现的效益的披露,自 2017 年 6 月 30 日开始,公司不再对该项目实现的效
益进行披露。


注释 7:由于离岸资金账户在报告期未完成开户手续,在香港设立全资子公司项目节余资金合计 891.14 万元(以 2017 年 6
月 30 日汇率进行折算)目前存在募集资金专户,其中节余本金 799.59 万元,利息、汇兑收益 91.55 万元。预计离岸资金账
户在 2017 年 8 月完成开户手续,届时该项目节余资金将由募集资金专户转入离岸资金专户,转出金额以实际转出日的募集
资金专户余额为准。“项目结余永久性补充流动资金”本报告期投入金额仅列示本金数,不含利息、汇兑收益 91.55 万元。


(3)募集资金变更项目情况

公司报告期不存在募集资金变更项目情况。

6、委托理财、衍生品投资和委托贷款情况

(1)委托理财情况-自有资金

                                                                                                           单位:万元

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                                                                                                 计
                                                                                                 提
                                                                                            是
                                                                                                 减
                                                                                            否
                                                                                                 值
                                                                                 本期实     经
                      是否                                                                       准               报告期
             关联关                       委托理财    起始    终止     报酬确    际收回     过          预计收
受托人名称            关联   产品类型                                                            备               实际损
               系                           金额      日期    日期     定方式    本金金     规            益
                      交易                                                                       金               益金额
                                                                                   额       定
                                                                                                 额
                                                                                            程
                                                                                                 (
                                                                                            序
                                                                                                 如
                                                                                                 有)

                             中信理财
                             之共赢系
中信银行深                   列(对公)               2016    2017     到期收
             第三方    否                                                                          0     166.92    166.92
圳分行                       1612 期 B    4,700.00    /3/23   /4/27      取      4,700.00   是
                             款人民币
                             理财产品

                              “幸福
                             99”卓越
杭州银行深                    增盈第                  2016    2017     到期收
             第三方    否                                                        10,000.0          0     441.21    441.21
圳分行                       16128 期     10,000.00   /4/12   /4/13      取                 是
                                                                                    0
                             预约 366
                               天型

                             招商银行
                             点金公司
招商银行深
                             理财之金                 2016    无期     赎回时
圳时代广场   第三方    否                                                        13,950.7          0     494.95    494.95
                             益求金进     13,950.74   /7/28    限       收取                是
支行                                                                                4
                             取型理财
                             计划 0889

                             浦发银行
                                                      2016
浦发银行深                   财富班车                         2017     到期收
             第三方    否                             /10/1                                        0      92.31     92.31
圳分行                       进取型 4     5,100.00            /4/8       取      5,100.00   是
                                                       1
                                号

                             杭州银行
                              “幸福
                             99”卓越                 2016
杭州银行深                                                    2017     到期收
             第三方    否     增盈第                  /11/1                                        0     111.58    111.58
圳分行                                    6,000.00            /5/15      取      6,000.00   是
                             16555 期                  5
                             预约 181
                               天型

珠海华润银                   珠海华润                 2016    2017     到期收
             第三方    否                                                                          0      12.21     12.21
行深圳分行                   银行润金     1,000.00    /12/6   /3/15      取      1,000.00   是


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                                                                  深圳市汇川技术股份有限公司 2017 年半年度报告全文


                           6 号第 603
                              期

                           卓越增盈
杭州银行深                 第 16602                 2016    2017     到期收
             第三方   否                                                       28,500.0          0    308.27   308.27
圳分行                     期预约 94    28,500.00   /12/8   /3/12      取                 是
                                                                                  0
                             天型

                           卓越增盈
                                                    2016
杭州银行深                 第 16618                         2017     到期收
             第三方   否                            /12/2                                        0     67.32     67.32
圳分行                     期预约 91    6,000.00            /3/22      取      6,000.00   是
                                                     1
                             天型

                           杭州银行
                            “幸福
                           99”卓越
                                                    2016
杭州银行深                 灵动添益                         无期     赎回时
             第三方   否                            /12/3                                        0      2.86         2.86
圳分行                     7 天开放     1,000.00             限       收取     1,000.00   是
                                                     0
                           式人民币
                           理财产品
                             计划

                           招商银行
招商银行股                                          2016    2017     到期收
             第三方   否   投融通投                                                              0     37.53     37.53
份有限公司                              1,277.86    /6/28   /7/26      取      1,218.63   是
                            资产品

                           招商银行
                           点金公司
招商银行苏                 理财之金                 2016    无期     赎回时
             第三方   否                                                                         0    106.11    106.11
州城中支行                 益求金进     3,000.00    /7/29    限       收取     3,000.00   是
                           取型理财
                           计划 0889

                           浦发银行
浦发银行苏                 财富班车                 2016    2017     到期收
             第三方   否                                                       10,000.0          0     78.24     78.24
州金闾支行                 进取之新     10,000.00   /11/8   /1/14      取                 是
                                                                                  0
                            客理财

                           浦发银行                 2016
浦发银行苏                                                  2017     到期收
             第三方   否   财富班车                 /11/1                                        0     27.74     27.74
州金闾支行                              3,000.00            /2/18      取      3,000.00   是
                           进取 3 号                 8

                           宁波银行
宁波银行苏                 启盈智能                 2016    2017     到期收
             第三方   否                                                                         0     13.81     13.81
州分行                     定期理财     3,000.00    /12/9   /1/17      取      3,000.00   是
                             1号

                           宁波银行
宁波银行高                                          2016    2017     到期收
             第三方   否    平衡型                                                               0      5.49         5.49
新支行                                   500.00     /9/22   /1/4       取      500.00     是
                            343 号


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                                                                  深圳市汇川技术股份有限公司 2017 年半年度报告全文


                                                                     每月 15
                           浦发利多                 2015
浦发银行长                                                  无期     日及赎
             第三方   否   多 E 路发                /10/1                                        0      2.24         2.24
春分行                                   200.00              限      清时收    200.00    是
                             B款                     6
                                                                       取

                           兴业金雪                                  每月 21
                                                    2016
兴业银行深                 球优先 1                         无期     日及赎
             第三方   否                            /10/3                                        0      0.16         0.16
圳罗湖支行                 号开放式      200.00              限      清时收    200.00    是
                                                     1
                             理财                                      取

                           兴业金雪                                  每月 21
                                                    2016
兴业银行深                 球优先 1                         无期     日及赎
             第三方   否                            /11/1                                        0      0.23         0.23
圳罗湖支行                 号开放式      300.00              限      清时收    300.00    是
                                                     4
                             理财                                      取

                           农行“金
                           钥匙安
农行上海康                 心得利”                 2016
                                                            2017     到期收
桥开发区支   第三方   否   2016 年第                /12/2                                        0      2.57         2.57
                                         400.00             /2/15      取      400.00    是
行                         1253 期人                 3
                           民币理财
                             产品

                           兴业银行
                           “金雪球-                2016
兴业银行深                                                  2017     到期收
             第三方   否   优悦”开                 /12/1                                        0      1.86         1.86
圳罗湖支行                               600.00             /1/18      取      600.00    是
                           放式净值                  9
                           理财产品

                           交通银行
交通银行药                                          2016    无期     赎回时
             第三方   否   日增利 S                                                              0
行街支行                                1,100.00    /9/27    限       收取               是
                              款

                           中信共赢
中信银行高                                          2016    无期     赎回时
             第三方   否   稳健天天                                                              0
新支行                                   300.00     /12/1    限       收取               是
                             快A

                           杭州银行
                            “幸福
                           99”卓越                 2016    2017
杭州银行深                                                           到期收
             第三方   否    增盈第                  /11/1   /11/1                                0
圳分行                                  6,000.00                       取                是
                           16554 期                  5       5
                           预约 365
                             天型

                           珠海华润
                                                            2017
珠海华润银                 银行润金                 2016             到期收
             第三方   否                                    /12/1                                0
行深圳分行                 6 号第 527   23,800.00   /12/8              取                是
                                                             1
                              期


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                                                                 深圳市汇川技术股份有限公司 2017 年半年度报告全文


                           中信理财
                           之共赢稳                        2017
中信银行深                                         2016             到期收
             第三方   否    健周期                         /12/1                                0
圳分行                                 3,790.00    /12/8              取                 是
                           371 天理                         3
                              财

                           宁波银行
                                                   2016
宁波银行苏                 启盈智能                        无期     赎回时
             第三方   否                           /10/2                                        0
州分行                     活期理财     633.00              限       收取                是
                                                    7
                             1号

                           中国农业
                           银行“本
农行上海康
                           利丰步步                2016    无期     赎回时
桥开发区支   第三方   否                                                                        0
                           高”开放     300.00     /9/22    限       收取                是

                           式人民币
                           理财产品

                           杭州银行
                            “幸福
                           99”卓越
杭州银行深                 灵动添益                2017    无期     赎回时
             第三方   否                                                                        0     13.93    13.93
圳分行                     7 天开放    4,000.00    /1/5     限       收取     4,000.00   是
                           式人民币
                           理财产品
                             计划

                           宁波银行
宁波银行深                                         2017    2017     到期收
             第三方   否   2017 平衡                                                            0     58.03    58.03
圳分行                                 5,600.00    /2/9    /5/12      取      5,600.00   是
                           型 33 号

                           浦发银行
浦发银行深                 利多多现                2017    无期     赎回时
             第三方   否                                                                        0      2.38         2.38
圳分行                     金管理 2    1,200.00    /2/23    限       收取     1,200.00   是
                              号

                           杭州银行
                            “幸福
                           99”卓越
杭州银行深                 灵动添益                2017    无期     到期收
             第三方   否                                                                        0      6.02         6.02
圳分行                     7 天开放    1,000.00    /3/14    限        取      1,000.00   是
                           式人民币
                           理财产品
                             计划

                           杭州银行
杭州银行深                 卓越增盈                2017    2018     到期收
             第三方   否                                                                        0      39.7         39.7
圳分行                     (尊享)    25,500.00   /3/15   /3/15      取      3,500.00   是
                              第

                                                                                                              34
                                                                  深圳市汇川技术股份有限公司 2017 年半年度报告全文


                           17038-170
                             41 期

                           君享盈活
上海国泰君
                             一号                   2017    2018     到期收
安证券资产   第三方   否                                                                         0
                           952684-95    28,000.00   /3/16   /4/17      取                 是
管理公司
                             2686

                           杭州银行
                           幸福 99 卓
杭州银行深                 越 14 天周               2017    2017     到期收
             第三方   否                                                                         0      3.53         3.53
圳分行                     期开放式     2,300.00    /3/23   /4/5       取      2,300.00   是
                           银行理财
                             计划

                           中信理财
                           之共赢稳
中信银行深                                          2017    2017     到期收
             第三方   否    健周期                                                               0
圳分行                                  5,000.00    /3/24   /9/22      取                 是
                           182 天(尊
                             享)

                           珠海华润
                           银行润金
珠海华润银                                          2017    2017     到期收
             第三方   否   6 号人民                                                              0     10.44    10.44
行深圳分行                              2,490.00    /3/24   /4/28      取      2,490.00   是
                           币理财产
                              品

                           民生银行
                           非凡资产
民生银行深                 管理 35 天               2017    2017     到期收
             第三方   否                                                       20,200.0          0     94.64    94.64
圳上步支行                  增利第      20,200.00   /4/7    /5/15      取                 是
                                                                                  0
                           279 期对
                             公款

                           兴业金雪
兴业银行深                                          2017    无期     赎回时
             第三方   否   球优先 5                                            78,300.0          0     99.26    99.26
圳罗湖支行                              84,700.00   /4/7     限       收取                是
                            号A款                                                 0

                           浦发财富
浦发银行深                                          2017    2018     到期收
             第三方   否   班车进取                                                              0
圳分行                                  6,000.00    /4/11   /4/6       取                 是
                             6号

浦发银行深                 浦发天添                 2017    无期     赎回时
             第三方   否                                                                         0      2.92         2.92
圳分行                      利1号       5,600.00    /4/11    限       收取     5,600.00   是

                           中信理财
                           之乐赢系
中信银行深                                          2017    无期     赎回时
             第三方   否   列(对公)                                                            0     18.95    18.95
圳分行                                  5,950.00    /4/19    限       收取     5,950.00   是
                           天天快车
                             A款


                                                                                                               35
                                                                  深圳市汇川技术股份有限公司 2017 年半年度报告全文


中信银行姑                 中信银行                 2017    无期     赎回时
             第三方   否                                                                         0     22.91    22.91
苏支行                     流动管家     6,600.00    /4/20    限       收取     6,600.00   是

                           浦发银行                         2017
浦发银行深                                          2017             到期收
             第三方   否   财富班车                         /10/3                                0
圳分行                                  12,000.00   /5/2               取                 是
                           进取 4 号                         1


浦发银行深                 浦发天添                 2017    无期     赎回时
             第三方   否                                                       12,900.0          0      2.26         2.26
圳分行                      利1号       12,900.00   /5/24    限       收取                是
                                                                                  0

                           建行“乾
建设银行深                 元-顺鑫”                        2017
                                                    2017             到期收
圳中心区支   第三方   否   2017 年第                        /11/2                                0
                                        20,000.00   /5/27              取                 是
行                         25 期理财                         3
                             产品

                           卓越增盈
                           (尊享)
                                                            2017
杭州银行深                    第                    2017             到期收
             第三方   否                                    /12/2                                0
圳分行                     170123-17    18,000.00   /6/23              取                 是
                                                             2
                           0125 期预
                           约 31 天型

                           宁波银行
宁波银行苏                 启盈智能                 2017    无期     赎回时
             第三方   否                                                       17,668.0          0     79.98    79.98
州分行                     活期理财     17,800.00   /1/11    限       收取                是
                                                                                  0
                             1号

                           宁波银行
宁波银行苏                 启盈智能                 2017    2017     到期收
             第三方   否                                                       19,600.0          0     96.04    96.04
州分行                     定期理财     19,600.00   /1/12   /6/18      取                 是
                                                                                  0
                             1号

                           中国银行
中国银行苏                 人民币按                 2017    无期     赎回时
             第三方   否                                                       14,500.0          0      9.34         9.34
州吴中支行                 期开放理     14,500.00   /1/11    限       收取                是
                                                                                  0
                            财产品

                           中国银行
中国银行苏                 外币按期                 2017    无期     赎回时
             第三方   否                                                                         0      4.28         4.28
州吴中支行                 开放理财     5,235.08    /1/12    限       收取     3,541.48   是
                             产品

                           浦发财富
浦发银行苏                                          2017    2017     到期收
             第三方   否   班车进取                                                              0     85.44    85.44
州金阊支行                              22,100.00   /1/20   /7/25      取      9,500.00   是
                             3号

                           招商银行
招商银行股                                          2017    2018     到期收
             第三方   否   投融通投                                                              0      3.66         3.66
份有限公司                              2,259.39    /1/6    /1/3       取      148.33     是
                            资产品

                                                                                                               36
                                                                  深圳市汇川技术股份有限公司 2017 年半年度报告全文


                           招商银行
招商银行苏                 天添金稳                 2017    无期     赎回时
             第三方   否                                                                         0      10.1         10.1
州城中支行                 健型理财     2,800.00    /3/30    限       收取     2,800.00   是
                             计划

                           宁波银行
宁波银行苏                                          2017    2017     到期收
             第三方   否   2017 平衡                                                             0      4.19         4.19
州分行                                  1,000.00    /3/10   /4/13      取      1,000.00   是
                           型 61 号

                           浦发银行
浦发银行苏                                          2017    无期     赎回时
             第三方   否   步步高升                                            20,200.0          0     34.18    34.18
州金阊支行                              20,200.00   /3/31    限       收取                是
                           理财产品                                               0

                           宁波银行
                           可选期限                         2017
宁波银行苏                                          2017             到期收
             第三方   否   理财 5 号                        /10/1                                0        0            0
州分行                                  14,700.00   /6/8               取                 是
                            (预约                           8
                             式)

                           宁波银行
宁波银行高                 启盈智能                 2017    2017     到期收
             第三方   否                                                                         0      5.72         5.72
新支行                     定期理财     1,200.00    /1/3    /2/12      取      1,200.00   是
                             1号

                           中信共赢
中信银行高                                          2017    无期     赎回时
             第三方   否   稳健天天                                                              0
新支行                                   800.00     /1/23    限       收取                是
                           快车 A 款

                           宁波银行
宁波银行高                 启盈智能                 2017    无期     赎回时
             第三方   否                                                                         0     11.46     11.46
新支行                     活期理财     1,300.00    /2/13    限       收取     660.00     是
                             1号

                                                                      每月 1
招商银行宁                 招商银行                 2017    无期     日及赎
             第三方   否                                                                         0       0.2          0.2
波分行                      朝招金       299.00     /6/21    限      清时收    299.00     是
                                                                       取

                           中国工商
工商银行南                 银行法人
                                                    2017    2017     到期收
京徐庄软件   第三方   否   客户 60 天                                                            0      2.28         2.28
                                         400.00     /1/22   /3/23      取      400.00     是
园支行                     增利人民
                            币产品

                           宁波银行
宁波银行苏                                          2017    2017     到期收
             第三方   否   可选期限                                                              0      0.69         0.69
州城中支行                               792.00     /1/11   /1/19      取      792.00     是
                           理财 1 号

招商银行深                 招商银行
                                                    2017    2017     到期收
圳时代广场   第三方   否   日益月鑫                                                              0      4.02         4.02
                                        1,120.00    /1/5    /2/2       取      1,120.00   是
支行                         90030

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                                                                 深圳市汇川技术股份有限公司 2017 年半年度报告全文


                           兴业银行
                           “金雪球-
兴业银行深                                         2017    2017     到期收
             第三方   否   优悦”开                                                             0     17.63    17.63
圳罗湖支行                              5,800.00   /1/5    /3/9       取      5,800.00   是
                           放式净值
                           理财产品

                                                                     每月 1
                           招商银行
招商银行苏                                         2017    无期     日及赎
             第三方   否    招朝金                                                              0     37.37    37.37
州城中支行                              4,800.00   /2/13    限      清时收    2,800.00   是
                             7008
                                                                      取

招商银行深                 招商银行
                                                   2017    2017     到期收
圳时代广场   第三方   否   日益月鑫                                                             0
                                        1,130.00   /2/14   /8/13      取                 是
支行                         90180

招商银行深                 招商银行
                                                   2017    2017     到期收
圳时代广场   第三方   否   日益月鑫                                                             0
                                        600.00     /2/28   /8/27      取                 是
支行                         92180

                           兴业金雪                                 每月 21
兴业银行深                 球优先 1                2017    无期     日及赎
             第三方   否                                                                        0      9.36         9.36
圳罗湖支行                 号开放式     6,000.00   /3/14    限      清时收    6,000.00   是
                             理财                                     取

                           农行“安
农行上海康                  心62
                                                   2017    2017     到期收
桥开发区支   第三方   否   天”人民                                                             0      4.13         4.13
                                        600.00     /3/30   /5/31      取      600.00     是
行                         币理财产
                              品

                           浦发银行                        2017
浦发银行长                                         2017             到期收
             第三方   否   财富班车                        /10/1                                0
春分行                                  400.00     /4/14              取                 是
                           进取 4 号                        0

江苏银行上                 江苏银行                2017    无期     赎回时
             第三方   否                                                                        0      4.74         4.74
海南汇支行                 天添鑫溢     1,050.00   /4/13    限       收取     800.00     是

                           宁波银行                        2017
宁波银行苏                                         2017             到期收
             第三方   否   智能定期                        /11/1                                0
州分行                                  5,000.00   /5/12              取                 是
                           理财 7 号                        0

                           宁波银行
宁波银行苏                                         2017    2017     到期收
             第三方   否   可选期限                                                             0
州分行                                  2,000.00   /5/22   /7/21      取                 是
                           理财 1 号

                           金融机构
                           类客户专
工商银行南
                           属“工银                2017    2017     到期收
京徐庄软件   第三方   否                                                                        0
                           同利”系     300.00     /5/9    /7/12      取                 是
园支行
                           列 1 号 63
                              天

                                                                                                              38
                                                                                         深圳市汇川技术股份有限公司 2017 年半年度报告全文


                                       招商银行
招商银行深                             聚益生金
                                                                           2017    2017         到期收
圳时代广场          第三方     否      系列公司                                                                                       0
                                                        5,100.00           /6/9    /8/10          取                      是
支行                                   (63 天)
                                          A款

                                       农行金钥
                                       匙安心
农业银行上                               得利”
                                                                           2017    2017         到期收
海分行康桥          第三方     否        2017 年                                                                                      0
                                                         600.00            /6/6    /8/16          取                      是
开发区支行                             第 149 期
                                       人民币理
                                         财产品

                                       农行金钥
                                       匙安心
农行上海康
                                       得利3                              2017    2017         到期收
桥开发区支          第三方     否                                                                                                     0      1.86         1.86
                                       4天”人          500.00            /2/23   /3/29          取          500.00      是

                                       民币理财
                                          产品


                                                        561,677.0                                                                         2,775.2
合计                                                                        --      --            --          358,238.                                2,775.25
                                                                   7                                                                              5
                                                                                                                     18

委托理财资金来源                                       自有闲置资金
逾期未收回的本金和收益累计金额                         无
涉诉情况(如适用)                                     不适用
审议委托理财的董事会决议披露日期(如有)                2017/4/11
审议委托理财的股东大会决议披露日期(如
                                                       2017/5/16
有)
                                                       目前自有闲置资金购买理财产品未到期余额为 203,438.89 万元,为提高资金收益,
委托理财情况及未来计划说明
                                                       未来将在履行相应审批程序后继续购买理财产品。




       (2)委托理财情况-募集资金

       √ 适用 □ 不适用
                                                                                                                                            单位:万元

                                                                                                                  是否    计提减
                                                                                                  本期实际
受托人     关联关    是否关   产品类      委托理                                   报酬确定                       经过    值准备                  报告期实际
                                                       起始日期        终止日期                   收回本金                            预计收益
 名称        系      联交易     型        财金额                                         方式                     规定 金额(如                    损益金额
                                                                                                       金额
                                                                                                                  程序     有)

杭州银                        杭州银
                                         28,200.0                      2017/11/1
行深圳    第三方    否        行“添利                2016/10/28                   到期收取            5,750.00 是                0       83.15         83.15
                                                  0                    1
分行                          宝”结构

                                                                                                                                                       39
                                                                             深圳市汇川技术股份有限公司 2017 年半年度报告全文


                           性存款
                           理财

                           宁波银
宁波银                     行启盈
                                                                        赎回时收
行苏州    第三方   否      智能活     7,976.00 2015/12/4     无期限                   6,131.00 是        0     217.49     217.49
                                                                        取
分行                       期理财 2
                           号

                           杭州银
                           行幸福
杭州银                     99 卓越
行深圳    第三方   否      稳健开     5,850.00 2017/5/2      2018/5/2   到期收取          0.00 是        0                      0
分行                       放式银
                           行理财
                           计划

兴业银
                           兴业金                                       每月 21 日
行深圳
          第三方   否      雪球优          290.00 2017/6/6   无期限     及赎清时        70.00 是         0       0.33       0.33
罗湖支
                           先2号                                        收取


                                      42,316.0
合计                                                  --         --          --                     --         300.97     300.97
                                                0                                    11,951.00

委托理财资金来源                      募集资金

逾期未收回的本金和收益累计金额        无

涉诉情况(如适用)                    不适用

审议委托理财的董事会决议披露日期
                                      2017/4/11
(如有)

审议委托理财的股东大会决议披露日
                                      2017/5/16
期(如有)

                                      目前募集资金购买理财产品未到期余额为 30,365.00 万元,为提高资金收益,未来将在履行相
委托理财情况及未来计划说明
                                      应审批程序后继续购买理财产品。


       (3)衍生品投资情况

       公司报告期不存在衍生品投资。

       (4)委托贷款情况

       公司报告期不存在委托贷款。




                                                                                                                          40
                                                                          深圳市汇川技术股份有限公司 2017 年半年度报告全文


        六、重大资产和股权出售

        1、出售重大资产情况

        □ 适用 √ 不适用


        2、出售重大股权情况

        □ 适用 √ 不适用


        七、主要控股参股公司分析

        主要子公司及对公司净利润影响达 10%以上的参股公司情况
                                                                                                                     单位:元

 公司名称     公司类型      主要业务    注册资本         总资产           净资产          营业收入        营业利润         净利润

                          工业自动化
                          控制软件、
                          硬件及其产
                          品和系统集
                          成的技术开
 苏州汇川    全资子公司 发、生产、      50,000 万元   4,232,352,613.53 1,547,041,749.42 1,731,060,362.55 206,208,484.23 190,032,604.59
                          销售;自营
                          和代理各类
                          商品及技术
                          的进出口业
                          务

                          工业自动化
                          软件、可编
                          程控制器、
                          触摸屏、仪
 汇川控制    控股子公司                   100 万元      75,652,322.88    69,980,767.38    32,290,598.36   30,970,849.39   27,843,438.85
                          器仪表、工
                          业控制设备
                          的开发与销
                          售

                          工业自动化
                          控制软件和
 香港汇川    全资子公司 硬件产品购       65 万美元      67,338,051.39    46,852,849.95    51,738,776.10   14,555,141.73   11,539,721.22
                          销,对外贸易
                          经营业务等

                          工业自动化
                          设备、电子
宁波伊士通   控股子公司                  3,200 万元    210,304,303.26   164,750,151.27   111,553,470.57   20,536,428.27   18,219,134.53
                          元器件、软
                          件产品的研
                                                                                                                            41
                                                              深圳市汇川技术股份有限公司 2017 年半年度报告全文


                 究开发、制
                 造、批发、
                 零售等



报告期内取得和处置子公司的情况
               公司名称                 报告期内取得和处置子公司方式            对整体生产经营和业绩的影响

                                                                         提升研发能力,促进公司的长期可持续
东莞汇川                             新设立
                                                                         发展。

                                                                         引进磁悬浮高速电机技术及研发能力,
                                                                         提高技术储备实力;完善公司产品方案,
南京磁之汇                           新设立
                                                                         进一步提高公司的市场品牌度以及竞争
                                                                         力。

主要控股参股公司情况说明:
(1)苏州汇川:①通用伺服、通用变频器、PLC 等产品增长较好,营业收入同比增长;②公司整体人员增加、研发投入增大,
公司销售费用、管理费用增速高于收入增速;③公司因营业成本增速低于营业收入增速,软件退税、理财收益较上年同期增
长,使得营业利润和净利润同比增长。
(2)汇川控制:营业收入和净利润同比增长较快,主要原因系:报告期内公司整体解决方案及品牌竞争力增强。
(3)香港汇川:海外市场收入增长较快,毛利率同比有所增长,费用增速低于收入增速,使得营业利润和净利润同比增长较
快。
(4)宁波伊士通:销售增长较好,使得营业利润和净利润同比增长。


八、公司控制的结构化主体情况

    □ 适用 √不适用


九、对 2017 年 1-9 月经营业绩的预计

       预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原

因说明

       □ 适用 √ 不适用


十、公司年度经营计划在报告期内的执行情况

       报告期内,公司围绕发展战略和2017年度经营计划,积极推进各项工作的贯彻落实,具体情况详见本

节之“一、3、(1)主要业务回顾”部分。

       公司在 2016 年度报告中制定的 2017 年经营目标为:力争 2017 年实现销售收入同比增长 15%-35%,

净利润同比增长 10%-30%。2017 年上半年,公司实现营业收入 193,700.98 万元,较上年同期增长 32.24%;

实现净利润 44,431.22 万元,较上年同期增长 10.35%。
                                                                                                             42
                                                    深圳市汇川技术股份有限公司 2017 年半年度报告全文


十一、公司面临的风险和应对措施

    (1)宏观经济波动导致市场需求下滑的风险

    公司产品所服务的下游行业主要为电梯、注塑机、机床、空压机、纺织、起重、金属制品、电线电缆、

印刷包装、建材、冶金、石油、化工、电子设备等,这些行业与国家宏观经济、固定资产投资、出口等政

策密切相关。当宏观经济出现波动时,这些行业势必会受到较大影响,从而影响公司产品的市场需求。

    公司将持续提升核心技术,缩短与国外主流竞争对手的差距,继续坚持行业营销、技术营销、进口替

代的经营策略,为行业客户提供有价值的深度解决方案,提升公司在进口替代过程中的竞争优势。

    (2)房地产市场下滑导致电梯行业需求下滑的风险

    房地产调控政策以及房价下滑的预期,对房地产市场需求造成了一定影响。由于公司电梯行业产品的

销售收入占比较高,当房地产市场出现下滑时,公司在电梯行业的销售收入和利润将受到较大影响。

    公司将不断优化产品销售结构,加大对新能源汽车、通用自动化业务、工业机器人等领域的拓展力度,

以降低公司对电梯行业的依赖程度。

   (3)新能源汽车产业政策调整的风险

   新能源汽车领域发展前景广阔,但因行业处于发展初期,产业格局尚未定型,产业政策仍需完善与调

整。若新能源汽车产业政策出现较大调整,将影响公司新能源汽车业务。

   公司将密切关注产业政策变化,及时调整经营策略,降低政策调整带来的风险。

    (4)竞争加剧及业务结构变化,导致毛利率下降的风险

    目前公司在许多行业主要与外资品牌相竞争。在与外资品牌的竞争过程中,公司依靠差异化的产品、

行业解决方案、本土化的服务、较低的成本等优势取得了一定的市场地位,并使公司产品的综合毛利率保

持在45%左右的水平。但如果外资品牌调整经营策略、加大本土化经营力度,则公司面临的竞争势必加剧,

从而导致公司产品的毛利率下降。如果其他内资品牌在技术、产品和经营模式等方面全面跟进,则公司会

面临内资品牌的全面竞争,从而也会导致产品价格下降,毛利率下滑。另外,随着公司轨道交通牵引系统、

高压变频器、伺服电机、新能源类等低毛利率产品的销售比重的增加,也会对公司的综合毛利率产生影响。

    公司要继续加大核心技术的研发,不断坚持产品、经营模式和管理创新,持续推出高毛利率新产品以

及行业深度解决方案,以保持公司产品的综合毛利率的稳定。

    (5)应收账款不断增加,有形成坏账的风险

    随着公司高压变频器等工程型产品销售规模逐渐增大,由其行业特点导致的应收账款也会逐渐加大。

    公司会审慎选择合作伙伴和客户,将资金风险控制放在第一位。

    (6)公司规模扩大带来的管理风险

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                                                    深圳市汇川技术股份有限公司 2017 年半年度报告全文


    近年来随着公司资产规模、人员规模、业务范围的不断扩大,公司面临的管理压力也越来越大。从新

业务的经营模式到人员效率,无不给公司管理提出了更高的要求。虽然近几年公司不断优化改善公司治理

结构,并且持续引进人才,努力建立有效的考核激励机制,但随着经营规模扩大,仍然存在较大的管理风

险。

    公司会根据业务发展需要,持续优化组织架构和管理流程,并积极引进高端管理人才,以满足公司高

速发展过程中的管理需求。

    (7)核心技术和人才不足导致公司竞争优势下降的风险

    虽然公司在一些领域拥有核心技术,并在部分细分行业形成领先优势,但总体上看,公司在电机控制

算法、总线技术等核心技术上,仍然落后于外资主流品牌。随着公司技术创新的深入,技术创新在深度和

广度上都将会更加困难。这一方面需要公司在技术研发方面不断加大投入,另一方面也加大了公司对高端、

综合型技术人才需求。如果公司现有的盈利不能保证公司未来在技术研发方面的持续投入,不能吸引和培

养更加优秀的技术人才,将会削弱公司的竞争力,从而影响进口替代经营策略的实施。公司目前拥有一支

掌握自动化控制技术的核心技术团队,对推动公司快速发展起到了关键性的作用。

    公司会持续进行薪酬变革与合伙人机制优化,搭建个性化激励体系;不断引进核心技术人才,完善多

层次人才结构,以促进公司在核心技术方面缩小与外资主流品牌厂商之间的差距。




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                                                           深圳市汇川技术股份有限公司 2017 年半年度报告全文




                                      第五节 重要事项

一、报告期内召开的年度股东大会和临时股东大会的有关情况

1、本报告期股东大会情况


      会议届次         会议类型    投资者参与比例        召开日期            披露日期               披露索引

                                                                                              http://www.cninfo.co
                                                                                              m.cn/cninfo-new/dis
                                                                                              closure/fulltext/bulle
2016 年年度股东大会      定期     53.9600%          2017 年 5 月 16 日   2017 年 5 月 16 日
                                                                                              tin_detail/true/12035
                                                                                              26623?announceTim
                                                                                              e=2017-05-16 20:03


2、表决权恢复的优先股股东请求召开临时股东大会

□ 适用 √不适用

二、本报告期利润分配及资本公积金转增股本预案

公司计划半年度不派发现金红利,不送红股,不以公积金转增股本。

三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内履行完毕及
截至报告期末超期未履行完毕的承诺事项

    公司报告期不存在公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内超期未

履行完毕的承诺事项。

    公司于 2017 年 4 月 11 日披露了《关于宁波伊士通技术股份有限公司 2014 年-2016 年业绩承诺完成情

况的专项说明》(公告链接:http://www.cninfo.com.cn/finalpage/2017-04-11/1203274655.PDF),宁波伊士通

技术股份有限公司(以下简称“伊士通”)2014-2016 年累计实现净利润 89,094,751.36 元,未达 2014-2016

年累计净利润不低于 1 亿元人民币的业绩承诺,承诺方夏擎华、宁波伊士通投资管理有限公司、樊雄飞、

胡文良、王锡祥、陈甬、孔红斌、崔理波、胡天慧将通过由宁波伊士通投资管理有限公司向公司转让伊士

通的 4.362%股权进行补偿。2017 年 6 月 29 日,宁波伊士通技术股份有限公司就前述股权变更事宜向宁

波市市场监督管理局申请备案,6 月 30 日获得了《备案通知书》。本次变更完成后,公司持有宁波伊士通

技术股份有限公司的股份比例为:44.362%。

    公司于 2017 年 8 月 23 日召开的第三届董事会第三十三次会议审议通过了 《关于江苏经纬轨道交通
                                                                                                                   45
                                                      深圳市汇川技术股份有限公司 2017 年半年度报告全文


设备有限公司董事长马建锋先生变更承诺事项的议案》:马建锋先生原承诺 2017 年 6 月 30 日前,协助

江苏经纬在中国国内(且不含苏州、深圳)的城市地铁招标中至少成功获取一条完整的牵引系统订单(含

1 条),如果达不到此业绩目标,马建锋先生愿意向汇川技术以无偿或不超过一元人民币对价转让所持的

江苏经纬 5%股权,且马建锋先生承担无偿转让股权所发生的税费。”在承诺日期期满前(即 2017 年 6 月

30 日前),马建锋先生未能完成所承诺的业绩目标;同时,鉴于轨道交通行业的行业属性,公司同意在马

建锋先生承诺能达成更高的业绩目标的前提下,就获得地铁牵引系统订单承诺事项进行协商变更。2017 年

8 月 3 日,公司与马建锋先生签订了《关于业绩承诺的补充协议》:在 2018 年 3 月 31 日前,协助江苏经纬

在中国国内(且不含苏州、深圳)的城市地铁招标中,至少成功获得两条分属不同城市的完整的牵引系统

订单(含 2 条),如果达不到此业绩目标,则马建锋愿意向汇川技术以无偿或不超过一元人民币对价转让

所持有的江苏经纬 5%股权,且马建锋承担无偿转让股权所发生的税费。


四、聘任、解聘会计师事务所情况

公司半年度报告未经审计。

五、破产重整相关事项

公司报告期未发生破产重整相关事项。

六、诉讼事项

本报告期公司无重大诉讼、仲裁事项。
报告期内,公司未达到重大诉讼披露标准的其他诉讼为应收账款追讨诉讼,涉案总金额为 792.03 万元。

七、媒体质疑情况

本报告期公司无媒体普遍质疑事项。

八、处罚及整改情况

公司报告期不存在处罚及整改情况。

九、公司及其控股股东、实际控制人的诚信状况

报告期内,公司及控股股东、实际控制人的诚信状况良好,不存在未履行法院生效判决、所负数额较大的
债务到期未清偿等情况。




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                                                        深圳市汇川技术股份有限公司 2017 年半年度报告全文


十、公司股权激励计划、员工持股计划或其他员工激励措施的实施情况

      报告期内,公司共有三期股权激励计划处于实施状态。其中:首期股权激励计划所涉股票期权处于最

后一个行权期;第二期股权激励计划所涉限制性股票处于第二个待解锁期;第三期股权激励计划所涉限制

性股票处于第一个待解锁期。具体情况如下:

   1、首期股权激励计划的实施情况

      首期股权激励计划于2013年开始实施,采取的激励工具为股票期权。

      报告期内,2017年1月13日至1月30日属于首期股票期权激励计划中的首次授予期权第三个行权期和预

留期权第二个行权期。期间,首次授予期权激励对象行权808,047份,行权价格为4.367元;预留期权激励

对象行权341,000份,行权价格为14.901元。

      上述行权完毕后,公司首期股权激励计划实施完成。

      2、第二期股权激励计划的实施情况

      第二期股权激励计划于2015年开始实施,采取的激励工具为限制性股票。

      报告期内,公司完成第二期股权激励计划所涉9名激励对象已获授但尚未解锁的277,983股限制性股票

的注销手续。

      相关披露索引及审议程序如下:

序号            事项/公告名称                审议程序               披露日期             披露索引

  1    关于第二期股权激励计划部分限 ——                         2017年2月3日 http://www.cninfo.com.cn
       制性股票回购注销完成的公告                                             /finalpage/2017-02-03/12
                                                                              03063930.PDF

      截至本报告披露之日,该股权激励计划的进展为:

      公司拟回购注销1名离职激励对象已获授但尚未解锁的47,997股限制性股票,已获授但尚未解锁限制性

股票数量由5,177,716股调整为5,129,719股,激励对象人数由163人调整为162人。

      公司第二期股权激励计划所涉限制性股票第二个解锁期解锁条件已达成,162名激励对象在第二个解

锁期可解锁的限制性股票数量为2,564,814股,占公司总股本的比例为0.15%。

      相关披露索引及审议程序如下:

序号            事项/公告名称                审议程序               披露日期             披露索引

  1    关于回购注销第二期股权激励计 第三届董事会第三十二次会 2017-07-12          http://www.cninfo.com.cn
       划所涉及的部分限制性股票的公 议                                           /cninfo-new/disclosure/fu
       告                                                                        lltext/bulletin_detail/true/
                                                                                 1203701008?announceTi

                                                                                                        47
                                                         深圳市汇川技术股份有限公司 2017 年半年度报告全文


                                                                                    me=2017-07-12 20:42

  2    关于第二期股权激励计划所涉限 第三届董事会第三十二次会 2017-07-12             http://www.cninfo.com.cn
       制性股票第二个解锁期解锁条件 议                                              /cninfo-new/disclosure/fu
       成就的公告                                                                   lltext/bulletin_detail/true/
                                                                                    1203701010?announceTi
                                                                                    me=2017-07-12 20:42

      3、第三期股权激励计划的实施情况

      2017年1月17日,公司完成了本次激励计划所涉首次授予限制性股票的股份登记手续,本次激励计划

实际向635名激励对象首次授予限制性股票53,641,490股,占授予前公司股本总额的比例3.33%。

      由于公司实施了2016年度权益分派,因此限制性股票回购价格由9.77元/股调整为9.495元/股。

      公司第三期股权激励计划的激励对象范声芳等7人因个人原因离职,根据公司《第三期股权激励计划

(草案)》的规定,公司董事会决定对该7名人员所持已获授但尚未解锁的合计460,000股限制性股票进行

回购注销。

      相关披露索引及审议程序如下:

序号             事项/公告名称                审议程序                披露日期              披露索引

  1    关于第三期股权激励计划所涉限 ——                          2017 年 1 月 17 http://www.cninfo.com.cn
       制性股票首次授予登记完成的公                               日              /finalpage/2017-01-17/12
       告                                                                         03022675.PDF

  2    关于调整第三期股权激励计划所 第三届董事会第三十二次会 2017-07-12             http://www.cninfo.com.cn
       涉限制性股票回购价格的公告 议                                                /cninfo-new/disclosure/fu
                                                                                    lltext/bulletin_detail/true/
                                                                                    1203701007?announceTi
                                                                                    me=2017-07-12 20:42

  3    关于回购注销第三期股权激励计 第三届董事会第三十二次会 2017-07-12             http://www.cninfo.com.cn
       划                           议                                              /cninfo-new/disclosure/fu
       所涉及的部分限制性股票的公告                                                 lltext/bulletin_detail/true/
                                                                                    1203701009?announceTi
                                                                                    me=2017-07-12 20:42

      4、实施股权激励计划对公司本报告期及以后年度财务状况和经营成果的影响

      (1)首期股权激励计划

             年度                2013 年    2014 年        2015 年        2016 年            合计
 各年度摊销费用(万元)          4,577.57   3,608.22       1,802.52        73.14          10,061.45

      (2)第二期股权激励计划

             年度                2015 年    2016 年        2017 年        2018 年            合计

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                                                                 深圳市汇川技术股份有限公司 2017 年半年度报告全文


 各年度摊销费用(万元)           1,518.95        1,359.05          278.14            49.52           3,205.66

    (3)第三期股权激励计划

         年度                2016 年          2017 年           2018 年         2019 年          2020 年            合计
各年度摊销费用(万
                              460.66         5,257.86           1,685.81         666.27           174.11          8,244.71
        元)



十一、重大关联交易

1、与日常经营相关的关联交易

□ 适用 √不适用


2、资产或股权收购、出售发生的关联交易

□ 适用 √不适用


3、共同对外投资的关联交易

□ 适用 √不适用


4、关联债权债务往来

□ 适用 √不适用


5、其他重大关联交易

√适用 □ 不适用
重大关联交易临时报告披露网站相关查询

                   临时公告名称                      临时公告披露日期                临时公告披露网站名称

                                                                           巨潮资讯网
                                                                           http://www.cninfo.com.cn/cninfo-new/disclosu
关于对外投资设立控股子公司暨关联交易的公告         2017-03-27
                                                                           re/szse_gem/bulletin_detail/true/1203211786?
                                                                           announceTime=2017-03-27 20:35

                                                                           巨潮资讯网
                                                                           http://www.cninfo.com.cn/cninfo-new/disclosu
关于对外投资设立控股子公司暨关联交易的进展公告     2017-05-04
                                                                           re/szse_gem/bulletin_detail/true/1203476019?
                                                                           announceTime=2017-05-04 19:44

备注:2017 年 3 月 27 日,经公司第三届董事会第二十九次会议审议通过,公司拟与关联方深圳市高智汇投资合伙企业(有
限合伙)以及非关联自然人邓智泉签订《磁悬浮高速电机合资协议》,拟共同出资人民币 2000 万元,设立南京磁之汇电机有
限公司(以下简称“南京磁之汇”)。公司拟以现金出资 1,000 万元,持股比例 50%。南京磁之汇于 2017 年 4 月 20 日成立。

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十二、重大合同及其履行情况

1、托管、承包、租赁事项情况

(1)托管情况

□ 适用 √不适用

(2)承包情况

□ 适用 √不适用

(3)租赁情况


√ 适用 □ 不适用

租赁情况说明:2017 年 4 月 30 日,苏州汇川技术有限公司与苏州市越旺集团有限公司签订了《房租租赁

合同》,合同期间 2017.05.01-2022.04.30,。根据合同要求,第一、二年即 2017.05.01-2019.04.30,年租金为

14311074.36 元;第三、四年即 2019.05.01-2021.04.30,年租金 15455960.3 元;第五年即 2021.05.01-2022.04.30,

年租金 16692437.1 元。 截止 2017 年 06 月 30 日,已支付租金 7,155,537.18 元。



为公司带来的损益达到公司报告期利润总额 10%以上的项目:无


2、重大担保

(1)担保情况

                                                                                                         单位:万元

                                公司对外担保情况(不包括对子公司的担保)

                                                                                                                  是
                                                                                                               是 否
                                                      实际发
                                                                                                               否 为
                             担保额度相               生日期
                                                                     实际担保                                  履 关
       担保对象名称          关公告披露   担保额度    (协议                     担保类型       担保期
                                                                       金额                                    行 联
                                日期                      签署
                                                                                                               完 方
                                                          日)
                                                                                                               毕 担
                                                                                                                  保

                                                      2016.4.                    连带责任   2016.4.7-2017.1.
宁波伊士通客户              2014/3/11                                                                          是 否
                                             200.00   7                 100.00   保证       7

宁波伊士通客户              2014/3/11                 2016.6.                    连带责任   2016.6.1-2017.3.   是 否

                                                                                                                 50
                                              深圳市汇川技术股份有限公司 2017 年半年度报告全文


                              200.00    1             92.00   保证       1

                                        2016.6.               连带责任   2016.6.27-2017.3
宁波伊士通客户   2014/3/11                                                                  是 否
                              200.00    27           112.00   保证       .27

                                        2016.6.               连带责任   2016.6.27-2017.6
宁波伊士通客户   2014/3/11                                                                  是 否
                              340.00    27           320.00   保证       .27

                                        2016.7.               连带责任   2016.7.18-2017.4
宁波伊士通客户   2014/3/11                                                                  是 否
                              400.00    18            70.00   保证       .18

                                        2016.8.               连带责任   2016.8.29-2017.8
宁波伊士通客户   2014/3/11                                                                  否 否
                              400.00    29           160.00   保证       .29

                                        2016.9.               连带责任   2016.9.5-2017.9.
宁波伊士通客户   2014/3/11                                                                  否 否
                              340.00    5            220.00   保证       5

                                        2016.9.               连带责任   2016.9.13-2017.6
宁波伊士通客户   2014/3/11                                                                  是 否
                              400.00    13           112.00   保证       .13

                                        2016.10               连带责任   2016.10.9-2017.1
苏州汇川客户     2014/3/11                                                                  是 否
                             1,200.00   .9           401.67   保证       .9

                                        2016.12               连带责任   2016.12.21-2017.
宁波伊士通客户   2014/3/11                                                                  否 否
                              400.00    .21          184.00   保证       9.20

                                        2016.12               连带责任   2016.12.22-2017.
宁波伊士通客户   2014/3/11                                                                  否 否
                              340.00    .22          169.60   保证       12.22

                                        2016.12               连带责任   2016.12.23-2017.
宁波伊士通客户   2014/3/11                                                                  否 否
                              400.00    .23          200.00   保证       12.23

                                        2016.12               连带责任   2016.12.29-2017.
宁波伊士通客户   2014/3/11                                                                  否 否
                              340.00    .29          176.00   保证       12.20

                                        2016.12               连带责任   2016.12.30-2017.
宁波伊士通客户   2014/3/11                                                                  否 否
                              200.00    .30          200.00   保证       9.30

                                        2017.1.               连带责任   2017.1.16-2017.7
苏州汇川客户     2014/3/11                                                                  否 否
                             1,000.00   16           400.00   保证       .16

                                        2017.2.               连带责任   2017.2.9-2017.9.
宁波伊士通客户   2014/3/11                                                                  否 否
                              400.00    9             78.00   保证       30

                                        2017.3.               连带责任   2017.3.30-2017.9
苏州汇川客户     2014/3/11                                                                  否 否
                             1,200.00   30           487.57   保证       .30

                                        2017.4.               连带责任   2017.4.10-2017.1
苏州汇川客户     2014/3/11                                                                  否 否
                             1,200.00   10           712.43   保证       0.10

                                        2017.4.               连带责任   2017.4.10-2017.7
苏州汇川客户     2014/3/11                                                                  否 否
                             1,000.00   10           300.00   保证       .10

                                        2017.4.               连带责任   2017.4.10-2017.8
苏州汇川客户     2014/3/11                                                                  否 否
                             1,000.00   10           300.00   保证       .10

苏州汇川客户     2014/3/11              2017.4.               连带责任   2017.4.10-2017.1   否 否

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                                                                    深圳市汇川技术股份有限公司 2017 年半年度报告全文


                                             1,000.00    10                322.00   保证       0.10

                                                         2017.6.                    连带责任   2017.6.16-2017.1
苏州汇川客户                 2014/3/11                                                                              否 否
                                             1,500.00    16                320.00   保证       2.16

                                                         2017.4.                    连带责任   2017.4.27-2018.1
宁波伊士通客户               2014/3/11                                                                              否 否
                                               400.00    27                 80.00   保证       .27

                                                         2017.5.                    连带责任   2017.5.4-2018.2.
宁波伊士通客户               2014/3/11                                                                              否 否
                                               340.00    4                  80.00   保证       4

                                                         2017.6.                    连带责任   2017.6.23-2018.6
宁波伊士通客户               2014/3/11                                                                              否 否
                                               400.00    23                160.00   保证       .23

                                                         2017.6.                    连带责任   2017.6.28-2018.3
宁波伊士通客户               2014/3/11                                                                              否 否
                                               400.00    28                103.29   保证       .28

                                                         2017.6.                    连带责任   2017.6.28-2018.3
宁波伊士通客户               2014/3/11                                                                              否 否
                                               340.00    28                100.00   保证       .28

                                                                       报告期内对外担保实
报告期内审批的对外担保额度合计(A1)                          0.00                                                3,443.29
                                                                       际发生额合计(A2)
                                                                       报告期末实际对外担
报告期末已审批的对外担保额度合计(A3)                  20,000.00                                                 4,752.89
                                                                       保余额合计(A4)

                                          公司与子公司之间担保情况

                                                                                                                        是
                                                                                                                    是 否
                                                         实际发
                                                                                                                    否 为
                             担保额度相                  生日期
                                                                        实际担保                                    履 关
       担保对象名称          关公告披露    担保额度      (协议                     担保类型          担保期
                                                                          金额                                      行 联
                                日期                         签署
                                                                                                                    完 方
                                                             日)
                                                                                                                    毕 担
                                                                                                                        保

                                                         2016.7.                               2016.7.29-2017.1
江苏经纬*注释 1              2016/6/28                                     134.25   连带担保                        是 否
                                            17,500.00    29                                    .25

                                                         2016.7.                               2016.7.29-2017.1
江苏经纬*注释 1              2016/6/28                                     141.21   连带担保                        是 否
                                            17,500.00    29                                    .25

                                                         2016.8.                               2016.8.9-2017.2.
江苏经纬*注释 1              2016/6/28                                     120.52   连带担保                        是 否
                                            17,500.00    9                                     9

                                                         2016.8.                               2016.8.18-2017.2
江苏经纬*注释 1              2016/6/28                                     126.72   连带担保                        是 否
                                            17,500.00    18                                    .14

                                                         2016.8.                               2016.8.31-2017.2
江苏经纬*注释 1              2016/6/28                                     170.34   连带担保                        是 否
                                            17,150.00    31                                    .14

                                                         2016.9.                               2016.9.29-2017.3
江苏经纬*注释 1              2016/6/28                                     196.19   连带担保                        是 否
                                            17,500.00    29                                    .28

江苏经纬*注释 1              2016/6/28                   2016.10           193.67   连带担保   2016.10.27-2017.     是 否

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                                                 深圳市汇川技术股份有限公司 2017 年半年度报告全文


                               17,150.00   .27                              4.27

                                           2016.11                          2016.11.17-2017.
江苏经纬*注释 1   2016/6/28                              87.74   连带担保                      是 否
                               17,150.00   .17                              5.16

                                           2016.11                          2016.11.30-2017.
江苏经纬*注释 1   2016/6/28                               4.96   连带担保                      是 否
                               17,150.00   .30                              2.28

                                           2016.11                          2016.11.30-2017.
江苏经纬*注释 1   2016/6/28                              78.75   连带担保                      是 否
                               17,150.00   .30                              5.30

                                           2016.12                          2016.12.7-2017.6
苏州汇川*注释 1   2016/6/28                           9,900.00   连带担保                      是 否
                               34,300.00   .7                               .7

                                           2017.1.                          2017.1.13-2017.7
江苏经纬*注释 1   2016/6/28                              42.90   连带担保                      否 否
                               17,150.00   13                               .12

                                           2017.1.                          2017.1.3-2017.12
南京汇川          2016/10/11                            282.50   连带担保                      否 否
                                1,500.00   3                                .21

                                           2017.5.                          2017.5.25-2017.9
苏州汇川*注释 1   2016/6/28                           5,071.95   连带担保                      否 否
                               34,300.00   25                               .22

                                           2017.6.                          2017.6.8-2017.10
苏州汇川*注释 1   2016/6/28                           4,364.51   连带担保                      否 否
                               34,300.00   8                                .6

                                           2017.6.                          2017.6.19-2017.1
苏州汇川*注释 1   2016/6/28                           1,600.00   连带担保                      否 否
                               34,300.00   19                               0.17

                                           2017.6.                          2017.6.29-2017.1
苏州汇川*注释 1   2016/6/28                           2,958.05   连带担保                      否 否
                               34,300.00   29                               0.27

                                           2017.4.                          2017.4.1-2018.4.
苏州汇川*注释 2   2016/10/11                         13,500.00   连带担保                      否 否
                               30,000.00   1                                1

                                           2017.4.                          2017.4.27-2018.4
苏州汇川*注释 2   2016/10/11                         12,000.00   连带担保                      否 否
                               30,000.00   27                               .27

江苏经纬*注释 2   2016/10/11   15,000.00

苏州汇川*注释 3   2017/4/11    50,000.00

江苏经纬*注释 3   2017/4/11    25,000.00

苏州汇川*注释 3   2017/4/11    34,300.00

江苏经纬*注释 3   2017/4/11    17,150.00

苏州汇川          2017/4/11    50,000.00

苏州汇川          2017/4/11    80,000.00

苏州汇川          2017/4/11    60,000.00

苏州汇川          2017/4/11    20,000.00

苏州汇川          2017/4/11    60,000.00

苏州汇川          2017/4/11    70,000.00


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南京汇川                      2017/4/11        1,500.00

印度汇川*注释 3               2017/4/11        1,354.88

印度汇川*注释 3               2017/4/11        1,354.88

                                                                          报告期内对子公司担
报告期内审批对子公司担保额度合计(B1)                    428,509.76      保实际发生额合计                        39,819.91
                                                                          (B2)
报告期末已审批的对子公司担保额度合计                                      报告期末对子公司实
                                                          494,309.76                                              39,819.91
(B3)                                                                    际担保余额合计(B4)
*注释 1:根据 2016-6-28 深圳市汇川技术股份有限公司关于申请银行授信额度暨为子公司提供担保的公告,公司为苏州汇
川提供最高额度不超过人民币 34,300.00 万元的担保,为江苏经纬提供最高额度不超过人民币 17,150.00 万元的担保,公司
同时为苏州汇川、江苏经纬提供的担保额度合计不超过人民币 34,300.00 万元。
*注释 2:根据 2016-10-11 深圳市汇川技术股份有限公司关于为子公司向银行申请综合授信额度提供担保的公告,公司为苏
州汇川提供最高额度不超过人民币 30,000 万元的担保,为江苏经纬提供最高额度不超过人民币 15,000 万元的担保,公司同
时为苏州汇川、江苏经纬提供的担保额度合计不超过人民币 30,000 万元。
*注释 3:根据 2017-4-11 深圳市汇川技术股份有限公司关于为子公司 2017 年度向银行申请综合授信额度提供担保的公告,
公司向花旗银行深圳分行为苏州汇川提供最高额度不超过人民币 50,000 万元的担保,为江苏经纬提供最高额度不超过人民
币 25,000 万元的担保,公司同时为苏州汇川、江苏经纬提供的担保额度合计不超过人民币 50,000 万元;公司向汇丰银行深
圳分行为苏州汇川提供最高额度不超过人民币 34,300 万元的担保,为江苏经纬提供最高额度不超过人民币 17,150 万元的担
保,公司同时为苏州汇川、江苏经纬提供的担保额度合计不超过人民币 34,300 万元;公司为印度汇川分别向 HDFC 及 CIFI
银行提供最高额度不超过 200 万美元的担保。
                                            子公司对子公司的担保情况
                                                                                                                         是
                                                                                                                     是 否
                                                            实际发
                                                                                                                     否 为
                              担保额度相                    生日期
                                                                           实际担保                                  履 关
         担保对象名称         关公告披露     担保额度       (协议                     担保类型          担保期
                                                                             金额                                    行 联
                                 日期                           签署
                                                                                                                     完 方
                                                                日)
                                                                                                                     毕 担
                                                                                                                         保

                                                            2016.4.                               2014.4.27-2018.7
江苏经纬                      2015.10.23                                               连带担保                      否 否
                                              15,000.00     27                423.84              ..20

                                                            2016.4.                               2014.4.27-2018.7
江苏经纬                      2015.10.23                                               连带担保                      否 否
                                              15,000.00     27              2,543.04              ..20

                                                            2016.6.                               2016.6.17-2018.7
江苏经纬                      2015.10.23                                               连带担保                      否 否
                                              15,000.00     17              1,952.05              .20

                                                            2016.1.                               2016.1.22-2018.7
江苏经纬                      2015.10.23                                               连带担保                      否 否
                                              15,000.00     22                488.87              .20

                                                            2016.6.                               2016.6.5-2017.12
江苏经纬                      2015.10.23                                               连带担保                      否 否
                                              15,000.00     5                 651.83              .31

江苏经纬                      2015.10.23                    2016.7.                    连带担保   2016.7.19-2017.1   是 否


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                                                                   深圳市汇川技术股份有限公司 2017 年半年度报告全文


                                             15,000.00     19              577.50              .19

                                                           2016.12                             2016.12.9-2017.3
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     .9              276.86              .20

                                                           2016.9.                             2016.9.20-2017.3
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     20              279.68              .20

                                                           2016.12                             2016.12.22-2017.
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     .22              50.58              3.22

                                                           2016.10                             2016.10.21-2017.
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     .21             990.08              4.21

                                                           2016.11                             2016.11.23-2017.
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     .23             997.55              5.23

                                                           2016.12                             2016.12.9-2017.6
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     .9            1,678.14              .9

                                                           2016.12                             2016.12.22-2017.
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     .22             687.98              6.22

                                                           2017.4.                             2017.4.1-2020.3.
江苏经纬                     2015.10.23                                             连带担保                         否 否
                                             15,000.00     1               177.56              31

                                                           2017.2.                             2017.2.23-2017.5
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     23               30.59              .23

                                                           2017.3.                             2017.3.14-2017.6
江苏经纬                     2015.10.23                                             连带担保                         是 否
                                             15,000.00     14                6.40              .14

                                                           2017.1.                             2017.1.11-2017.7
江苏经纬                     2015.10.23                                             连带担保                         否 否
                                             15,000.00     11              992.13              .11

                                                           2017.2.                             2017.2.23-2017.8
江苏经纬                     2015.10.23                                             连带担保                         否 否
                                             15,000.00     13              222.21              .23

                                                           2017.3.                             2017.3.14-2017.9
江苏经纬                     2015.10.23                                             连带担保                         否 否
                                             15,000.00     14              403.34              .14

                                                           2017.4.                             2017.4.24-2017.1
江苏经纬                     2015.10.23                                             连带担保                         否 否
                                             15,000.00     24              141.52              0.24

                                                           2017.5.                             2017.5.18-2017.1
江苏经纬                     2015.10.23                                             连带担保                         否 否
                                             15,000.00     18              138.18              1.18

                                                                        报告期内对子公司担
报告期内审批对子公司担保额度合计(C1)                           0.00   保实际发生额合计                           2,111.93
                                                                        (C2)
报告期末已审批的对子公司担保额度合计                                    报告期末对子公司实
                                                          15,000.00                                                8,134.57
(C3)                                                                  际担保余额合计(C4)

                                       公司担保总额(即前三大项的合计)

报告期内审批担保额度合计(A1+B1+C1)                     428,509.76     报告期内担保实际发                        45,375.13

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                                                                        深圳市汇川技术股份有限公司 2017 年半年度报告全文


                                                                               生额合计
                                                                               (A2+B2+C2)
                                                                               报告期末实际担保余
报告期末已审批的担保额度合计(A3+B3+C3)                        529,309.76                                             52,707.37
                                                                               额合计(A4+B4+C4)

实际担保总额(即 A4+B4+C4)占公司净资产的比例                                                                            11.07%

其中:


为股东、实际控制人及其关联方提供担保的余额(D)

直接或间接为资产负债率超过 70%的被担保对象提供的债务担保余额
                                                                                                                         282.50
(E)
担保总额超过净资产 50%部分的金额(F)                                                                                    282.50
上述三项担保金额合计(D+E+F)                                                                                            282.50
                                                                               本公司为客户提供买方信贷担保余额合计
                                                                               4,752.89 万元。若客户到期未能履行还款义务,
                                                                               则本公司将履行保证责任,包括代偿客户的借款本
                                                                               金及其相关的利息、复利、罚息、违约金等费用。
                                                                               本公司为子公司提供银行授信担保余额合计
                                                                               39,819.91 万元。若子公司到期未能履行还款义务,
对未到期担保,报告期内已发生担保责任或可能承担连带清偿责任的情
                                                                               则本公司将履行保证责任,包括借款本金及其相关
况说明(如有)
                                                                               的利息、复利、罚息、违约金等费用。
                                                                               本公司之子公司苏州汇川为控股子公司江苏经纬
                                                                               提供银行授信担保余额合计 8,134.57 万元。若江
                                                                               苏经纬到期未能履行还款义务,则苏州汇川将履行
                                                                               保证责任,包括代偿江苏经纬的借款本金及其相关
                                                                               的利息、复利、罚息、违约金等费用。
违反规定程序对外提供担保的说明(如有)                                                                无



(2)违规对外担保情况

公司报告期无违规对外担保情况。

3、其他重大合同

√ 适用 □ 不适用

                                  合同涉 合同涉
                                  及资产 及资产
                                                      评估机 评估基                                    截至报
合同订 合同订                     的账面 的评估                                交易价
                 合同标 合同签                        构名称   准日   定价原            是否关 关联关 告期末 披露日 披露索
立公司 立对方                      价值     价值                               格(万
                    的   订日期                       (如     (如     则              联交易   系    的执行     期      引
方名称   名称                      (万     (万                                元)
                                                      有)     有)                                        情况
                                  元)(如 元)(如
                                   有)     有)

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       东莞                                                                                                         http://w
       松山                                                                                                         ww.cni
       湖高                                                                                                         nfo.co
       新技                                                                                                         m.cn/cn
       术产                                                                                                         info-ne
       业开 松山                                                                                                    w/discl
深圳   发区
          湖(生                                                                                                    osure/f
市汇   管理
          态园)2017 年                                                                                    2017 年 ulltext/
川技   委员
                                                                         不低于
          投资 2 月 26               -       --          -      -                      否否        未支出 2 月 27 bulletin
术股   会
                                                                         30,000
          建设 日                                                                                          日       _detail/
份有
     东莞 研发                                                                                                      true/12
限公
     生态 运营                                                                                                      031134

     产业 中心                                                                                                      52?ann
     园区                                                                                                           ounceT
     管理                                                                                                           ime=20
     委员                                                                                                           17-02-2
     会                                                                                                             7 20:12


十三、社会责任情况

1、履行精准扶贫社会责任情况

公司报告半年度暂未开展精准扶贫工作,也暂无后续精准扶贫计划。

2、重大环保情况

上市公司及其子公司不属于环境保护部门公布的重点排污单位。

十四、其他重大事项的说明

             临时公告名称                临时公告披露日期                            临时公告披露索引
关于使用自有资金向佛山市招科创新智能        2017-01-20       http://www.cninfo.com.cn/cninfo-new/disclosure/fulltext/bulletin_det
产业投资基金追加认缴出资的公告                               ail/true/1203037718?announceTime=2017-01-20 20:02

关于控股子公司江苏经纬轨道交通设备有        2017-01-20       http://www.cninfo.com.cn/cninfo-new/disclosure/fulltext/bulletin_det
限公司增资扩股引入投资者的公告                               ail/true/1203037716?announceTime=2017-01-20 20:02

关于控股子公司获得高新技术企业证书的        2017-2-24        http://www.cninfo.com.cn/cninfo-new/disclosure/fulltext/bulletin_det
公告                                                         ail/true/1203106946?announceTime=2017-02-24 18:16

关于苏州汇川技术有限公司投资建设生产        2017-03-27       http://www.cninfo.com.cn/cninfo-new/disclosure/fulltext/bulletin_det
厂房的公告                                                   ail/true/1203211778?announceTime=2017-03-27 20:35

关于继续开展外汇套期保值业务的公告          2017-03-27       http://www.cninfo.com.cn/cninfo-new/disclosure/fulltext/bulletin_det
                                                             ail/true/1203211781?announceTime=2017-03-27 20:35

关于宁波伊士通技术股份有限公司2014年        2017-04-11       http://www.cninfo.com.cn/cninfo-new/disclosure/fulltext/bulletin_det

                                                                                                                             57
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-2016年业绩承诺完成情况的专项说明                ail/true/1203274655?announceTime=2017-04-11

关于会计政策变更的公告              2017-04-11   http://www.cninfo.com.cn/cninfo-new/disclosure/fulltext/bulletin_det
                                                 ail/true/1203274651?announceTime=2017-04-11




十五、公司子公司重大事项

见本节“第十四、其他重大事项的说明”中关于子公司的相关公告索引。




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                                 第六节 股份变动及股东情况

一、股份变动情况

1、股份变动情况

                                                                                                                   单位:股

                           本次变动前                     本次变动增减(+,-)                         本次变动后

                                                                 公积金转
                         数量        比例     发行新股    送股                其他        小计         数量        比例
                                                                    股

                                              53,641,49
                       342,925,2                                                         48,433,04 391,358,3
一、有限售条件股份                   21.29%          0                      -5,208,445                              23.5%
                                83                                                               5            28


                       342,925,2              53,641,49                                  48,433,04 391,358,3
3、其他内资持股                      21.29%                                 -5,208,445                              23.5%
                                83                   0                                           5            28

                       342,925,2              53,641,49                                  48,433,04 391,358,3
其中:境内自然人持股                 21.29%                                 -5,208,445                              23.5%
                                83                   0                                           5            28

                       1,267,607,                                                                    1,273,753
二、无限售条件股份                   78.71%    1215947                      4,930,462     6146409                   76.5%
                             194                                                                          ,603

                       1,267,607,                                                                    1,273,753
1、人民币普通股                      78.71%    1215947                      4,930,462     6146409                   76.5%
                             194                                                                          ,603

                       1,610,532,                                                                    1,665,111,
三、股份总数                         100.00% 54857437                         -277983 54579454                       100%
                             477                                                                           931



股份变动的原因:

    1、2017年1月3日,公司现任董事、监事、高级管理人员所持高管锁定股份共解除锁定12,822,607股。

    2、2017年2月20日,经公司总裁提名和第三届董事会第二十八次会议审议,聘任周斌先生为公司副总
裁。被聘任后,周斌先生直接持有的公司股份12,370,016股中,有1892145股变更为高管锁定股。

    3、公司于2017年1月26日向中国证券登记结算公司深圳分公司办理完成如下事情涉及的注销手续:第

二期股权激励计划9名激励对象离职,其已获授但尚未解锁的277,983股限制性股票将回购注销。

    4、报告期内,公司完成向第三期股权激励计划首次授予涉及的公司董事、高级管理人员、中层管理

人员以及公司的核心技术(业务)人员在内的635名激励对象授予限制性股票53,641,490股。前述限制性股

票的股份登记手续于2017年1月17日完成。

    5、公司副总裁姜总转托管股票时,因席位变化导致新增6,000,000股高管锁定股。


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       6、2017年1月1日至2017年1月30日,公司首期股权激励计划获授股票期权的激励对象共行权1,149,047

股。


股份变动的批准情况:

    1、2017年2月20日,公司第三届董事会第二十八次会议审议并通过《关于聘任公司副总裁的议案》,

聘任周斌先生为公司副总裁,任期与第三届董事会任期相同。

    2、经公司第三届董事会第十八次会议、第十九次会议、第二十二次会议、第二十六次会议审议通过,

公司第二期股权激励计划激励对象陈永鹏、黄振国、何方方、黄一检、汪顺军、张刚、刘波、臧强、仝德

志共9人因个人原因离职,已不符合激励条件,公司决定对上述9人所持已获授但尚未解锁的限制性股票进

行回购注销,回购注销数量为277,983股

    3、2016年12月6日,公司召开第三届董事会第二十五次会议审议通过了《关于向公司第三期股权激励

计划部分激励对象授予限制性股票的议案》。

    公司于2016年12月27日召开第三届董事会第二十六次会议审议通过了《关于向公司第三期股权激励计

划部分激励对象授予限制性股票的议案》。董事会确定2016年12月28日为授予日,同意向姜勇、刘迎新授

予限制性股票。

    4、2016年4月8日,公司第三届董事会第十五次会议审议通过了《关于首期股票期权激励计划首次授

予期权第三个行权期可行权的议案》、《关于首期股票期权激励计划预留期权第二个行权期可行权的议案》,

认为公司首期股票期权激励计划首次授予股票期权第三个行权期和预留股票期权第二个行权期行权条件

已成就,同意230名激励对象自2016年6月1日起进行自主行权,行权结束日期分别为2017年1月30日和2017

年1月13日。


股份变动的过户情况
□ 适用 √ 不适用


股份变动对最近一年和最近一期基本每股收益和稀释每股收益、归属于公司普通股股东的每股净资产等财
务指标的影响
□ 适用 √ 不适用


公司认为必要或证券监管机构要求披露的其他内容
□ 适用 √ 不适用




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 2、限售股份变动情况

                                                                                                           单位:股

                          本期解除限售   本期增加限售
股东名称 期初限售股数                                    期末限售股数    限售原因             拟解除限售日期
                              股数           股数

                                                                                    高管锁定股解限日期:在该高管身份存
                                                                        高管锁定    续期间,每年年初按照"上年末该高管所
刘宇川       18,803,991              0         350,000      19,153,991 股、股权激 持有股份总数的 25%解除锁定"来重新
                                                                        励限售股    计算解限的股份数额;股权激励限售股
                                                                                    根据激励计划规定进行解锁。

                                                                                    高管锁定股解限日期:在该高管身份存
                                                                        高管锁定    续期间,每年年初按照"上年末该高管所
邵海波         523,323               0         500,000       1,023,323 股、股权激 持有股份总数的 25%解除锁定"来重新
                                                                        励限售股    计算解限的股份数额;股权激励限售股
                                                                                    根据激励计划规定进行解锁。

                                                                                    高管锁定股解限日期:在该高管身份存
                                                                                    续期间,每年年初按照"上年末该高管所
柏子平       21,884,123              0              0       21,884,122 高管锁定股
                                                                                    持有股份总数的 25%解除锁定"来重新
                                                                                    计算解限的股份数额

                                                                                    高管锁定股解限日期:在该高管身份存
                                                                        高管锁定    续期间,每年年初按照"上年末该高管所
杨春禄       23,157,443              1         400,000      23,557,442 股、股权激 持有股份总数的 25%解除锁定"来重新
                                                                        励限售股    计算解限的股份数额;股权激励限售股
                                                                                    根据激励计划规定进行解锁。

                                                                                    高管锁定股解限日期:在该高管身份存
                                                                                    续期间,每年年初按照"上年末该高管所
张卫江       21,243,574              0              0       21,243,574 高管锁定股
                                                                                    持有股份总数的 25%解除锁定"来重新
                                                                                    计算解限的股份数额

                                                                                    高管锁定股解限日期:在该高管身份存
                                                                        高管锁定    续期间,每年年初按照"上年末该高管所
李俊田       39,650,747              0         500,000      40,150,747 股、股权激 持有股份总数的 25%解除锁定"来重新
                                                                        励限售股    计算解限的股份数额;股权激励限售股
                                                                                    根据激励计划规定进行解锁。

                                                                                    高管锁定股解限日期:在该高管身份存
                                                                                    续期间,每年年初按照"上年末该高管所
丁龙山        2,239,073              0              0        2,239,073 高管锁定股
                                                                                    持有股份总数的 25%解除锁定"来重新
                                                                                    计算解限的股份数额

                                                                                    高管锁定股解限日期:在该高管身份存
                                                                        高管锁定
                                                                                    续期间,每年年初按照"上年末该高管所
唐柱学       33,430,757              0         500,000      33,930,757 股、股权激
                                                                                    持有股份总数的 25%解除锁定"来重新
                                                                        励限售股
                                                                                    计算解限的股份数额;股权激励限售股


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                                                                             根据激励计划规定进行解锁。

                                                                             高管锁定股解限日期:1)在该高管身份
                                                                             存续期间,每年年初按照"上年末该高管
                                                                             所持有股份总数的 25%解除锁定"来重
                                                                             新计算解限的股份数额;2)本报告期新
                                                                高管锁定     增 600 万高管锁定股,主要系姜勇本人
姜勇         36,572,105    1,500,000   6,550,000   41,622,105 股、股权激 在不同托管单元转托管股票时未同时申
                                                                励限售股     报“可转让额度”这个指标随同转出所
                                                                             致。未来由其本人申请后,将得到解除。


                                                                             股权激励限售股根据激励计划规定进行
                                                                             解锁。

                                                                             高管锁定股解限日期:在该高管身份存
                                                                高管锁定     续期间,每年年初按照"上年末该高管所
宋君恩       21,064,149           0     500,000    21,564,149 股、股权激 持有股份总数的 25%解除锁定"来重新
                                                                励限售股     计算解限的股份数额;股权激励限售股
                                                                             根据激励计划规定进行解锁。

                                                                             高管锁定股解限日期:在该高管身份存
                                                                高管锁定     续期间,每年年初按照"上年末该高管所
刘迎新       38,903,073     747,604     350,000    38,505,469 股、股权激 持有股份总数的 25%解除锁定"来重新
                                                                励限售股     计算解限的股份数额;股权激励限售股
                                                                             根据激励计划规定进行解锁。

                                                                             高管锁定股解限日期:在该高管身份存
                                                                高管锁定     续期间,每年年初按照"上年末该高管所
周斌                 0            0    9,390,012    9,390,012 股、股权激 持有股份总数的 25%解除锁定"来重新
                                                                励限售股     计算解限的股份数额;股权激励限售股
                                                                             根据激励计划规定进行解锁。

                                                                             高管锁定股解限日期:在该高管身份存
                                                                             续期间,每年年初按照"上年末该高管所
朱兴明       79,997,226   10,575,001          0    69,422,225 高管锁定股
                                                                             持有股份总数的 25%解除锁定"来重新
                                                                             计算解限的股份数额

第二期股
权激励计                                                        股权激励限
              5,129,719    2,564,814          0     2,564,905                根据股权激励计划规定解锁
划对象                                                          售股
(162 人)

第三期股
权激励计
划对象                                                          股权激励限
             49,081,490           0           0    49,081,490                根据股权激励计划规定解锁
(619 人,                                                      售股
不含现任
董事、高


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管共 9 人)

合计            391,680,793          15,387,420      19,040,012           395,333,384         --                    --

 备注:上述股权激励限售股份均不包含已离职激励对象所获授的股份。


 二、证券发行与上市情况

  股票及其衍                    发行价格(或                                      获准上市交 交易终止日
                  发行日期                        发行数量     上市日期                                      披露索引    披露日期
  生证券名称                      利率)                                           易数量           期

 股票类

 汇川技术(首
 期 股 权 激 励 2016 年 06 月
                                     4.367        808,047            —            808,047          —
 首 次 授 予 期 01 日
 权行权)

 汇川技术(首
 期 股 权 激 励 2016 年 06 月
                                     14.901       341,000            —            808,047          —
 预 留 期 权 行 01 日
 权)

 报告期内证券发行情况的说明:报告期内,公司首期股权激励计划获授股票期权的激励对象共自主行权 1,215,947 股,股票
 期权所涉及的股票来源为公司定向发行股票。


 三、公司股东数量及持股情况

                                                                                                                              单位:股

                                                                            报告期末表决权恢复的优先
 报告期末股东总数                                            25,269 户 股股东总数(如有)(参见注                                   0
                                                                            8)

                                              持股 5%以上的股东或前 10 名股东持股情况

                                                                          报告期 持有有 持有无               质押或冻结情况
                                                             报告期
                                                                          内增减 限售条 限售条
       股东名称            股东性质           持股比例       末持股
                                                                          变动情 件的股 件的股           股份状态        数量
                                                              数量
                                                                            况      份数量 份数量

 深圳市汇川投资                                              310,146
                        境内非国有法人              18.63%                                0         质押                 68,016,760
 有限公司                                                       ,935

                                                             92,562,                69,422,
 朱兴明                 境内自然人                   5.56%                                          质押                  2,020,000
                                                                  967                   225

                                                             53,367,                40,150,
 李俊田                 境内自然人                   3.21%                                                                          0
                                                                  663                   747

                                                             53,277,
 刘国伟                 境内自然人                   3.20%                                0                                         0
                                                                  627

 刘迎新                 境内自然人                   3.08% 51,223,                  38,505,         质押                 26,501,500

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                                                        959            469

香港中央结                                           49,497,
                  境外法人                   2.97%                       0                                       0
算有限公司                                              672

                                                     47,312,       41,622,
姜勇              境内自然人                 2.84%                                                               0
                                                        807            105

                                                     45,074,       33,930,
唐柱学            境内自然人                 2.71%                                质押                    3,200,000
                                                        343            757

                                                     31,276,       23,557,
杨春禄            境内自然人                 1.88%                                质押                     630,000
                                                        590            442

中央汇金资产管                                       29,474,
                  国有法人                   1.77%                       0                                       0
理有限责任公司                                          802

战略投资者或一般法人因配售新股
成为前 10 名股东的情况(如有)(参 无
见注 3)

                                    上述股东中,朱兴明与深圳市汇川投资有限公司为一致行动人;朱兴明、姜勇为深圳
                                    市汇川投资有限公司的董事;2015 年 6 月 10 日,朱兴明、熊礼文、李俊田、刘迎新、
上述股东关联关系或一致行动的说
                                    唐柱学、姜勇、刘国伟、宋君恩、杨春禄、潘异等 10 名自然人签署了《一致行动关系

                                    解除协议》,朱兴明等 10 名自然人的一致行动关系以及对公司的共同控制关系解除;
                                    其他自然人股东之间不存在关联关系,不属于一致行动人。

                                           前 10 名无限售条件股东持股情况

                                                                                             股份种类
             股东名称                      报告期末持有无限售条件股份数量
                                                                                     股份种类           数量

深圳市汇川投资有限公司                                                 310,146,935 人民币普通股         310,146,935

刘国伟                                                                  53,277,627 人民币普通股          53,277,627

香港中央结算有限公司                                                    49,497,672 人民币普通股          49,497,672

中央汇金资产管理有限责任公司                                            29,474,802 人民币普通股          29,474,802

李芬                                                                    27,590,049 人民币普通股          27,590,049

陆松泉                                                                  25,049,866 人民币普通股          25,049,866

陈本强                                                                  24,576,775 人民币普通股          24,576,775

朱兴明                                                                  23,140,742 人民币普通股          23,140,742

挪威中央银行-自有资金                                                  22,231,433 人民币普通股          22,231,433

李友发                                                                  22,114,251 人民币普通股          22,114,251

前 10 名无限售流通股股东之间,以
                                    上述股东中,朱兴明与深圳市汇川投资有限公司为一致行动人;朱兴明为深圳市汇川
及前 10 名无限售流通股股东和前 10
                                    投资有限公司的董事;其他自然人股东之间不存在关联关系,不属于一致行动人;公
名股东之间关联关系或一致行动的
                                    司未知其他股东之间是否存在关联关系,也未知是否属于一致行动人。
说明

参与融资融券业务股东情况说明        无


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(如有)

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内是否进行约定购回交易
□ 是 √否


四、控股股东或实际控制人变更情况

     控股股东报告期内变更:公司股权分散,无控股股东。汇川投资持有本公司股份 310,146,935 股,占发

行后股本总额的 18.63%,为公司第一大股东。报告期内公司第一大股东情况未发生变化。

     实际控制人报告期内变更:公司实际控制人为朱兴明,现任公司董事长、总裁。报告期内公司实际控制

人未发生变更。




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                       第七节 董事、监事、高级管理人员情况

一、董事、监事和高级管理人员持股变动

                                                                                                            单位:股

                                           本期增持 本期减持                 期初被授予 本期被授予
                      任职   期初持股数                        期末持股数                               期末被授予的限制性
  姓名      职务                           股份数量 股份数量                 的限制性股 的限制性股
                      状态     (股)                            (股)                                   股票数量(股)
                                           (股)    (股)                  票数量(股)票数量(股)

         董事长
朱兴明                现任   92,562,967       0        0       92,562,967        0            0                 0
         总裁

         董事
李俊田                现任   52,867,663       0        0       53,367,663        0         500,000           500,000
         副总裁

         董事

宋君恩   副总裁       现任   28,085,532       0        0       28,585,532        0         500,000           500,000

         董事会秘书

         董事
唐柱学                现任   44,574,343       0        0       45,074,343        0         500,000           500,000
         副总裁

杨春禄   董事         现任   30,876,590       0        0       31,276,590        0         400,000           400,000

刘宇川   董事         现任   25,071,989       0        0       25,421,989        0         350,000           350,000

曲建     独立董事     现任       0            0        0           0             0            0                 0

赵争鸣   独立董事     现任       0            0        0           0             0            0                 0

龚茵     独立董事     现任       0            0        0           0             0            0                 0

柏子平   监事会主席   现任   29,178,830       0        0       29,178,830        0            0                 0

张卫江   监事         现任   28,324,765       0        0       28,324,765        0            0                 0

丁龙山   职工监事     现任    2,985,431       0        0        2,985,431        0            0                 0

姜勇     副总裁       现任   46,762,807       0        0       47,312,807        0         550,000           550,000

邵海波   副总裁       现任    697,765         0        0        1,197,765        0         500,000           500,000

周斌     副总裁       现任   11,920,016       0        0       12,370,016        0         450,000           450,000

刘迎新   财务总监     现任   50,873,959       0        0       51,223,959        0         350,000           350,000

合计            --     --    444,782,657      0        0       448,882,657       0        4,100,000          4,100,000




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二、公司董事、监事、高级管理人员变动情况

       姓名     担任的职务          类型            日期                           原因

周斌          副总裁         聘任          2017 年 2 月 20 日                新聘为公司副总裁




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                                       第八节 财务报告

一、审计报告

公司半年度财务报告未经审计。


二、财务报表

财务附注中报表的单位为:人民币元


1、合并资产负债表

编制单位:深圳市汇川技术股份有限公司
                                                                                                      单位:元

                 项目                      期末余额                                期初余额

流动资产:

    货币资金                                          1,381,439,517.78                        1,707,827,196.17

    结算备付金

    拆出资金

    以公允价值计量且其变动计入当
期损益的金融资产

    衍生金融资产

    应收票据                                           984,632,772.81                          966,810,655.61

    应收账款                                          1,112,033,079.37                        1,130,722,741.98

    预付款项                                            36,980,769.02                           27,914,249.52

    应收保费

    应收分保账款

    应收分保合同准备金

    应收利息                                            51,160,838.07                           40,485,932.92

    应收股利

    其他应收款                                          44,756,416.50                           39,107,293.22

    买入返售金融资产

    存货                                               971,491,097.24                          751,045,132.56

    划分为持有待售的资产

    一年内到期的非流动资产


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    其他流动资产                   2,397,183,014.46                     1,726,407,555.27

流动资产合计                       6,979,677,505.25                     6,390,320,757.25

非流动资产:

    发放贷款及垫款

    可供出售金融资产                                                       14,532,897.21

    持有至到期投资

    长期应收款

    长期股权投资                    202,464,464.91                        203,251,391.46

    投资性房地产

    固定资产                        649,989,647.96                        638,018,835.07

    在建工程                         18,491,413.98                          8,424,897.62

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                        278,499,477.26                        287,811,370.89

    开发支出

    商誉                            311,429,559.48                        311,429,559.48

    长期待摊费用                       6,837,907.52                         6,545,628.69

    递延所得税资产                   90,076,609.91                         75,251,620.53

    其他非流动资产                   90,575,730.15                         38,285,079.17

非流动资产合计                     1,648,364,811.17                     1,583,551,280.12

资产总计                           8,628,042,316.42                     7,973,872,037.37

流动负债:

    短期借款                        671,705,603.89                        115,132,619.26

    向中央银行借款

    吸收存款及同业存放

    拆入资金

    以公允价值计量且其变动计入当
期损益的金融负债

    衍生金融负债

    应付票据                        570,681,868.20                        474,250,137.24

    应付账款                        692,100,171.87                        683,830,969.78

    预收款项                        271,943,958.43                        168,991,446.18


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    卖出回购金融资产款

    应付手续费及佣金

    应付职工薪酬              135,828,252.81                        177,239,112.22

    应交税费                   83,547,929.07                        101,246,698.65

    应付利息                      852,763.98

    应付股利                     1,359,106.73                         1,294,342.17

    其他应付款                646,297,204.16                        661,879,030.91

    应付分保账款

    保险合同准备金

    代理买卖证券款

    代理承销证券款

    划分为持有待售的负债

    一年内到期的非流动负债     12,000,000.00                          2,000,000.00

    其他流动负债              360,587,685.00                        469,732,345.00

流动负债合计                 3,446,904,544.14                     2,855,596,701.41

非流动负债:

    长期借款                                                         11,000,000.00

    应付债券

      其中:优先股

               永续债

    长期应付款

    长期应付职工薪酬

    专项应付款

    预计负债                   50,677,710.34                         37,513,231.40

    递延收益                   81,463,846.75                         86,015,496.81

    递延所得税负债                                                    1,453,289.72

    其他非流动负债

非流动负债合计                132,141,557.09                        135,982,017.93

负债合计                     3,579,046,101.23                     2,991,578,719.34

所有者权益:

    股本                     1,665,111,931.00                     1,659,882,841.00

    其他权益工具

      其中:优先股

               永续债

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    资本公积                                       1,371,552,145.66                        1,280,248,027.21

    减:库存股                                      559,499,964.32                          535,813,225.67

    其他综合收益                                     17,233,435.88                           17,406,454.99

    专项储备

    盈余公积                                        352,852,627.65                          352,852,627.65

    一般风险准备

    未分配利润                                     1,912,040,391.76                        1,941,214,964.47

归属于母公司所有者权益合计                         4,759,290,567.63                        4,715,791,689.65

    少数股东权益                                    289,705,647.56                          266,501,628.38

所有者权益合计                                     5,048,996,215.19                        4,982,293,318.03

负债和所有者权益总计                               8,628,042,316.42                        7,973,872,037.37


法定代表人: 朱兴明                主管会计工作负责人:刘迎新                   会计机构负责人:刘迎新


2、母公司资产负债表

                                                                                                   单位:元

                 项目                   期末余额                                期初余额

流动资产:

    货币资金                                        958,246,619.06                         1,201,376,628.35

    以公允价值计量且其变动计入当
期损益的金融资产

    衍生金融资产

    应收票据                                        116,680,000.00                          330,471,056.75

    应收账款                                         33,421,357.23

    预付款项                                            218,699.42                              469,383.95

    应收利息                                         48,193,691.89                           36,131,945.67

    应收股利                                        134,300,000.00

    其他应收款                                       22,584,667.52                           21,137,939.25

    存货                                               7,425,459.15                            4,058,024.52

    划分为持有待售的资产

    一年内到期的非流动资产

    其他流动资产                                   1,800,848,419.70                        1,343,252,047.83

流动资产合计                                       3,121,918,913.97                        2,936,897,026.32

非流动资产:

    可供出售金融资产                                              -                          14,532,897.21
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    持有至到期投资

    长期应收款

    长期股权投资                   1,862,073,283.70                     1,847,827,313.04

    投资性房地产

    固定资产                         41,895,794.70                         37,192,036.15

    在建工程                           1,819,109.77                         1,105,427.78

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                         94,233,936.17                         93,624,778.22

    开发支出

    商誉

    长期待摊费用                                                               68,795.18

    递延所得税资产                   24,964,373.43                         10,261,977.60

    其他非流动资产                     4,832,573.54                         4,747,569.50

非流动资产合计                     2,029,819,071.31                     2,009,360,794.68

资产总计                           5,151,737,985.28                     4,946,257,821.00

流动负债:

    短期借款                        210,000,000.00

    以公允价值计量且其变动计入当
期损益的金融负债

    衍生金融负债

    应付票据                           2,686,450.44                         1,413,648.04

    应付账款                           9,905,812.98                         6,966,431.38

    预收款项                           3,194,623.25                         3,489,139.59

    应付职工薪酬                     40,378,451.70                         61,952,039.52

    应交税费                         30,539,426.41                         47,699,669.16

    应付利息

    应付股利                           1,359,106.73                         1,294,342.17

    其他应付款                      562,243,014.09                        537,919,166.04

    划分为持有待售的负债

    一年内到期的非流动负债

    其他流动负债


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流动负债合计                          860,306,885.60                            660,734,435.90

非流动负债:

    长期借款

    应付债券

      其中:优先股

               永续债

    长期应付款

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益                              47,037,846.75                          50,027,496.81

    递延所得税负债                                                                1,453,289.72

    其他非流动负债

非流动负债合计                            47,037,846.75                          51,480,786.53

负债合计                              907,344,732.35                            712,215,222.43

所有者权益:

    股本                             1,665,111,931.00                       1,659,882,841.00

    其他权益工具

      其中:优先股

               永续债

    资本公积                         1,343,519,254.85                       1,270,164,232.88

    减:库存股                        559,499,964.32                            535,813,225.67

    其他综合收益                          16,417,925.12                          15,579,650.75

    专项储备

    盈余公积                          352,852,627.65                            352,852,627.65

    未分配利润                       1,425,991,478.63                       1,471,376,471.96

所有者权益合计                       4,244,393,252.93                       4,234,042,598.57

负债和所有者权益总计                 5,151,737,985.28                       4,946,257,821.00


法定代表人: 朱兴明     主管会计工作负责人:刘迎新                  会计机构负责人:刘迎新


3、合并利润表

                                                                                      单位:元

                 项目        本期发生额                            上期发生额


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一、营业总收入                           1,937,009,821.32                     1,464,766,513.04

    其中:营业收入                       1,937,009,821.32                     1,464,766,513.04

             利息收入

             已赚保费

             手续费及佣金收入

二、营业总成本                           1,642,066,755.25                     1,141,389,420.02

    其中:营业成本                       1,050,210,865.86                       745,482,268.51

             利息支出

             手续费及佣金支出

             退保金

             赔付支出净额

             提取保险合同准备金净额

             保单红利支出

             分保费用

             税金及附加                    19,574,070.15                         12,858,295.04

             销售费用                     182,443,305.46                        129,831,539.71

             管理费用                     395,659,977.69                        251,160,553.86

             财务费用                      -12,411,836.28                        -9,858,273.80

             资产减值损失                    6,590,372.37                        11,915,036.70

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                           48,000,769.87                         16,377,582.69
列)

         其中:对联营企业和合营企业
                                             -860,590.16                         -1,484,118.33
的投资收益

         汇兑收益(损失以“-”号填列)

         其他收益                         127,842,645.38

三、营业利润(亏损以“-”号填列)        470,786,481.32                        339,754,675.71

    加:营业外收入                         25,573,502.13                         92,740,753.35

         其中:非流动资产处置利得            6,307,765.50                            16,539.93

    减:营业外支出                            317,740.11                           391,168.26

         其中:非流动资产处置损失             242,054.91                           332,332.44

四、利润总额(亏损总额以“-”号填列)    496,042,243.34                        432,104,260.80

    减:所得税费用                         51,730,034.10                         29,459,400.87

五、净利润(净亏损以“-”号填列)        444,312,209.24                        402,644,859.93

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    归属于母公司所有者的净利润                         428,731,196.37                       388,646,678.65

    少数股东损益                                        15,581,012.87                        13,998,181.28

六、其他综合收益的税后净额                                -173,019.11                       -46,009,398.03

  归属母公司所有者的其他综合收益
                                                          -173,019.11                       -46,009,398.03
的税后净额

    (一)以后不能重分类进损益的其
他综合收益

             1.重新计量设定受益计划净
负债或净资产的变动

             2.权益法下在被投资单位不
能重分类进损益的其他综合收益中享
有的份额

    (二)以后将重分类进损益的其他
                                                          -173,019.11                       -46,009,398.03
综合收益

             1.权益法下在被投资单位以
后将重分类进损益的其他综合收益中
享有的份额

             2.可供出售金融资产公允价
                                                       -13,079,607.49
值变动损益

             3.持有至到期投资重分类为
可供出售金融资产损益

             4.现金流量套期损益的有效
部分

             5.外币财务报表折算差额                     -1,011,293.48                          536,352.21

             6.其他                                     13,917,881.86                       -46,545,750.24

  归属于少数股东的其他综合收益的
税后净额

七、综合收益总额                                       444,139,190.13                       356,635,461.90

    归属于母公司所有者的综合收益
                                                       428,558,177.26                       342,637,280.62
总额

    归属于少数股东的综合收益总额                        15,581,012.87                        13,998,181.28

八、每股收益:

    (一)基本每股收益                                           0.27                                 0.24

    (二)稀释每股收益                                           0.26                                 0.24

法定代表人: 朱兴明                     主管会计工作负责人:刘迎新                会计机构负责人:刘迎新




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4、母公司利润表

                                                                                                单位:元

                 项目                 本期发生额                             上期发生额

一、营业收入                                       270,387,581.61                         338,781,912.69

    减:营业成本                                     6,816,209.64                           1,772,753.00

         税金及附加                                  5,510,918.61                           6,883,238.67

         销售费用                                   55,327,127.72                          41,612,238.67

         管理费用                                  136,766,142.66                          96,765,752.62

         财务费用                                  -15,666,180.88                         -11,001,497.73

         资产减值损失                                 387,820.58                            2,103,237.52

    加:公允价值变动收益(损失以
“-”号填列)

         投资收益(损失以“-”号填
                                                   268,141,966.87                         250,646,880.61
列)

         其中:对联营企业和合营企
                                                      -860,590.16                          -1,484,118.33
业的投资收益

         其他收益                                   73,598,718.62

二、营业利润(亏损以“-”号填列)                 422,986,228.77                         451,293,070.55

    加:营业外收入                                   6,808,704.91                          53,130,666.96

         其中:非流动资产处置利得                        2,500.00

    减:营业外支出                                      40,636.85                              66,426.74

         其中:非流动资产处置损失                       40,632.87                              65,811.61

三、利润总额(亏损总额以“-”号填
                                                   429,754,296.83                         504,357,310.77
列)

    减:所得税费用                                  17,233,521.08                           9,859,165.74

四、净利润(净亏损以“-”号填列)                 412,520,775.75                         494,498,145.03

五、其他综合收益的税后净额                            838,274.37                          -46,545,750.24

    (一)以后不能重分类进损益的
其他综合收益

             1.重新计量设定受益计划
净负债或净资产的变动

             2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

    (二)以后将重分类进损益的其
                                                      838,274.37                          -46,545,750.24
他综合收益

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           1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

           2.可供出售金融资产公允
                                                     -13,079,607.49
价值变动损益

           3.持有至到期投资重分类
为可供出售金融资产损益

           4.现金流量套期损益的有
效部分

           5.外币财务报表折算差额

           6.其他                                     13,917,881.86                         -46,545,750.24

六、综合收益总额                                     413,359,050.12                         447,952,394.79

七、每股收益:

     (一)基本每股收益                                        0.26                                   0.31

     (二)稀释每股收益                                        0.25                                   0.31

法定代表人: 朱兴明                 主管会计工作负责人:刘迎新                  会计机构负责人:刘迎新


5、合并现金流量表

                                                                                                  单位:元

                 项目                   本期发生额                             上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金                1,635,867,498.77                       1,082,562,003.24

     客户存款和同业存放款项净增加


     向中央银行借款净增加额

     向其他金融机构拆入资金净增加


     收到原保险合同保费取得的现金

     收到再保险业务现金净额

     保户储金及投资款净增加额

     处置以公允价值计量且其变动计
入当期损益的金融资产净增加额

     收取利息、手续费及佣金的现金

     拆入资金净增加额

     回购业务资金净增加额

     收到的税费返还                                  127,986,900.28                          83,129,529.24

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     收到其他与经营活动有关的现金      32,927,040.43                         51,998,099.21

经营活动现金流入小计                1,796,781,439.48                      1,217,689,631.69

     购买商品、接受劳务支付的现金     647,181,855.61                        544,901,693.24

     客户贷款及垫款净增加额

     存放中央银行和同业款项净增加


     支付原保险合同赔付款项的现金

     支付利息、手续费及佣金的现金

     支付保单红利的现金

     支付给职工以及为职工支付的现
                                      460,188,013.75                        322,968,684.53


     支付的各项税费                   230,680,021.44                        208,716,344.85

     支付其他与经营活动有关的现金     222,779,227.82                        160,027,466.26

经营活动现金流出小计                1,560,829,118.62                      1,236,614,188.88

经营活动产生的现金流量净额            235,952,320.86                        -18,924,557.19

二、投资活动产生的现金流量:

     收回投资收到的现金             3,732,653,947.71                      1,560,212,731.25

     取得投资收益收到的现金

     处置固定资产、无形资产和其他
                                        7,459,878.96                           125,590.30
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金     979,567,035.90                        608,401,456.75

投资活动现金流入小计                4,719,680,862.57                      2,168,739,778.30

     购建固定资产、无形资产和其他
                                       69,942,495.20                         95,567,226.17
长期资产支付的现金

     投资支付的现金                 4,332,007,923.35                      1,228,367,063.00

     质押贷款净增加额

     取得子公司及其他营业单位支付
的现金净额

     支付其他与投资活动有关的现金   1,319,523,388.91                        407,292,483.15

投资活动现金流出小计                5,721,473,807.46                      1,731,226,772.32

投资活动产生的现金流量净额          -1,001,792,944.89                       437,513,005.98

三、筹资活动产生的现金流量:

     吸收投资收到的现金               121,491,311.48                          1,993,592.20


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     其中:子公司吸收少数股东投资
                                                      66,000,000.00
收到的现金

     取得借款收到的现金                              673,652,450.90                          23,000,000.00

     发行债券收到的现金

     收到其他与筹资活动有关的现金                       790,000.00                           55,946,958.33

筹资活动现金流入小计                                 795,933,762.38                          80,940,550.53

     偿还债务支付的现金                              118,137,156.70                           6,000,000.00

     分配股利、利润或偿付利息支付
                                                     488,032,168.00                         413,379,822.03
的现金

     其中:子公司支付给少数股东的
                                                      25,895,000.00                          17,440,000.00
股利、利润

     支付其他与筹资活动有关的现金                    109,675,647.15                          61,896,305.49

筹资活动现金流出小计                                 715,844,971.85                         481,276,127.52

筹资活动产生的现金流量净额                            80,088,790.53                      -400,335,576.99

四、汇率变动对现金及现金等价物的
                                                        -613,253.98                            568,396.22
影响

五、现金及现金等价物净增加额                      -686,365,087.48                            18,821,268.02

     加:期初现金及现金等价物余额                    878,304,761.60                         161,606,431.17

六、期末现金及现金等价物余额                         191,939,674.12                         180,427,699.19

法定代表人: 朱兴明                 主管会计工作负责人:刘迎新                  会计机构负责人:刘迎新


6、母公司现金流量表

                                                                                                  单位:元

               项目                     本期发生额                             上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金                    474,817,361.74                         292,716,336.19

     收到的税费返还                                   73,598,718.62                          47,163,108.07

     收到其他与经营活动有关的现金                     14,873,458.10                           7,822,659.49

经营活动现金流入小计                                 563,289,538.46                         347,702,103.75

     购买商品、接受劳务支付的现金                                                                75,938.20

     支付给职工以及为职工支付的现
                                                     136,882,644.99                         104,277,919.34


     支付的各项税费                                   77,007,076.03                         111,776,511.43

     支付其他与经营活动有关的现金                     75,831,478.01                          45,846,808.85

经营活动现金流出小计                                 289,721,199.03                         261,977,177.82


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经营活动产生的现金流量净额                       273,568,339.43                         85,724,925.93

二、投资活动产生的现金流量:

    收回投资收到的现金                          2,295,798,355.71                     1,111,725,029.17

    取得投资收益收到的现金                       111,340,984.00                         22,807,843.00

    处置固定资产、无形资产和其他
                                                    8,280,391.71                         3,505,763.50
长期资产收回的现金净额

    处置子公司及其他营业单位收到
的现金净额

    收到其他与投资活动有关的现金                 548,120,342.47                        254,689,161.33

投资活动现金流入小计                            2,963,540,073.89                     1,392,727,797.00

    购建固定资产、无形资产和其他
                                                  15,915,359.92                         42,854,770.46
长期资产支付的现金

    投资支付的现金                              2,730,800,000.00                       913,270,000.00

    取得子公司及其他营业单位支付
的现金净额

    支付其他与投资活动有关的现金                 849,000,000.00                         98,000,000.00

投资活动现金流出小计                            3,595,715,359.92                     1,054,124,770.46

投资活动产生的现金流量净额                       -632,175,286.03                       338,603,026.54

三、筹资活动产生的现金流量:

    吸收投资收到的现金                            55,491,311.48                          1,993,592.20

    取得借款收到的现金                           210,000,000.00

    发行债券收到的现金

    收到其他与筹资活动有关的现金                     790,000.00                          7,370,000.00

筹资活动现金流入小计                             266,281,311.48                          9,363,592.20

    偿还债务支付的现金

    分配股利、利润或偿付利息支付
                                                 458,272,535.05                        395,356,065.16
的现金

    支付其他与筹资活动有关的现金                     530,987.15                          1,164,881.49

筹资活动现金流出小计                             458,803,522.20                        396,520,946.65

筹资活动产生的现金流量净额                       -192,522,210.72                      -387,157,354.45

四、汇率变动对现金及现金等价物的
                                                        -851.97                               -149.96
影响

五、现金及现金等价物净增加额                     -551,130,009.29                        37,170,448.06

    加:期初现金及现金等价物余额                 598,595,928.35                         17,161,004.51

六、期末现金及现金等价物余额                      47,465,919.06                         54,331,452.57

法定代表人: 朱兴明                主管会计工作负责人:刘迎新                会计机构负责人:刘迎新
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         7、合并所有者权益变动表

         本期金额
                                                                                                                                                                                   单位:元

                                                                                                               本期

                                                                               归属于母公司所有者权益
         项目                                其他权益工具
                                                                                               其他综合收 专项储                       一般风                   少数股东权益      所有者权益合计
                              股本          优先 永续             资本公积       减:库存股                             盈余公积                  未分配利润
                                                        其他                                        益          备                     险准备
                                            股    债

一、上年期末余额         1,659,882,841.00                      1,280,248,027.21 535,813,225.67 17,406,454.99          352,852,627.65            1,941,214,964.47 266,501,628.38      4,982,293,318.03

     加:会计政策变更

         前期差错更


         同一控制下
企业合并

         其他

二、本年期初余额         1,659,882,841.00                      1,280,248,027.21 535,813,225.67 17,406,454.99          352,852,627.65            1,941,214,964.47 266,501,628.38      4,982,293,318.03

三、本期增减变动金额
                             5,229,090.00                        91,304,118.45 23,686,738.65     -173,019.11                                      -29,174,572.71 23,204,019.18          66,702,897.16
(减少以“-”号填列)

(一)综合收益总额                                                                               -173,019.11                                     428,731,196.37 15,581,012.87          444,139,190.13

(二)所有者投入和减
                             5,229,090.00                        91,304,118.45 39,862,020.11                                                                     33,518,006.31          90,189,194.65
少资本

1.股东投入的普通股          5,229,090.00                        43,242,912.38 39,862,020.11                                                                     33,518,006.31          42,127,988.58

2.其他权益工具持有
                                                                                                                                                                                                    -
者投入资本

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3.股份支付计入所有
                                            30,112,109.59                                                                                               30,112,109.59
者权益的金额

4.其他                                     17,949,096.48                                                                                               17,949,096.48

(三)利润分配                                               -16,175,281.46                                       -457,905,769.08 -25,895,000.00      -467,625,487.62

1.提取盈余公积

2.提取一般风险准备

3.对所有者(或股东)
                                                             -16,175,281.46                                       -457,905,769.08 -25,895,000.00      -467,625,487.62
的分配

4.其他

(四)所有者权益内部
结转

1.资本公积转增资本
(或股本)

2.盈余公积转增资本
(或股本)

3.盈余公积弥补亏损

4.其他

(五)专项储备                                           -

1.本期提取

2.本期使用

(六)其他

四、本期期末余额       1,665,111,931.00   1,371,552,145.66 559,499,964.32 17,233,435.88   - 352,852,627.65       1,912,040,391.76 289,705,647.56     5,048,996,215.19

          上年金额



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                                                                                                                                                                                     单位:元

                                                                                                               上期

                                                                             归属于母公司所有者权益
         项目                              其他权益工具
                                                                                                               专项储                    一般风                   少数股东权益      所有者权益合计
                            股本          优先 永续             资本公积      减:库存股 其他综合收益                     盈余公积                  未分配利润
                                                      其他                                                       备                      险准备
                                          股    债

一、上年期末余额         795,251,630.00                      1,538,989,895.79 92,752,200.00 58,424,248.76               267,527,824.63            1,492,258,580.43 230,127,919.64      4,289,827,899.25

     加:会计政策变更

         前期差错更


         同一控制下
企业合并

         其他

二、本年期初余额         795,251,630.00                      1,538,989,895.79 92,752,200.00 58,424,248.76               267,527,824.63            1,492,258,580.43 230,127,919.64      4,289,827,899.25

三、本期增减变动金额
                         864,631,211.00                      -258,741,868.58 443,061,025.67 -41,017,793.77               85,324,803.02             448,956,384.04 36,373,708.74          692,465,418.78
(减少以“-”号填列)

(一)综合收益总额                                                                            -41,017,793.77                                       931,837,483.76 48,332,967.41          939,152,657.40

(二)所有者投入和减
                          69,379,635.00                       536,509,707.42 445,261,257.21                                                                          9,080,741.33        169,708,826.54
少资本

1.股东投入的普通股       69,379,635.00                       517,720,786.61 445,261,257.21                                                                          9,080,741.33        150,919,905.73

2.其他权益工具持有
者投入资本


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3.股份支付计入所有
                                            18,928,504.42                                                &nb