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汇川技术(300124)公告正文

汇川技术:2018年半年度报告

公告日期 2018-08-18
股票简称:汇川技术 股票代码:300124
                 深圳市汇川技术股份有限公司 2018 年半年度报告全文




深圳市汇川技术股份有限公司

     2018 年半年度报告




       2018 年 08 月




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                                      深圳市汇川技术股份有限公司 2018 年半年度报告全文




                  第一节 重要提示、目录和释义


    一、公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内

容的真实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担

个别和连带的法律责任。

    二、公司负责人朱兴明、主管会计工作负责人刘迎新及会计机构负责人(会

计主管人员)刘迎新声明:保证本半年度报告中财务报告的真实、准确、完整。

    三、所有董事均已出席了审议本报告的董事会会议。

    四、前瞻性陈述的风险声明

    本报告中如有涉及未来的计划、业绩预测等方面的内容,均不构成本公司

对任何投资者及相关人士的承诺,投资者及相关人士均应对此保持足够的风险

认识,并且应当理解计划、预测与承诺之间的差异。

    五、重大风险提示

    公司在本报告第四节“经营情况讨论与分析”中“十一、公司面临的风险

和应对措施”部分,详细描述了公司经营中可能存在的风险及应对措施,敬请

投资者关注相关内容。

    六、公司计划不派发现金红利,不送红股,不以公积金转增股本。




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                                                                    深圳市汇川技术股份有限公司 2018 年半年度报告全文




                                                        目录




第一节 重要提示、目录和释义 ................................................................................. 2

第二节 公司简介和主要财务指标 ............................................................................. 6

第三节 公司业务概要 ................................................................................................. 9

第四节 经营情况讨论与分析 ................................................................................... 15

第五节 重要事项 ....................................................................................................... 38

第六节 股份变动及股东情况 ................................................................................... 53

第七节 优先股相关情况 ........................................................................................... 58

第八节 董事、监事、高级管理人员情况 ............................................................... 59

第九节 公司债相关情况 ........................................................................................... 61

第十节 财务报告 ....................................................................................................... 62

第十一节 备查文件目录 ......................................................................................... 179




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                                             深圳市汇川技术股份有限公司 2018 年半年度报告全文




                                 释义


                释义项   指                              释义内容

汇川技术/公司/本公司     指   深圳市汇川技术股份有限公司

汇川投资                 指   深圳市汇川投资有限公司,本公司第一大股东

汇川信息                 指   深圳市汇川信息技术有限公司,本公司全资子公司

汇川控制                 指   深圳市汇川控制技术有限公司,本公司控股子公司

默纳克                   指   苏州默纳克控制技术有限公司,本公司全资子公司

苏州汇川                 指   苏州汇川技术有限公司,本公司全资子公司

香港汇川                 指   汇川技术(香港)有限公司,本公司全资子公司

长春汇通                 指   长春汇通光电技术有限公司,本公司全资子公司

北京汇川                 指   北京汇川汇通科技有限公司,本公司控股子公司

杭州汇坤                 指   杭州汇坤控制技术有限公司,本公司全资子公司

江苏汇程                 指   江苏汇程电机有限公司,本公司全资子公司

上海默贝特               指   上海默贝特电梯技术有限公司,本公司控股子公司

南京汇川                 指   南京汇川工业视觉技术开发有限公司,本公司控股子公司

南京汇川图像             指   南京汇川图像视觉技术有限公司,南京汇川全资子公司

宁波伊士通               指   宁波伊士通技术股份有限公司,本公司控股子公司

恩格瑞斯                 指   宁波恩格瑞斯信息技术有限公司,宁波伊士通全资子公司

苏州汇川电子             指   苏州汇川电子制造有限公司,本公司全资子公司

江苏经纬/经纬轨道        指   江苏经纬轨道交通设备有限公司,本公司控股子公司

前海晶瑞                 指   深圳市前海晶瑞中欧并购基金,本公司参与设立的产业并购基金

联合动力                 指   苏州汇川联合动力系统有限公司,本公司全资子公司

上海莱恩                 指   上海莱恩精密机床附件有限公司,本公司全资子公司

沃尔曼                   指   深圳市沃尔曼精密机械技术有限公司,本公司参股子公司

东莞汇川                 指   汇川技术(东莞)有限公司,本公司全资子公司

南京磁之汇               指   南京磁之汇电机有限公司,本公司控股子公司

汇创投                   指   汇创鑫股权投资管理(深圳)有限公司,本公司全资子公司

苏州经纬控制             指   苏州市经纬轨道控制技术有限公司,江苏经纬全资子公司

宁波艾达                 指   宁波艾达信息技术有限公司,宁波伊士通全资子公司

                         指   佛山市招科创新智能产业投资基金(有限合伙),本公司参与设立的
佛山招科基金
                              产业投资基金


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                                      深圳市汇川技术股份有限公司 2018 年半年度报告全文

TCMS               指   列车网络控制系统

                        把电压与频率固定不变的交流电,变换为电压和频率可变交流电的装
低压变频器         指   置,变频器一般用于控制交流电机的转速或者输出转矩。输入电压不
                        高于 690V 的变频器为低压变频器

高压变频器         指   针对 3kV 至 10kV 等高电压环境下运行的电动机而开发的变频器

                        在公司通用产品的基础上,针对某些行业的特殊需求,开发的集控制
一体化及专机       指   与驱动于一体的产品。这些产品是针对行业特别开发的,具有一定的
                        行业专用性

                        以物体的位移、角度、速度为控制量组成的能够跟踪目标任意位置变
伺服系统           指
                        化的自动化控制系统

                        接驱动式电机的简称,主要指电机在驱动负载时,不需经过传动装置
直驱电机           指
                        (如传动皮带等)

PLC                指   ProgrammableLogicController,即可编程逻辑控制器

OEM                指   OriginalEquipmentManufacturer,原始设备制造商

EU                 指   EndUser,最终用户

工控               指   工业自动化控制

稀土永磁同步电机   指   转子用稀土永磁材料制成的同步电机

HMI                指   HumanMachineInterface,即“人机接口”,也叫人机界面、触摸屏

                        电机用编码器,把角位移或直线位移信号进行编码处理后输出电信号
编码器             指
                        的一种装置

                        电 脑 Computer 、 通 讯 Communication 和 消 费 性 电 子 Consumer
3C                 指
                        Electronic




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                                                                 深圳市汇川技术股份有限公司 2018 年半年度报告全文




                             第二节 公司简介和主要财务指标

一、公司简介

股票简称                          汇川技术                      股票代码               300124

变更后的股票简称(如有)          无

股票上市证券交易所                深圳证券交易所

公司的中文名称                    深圳市汇川技术股份有限公司

公司的中文简称(如有)            汇川技术

公司的外文名称(如有)            Shenzhen Inovance Technology Co.,Ltd

公司的外文名称缩写(如有)        Inovance

公司的法定代表人                  朱兴明

投资者关系邮箱                    ir@inovance.com


二、联系人和联系方式

                         董事会秘书                                          证券事务代表

姓名         宋君恩                             吴妮妮                             李艳昌

             深圳市宝安区新安街道留仙二路鸿威 深圳市宝安区新安街道留仙二路鸿威 深圳市宝安区新安街道留仙二路鸿威
联系地址
             工业园 E 栋厂房 1、2、3、4、5 楼   工业园 E 栋厂房 1、2、3、4、5 楼   工业园 E 栋厂房 1、2、3、4、5 楼

电话         0755-83185787                      0755-83185521                      0755-83185521

传真         0755-83185659                      0755-83185659                      0755-83185659

电子信箱     songjunen@inovance.com             wunini@inovance.com                liyanchang@inovance.com


三、其他情况

1、公司联系方式

公司注册地址,公司办公地址及其邮政编码,公司网址、电子信箱报告期无变化,具体可参见 2017 年年报。


2、信息披露及备置地点

公司选定的信息披露报纸的名称,登载半年度报告的中国证监会指定网站的网址,公司半年度报告备置地报告期无变化,具
体可参见 2017 年年报。


3、注册变更情况

公司注册情况在报告期无变化,具体可参见 2017 年年报。


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                                                                深圳市汇川技术股份有限公司 2018 年半年度报告全文

4、其他有关资料

其他有关资料在报告期是否变更情况
□ 适用 √ 不适用


四、主要会计数据和财务指标

公司是否需追溯调整或重述以前年度会计数据
□ 是 √ 否

                                            本报告期                  上年同期             本报告期比上年同期增减

营业总收入(元)                             2,472,708,273.75           1,937,009,821.32                   27.66%

归属于上市公司股东的净利润(元)               496,117,938.07             428,731,196.37                   15.72%

归属于上市公司股东的扣除非经常性损
                                               457,724,879.98             364,365,955.58                   25.62%
益后的净利润(元)

经营活动产生的现金流量净额(元)              -134,894,691.22             235,952,320.86                  -157.17%

基本每股收益(元/股)                                    0.30                       0.27                    11.11%

稀释每股收益(元/股)                                    0.30                       0.26                   15.38%

加权平均净资产收益率                                    8.71%                     8.76%                     -0.05%

                                                                                           本报告期末比上年度末增
                                           本报告期末                 上年度末
                                                                                                     减

总资产(元)                                 9,436,601,754.59           9,047,119,842.62                     4.31%

归属于上市公司股东的净资产(元)             5,564,941,853.46           5,426,239,410.33                     2.56%

说明:表中所列财务指标均按中国证监会规定的计算公式计算。



截止披露前一交易日的公司总股本(股)                                                               1,664,164,710.00

公司报告期末至年度报告披露日股本是否因发行新股、增发、配股、股权激励行权、回购等原因发生变化且影响所有者权益
金额
□ 是 √ 否
是否存在公司债
□ 是 √ 否


五、境内外会计准则下会计数据差异

1、同时按照国际会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况

公司报告期不存在按照国际会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况。


2、同时按照境外会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况

公司报告期不存在按照境外会计准则与按照中国会计准则披露的财务报告中净利润和净资产差异情况。


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                                                             深圳市汇川技术股份有限公司 2018 年半年度报告全文

六、非经常性损益项目及金额

                                                                                                    单位:元

                         项目                                    金额                       说明

非流动资产处置损益(包括已计提资产减值准备的冲销部分)              -2,191,068.19

计入当期损益的政府补助(与企业业务密切相关,按照国家统
                                                                   17,232,217.09
一标准定额或定量享受的政府补助除外)

委托他人投资或管理资产的损益                                       30,182,316.49

除同公司正常经营业务相关的有效套期保值业务外,持有交易
性金融资产、交易性金融负债产生的公允价值变动损益,以及
                                                                        786,746.96
处置交易性金融资产、交易性金融负债和可供出售金融资产取
得的投资收益

除上述各项之外的其他营业外收入和支出                                    -55,174.47

减:所得税影响额                                                    6,201,911.44

    少数股东权益影响额(税后)                                      1,360,068.35

合计                                                               38,393,058.09             --

公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益
项目界定为经常性损益的项目的情形。




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                                                               深圳市汇川技术股份有限公司 2018 年半年度报告全文




                                      第三节 公司业务概要

一、报告期内公司从事的主要业务

公司是否需要遵守特殊行业的披露要求:否

1、公司从事的主要业务

    公司是专门从事工业自动化和新能源相关产品研发、生产和销售的高新技术企业。经过 15 年的发展,公司已经从单一

的变频器供应商发展成机电液综合产品及解决方案供应商。报告期内,公司所从事的主要业务没有发生变化,目前公司主要

产品包括:①服务于智能装备领域的工业自动化产品,包括各种变频器、伺服系统、控制系统、工业视觉系统、传感器、高

性能电机、高精密丝杠等核心部件及机电液一体化解决方案;②服务于工业机器人领域的核心部件、整机及解决方案,包括

机器人专用控制系统、伺服系统、视觉系统、高精密丝杠、SCARA 机器人、六关节机器人等;③服务于新能源汽车领域的动

力总成产品,包括各种电机控制器、辅助动力系统、高性能电机、DC/DC 电源及动力总成系统等;④服务于轨道交通领域的

牵引与控制系统,包括牵引变流器、辅助变流器、高压箱、牵引电机和 TCMS 等;⑤服务于设备后服务市场的工业互联网解

决方案,包括工业云、应用开发平台、智能硬件、信息化管理平台等。公司产品广泛应用于新能源汽车、电梯、空压机、工

业机器人/机械手、3C 制造、锂电池、起重、机床、金属制品、电线电缆、塑胶、印刷包装、纺织化纤、建材、冶金、煤矿、

市政、轨道交通等行业。

                                                          所属公司业
   服务领域     产品类别           主营产品系列                                       应用行业
                                                            务板块

                           通用变频器                    通用自动化     电梯、空压机、起重、机床、金属制品、
              变频器类                                                  电线电缆、纺织化纤、印刷包装、塑胶、
                           电梯一体化控制产品(电梯行
                                                         电梯一体化     建材、煤矿、冶金、化工、市政、石油等
                           业专用)

                           通用伺服系统                  通用自动化     3C 制造设备、机器人/机械手、锂电设备、
 智能装备     运动控制类                                                LED 设备、印刷设备、包装设备、机床、
 (工业自动                专用伺服系统(电液行业专用) 电液伺服        纺织机械、食品机械、注塑机、压力机等
 化)
                           PLC、视觉系统                 通用自动化     3C 制造设备、印刷设备、包装设备、机
              控制技术类                                                床、纺织机械、汽车制造、锂电设备、LED
                           人机界面                      通用自动化     设备、机器人/机械手等


              传感器类     光电编码器、开关                -            电梯、机床、纺织机械、电子设备等

                           机器人专用控制系统、视觉控
              核心部件类                                 工业机器人     工业机器人、机械手、3C 制造设备等
                           制系统、精密丝杠
 工业机器人
              整机类       SCARA 机器人、六关节机器人    工业机器人     3C 制造设备、锂电设备、LED 设备等


 新能源汽车   电机控制类   新能源汽车电机控制器、辅助    新能源汽车     新能源汽车


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                                                              深圳市汇川技术股份有限公司 2018 年半年度报告全文

                              动力系统、高性能电机、动力
                              总成

                 电源类       DC/DC                        新能源汽车


 轨道交通        电机控制类   牵引系统、控制系统           轨道交通     轨道交通

                              工业云、应用开发平台、信息
                 软件类
                              化管理平台
 工业互联网                                                工业互联网   电梯、空压机、注塑机等
                 硬件类       智能硬件

2、经营模式

    公司自成立以来始终专注于电机驱动与控制、电力电子、工业网络通信等核心技术,坚持技术营销与行业营销,坚持为

细分行业提供“工控+工艺”的定制化解决方案及进口替代的经营策略。

    (1)研发模式

    公司产品分为标准化产品和定制化产品(非标产品),产品开发的模式采用基于 IPD 的开发模式,根据客户需求分析、

技术发展方向分析和竞争策略分析,引导公司进行技术储备和产品开发。产品开发流程分为四个阶段:概念阶段、计划阶段、

样机开发阶段、中试阶段,在产品开发流程中坚持客户导向、效率导向、质量导向。

       (2)供应链管理模式

    采购工作采用“集中认证、分散采购”的采购策略,操作流程由战略供应商选择、采购执行、供应商绩效管理三部分组

成。

    生产管理方面采用面向库存生产与面向订单生产相结合的模式。对公司通用产品实施最低和最高安全库存管理,当库存

低于最低安全库存时启动生产装配,补充库存。对于客户定制类产品或工程类客户产品,则按照订单进行生产管理,客户有

需求意向或者下达订单后,根据实际需求数量启动生产装配。

    (3)销售与服务模式

    由于公司产品下游应用极其广泛,用户涉及众多行业,地域分布广,所以公司大部分产品是通过分销方式进行销售,即

通过代理商/经销商/系统集成商将产品销售给客户。而对少数采购量大、产品个性化要求较高战略客户则采取直销方式。从

产品服务的领域来看,一般来说在智能装备&工业机器人领域,公司的销售方式以分销为主、直销为辅。在新能源汽车&轨

道交通领域,公司的销售方式主要为直销模式。




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3、驱动业绩增长的主要因素

    驱动公司业绩增长的主要因素包括国内宏观经济形势、产业政策以及公司自身的竞争优势,报告期内没有发生重大变化。

    (1)宏观经济形势驱动

    公司的工业自动化产品(变频器、伺服系统、控制系统、传感器等)涉及的下游行业很多,应用相当广泛,所以其市场

需求与国内宏观经济形势密切相关,特别是由于工业企业的产能扩张、设备升级换代、产线自动化水平提升而带来的设备需

求对工业自动化产品需求有着很大的影响。设备需求量越大、自动化与智能化水平越高,其使用的工业自动化产品就越多。

目前我国制造业正面临转型升级和提升自动化与智能化生产阶段,“十三五规划”也明确提出:加快建设制造强国,实施《中

国制造 2025》,加快发展新型制造业,实施智能制造工程,加快发展智能制造关键技术装备等。这意味着至少在未来五到十

年,我国自动化与智能化设备会有较好的发展前景,从而对工业自动化产品市场需求形成了有力的支撑。目前使用工业自动

化产品容量较大的几个行业有 3C 制造、纺织、电梯、起重、机床、印包、冶金、石化、市政、建材等。

    (2)产业政策驱动

    新能源汽车和轨道交通行业的发展速度和规模与国家产业补贴政策和投资规模密切相关,这些产业政策对公司的新能源

汽车动力总成产品及轨道交通牵引系统产品的市场需求和发展前景有着较大影响。

    我国新能源汽车在未来几年内还是要依靠政府补贴与路权政策来驱动市场需求,所以补贴与路权政策的变化对其影响很

大。2018 年初新颁布的补贴政策,虽然短期对新能源汽车行业发展产生一定的影响,但从长远来看,有利于规范新能源汽

车市场,有利于行业的长久发展。2016 年 12 月,国务院批复与公布了《十三五国家战略性新兴产业发展规划》明确提出

到 2020 年,我国新能源汽车实现当年产销 200 万辆以上,累计产销超过 500 万辆。

    中国轨道交通市场空间广阔,未来几年将进入快速增长阶段。按照各城市城轨、地铁发展规划,2020 年全国将建成城



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                                                                深圳市汇川技术股份有限公司 2018 年半年度报告全文


轨、地铁 6,200 公里,2050 年将建成 11,700 公里,占世界总里程一半以上。大量的城市轨道交通建设,为牵引系统提供了

很好的发展支撑。根据中国城市轨道交通协会等行业数据和测算,2015 年~2020 年全国轨道交通牵引与控制系统(含备品备

件、独立件)年均需求量约 100 亿元(含地铁、有轨电车、轻轨)。

       (3)公司自身的竞争优势

    经过十多年的发展,公司已经在电机驱动与控制、电力电子、工业网络通信等核心技术方面取得了领先优势,并且通过

提供变频器、伺服系统、控制系统等核心部件及行业一体化解决方案,在新能源汽车、电梯、空压机、纺织、起重、3C 制

造、锂电、LED 等行业确定了领先地位。比如,公司电梯一体化控制器、新能源汽车集成式电机控制器、空压机一体化控

制器、车用空调专机等产品已经成为行业标杆产品。公司成为中国领先的工业自动化产品供应商和新能源汽车电控产品供应

商。


二、主要资产重大变化情况

1、主要资产重大变化情况


               主要资产                                             重大变化说明


股权资产                           增加对合营企业前海晶瑞的投资

固定资产                           无重大变化

无形资产                           无重大变化

                                   ①苏州 C 区项目持续投入的装修费;②苏州 B 区项目的持续投入;③汇川总部大厦
在建工程
                                   持续建设。

                                   ①报告期内实施了 2017 年利润分配;②增加了对理财产品及结构性存款的投资;
货币资金
                                   ③增加了对合营企业的投资。

以公允价值计量且其变动计入当期损
                                   增加了对开放式理财产品及结构性存款的投资
益的金融资产

其他流动资产                       增加了对封闭式理财产品及结构性存款的投资

其他非流动资产                     产能扩大、设备增加,长期资产预付款增加

存货                               产品订单增加,存货储备增加


2、主要境外资产情况

□ 适用 √ 不适用


三、公司主要无形资产情况

1、商标权
报告期内,公司新增拥有的商标权如下:

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                                                                        深圳市汇川技术股份有限公司 2018 年半年度报告全文

 序                                 注册申                                                                                  取得
                商标图样                        持有人                    注册号                       权利期限
 号                                 请国家                                                                                  方式

                                                                24852989;24834815;                                       原始
 1                                   中国      苏州汇川                                        2018.06.21-2028.06.20
                                                                        24823399                                           取得

                                                                                                                           原始
 2                                   中国      苏州汇川                 23552212               2018.04.07-2028.04.06
                                                                                                                           取得

                                                                                                                           原始
 3                                   中国      苏州汇川                 23339359               2018.03.21-2028.03.20
                                                                                                                           取得


                                                                                                                           原始
 4                                   中国        公司                   23471840               2018.03.21-2028.03.20
                                                                                                                           取得


                                                                                                                           原始
 5                                   中国        公司                   23471832               2018.03.21-2028.03.20
                                                                                                                           取得

                                                                                                                           原始
 6                                   中国        公司            22948432;22947840            2018.02.28-2028.02.27
                                                                                                                           取得

                                                                                                                           原始
 7                                   中国        公司                   22948118               2018.03.07-2028.03.06
                                                                                                                           取得

此外,2017 年度报告中所披露的正在办理商标展期注册手续的注册号为 4686959 “默纳克”商标,本报告期内续展手续已
办理完成,续展后的权利期限为 2018.03.14-2028.03.13。

2、专利及软件著作权数量情况
截至 2018 年 6 月 30 日,公司已经获得的专利及软件著作权情况如下(不含正在申请的):
                                                                                                                         单位:个

                                               报告期内获得                                   截至报告期末累计获得

发明专利                                              12                                               241

实用新型                                              99                                               512

外观设计                                              21                                               125

软件著作权                                            11                                               140

3、土地使用权
报告期内,公司的全资子公司汇川技术(东莞)有限公司取得坐落于东莞市松山湖西部研发区研发西九路北侧的国有建设用
地使用权,具体如下:

  序                          面积                                                                   权利         取得    他项
         土地使用权座落                      权利人         土地使用权证            用途
  号                            2
                              (m )                                                                  终止日        方式    权利

         东莞市松山湖西                                 粤(2018)东莞不
                                              东莞
     1   部研发区研发西       25,943.27                    动   产   权    第      科教用地       2068.02.08      出让      -
                                              汇川
         九路北侧                                          0129127 号

其他已有的土地使用权情况报告期内无变化,具体可参见 2017 年年报。




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                                                            深圳市汇川技术股份有限公司 2018 年半年度报告全文

四、核心竞争力分析

公司是否需要遵守特殊行业的披露要求:否

   经过十年多的积累,公司整体实力与品牌得到了极大的提升,公司的研发、销售、供应链及管理等能力有了较大的提高。

报告期内,核心技术人员团队保持稳定,经营方式、盈利模式没有发生重要变化,也没有发生因设备或技术升级换代、核心

技术人员辞职、特许经营权丧失等导致公司核心竞争力受到严重影响的情况。




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                                  第四节 经营情况讨论与分析

一、概述

       2018年上半年,公司围绕 “一轴一网一生态”战略,持续打造“小业务、强平台”的核心能力。公司以电力电子技术、

电机驱动与控制技术、工业网络技术为立足点,坚持技术营销、行业营销以及进口替代的经营策略。报告期内,公司实现营

业总收入2,472,708,273.75元,较上年同期增长27.66%;实现营业利润552,875,941.33元,较上年同期增长13.66%;实现利润

总额554,417,325.58元,较上年同期增长11.77%;实现归属于上市公司股东的净利润496,117,938.07元,较上年同期增长15.72%;

公司基本每股收益为0.30元,较上年同期增长11.11%。报告期内公司主要经营工作如下:

       1、通用自动化业务:包括通用变频器、通用伺服系统、PLC&HMI、高性能电机、编码器、视觉系统等产品及解决方

案。

       报告期内,公司继续抓住制造业结构性增长的机会,深耕行业应用工艺,持续优化行业线运作,公司通用变频器、通用

伺服系统、PLC 等产品在传统设备制造业、新兴设备制造业、终端用户(EU)项目端都取得了较快增长。

       在传统设备制造行业,比如空压机、纺织、机床、起重、塑料机械、空调制冷、煤矿、金属制品、线缆、木工等,公司

通过行业专机与多产品解决方案,使得公司在传统制造业实现较快增长,行业占有率持续提升。在新兴设备制造行业,如手

机制造、锂电、TP、硅晶&半导体、机械手等,公司以伺服系统为核心,打造具有工艺特色的多产品综合解决方案,公司已

经成为行业进口替代的领军企业。在 EU 项目端,如冶金、化工、电力、港口、造纸等,公司以高效、绿色为突破口,把握

行业升级改造机会,持续为客户提供基于工艺的变频传动解决方案。

       为了提升公司端到端解决方案能力及整体运营效率,公司对研发、市场、供应链等组织模式进行了调整,对人才结构进

行了优化,对平台产品、核心技术、产品易用性等进行了提升。

       通过坚持“行业营销+技术营销+品牌营销”,公司通用自动化产品市场占有率持续提升。2018 年上半年通用自动化业务

实现销售收入 11.81 亿元,同比增长 29%。

       2、电梯一体化业务:包括各种电梯一体化控制器、门机系统、控制柜、电梯互联网、各种附件等产品及解决方案。

       随着我国房地产市场的持续调整,电梯行业自 2015 年就进入了平台发展期,电梯行业呈现出两极分化的发展局面。由

于竞争加剧,电梯行业整体盈利水平在下降。公司作为行业领先的电梯一体化控制企业,不断调整与优化电梯一体化业务经

营策略,以适应电梯行业的变化。

       报告期内,事业部围绕“①以跨国企业为中心,立足国内,辐射全球;②以控制及驱动产品为核心,向系统级解决方案

产品延伸;③打造智慧电梯,贯穿电梯后市场,探索立体停车领域”的经营策略,聚焦资源投入,固本开源,提升公司在跨

国企业的品牌和市场占有率,打造公司系统解决方案能力,提高公司在后服务市场及立体停车市场的影响力。

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    报告期内,公司电梯一体化业务实现销售收入 5.52 亿元,同比增长 8.57%。公司在电梯行业的市场占有率持续提升,

领先地位得到进一步巩固。

    3、电液伺服业务:包括注塑机控制系统、伺服驱动器、伺服电机等产品及解决方案。

    报告期内,公司深耕通用液压注塑机、油压机、压铸机行业,培育全电注塑机、折弯机、立式机行业,为客户提供有竞

争力的电液、混电、全电系统解决方案。在通用液压注塑机行业,聚焦大客户,提升电机配套率,继续保持了稳健增长态势。

在全电注塑机、油压机行业,聚焦行业工艺和系统解决方案,取得了较快增长。

    报告期内,电液伺服事业部+伊士通团队合计完成销售收入 2.76 亿元,同比增长 20%。

    4、工业机器人业务:包括机器人专用控制系统、伺服系统、视觉系统、高精密丝杠、SCARA 机器人、六关节机器人

等核心部件、整机及解决方案。

    报告期内,公司围绕“核心部件+整机+视觉+工艺”经营策略,积极推进机器人整机和核心部件的开发工作。在产品开发

方面,SCARA 机器人基本完成系列化,可以满足负载 3kg、6kg、10kg、20kg,臂长 300mm-1200mm 的应用场合;定位引

导类视觉产品开始推向市场,锁螺丝、点胶等工艺解决方案也取得进展。在市场拓展方面,持续聚焦五大行业,深挖应用工

艺,加强工业机器人与工业视觉的深度耦合。

    5、新能源汽车业务:包括新能源客车、物流车、乘用车的电机控制器、辅助动力系统、高性能电机、DC/DC 电源、动

力总成系统等产品及解决方案。

    2018 年 2 月 13 日,财政部发布了《关于调整完善新能源汽车推广应用财政补贴政策的通知》。通知中公布了新的补贴

标准和技术要求,调整优化新能源乘用车补贴标准,降低新能源客车和专用车补贴标准,且规定 2018 年 6 月 11 日前为过渡

期,该补贴政策对 2018 年的新能源汽车行业产生了较大的影响。

    新能源客车领域,公司聚焦战略客户和优质项目,加快新一代集成式控制器的开发,加强成本控制,以应对行业补贴力

度不断下降带来的影响。报告期内,公司在新能源客车领域的销售收入同比取得快速增长。

    新能源物流车领域,公司围绕行业技术变化趋势及物流运营生态链特点,积极探索新能源物流车的商业模式,打造高性

价比、集成化、轻量化、网络化的产品和解决方案。高速单减平台项目实现批量销售,T-BOX 产品在国内标杆运营商实现

批量装车。报告期内由于补贴政策调整原因,公司的新能源物流车业务销售收入低于预期,但同比也取得较快增长。

    新能源乘用车领域,随着补贴政策的调整,国内市场的持续放量,市场竞争日趋激烈。针对国内乘用车客户,公司以电

控、电源、动力总成产品为切入点,聚焦核心客户和有价值的项目,争取定点和实现批量销售。针对国际乘用车客户,以电

源、电控电机部件为突破口,利用中国供应链与快速响应优势,寻找项目机会。在产品开发方面,搭建新一代的电控、电机、

减速机、电源等技术与产品平台;正在开发第三代动力总成产品,预计年底会推向市场。报告期内,由于部分定点车型实现

批量销售,新能源乘用车业务收入实现快速增长。

    报告期内,公司新能源汽车业务实现销售收入 2.85 亿元,同比增长 96%。

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                                                                  深圳市汇川技术股份有限公司 2018 年半年度报告全文


    6、轨道交通业务:包括牵引变流器、辅助变流器、高压箱、牵引电机和 TCMS 等牵引与控制系统。

    公司轨道交通业务“走出苏州”的战略目标在 2017 年得到实现后,2018 年上半年公司围绕产品平台、运营管理、团队建

设持续打造综合竞争力,不断提升在行业内的品牌影响力。

    报告期内,经纬轨道参与了多个项目投标,并在苏州地铁、贵阳地铁项目、北京亦庄有轨电机项目上取得了进展。经纬

轨道中标苏州 5 号线工程车辆牵引采购项目,订单金额为 4.197 亿元;中标北京亦庄有轨电车项目,订单金额约为 5800 万

元;中标贵阳地铁 2 号线一期工程及二期工程车辆牵引系统采购项目,预计订单金额约为 2.54 亿元,截至本报告披露日,

相关合同尚未签署。

    7、其他管理方面

    在供应链管理方面,推进采购体系变革,推行精益生产体系,持续导入自动化生产线,完成部分信息化中控中心建设和

新MES切入。在人力资源管理方面,拟定多元化激励方案,推行廉洁诚信活动,建设高管下基层机制,优化新晋干部培养

计划。在基建工程方面,苏州工厂三期工程、深圳总部基地的建设工作正在进行中,预计2020年底前启用。松山湖研发中心

工程项目处于待签署基建总包合同阶段。

    8、产业并购基金进展

    公司作为LP参与设立的深圳前海晶瑞中欧并购基金投资企业于2016年2月成立。2018年4月,公司的认缴规模增加至8亿

元人民币。截止报告期末,公司实际缴纳出资4.4亿元人民币。前海中欧基金自设立以来已成功投资一家企业,已达成投资

意向的企业有两家,这些企业主要是工业自动化、新能源汽车关键零部件领域的技术型企业。

    公司作为LP参与设立的佛山市招科创新智能产业投资基金,公司认缴出资额为1.2亿元人民币。截止报告期末,公司实

际缴纳出资6,812.68万元。已经通过基金投资决策委员会同意投资的项目合计5个,投资标的主要为智能制造相关领域的企业。

    总体而言,这些项目在短期内对公司的财务及经营状况不会产生重大影响。


二、主营业务分析

1、概述

参见“经营情况讨论与分析”中的“一、概述”相关内容。


2、主要财务数据同比变动情况

                                                                                                           单位:元

                             本报告期              上年同期             同比增减                变动原因

营业收入                    2,472,708,273.75       1,937,009,821.32            27.66%

                                                                                        营业收入增加,营业成本相应
营业成本                    1,366,360,882.17       1,050,210,865.86            30.10%
                                                                                        增加。公司产品收入结构变


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                                                          深圳市汇川技术股份有限公司 2018 年半年度报告全文

                                                                                 化,市场竞争加剧等原因,使
                                                                                 得成本增速大于收入增速

销售费用                213,780,834.59      182,443,305.46             17.18%

管理费用                487,547,925.45      395,659,977.69             23.22%

                                                                                 报告期的月均定期存款增加,
财务费用                 -24,352,234.16     -12,411,836.28             -96.20%
                                                                                 计提的利息收入增加

所得税费用               39,577,150.35       51,730,034.10             -23.49%

研发投入                346,391,080.04      275,862,717.49             25.57%

                                                                                 苏州汇川的工程代垫款收回,
资产减值损失               4,502,364.49       6,590,372.37             -31.68%
                                                                                 计提的坏账准备转回

                                                                                 ①上年同期确认无偿受让伊
                                                                                 士通业绩承诺补偿股份的收
投资收益                 22,432,879.11       48,000,769.87             -53.27%
                                                                                 益;②本期对前海晶瑞的投资
                                                                                 损失增加

                                                                                 上年同期子公司长春汇通收
资产处置收益               -227,626.91        6,143,775.21           -103.71% 到房屋和土地使用权拆迁补
                                                                                 偿款

营业外支出                 7,749,106.27         156,249.82           4859.43% 支付技术转让补偿款等

                                                                                 上年同期确认无偿受让伊士
                                                                                 通业绩承诺补偿股份的收益,
其他综合收益             10,484,161.66         -173,019.11           6159.54%
                                                                                 将其由其他综合收益转入投
                                                                                 资收益

                                                                                 ①报告期内以自开汇票结算
经营活动产生的现金流                                                             的供应商货款到期兑付增加;
                       -134,894,691.22      235,952,320.86           -157.17%
量净额                                                                           ②职工薪酬福利相关支出增
                                                                                 加

                                                                                 公司收回定期银行存款及利
投资活动产生的现金流
                       1,077,829,622.80   -1,001,792,944.89           207.59% 息增加,新存定期银行存款减
量净额
                                                                                 少

                                                                                 ①公司取得银行借款减少,偿
                                                                                 还借款增加;②子公司收到的
筹资活动产生的现金流
                       -438,839,927.52       80,088,790.53           -647.94% 少数股东增资款、公司收到的
量净额
                                                                                 限制性股票认购款减少;③公
                                                                                 司支付的股利增加

                                                                                 公司收回定期银行存款及利
现金及现金等价物净增
                        505,316,206.62     -686,365,087.48            173.62% 息增加,新存定期银行存款减
加额
                                                                                 少




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3、公司报告期利润构成或利润来源是否发生重大变动

公司报告期利润构成或利润来源没有发生重大变动。


4、公司营业收入分行业、产品及地区情况

                                                                                                               单位:元

                                                                     营业收入比上年 营业成本比上年 毛利率比上年同
                     营业收入         营业成本          毛利率
                                                                       同期增减          同期增减           期增减

分行业

工业自动化&工
                  2,140,035,490.09 1,152,728,732.86         46.14%           24.42%              28.65%         -1.77%
业机器人

新能源&轨道交
                   332,672,783.66    213,632,149.31         35.78%           53.34%              38.53%          6.86%


分产品

变频器类          1,185,973,063.38   631,929,562.27         46.72%           18.62%              22.58%         -1.71%

运动控制类         591,480,197.16    328,953,258.46         44.38%           28.96%              36.56%         -3.10%

控制技术类         128,075,813.12     66,585,687.17         48.01%           38.55%              49.36%         -3.76%

新能源&轨道交
                   332,672,783.66    213,632,149.31         35.78%           53.34%              38.53%          6.86%
通类

传感器类            29,374,121.57     16,715,613.39         43.09%           39.02%              43.01%         -1.59%

其他               205,132,294.86    108,544,611.57         47.09%           38.54%              30.30%          3.35%

分地区

华南               579,265,835.96    316,224,876.49         45.41%           19.07%              24.40%         -2.34%

华东              1,297,363,222.55   729,020,783.14         43.81%           22.56%              24.41%         -0.84%

华北               123,994,824.93     62,749,242.28         49.39%           73.72%              78.53%         -1.37%

中西部             351,568,307.73    202,232,686.98         42.48%           66.41%              60.68%          2.05%

东北                60,403,533.26     31,056,297.36         48.59%           11.67%              13.03%         -0.61%

海外                60,112,549.32     25,076,995.92         58.28%            8.84%              16.21%         -2.65%


5、公司实物销售收入是否大于劳务收入

√是 □ 否

       行业分类              项目                单位            本报告期             上年同期            同比增减

                    销售量                       PCS                  1,233,692             968,234             27.42%
工业自动化&工业
                    生产量                       PCS                  1,284,742           1,027,852             24.99%
机器人
                    库存量                       PCS                   305,614              213,916             42.87%




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                     销售量                  PCS                    39,336              24,216                62.44%

新能源&轨道交通      生产量                  PCS                    44,438              26,874                65.36%

                     库存量                  PCS                    29,955              15,186                97.25%

相关数据同比发生变动 30%以上的原因说明:
1.     工业自动化&工业机器人库存量增长较快主要是变频器产品与运动控制产品增加所致。
2.     新能源&轨道交通产销存量增长较快的主要原因是新能源汽车产品订单增加,产销存都有相应的增加。


6、重大金额订单截至本报告期的履行情况


由于轨道交通行业的特性,公司控股子公司经纬轨道签署的订单金额大、执行时间较长,需根据交付情况分期确认收入。因

此,对经纬轨道 2018 年上半年的订单执行情况披露如下:

                                                                                                            单位:万元

            本报告期初存量订单     报告期内新增订单金额     报告期内已确认收入的订      本报告期末存量订单金额
     项目
               金额(含税)              (含税)               单金额(含税)                   (含税)

     金额              51,286.55                55,881.91                    4,582.42                  102,586.04


7、主要销售客户和主要供应商情况:

公司主要销售客户情况

前五名客户合计销售金额(元)                                                                         351,244,048.57

前五名客户合计销售金额占年度销售总额比例                                                                      14.20%

前五名客户销售额中关联方销售额占年度销售总额比例                                                               0.00%

主要客户其他情况说明:前五名客户与公司不存在关联关系,公司董事、监事、高级管理人员、核心技术人员、持股 5%以
上股东、实际控制人和其他关联方在主要客户中没有直接或者间接拥有权益等。
与上年同期相比,本期公司前 5 大客户名单新晋了一家通用自动化业务的客户。


公司主要供应商情况

前五名供应商合计采购金额(元)                                                                       368,429,949.16

前五名供应商合计采购金额占年度采购总额比例                                                                    22.80%

前五名供应商采购额中关联方采购额占年度采购总额比例                                                             0.00%

主要供应商其他情况说明:前五名供应商与公司不存在关联关系,公司董事、监事、高级管理人员、核心技术人员、持股
5%以上股东、实际控制人和其他关联方在主要供应商中没有直接或者间接拥有权益等。
与上年同期相比,本期公司前 5 大供应商名单及排名发生变化,主要系公司生产经营及采购策略变化所致,对公司未来经营
不会产生重大影响。


8、研发投入情况

(1)研发投入金额及占营业收入的比例



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                                                                   深圳市汇川技术股份有限公司 2018 年半年度报告全文

                                         本报告期                      上年同期                      同比变动比例

研发人员数量(人)                                   1,930                           1,490                          28.32%

研发人员数量占比                                    25.41%                          24.91%                          0.26%

研发投入金额(元)                           346,391,080.04                  275,862,717.49                         25.57%

研发投入占营业收入比例                              14.01%                          14.24%                          -0.23%

研发支出资本化的金额(元)                                0                              0                               0

资本化研发支出占研发投入
                                                          0                              0                               0
的比例

资本化研发支出占当期净利
                                                          0                              0                               0
润的比重



(2)重要研发项目进展
截至报告期末,仍在研发中的项目:

序号               项目           研发目的                             进展情况                对公司未来发展的影响

                                  下一代小体积、高性能伺      正样样机测试中                  提升通用伺服系统市场竞
    1      新一代伺服驱动器
                                  服驱动器                                                    争力

                                  搭建6关节工业机器人平       7kg机型初样研发;
    2      工业机器人项目                                                                     完善公司机器人产品系列
                                  台                          20kg机型方案研发中;

                                  设计开发新一代扶梯产        IP20 已转中试;                 拓展国内外扶梯市场

    3      扶梯变频器项目         品                          IP55正样验证已结束,转中试

                                                              过程中

                                                                                              完善可编程控制器的功能
           AC810 系 列 智 能 机   设计开发新一代智能机        正样研发中,预计下半年转中
    4                                                                                         性能,提升可编程控制器在
           械可编程控制器         械可编程控制器              试
                                                                                              多个行业中的竞争力


                                  研发一款高度集成的乘                                        提升在车用空调行业的竞
    5      乘用车空调控制器                                   处于A样验证阶段
                                  用车空调控制器                                              争力



                                  研发高性能、支持多种工                                      提升在精密制造行业的方
    6      通用运动控制卡                                     处于正样开发阶段
                                  业总线的运动控制卡                                          案竞争力



                                  研发下一代电梯集成控                                        提升在电梯控制器行业竞
    7      新一代电梯控制柜                                   初样开发阶段
                                  制柜                                                        争力




                                                                                                                         21
                                                            深圳市汇川技术股份有限公司 2018 年半年度报告全文



           新一代地铁牵引变   自主研发新一代地铁牵     正样优化中,8月底计划上线
    8                                                                               提升产品竞争力
           流器平台           引变流器平台             装车验证



           新一代物流车动力   研发一款新能源物流车     部分客户已完成OTS认可,计    提升物流车行业产品竞争
    9
           总成               动力总成                 划下半年切入小批量和量产     力



           新一代客车集成控   研发新一代新能源客车     B样开发与验证工作,年内完
   10                                                                               提升产品竞争力
           制器               集成控制器               成车型切换。



           新一代乘用车动力   研发新一代集成化、一体   A样开发完毕,匹配客户整车    满足国际一流乘用车整车
   11
           总成               化乘用车动力总成         进行试验,收集运行数据       厂需求


   12
           中压大功率水冷三   研发大功率中压水冷三                                  占领中高压大功率领域应
  (本期                                               样机阶段,计划下半年转中试
              电平变频器      电平平台                                              用技术制高点
 新增)


   13
                              开发一款高性能小功率
           高性能小功率多传                            样机阶段,计划18年10月转中   优化后 提升成本和体积竞
  (本期                      多穿变频器,完善高性能
                  变频器                               试                           争力
                              多传变频器平台
 新增)


   14
            CP700空压一体机   设计一款高性价比一体                                  提升公司在空压机行业竞
  (本期                                               处于正样验证阶段
                   项目       化控制驱动器                                          争力
 新增)


   15                         开发一款新的PLC,具有                                 引领小型PLC,推动小型PLC
            小型PLC产品开发                            初样研发中,预计下半年进入
  (本期                      更快的执行速度、更简易                                的EtherCAT应用,打造高性
                   项目                                正样开发
 新增)                       的编程平台。                                          价比可编程控制器




截至报告期末,已达成或已调整的研发项目:

序号              项目        研发目的                            进展情况               对公司未来发展的影响

                              研发物流车专用的信息                                   进入物流车和地铁物联网
    1      车用物联网模块                              已转中试
                              监控、采集模块                                         领域




                                                                                                             22
                                                                            深圳市汇川技术股份有限公司 2018 年半年度报告全文


                                     研发一款低压三电平变
       2     低压三电平变频器                                       研发计划调整,本研发项目取消         ——
                                     频器产品



三、非主营业务分析

                                                                                                                        单位:元

                             金额                 占利润总额比例              形成原因说明                是否具有可持续性

投资收益                      22,432,879.11                   4.05% 主要是封闭式理财收益            是

公允价值变动损益                   786,746.96                 0.14% 主要是开放式理财收益            是

资产减值                       4,502,364.49                   0.81% 应收款项及存货减值              是

                                                                      主要是政府补助及个税返
营业外收入                     9,290,490.52                   1.68%                                 否
                                                                      还手续费

                                                                      主要是支付的技术转让补
营业外支出                     7,749,106.27                   1.40%                                 否
                                                                      偿款

                                                                      主要是非流动资产处置损
资产处置收益                       -227,626.91               -0.04%                                 是
                                                                      失

                                                                      主要是增值税退税和政府
其他收益                     126,683,633.36                  22.85%                                 是
                                                                      补助


四、资产、负债状况分析

1、资产构成重大变动情况

                                                                                                                        单位:元

                          本报告期末                     上年同期末

                                   占总资产比                       占总资产比 比重增减                  重大变动说明
                      金额                            金额
                                        例                             例

                   968,356,282.3                  1,381,439,517.
货币资金                                10.26%                          16.01%      -5.75%
                              5                               78

                 1,559,349,736.                   1,112,033,079.
应收账款                                16.52%                          12.89%      3.63% 销售规模扩大,应收账款增加
                             24                               37

                 1,501,241,447.
存货                                    15.91% 971,491,097.24              11.26%   4.65% 产品订单增加,存货储备增加
                             23

投资性房地产                              0.00%              0.00          0.00%    0.00%

                   513,786,516.4                                                             主要增加了对合营企业前海晶瑞的
长期股权投资                              5.44% 202,464,464.91             2.36%    3.08%
                              8                                                              投资

                   787,021,963.3
固定资产                                  8.34% 649,989,647.96             7.53%    0.81%
                              5



                                                                                                                              23
                                                             深圳市汇川技术股份有限公司 2018 年半年度报告全文

                                                                               ①苏州 C 区项目持续投入的装修费;
                 101,493,575.3
在建工程                           1.08% 18,491,413.98      0.21%     0.87% ②苏州 B 区项目的持续投入;③汇川
                             8
                                                                               总部大厦持续建设。

                 309,732,657.3
短期借款                           3.28% 671,705,603.89     7.79%     -4.51% 偿还已到期的短期借款
                             8

以公允价值计量
且其变动计入当   258,020,653.2                                                 增加对开放式理财产品及结构性存
                                   2.73%                              2.73%
期损益的金融资               1                                                 款的投资


                                                                               ①销售规模扩大,回款收汇票金额增
                 1,660,989,652.
应收票据                          17.60% 984,632,772.81     11.41%    6.19% 加;②以自开汇票结算供应商货款的
                            16
                                                                               比重增加

预付款项         64,901,509.32     0.69% 36,980,769.02      0.43%     0.26% 预付物料采购锁价款增加

                                                                               期末的定期存款减少,应收未收的利
应收利息         22,060,187.22     0.23% 51,160,838.07      0.59%     -0.36%
                                                                               息减少

应收股利

其他应收款       51,872,182.29     0.55% 44,756,416.50      0.52%     0.03%

                 952,978,880.9             2,397,183,014.
其他流动资产                      10.10%                    27.78%   -17.68% 减少了对封闭式理财产品的投资
                             3                        46

                                                                               增加了对常州高凯精密机械有限公
可供出售金融资
                 41,500,000.00     0.44%                              0.44% 司和宁波梅山保税港区高捷智慧股

                                                                               权投资基金合伙企业的投资

                 309,921,798.2
无形资产                           3.28% 278,499,477.26     3.23%     0.05%
                             2

                 311,429,559.4
商誉                               3.30% 311,429,559.48     3.61%     -0.31%
                             8

长期待摊费用     17,245,967.81     0.18%    6,837,907.52    0.08%     0.10% 厂房装修费增加

                                                                               预估未来可抵扣股权激励费用及预
                 140,774,163.6
递延所得税资产                     1.49% 90,076,609.91      1.04%     0.45% 提的返利、质保费用增加,递延所得
                             3
                                                                               税资产增加

                 173,657,679.2                                                 产能扩大、设备增加,长期资产预付
其他非流动资产                     1.84% 90,575,730.15      1.05%     0.79%
                             9                                                 款增加

                                                                               ①销售订单增加,采购应付的材料款
                 1,028,097,217.
应付票据                          10.89% 570,681,868.20     6.61%     4.28% 增加;②以自开汇票结算供应商货款
                            76
                                                                               的比重增加

                 958,283,433.3                                                 销售订单增加,采购应付的材料款增
应付账款                          10.15% 692,100,171.87     8.02%     2.13%
                             4                                                 加

                 295,385,959.8
预收款项                           3.13% 271,943,958.43     3.15%     -0.02%
                             7


                                                                                                                24
                                                                        深圳市汇川技术股份有限公司 2018 年半年度报告全文

                  190,314,995.5
应付职工薪酬                             2.02% 135,828,252.81          1.57%      0.45% 员工人数增加,应付职工薪酬增加
                                5

                  100,030,190.5
应交税费                                 1.06% 83,547,929.07           0.97%      0.09%
                                2

应付利息           2,261,761.65          0.02%       852,763.98        0.01%      0.01% 应付未付的利息增加

应付股利           2,248,281.63          0.02%     1,359,106.73        0.02%      0.00% 已宣告尚未支付的股利增加

                  544,343,463.7
其他应付款                               5.77% 646,297,204.16          7.49%     -1.72%
                                8

一年内到期的非
                                         0.00% 12,000,000.00           0.14%     -0.14% 归还已到期长期借款
流动负债

                                                                                          合并范围内子公司开具的汇票贴现
其他流动负债                             0.00% 360,587,685.00          4.18%     -4.18%
                                                                                          已全额兑付

预计负债          86,699,401.71          0.92% 50,677,710.34           0.59%      0.33% 预估售后保修费增加

递延收益          82,155,853.02          0.87% 81,463,846.75           0.94%     -0.07%

                                                                                          开放式理财产品及结构性存款的公
递延所得税负债      101,542.92
                                                                                          允价值变动增加


2、以公允价值计量的资产和负债

                                                                                                                     单位:元

                                                  计入权益的累
                                本期公允价值                      本期计提的减
     项目         期初数                          计公允价值变                   本期购买金额 本期出售金额        期末数
                                    变动损益                           值
                                                       动

金融资产

1.以公允价值
计量且其变动
计入当期损益
                                     786,746.96                                  466,448,728.19 209,214,821.94 258,020,653.21
的金融资产
(不含衍生金
融资产)

金融资产小计                         786,746.96                                  466,448,728.19 209,214,821.94 258,020,653.21

上述合计                 0.00        786,746.96                                  466,448,728.19 209,214,821.94 258,020,653.21

金融负债                 0.00                                                                                            0.00

报告期内公司主要资产计量属性是否发生重大变化
□ 是 √ 否


3、截至报告期末的资产权利受限情况


                 项目                              期末账面价值(元)                             受限原因



                                                                                                                           25
                                                                                深圳市汇川技术股份有限公司 2018 年半年度报告全文

       货币资金                                                          484,513,790.46 定期存款/票据保证金
       应收票据                                                          366,790,529.55 质押的应收票据
       合计                                                              851,304,320.01                     --


       五、投资状况分析

       1、总体情况


                  报告期投资额(元)                      上年同期投资额(元)                             变动幅度

                                491,100,000.00                                  2,500,000.00                              19544.00%


       2、报告期内获取的重大的股权投资情况

       √ 适用 □ 不适用
                                                                                                                               单位:元

                                                                                            预                   是 披露
被投资公                      投资     投资金 持股 资金                  投资               计                   否 日期 披露索引(如
               主要业务                                        合作方           产品类型         本期投资盈亏
 司名称                       方式       额       比例 来源              期限               收                   涉 (如           有)
                                                                                            益                   诉 有)

           机电设备、高低压
           变配电设备、自动
           化控制设备、起重
                                                                                机 电 设
           设备的设计、制造
                                                                                备、高低
           及维修,计算机软
                                                                                压变配电
           硬件、电气设备及
                                                                                设备、自                                       巨潮资讯网
苏州汇川 操作软件的研发、                                                                                              2017
                                                                                动化控制                                       (http://www.c
机电设备 技术开发、技术咨                         100. 自有                                                            年 11
                              新设     8,100,00                 --         -- 设 备 、 起           -1,774,686.64 否           ninfo.com.cn/)
安装有限 询、技术转让;水                         00% 资金                                                             月 17
                                          0.00                                  重设备、                                       公告编号:
公司       电工程、自动化控                                                                                              日
                                                                                计算机软                                       2017-094
           制系统工程的设计
                                                                                硬件、电
           与施工;计算机信
                                                                                气设备及
           息系统集成服务;
                                                                                操作软件
           自营和代理各类商
           品及技术的进出口
           业务。

                                                                         2016 投 资 新 能
                                                                         年 2 源汽车、                                         巨潮资讯网
深圳市前                                                      晶瑞(深                                                 2018
                                                                         月     工业自动                                       (http://www.c
海晶瑞中                                          99.7 自有 圳)投资管                                                  年4
           股权投资           增资     230,000,                          19     化、精密            -6,009,958.97 否           ninfo.com.cn/)
欧并购基                                           7% 资金 理 有 限 公                                                 月 20
                                        000.00                           日至 仪 器 及 关                                      公告编号:
金                                                            司                                                         日
                                                                         2024 键 零 部 件                                      2018-018
                                                                         年 2 等产业的



                                                                                                                                      26
                                                                                               深圳市汇川技术股份有限公司 2018 年半年度报告全文

                                                                                     月        欧洲中小
                                                                                     18        型企业
                                                                                     日

                                                                                               工业自动
                                                                                               化产品、
                                                                                               工业互联
                                                                                               网设备、
              研发、设计、生产、
                                                                                               新能源产
              销售工业自动化产
                                                                                               品、 新能
              品、工业互联网设
                                                                                               源汽车驱
              备、新能源产品、
                                                                                               动控制系
              新能源汽车驱动控
                                                                                               统、自动
              制系统、自动化装                                                                                                               巨潮资讯网
                                                                                               化装备、                              2018
苏州汇川 备、机械电子设备、                                                                                                                  (http://www.c
                                                    100. 自有                                  机械电子                               年4
技术有限 物联网产品、电气 增资           220,000,                     --             --                          237,619,342.44 否           ninfo.com.cn/)
                                                    00% 资金                                   设备、物                              月 24
公司          机械器材及相关产            000.00                                                                                             公告编号:
                                                                                               联 网 产                                日
              品的软件技术开                                                                                                                 2018-033
                                                                                               品、电气
              发、软件销售、系
                                                                                               机械器材
              统集成和技术服
                                                                                               及相关产
              务;自营 和代理各
                                                                                               品的软件
              类商品及技术的进
                                                                                               技 术 开
              出口业务。
                                                                                               发、软件
                                                                                               销售、系
                                                                                               统集成和
                                                                                               技术服务
                                         458,100,
合计                 --             --                --       --               --        --            --       229,834,696.83 --    --             --
                                          000.00


        3、报告期内正在进行的重大的非股权投资情况

        □ 适用 √ 不适用


        4、以公允价值计量的金融资产

                                                                                                                                             单位:元

                                               计入权益的累
                    初始投 本期公允价值                         报告期内购入金 报告期内售出金 累计投资收
       资产类别                                计公允价值变                                                                期末金额         资金来源
                    资成本    变动损益                                     额                      额            益
                                                    动

       开放式理                                                                                                                            募投资金、
                                  784,385.45                        386,890,000.00             132,900,000.00 779,293.86 254,774,385.45
       财产品                                                                                                                              自有资金

       开放式结                                                                                                                            募投资金、
                                    2,361.51                         79,558,728.19              76,314,821.94 127,530.10   3,246,267.76
       构性存款                                                                                                                            自有资金

       合计                       786,746.96               -        466,448,728.19             209,214,821.94 906,823.96 258,020,653.21         --


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     5、募集资金使用情况

     (1)募集资金总体使用情况

                                                                                                                              单位:万元

     募集资金总额                                                                                                              185,831.5

     报告期投入募集资金总额                                                                                                         470.34

     已累计投入募集资金总额                                                                                                   132,331.93

                                                  募集资金总体使用情况说明

     经中国证券监督管理委员会证监许可[2010]1161 号文《关于核准深圳市汇川技术股份有限公司首次公开发行股票并在创业
     板上市的批复》核准,公司于 2010 年 9 月 13 日向社会公众投资者定价发行人民币普通股(A 股)2,700 万股,每股面值人民
     币 1.00 元,每股发行认购价格为人民币 71.88 元,共收到社会公众认缴的投入资金人民币 1,940,760,000.00 元,扣除与发
     行有关的费用人民币 82,445,040.00 元,公司实际募集资金净额为人民币 1,858,314,960.00 元。截止 2018 年 06 月 30 日,本
     公司累计使用募集资金 132,331.93 万元,剩余募集资金 53,499.56 万元(不含利息及理财等收益)。


     (2)募集资金承诺项目情况

                                                                                                                              单位:万元

                                                                                                                                               项目可
                      是否已                                                       截至期 项目达到                     截止报告 是否
                                                            本报告 截至期末累                               本报告                             行性是
承诺投资项目和超募 变更项 募集资金承 调整后投资                                    末投资 预定可使                     期末累计 达到
                                                            期投入 计投入金额                               期实现                             否发生
      资金投向        目(含部 诺投资总额      总额(1)                              进度(3) 用状态日                    实现的效 预计
                                                            金额        (2)                                 的效益                             重大变
                      分变更)                                                      =(2)/(1)        期                   益        效益
                                                                                                                                                    化

承诺投资项目(注释 1)

承诺投资项目小计         --       29,280.39   29,280.39            -   29,280.39      --            --            --          --        --     --

超募资金投向

设立全资子公司长春
                                                                                               2011 年 9
汇通光电技术有限公       否        3,000.00    3,000.00                 3,000.00 100.00%                     注释 2      注释 2 注释 2 否
                                                                                               月


在香港设立全资子公                                                                             2011 年 9
                         否        4,114.94    4,114.94                 3,315.35 80.57%                      注释 6      注释 6              否否
司                                                                                             月

项目结余永久性补充
                              -           -             -          -    5,364.81           --                      -           -             --
流动资金

                                                                                               2020 年 6
苏州汇川企业技术中                                                                                                                 不适
                         否       33,932.16   33,932.16      348.90    13,148.82 38.75% 月 30 日           不适用 不适用                       否
心                                                                                                                                 用
                                                                                               (注释 3)

                                                                                               2015 年 6
生产大传动变频器项
                         否       10,172.00   10,172.00            -    9,109.19 89.55% 月 30 日            1,193.43    2,788.62 否            否

                                                                                               (注释 3)

生产新能源汽车电机       否       10,674.00   10,674.00            -   10,667.22 99.94% 2015 年 6 3,475.51 46,068.51 是                        否


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控制器项目                                                                             月 30 日
                                                                                       (注释 3)

                                                                                       2015 年 6
生产光伏逆变器项目        否    20,658.00    20,658.00        -    17,162.38 83.08% 月 30 日            -109.24 -2,649.29 否              否
                                                                                       (注释 3)

                                                                                                       不适用
收购宁波伊士通 40%                                                                     不适用           不适用    不适
                          否    11,000.00    11,000.00        -    11,000.00 100.00%             (注释                                   否
股权                                                                                   (注释 4)       (注释 4)用
                                                                                                 4)

汇川技术总部大厦                                                                       2019 年 12                           不适
                          否    33,000.00    33,000.00   121.44      283.77    0.86%                   不适用 不适用                      否
(注释 5)                                                                             月 31 日                             用

永久补充流动资金                30,000.00    30,000.00        -    30,000.00 100.00%               -            -       -             -             -

超募资金投向小计          --   156,551.10   156,551.10   470.34   103,051.54      --              -- 4,559.70 46,207.84          --            --

合计                      --   185,831.49   185,831.49   470.34   132,331.93      --              -- 4,559.70 46,207.84          --            --
                   (1)生产光伏逆变器项目未达到预计效益,主要原因是光伏逆变器行业竞争加剧,产品毛利率低,公司对光伏
                   行业采取谨慎经营策略,使得生产光伏逆变器项目未达到预计效益。
                   (2)生产大传动变频器项目未达到预计效益,主要原因系:市场拓展未达到预测,大传动业务从订单到确认收
未达到计划进度或预 入时间周期长。
                   (3)汇川技术总部大厦项目未达到计划进度,主要原因系:根据深圳市城市轨道交通建设规划,地铁 22 号线
计收益的情况和原因
                   将从本项目地块旁经过,根据地铁从地上通过或地下通过的不同铺设方式,深圳市规划与国土资源委员会龙华管
(分具体项目)     理局会对本项目的具体建设方案作不同的要求。2017 年 3 月,经过本项目地块的地铁线路铺设方式已经确定,
                   公司已将本项目建设方案提交深圳市规划与国土资源委员会龙华管理局审核,并进行了相关水保、人防、环保、
                   防雷等报建工作。截至报告期末,该项目的建设工程方案设计审查、人防设计核查、建设工程规划许可证、建设
                   环境影响评价、水土保持等报建已完成。公司将积极推动本项目各项工作,力争按计划完成本项目的建设。
项目可行性发生重大
                     无
变化的情况说明

                     (一)公司第一届董事会第十四次会议决定使用超募资金 15,000 万元暂时补充流动资金,2011 年 3-4 月,实际使用
                     超募资金 12,307.94 万元暂时补充流动资金,2011 年 7-8 月归还超募资金 7,307.94 万元至募集资金专户,剩余
                     5,000.00 万元根据公司第二届董事会第二次会议决在 2011 年转为永久补充流动资金。
                     (二)公司第一届董事会第十六次会议审议通过了《关于使用部分超募资金在香港设立全资子公司的议案》,同意
                     以超募资金出资 5,000 万港币(折合人民币约 4,250 万元,以实际投资时汇率折算额为准),在中华人民共和国香
                     港特别行政区设立全资子公司。2011 年实际使用超募资金 4,114.94 万元(按实际投资时汇率约折港币为 4,988
                     万)投入香港子公司,该投资款已存放于香港子公司募集资金专户,将用于香港子公司支付进口物料款、员工薪
                     酬、海外投资款、铺底流动资金、办公场所租赁及设备购置等。根据公司第二届董事会第十九次会议决议通过的
                     《关于调整募投项目汇川技术(香港)有限公司资金使用结构的议案》,将香港汇川原计划用于支付进口物料的
超募资金的金额、用
                     1500 万港币调整为“铺底流动资金”项目支出。截至本报告期末公司实际使用超募资金 3,315.35 万元,剩余 799.59
途及使用进展情况
                     万根据公司第三届董事会第三十次会议审议通过的《关于将“在香港设立全资子公司项目”节余募集资金永久性
                     补充流动资金的议案》,转为永久性补充流动资金。
                     (三)公司第一届董事会第十七次会议审议通过了《关于使用部分超募资金投资设立全资子公司暨收购长春市汇通
                     电子有限责任公司整体资产的议案》,同意使用超募资金 3,000 万元设立全资子公司。截至本报告期末公司实际使
                     用超募资金 3,000 万元。
                     (四)公司第二届董事会第二次会议决议审议通过了《关于使用部分超募资金永久补充流动资金的议案》,同意使
                     用 30,000 万元超募资金永久用于补充流动资金。将第一届董事会第十四次会议公告使用的用于暂时补充流动资
                     金的 15,000 万元转为永久补充流动资金,同时新增 15,000 万元用于永久补充流动资金。截至本报告期末实际使
                     用 30,000 万元,其余存在募集资金专户。


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                    (五)公司第二届董事会第二次会议审议通过了《关于使用部分超募资金用于苏州汇川企业技术中心项目的议案》、
                    《关于使用部分超募资金用于生产大传动变频器项目的议案》、关于使用部分超募资金用于生产新能源汽车电机
                    控制器项目的议案》、《关于使用部分超募资金用于生产光伏逆变器项目的议案》、《关于缴付子公司苏州汇川技术
                    有限公司剩余出资额的议案》,拟使用超募资金中的 21,529 万元用于苏州汇川企业技术中心项目;拟使用超募资
                    金中的 10,172 万元用于年产 600 台/套大传动变频器项目;拟使用超募资金中的 10,674 万元用于年产 4 万台/套
                    新能源汽车电机控制器项目;拟使用超募资金中的 20,658 万元用于年产 8,000 台/套光伏逆变器项目。公司第三
                    届董事会第三十次会议审议通过了《关于对使用超募资金投资的“苏州汇川企业技术中心项目”进行调整的议案》
                    增加投入超募资金 12,403.162 万元。公司第三届董事会第三十四次会议审议通过了《关于将部分募集资金投资
                    项目结项并使用节余募集资金永久性补充流动资金的议案》,公司将生产大传动变频器项目、生产新能源汽车电
                    机控制器项目、生产光伏逆变器项目合计节余募集资金 4,565.22 万元用于永久性补充流动资金。截至本报告期末,
                    苏州汇川企业技术中心项目完成进度为 38.75%。
                    (六)公司第二届董事会第十九次会议审议通过了《关于使用部分超募资金收购宁波伊士通技术股份有限公司 40%
                    股权的议案》,同意使用超募资金中的 11,000 万元收购宁波伊士通技术股份有限公司 40%股权。截至本报告期
                    末公司实际使用超募资金 11,000 万元。
                    (七)2015 年 11 月 11 日召开的第三届董事会第十二次会议审议通过了《深圳市汇川技术股份有限公司关于使
                    用部分超募资金建设总部基地的议案》,项目拟使用超募资金中的 33,000 万元。截至本报告期末公司实际使用超
                    募资金 283.77 万元,其余存在募集资金专户。
                    (八)截至 2018 年 06 月 30 日止,超募资金余额为 53,499.56 万元(不含利息及理财等收益)。

                   经公司 2012 年 6 月 29 日召开的第二届董事会第八次会议审议通过,将募集资金投资项目之“生产高性能伺
募集资金投资项目实 服系统”、“生产稀土永磁同步电机直驱系统”这两个募投项目中的伺服电机和直驱电机产品的实施主体由子公
施地点变更情况     司苏州汇川变更为子公司江苏汇程,其项目设计、资金使用未改变,该变更内容于 2012 年 7 月 20 日经公司
                   2012 年第一次临时股东大会审议通过。

                    经公司 2012 年 6 月 29 日召开的第二届董事会第八次会议审议通过,将募集资金投资项目之“生产高性能伺
募集资金投资项目实 服系统”、“生产稀土永磁同步电机直驱系统”这两个募投项目中的伺服电机和直驱电机产品的实施主体由子公
施方式调整情况      司苏州汇川变更为子公司江苏汇程,其项目设计、资金使用未改变,该变更内容于 2012 年 7 月 20 日经公司
                    2012 年第一次临时股东大会审议通过。


募集资金投资项目先 公司 2010 年度存在以自有资金投入募集资金投资项目的情况,截至本报告期末已超过规定的置换时间,不再进
期投入及置换情况    行置换。

                   2011 年 3 月 5 日,公司第一届董事会第十四次会议审议通过了《关于使用部分超募资金暂时补充流动资金的议
用闲置募集资金暂时 案》,经全体董事表决,一致同意使用 15,000 万元超募资金用于暂时补充流动资金,使用期限不超过董事会批
                   准之日起 6 个月。2011 年 3-4 月,实际使用超募资金 12,307.94 万元暂时补充流动资金,2011 年 7-8 月归还超募
补充流动资金情况 资金 7,307.94 万元至募集资金专户,剩余 5,000.00 万元根据公司第二届董事会第二次会议决议在 2011 年度永久
                   补充流动资金。
                   生产高性能变频器、生产电梯一体化控制系统、生产高性能伺服系统、生产稀土永磁同步电机直驱系统、企业技
                   术中心建设和营销网络中心六个承诺募投项目均已完成项目建设,节余资金共计:7,818.47 万元,其中节余本
                   金 7,262.66 万元,占计划募集资金总额 24.80%;利息 555.81 万元。募集资金节余的主要原因:
                   (一)募投项目存在后期尚需支付的质保金合计 1,625.96 万元,未来公司将以自有资金予以支付。
                   (二)公司 2010 年度存在以自有资金投入募投项目的情况,公司未进行置换的金额 2,997.13 万元。
                   (三)公司募投项目实际节余本金约为 2,639.57 万元,占计划募集资金总额 9.01%,主要是因为在项目建设过
项目实施出现募集资 程中,受经济环境影响,建造材料价格处于下降趋势,同时公司进一步加强了项目费用控制、监督和管理,减少
金结余的金额及原因 了项目总开支;在保证项目质量的前提下,公司对市场进行了较为充分的调研,采购优质且具有价格优势的国内
                   设备,降低了设备采购成本。
                           2012 年 10 月 24 日,公司第二届董事会第十次会议审议通过了《关于将募集资金投资项目节余募集资金
                   永久性补充流动资金的议案》,公司将生产高性能变频器、生产电梯一体化控制系统、生产高性能伺服系统、生
                   产稀土永磁同步电机直驱系统、企业技术中心建设、营销网络中心公司合计节余募集资金 7,818.47 万元(含利
                   息)用于永久性补充流动资金。
                   香港设立全资子公司节余资金共计:891.14 万元,其中节余本金 799.59 万元,占计划募集资金总额的 19.43%;

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                                                                     深圳市汇川技术股份有限公司 2018 年半年度报告全文

                     利息,汇兑收益 91.55 万元。募集资金节余的主要原因:
                       (一)在项目建设过程中,公司依照募集资金投资计划,本着节约、合理有效的原则使用募集资金,合理配置资
                     源,严格控制各项支出,有效降低成本和费用。
                       (二)在投资设立印度子公司及意大利研发中心的过程中,充分调研和论证,从公司的业务拓展需求、研发方向、
                     子公司经营成本等角度出发,结合所在国家的投资环境、人力资源成本等因素,科学决定投资地点和投资规模,
                     提高了投资效率,使投资成本得到一定程度上的节省。
                          2017 年 4 月 7 日,公司第三届董事会第三十次会议审议通过了《关于将“在香港设立全资子公司项目”
                     节余募集资金永久性补充流动资金的议案》,将在香港设立全资子公司项目的节余募集资金 1,019 万港币(含利
                     息,以实际补充流动资金日期的募集资金专户余额为准)永久补充香港汇川日常经营所需的流动资金。
                     生产大传动变频器项目、生产新能源汽车电机控制器项目、生产光伏逆变器项目三个承诺募投项目均已完成项目
                     投入,节余募集资金共计:9,646.16 万元,其中节余本金 4,565.22 万元,占计划募集资金总额约 11%;利息和
                     理财收益 5,080.94 万元。募集资金节余的主要原因:
                     (一)在项目建设过程中,公司加强了项目费用控制、监督和管理,减少了项目总开支;在保证项目质量的前提
                     下,公司对市场进行了较为充分的调研,采购优质且具有价格优势的国内设备,降低了设备采购成本。
                     (二)募投项目存在后期尚需支付的质保金合计约 2,765.98 万元,未来公司将以自有资金予以支付。
                     2017 年 10 月 23 日召开的第三届董事会审议通过了《关于将部分募集资金投资项目结项并使用节余募集资金
                     永久性补充流动资金的议案》,公司将生产大传动变频器项目、生产新能源汽车电机控制器项目、生产光伏逆变
                     器项目合计节余募集资金 9,387.77 万元(截至 2017 年 9 月 30 日金额,含利息及理财收益,)用于永久性补充子
                     公司苏州汇川的流动资金。截至 2018 年 3 月 31 日,苏州汇川实际转出募集资金 9,646.16 万元(本金 4,565.22
                     万元 ,利息 5,080.94 万元)。
尚未使用的募集资金
                     尚未使用的募集资金有 53,499.56 万元,存放于募集资金专用账户。
用途及去向

募集资金使用及披露
中存在的问题或其他 无
情况

   注释 1.截至 2012 年 12 月 31 日,公司六个承诺投资项目即“生产高性能变频器、生产电梯一体化控制系统、生产高性能伺
   服系统、生产稀土永磁同步电机直驱系统、企业技术中心建设和营销网络中心”已经完成项目建设,相关结余资金已用于永
   久补充流动资金,自 2013 年 1 月 1 日开始,公司已不再对该六个项目的投入金额、项目进度等进行披露。

   在公司《首次公开发行股票并在创业板上市招股说明书》第十一节之“五、(二)募集资金运用对公司经营成果的影响”部
   分,公司对“生产高性能变频器、生产电梯一体化控制系统、生产高性能伺服系统、生产稀土永磁同步电机直驱系统”四个
   项目在 2011 年-2013 年的效益情况进行了预测。

   截至 2013 年 12 月 31 日止,公司已完成“上述四个项目是否达到预计效益”的披露。自 2014 年 1 月 1 日开始,公司将不再
   对该四个项目是否达到预计效益进行披露。

   截至 2015 年 12 月 31 日止,公司已完成“上述四个项目实现的效益”的披露。自 2016 年 1 月 1 日开始,公司将不再对该四
   个项目的效益进行披露。

   注释 2.公司《关于使用超募资金成立长春市汇通光电技术有限公司暨收购长春市汇通电子有限责任公司整体资产的可行性报
   告》之 6.2“主营业务收入预测与财务效益分析”部分对“设立全资子公司长春汇通光电技术有限公司”项目在 2011 年-2013
   年的效益情况进行了预测。

   截至 2013 年 12 月 31 日止,公司已完成该项目“是否达到预计效益”的披露。自 2014 年 1 月 1 日开始,公司将不再对该项
   目是否达到预计效益进行披露。

   截至 2015 年 12 月 31 日止,公司已完成该项目实现的效益的披露,自 2016 年 1 月 1 日开始,公司不再对该项目实现的效益
   进行披露。

   注释 3.经公司第二届董事会第二十三次会议审议,使用超募资金投资的“苏州汇川企业技术中心”达到预定可使用状态日期
   由 2014 年 6 月 30 日变更为 2016 年 12 月 31 日;“生产大传动变频器项目”、“生产新能源汽车电机控制器项目”、“生产光伏
   逆变器项目”的达到预定可使用状态日期由 2014 年 6 月 30 日变更为 2015 年 6 月 30 日。2017 年 4 月 7 日召开的第三届董


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          事会第三十次会议审议通过了《关于对使用超募资金投资的“苏州汇川企业技术中心项目”进行调整的议案》,增加投入超
          募资金 12,403.162 万元,本项目的建设完成日期延至 2020 年 6 月 30 日。

          注释 4.超募资金项目“收购宁波伊士通技术股份有限公司 40%股权”为使用超募资金收购股权事项,“达到预定可使用状态
          日期”、“本报告期实现的效益”为“不适用”。

          注释 5:2015 年 11 月 11 日召开的第三届董事会第十二次会议审议通过了《深圳市汇川技术股份有限公司关于使用部分超募
          资金建设总部基地的议案》,项目拟使用超募资金中的 33,000 万元。

          注释 6:公司《关于使用超募资金在香港设立全资子公司的可行性研究报告 》之 4.2“投资效益分析”部分对“在香港设立
          全资子公司”项目在 2011 年-2015 年的效益情况进行了预测。

          截至 2017 年 03 月 31 日止,公司已完成该项目“是否达到预计效益”的披露。自 2017 年 6 月 30 日开始,公司将不再对该
          项目是否达到预计效益进行披露。

          截至 2017 年 03 月 31 日止,公司已完成该项目实现的效益的披露,自 2017 年 6 月 30 日开始,公司不再对该项目实现的效
          益进行披露。


          (3)募集资金变更项目情况

          公司报告期不存在募集资金变更项目情况。


          6、委托理财、衍生品投资和委托贷款情况

          (1)委托理财情况

          报告期内委托理财概况
                                                                                                                               单位:万元

                   具体类型        委托理财的资金来源          委托理财发生额               未到期余额             逾期未收回的金额

          银行理财产品           超募资金                                    12,400                          0                         0

          银行理财产品           自有资金                                    81,093                   39,813                           0

          其他类                 自有资金                                     3,000                       3,000                        0

          合计                                                               96,493                   42,813                           0

          单项金额重大或安全性较低、流动性较差、不保本的高风险委托理财具体情况
                                                                                                                               单位:万元

                                                                                             报告
托机构 受托机                                                                   参考 预期           报告期 计提减          是否   未来是 事项概述
                                                                       报酬                  期实
名称(或 构(或受 产品           资金 起始     终止                             年化 收益           损益实 值准备          经过   否还有 及相关查
                          金额                            资金投向     确定                  际损
受托人 托人)类 类型             来源 日期     日期                             收益 (如           际收回 金额(如 法定          委托理    询索引
                                                                       方式                  益金
姓名)     型                                                                   率    有             情况         有)     程序   财计划 (如有)
                                                                                              额

                                                      主要投向银行存   每月
兴业银           兴业                   2018   2018
                                 闲置                 款、货币市场产品、21
行深圳           金雪                   年 05 年 05
         银行             25,500 自有                 国债、金融债、央 日及 3.50% 2.44        2.44 2.44                  0是      是
罗湖支           球-优                  月 07 月 08
                                 资金                 行票据、银行承兑 赎清
行               先1号                  日     日
                                                      汇票、商业票据、 时收


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                                                     高信用级别的信用 取
                                                     类债券等。

                                                     主要投向银行存
                                                                   每月
                                                 款、货币市场产品、
兴业银          兴业                 2018 2018                     21
                                闲置             国债、金融债、央
行深圳          金雪                 年 05 年 05                   日及
         银行            32,000 自有             行票据、银行承兑       3.40% 2.98            2.98 2.98            0是          是
罗湖支          球-优                月 29 月 30                   赎清
                                资金             汇票、商业票据、
行              先1号                日    日                      时收
                                                 高信用级别的信用
                                                                   取
                                                 类债券等。

合计                     57,500 --     --       --           --           --     --   5.42    5.42    --           0     --          --        --

          委托理财出现预期无法收回本金或存在其他可能导致减值的情形
          □ 适用 √ 不适用


          (2)衍生品投资情况

          公司报告期不存在衍生品投资。


          (3)委托贷款情况

          公司报告期不存在委托贷款。


          六、重大资产和股权出售

          1、出售重大资产情况

          公司报告期未出售重大资产。


          2、出售重大股权情况

          公司报告期未出售重大股权。


          七、主要控股参股公司分析

          主要子公司及对公司净利润影响达 10%以上的参股公司情况
                                                                                                                                单位:元

           公司名称 公司类型         主要业务         注册资本      总资产        净资产      营业收入      营业利润          净利润

                               研发、设计、生产、销
                               售工业自动化产品、工
                               业互联网设备、新能源
                                                      100,000     5,727,661,01 2,326,351,63 2,251,753,07 259,119,62
          苏州汇川 子公司      产品、 新能源汽车驱                                                                      237,619,342.44
                                                      万元               5.14          3.29          3.64        4.78
                               动控制系统、自动化装
                               备、机械电子设备、物
                               联网产品、电气机械器


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                                                                     深圳市汇川技术股份有限公司 2018 年半年度报告全文

                    材及相关产品的软件
                    技术开发、软件销售、
                    系统集成和技术服务;
                    自营 和代理各类商品
                    及技术的进出口业务。

                    新能源汽车动力总成
                    系统、电机控制器、电
                    机、减速机、电源设备、
                    充电设备、智能控制设
汇川联合                                   20,000 万                                           -314,062.2
           子公司   备的研发、制造、销售                737,096.00     734,846.00                             -145,546.66
动力                                       元                                                          1
                    与技术服务。汽车及零
                    部件智能控制软件的
                    研发、销售与技术服
                    务。

                    股权投资管理,投资管
                                           20,000 万 202,439,112. 202,029,234.                 2,196,615.
汇创投     子公司   理, 投资咨询,企业                                                                      1,484,734.45
                                           元                   92            25                      29
                    管理咨询。

                    工业自动化控制软件
                    产品、制动器产品、传
                                           3,000 万    58,208,049.0 50,201,685.4 33,158,845.7 12,198,378
长春汇通 子公司     感器等的技术开发、生                                                                    10,517,721.23
                                           元                    8             9           3          .04
                    产及销售,对外贸易经
                    营业务。

                    工业自动化控制软件
                                                       169,343,229. 67,157,917.9 151,030,423. 13,535,936
香港汇川 子公司     和硬件产品购销,对外 65 万美元                                                           10,960,014.60
                                                                37             6          14          .71
                    贸易经营业务等。

                    轨道牵引传动及控制
                    系统的研发、设计、组
                    装加工、销售及技术服 24,000 万 440,105,515. 184,920,389. 43,103,188.5 -15,425,47
江苏经纬 子公司                                                                                             -13,034,648.51
                    务;自营和代理各类商 元                     06            43           5        7.95
                    品及技术的进出口业
                    务。

                    设计、生产三轴以上数
                    控机床的高精度滚珠
                                           6,413.341 63,945,606.3 42,862,961.1 26,606,271.7 1,803,499.
上海莱恩 子公司     丝杠,销售公司自产产                                                                     1,696,683.45
                                           3 万元                2             1           4          57
                    品,提供产品售后服
                    务。

                    工业自动化设备、电子
                    元器件、电器、能源与
宁波伊士            环保设备、通讯设备、 3,200 万      233,027,419. 189,277,645. 126,103,582. 27,107,998
           子公司                                                                                           23,991,910.41
通                  仪器设备、电子计算     元                   81            89          25          .74
                    机、电机、数控设备及
                    配件、软件产品的研究


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                                                                      深圳市汇川技术股份有限公司 2018 年半年度报告全文

                      开发、制造、批发、零
                      售。自营和代理各类货
                      物和技术的进出口,但
                      国家限定经营或禁止
                      进出口的货物和技术
                      除外。

                      工业视觉设备及系统
                      的技术开发、计算机软
                      硬件、通信设备、视频
                                             2,000 万   35,784,612.1 13,483,673.8 23,371,580.3 5,074,271.
南京汇川 子公司       设备、技术转让、技术                                                                     5,089,226.98
                                             元                   8             6           4           98
                      服务、销售及系统集
                      成;计算机系统工程设
                      计、维护及信息咨询。

                      工业自动化软件、可编
                      程控制器、触摸屏、仪              93,526,291.1 89,924,689.1 34,059,818.4 31,552,496
汇川控制 子公司                              100 万元                                                         27,399,708.41
                      器仪表、工业控制设备                        0             2           8           .37
                      的开发与销售。

                      对未上市企业进行股
                      权投资、开展股权投资
                      和企业上市咨询业务; 80,100 万 406,886,456. 406,789,019.                  -6,025,033.
前海晶瑞 参股公司                                                                                             -6,025,033.69
                      受托管理股权投资基     元                  69            38                       69
                      金;股权投资;投资管
                      理;投资兴办实业。

                      创业投资业务,创业投
佛山招科              资咨询业务,为创业企 35,000 万 194,128,208. 194,128,208.                  -2,308,717.
           参股公司                                                                                           -2,308,717.32
基金                  业提供创业管理服务     元                  95            95                       32
                      业务。

报告期内取得和处置子公司的情况:无
主要控股参股公司情况说明:

1)苏州汇川:①新能源汽车电机控制器、通用自动化产品的收入增长较快,营业收入同比增长;②公司整体人员增加、研
发投入增大,公司管理费用增速高于收入增速,使得净利润增速低于收入增速;③总资产和净资产增加主要是获得母公司增
资及净利润增加。

2)汇创投:成立于2017年10月,本期净利润主要是银行定期存款利息收入及理财收益。

3)长春汇通:收入和毛利率同比下降,期间费用同比上升,使得营业利润和净利润同比下降。

4)香港汇川:进口平台启动导致销售收入同比大幅增加,但进口平台业务毛利较低,对净利润基本没贡献。

5)江苏经纬:新增订单大幅增加,但是收入确认较少,同时加大了研发投入,导致净利润大幅下降。

6)上海莱恩:销售收入同比大幅增长,期间费用增速低于收入增速,使得净利润增长大于收入增长。

7)伊士通:销售收入和毛利率有所增长,理财收益同比增加,使得净利润同比增长。

8)南京汇川:销售收入同比大幅增长,期间费用增速低于收入增速,使得净利润增长大于收入增长。

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                                                             深圳市汇川技术股份有限公司 2018 年半年度报告全文

9)前海晶瑞:总资产和净资产增加主要是公司对其实缴资本增加,同比亏损增加主要是并购基金管理费用及汇率波动引起
的公允价值变动损失。

10)佛山招科基金:成立于2017年5月,本期亏损主要是合伙企业支付普通合伙人管理费用。


八、公司控制的结构化主体情况

□ 适用 √ 不适用


九、对 2018 年 1-9 月经营业绩的预计

预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生大幅度变动的警示及原因说明
□ 适用 √ 不适用


十、公司年度经营计划在报告期内的执行情况

    报告期内,公司围绕发展战略和2018年度经营计划,积极推进各项工作的贯彻落实,具体情况详见本节之“一、3、报

告期内主要经营工作”部分。

    公司在2017年度报告中制定的2018年经营目标为:2018年销售收入同比增长20%-40%,归属于上市公司股东的净利润同

比增长10%- 30%。2018年上半年,公司实现营业收入2,472,708,273.75元,较上年同期增长27.66%;实现归属于上市公司股

东的净利润496,117,938.07元,较上年同期增长15.72%。


十一、公司面临的风险和应对措施

    (1)宏观经济波动导致市场需求下滑的风险

    公司产品所服务的下游行业主要为电梯、注塑机、机床、空压机、纺织、起重、金属制品、电线电缆、印刷包装、建材、

冶金、石油、化工、电子设备等,这些行业与国家宏观经济、固定资产投资、出口等政策密切相关。当宏观经济出现波动时,

这些行业势必会受到较大影响,从而影响公司产品的市场需求。

    公司将持续提升核心技术,缩短与国外主流竞争对手的差距,继续坚持行业营销、技术营销、进口替代的经营策略,为

行业客户提供有价值的深度解决方案,提升公司在进口替代过程中的竞争优势。

    (2)房地产市场下滑导致电梯行业需求下滑的风险

    房地产调控政策以及房价下滑的预期,对房地产市场需求造成了一定影响。由于公司电梯行业产品的销售收入占比较高,

当房地产市场出现下滑时,公司在电梯行业的销售收入和利润将受到较大影响。

    公司将不断优化产品销售结构,加大对新能源汽车、通用自动化业务、工业机器人等领域的拓展力度,以降低公司对电

梯行业的依赖程度。

    (3)新能源汽车产业政策调整及竞争加剧,导致公司新能源汽车业务盈利水平下降的风险



                                                                                                           36
                                                                  深圳市汇川技术股份有限公司 2018 年半年度报告全文


       新能源汽车领域发展前景广阔,但因行业处于发展初期,产业格局尚未定型,产业政策仍需完善与调整。近几年,新能

源汽车产业政策出现了较大调整,对新能源汽车行业产生较大影响,公司新能源汽车业务的盈利水平也出现下降。若新能源

汽车产业政策进一步调整或市场竞争进一步加剧,则会进一步影响公司新能源汽车业务的经营质量。

    公司将密切关注产业政策变化,及时调整经营策略,降低政策调整带来的风险。

       (4)核心技术和人才不足导致公司竞争优势下降的风险

    虽然公司在一些领域拥有核心技术,并在部分细分行业形成领先优势,但总体上看,公司在电机控制算法、总线技术、

动力总成等核心技术上,仍然落后于外资主流品牌。随着公司技术创新的深入,技术创新在深度和广度上都将会更加困难。

这一方面需要公司在技术研发方面不断加大投入,另一方面也加大了公司对高端、综合型技术人才需求。如果公司现有的盈

利不能保证公司未来在技术研发方面的持续投入,不能吸引和培养更加优秀的技术人才,将会削弱公司的竞争力,从而影响

进口替代经营策略的实施。公司目前拥有一支掌握自动化控制技术的核心技术团队,对推动公司快速发展起到了关键性的作

用。

       公司会持续进行薪酬变革,搭建个性化激励体系;不断引进核心技术人才,完善多层次人才结构,以促进公司在核心技

术方面缩小与外资主流品牌厂商之间的差距。

       (5)竞争加剧及业务结构变化,导致毛利率下降的风险

    目前公司在许多行业主要与外资品牌相竞争。在与外资品牌的竞争过程中,公司依靠差异化的产品、行业解决方案、本

土化的服务、较低的成本等优势取得了一定的市场地位,并使公司产品的综合毛利率保持较高水平。但如果外资品牌调整经

营策略、加大本土化经营力度,则公司面临的竞争势必加剧,从而导致公司产品的毛利率下降。如果其他内资品牌在技术、

产品和经营模式等方面全面跟进,则公司会面临内资品牌的全面竞争,从而也会导致产品价格下降,毛利率下滑。

    另外,随着公司规模扩大、国际化客户的增多、低毛利产品比重的增加,也会对公司的综合毛利率产生较大影响。

    公司要继续加大核心技术的研发,不断坚持产品、经营模式和管理创新,持续推出高毛利率新产品以及行业深度解决方

案,以保持公司产品的综合毛利率的稳定。

       (6)应收账款不断增加,有形成坏账的风险

       随着公司新能源汽车动力总成、高压变频器等产品销售规模逐渐增大,由其行业特点导致的应收账款也会逐渐加大。

       公司会审慎选择合作伙伴和客户,将资金风险控制放在第一位。

       (7)公司规模扩大带来的管理风险

       近年来随着公司资产规模、人员规模、业务范围的不断扩大,公司面临的管理压力也越来越大。从新业务的经营模式到

人员效率,无不给公司管理提出了更高的要求。虽然近几年公司不断优化改善公司治理结构,并且持续引进人才,努力建立

有效的考核激励机制,但随着经营规模扩大,仍然存在较大的管理风险。

       公司会根据业务发展需要,持续优化组织架构和管理流程,并积极引进高端管理人才,以满足公司高速发展过程中的管

理需求。

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                                                                      深圳市汇川技术股份有限公司 2018 年半年度报告全文



                                              第五节 重要事项

一、报告期内召开的年度股东大会和临时股东大会的有关情况

1、本报告期股东大会情况


     会议届次            会议类型    投资者参与比例        召开日期             披露日期                披露索引

                                                                                              巨潮资讯网
2017 年年度股东大
                    年度股东大会            58.1386% 2018 年 05 月 17 日 2018 年 05 月 17 日 (http://www.cninfo.com.cn/)

                                                                                              公告编号:2018-051


2、表决权恢复的优先股股东请求召开临时股东大会

□ 适用 √ 不适用


二、本报告期利润分配及资本公积金转增股本预案

公司计划半年度不派发现金红利,不送红股,不以公积金转增股本。


三、公司实际控制人、股东、关联方、收购人以及公司等承诺相关方在报告期内履行完毕及
截至报告期末超期未履行完毕的承诺事项

                         承诺
  承诺事由      承诺方                            承诺内容                      承诺时间 承诺期限              履行情况
                         类型

             马建锋 业 绩 原承诺:两年内(亦即 2017 年 6 月 30 日前), 2015 年 05 2015 年 05 马建锋先生协助经纬轨道取得
                         承 诺 协助江苏经纬轨道交通设备有限公司(以下简称 月 30 日         月 30 日 – 了“宁波项目”和“贵阳项
                         及 补 “江苏经纬”)在中国国内(且不含苏州、深圳)                2018 年 03 目”,且各为一条完整的牵引
                         偿 安 的城市地铁招标中至少成功获取一条完整的牵                    月 31 日   系统订单,因此,马建锋先生
                         排     引系统订单(含 1 条),如果达不到此业绩目标,                         已完成承诺。
                                马建锋愿意向汇川技术以无偿或不超过一元人
                                民币对价转让所持的江苏经纬 5%股权,且马建
                                锋承担无偿转让股权所发生的税费。
其他对公司
                                公司于 2017 年 8 月 23 日召开的第三届董事会第
中小股东所
                                三十三次会议审议通过了 《关于江苏经纬轨道
作承诺
                                交通设备有限公司董事长马建锋先生变更承诺
                                事项的议案》:马建锋先生原承诺 2017 年 6 月
                                30 日前,协助江苏经纬在中国国内(且不含苏
                                州、深圳)的城市地铁招标中至少成功获取一条
                                完整的牵引系统订单(含 1 条),如果达不到此
                                业绩目标,马建锋先生愿意向汇川技术以无偿或
                                不超过一元人民币对价转让所持的江苏经纬 5%
                                股权,且马建锋先生承担无偿转让股权所发生的

                                                                                                                        38
                                                                 深圳市汇川技术股份有限公司 2018 年半年度报告全文

                              税费。”在承诺日期期满前(即 2017 年 6 月 30
                              日前),马建锋先生未能完成所承诺的业绩目标;
                              同时,鉴于轨道交通行业的行业属性,公司同意
                              在马建锋先生承诺能达成更高的业绩目标的前
                              提下,就获得地铁牵引系统订单承诺事项进行协
                              商变更。2017 年 8 月 3 日,公司与马建锋先生签
                              订了《关于业绩承诺的补充协议》:在 2018 年 3
                              月 31 日前,协助江苏经纬在中国国内(且不含
                              苏州、深圳)的城市地铁招标中,至少成功获得
                              两条分属不同城市的完整的牵引系统订单(含 2
                              条),如果达不到此业绩目标,则马建锋愿意向
                              汇川技术以无偿或不超过一元人民币对价转让
                              所持有的江苏经纬 5%股权,且马建锋承担无偿
                              转让股权所发生的税费。

               上 海 莱 业 绩 上海莱恩精密机床附件有限公司(以下简称“上 2016 年 06 2016 年 1 2017 年 10 月 23 日,经公司第
               必 泰 数 承 诺 海莱恩”)2016-2018 年的营业收入合计不低于 月 28 日    月 1 日 三届董事会第三十四次会议审
               控 机 床 及 补 1.2 亿元,(经具备证券期货相关业务资格的会计            -2018   年 议通过,公司以自有资金 3,337
               股 份 有 偿 安 师事务所审计确认)。在上海莱恩 3 年累计不发生           12 月 31 日 万元人民币出资受让上海莱必
               限公司、排     亏损的情况下,如果上海莱恩 2016、2017 和 2018                    泰、李鹿鸣所持上海莱恩的合
               冯金波、       年实际营业收入合计不足 1.2 亿元,则承诺方愿                      计 34.4%股权,该次收购后公
               李鹿鸣、       意向公司以无偿或不超过一元人民币的对价转                         司持有上海莱恩 94.4%股权;
               吴永利、       让所持有的上海莱恩共计 5%的股权;如果上海                        2018 年 6 月 25 日,经公司第
               张海滨、       莱恩 2016、2017 和 2018 年实际营业收入合计不                     四届董事会第六次会议审议通
其他对公司     钱秋君         足 1 亿元,则承诺方愿意向公司以无偿或不超过                      过,公司以自有资金 1,257.01
中小股东所     郎             一元人民币的对价转让所持有的上海莱恩共计                         万元人民币出资受让冯金波、
作承诺                        10%的股权;且上述股权转让过程中由承诺方承                        吴永利、张海滨、钱秋君郎所
                              担转让股权所产生的税费。                                         持上海莱恩的合计 5.6%股权,
                                                                                               收购完成后,公司持有上海莱
                                                                                               恩 100%股权。
                                                                                               据前述股权变更情况,上海莱
                                                                                               必泰数控机床股份有限公司、
                                                                                               冯金波、李鹿鸣、吴永利、张
                                                                                               海滨、钱秋君郎关于上海莱恩
                                                                                               的业绩承诺及补偿安排已不适
                                                                                               用。

承诺是否及
               是
时履行

如承诺超期
未履行完毕
的,应当详细
               不适用
说明未完成
履行的具体
原因及下一


                                                                                                                  39
                                                               深圳市汇川技术股份有限公司 2018 年半年度报告全文

步的工作计



四、聘任、解聘会计师事务所情况

公司半年度报告未经审计。


五、董事会、监事会对会计师事务所本报告期“非标准审计报告”的说明

□ 适用 √ 不适用


六、董事会对上年度“非标准审计报告”相关情况的说明

□ 适用 √ 不适用


七、破产重整相关事项

公司报告期未发生破产重整相关事项。


八、诉讼事项

本报告期公司无重大诉讼、仲裁事项。
报告期内,公司未达到重大诉讼披露标准的其他诉讼主要为应收账款追讨诉讼,涉案总金额为 1,251.35 万元。


九、媒体质疑情况

本报告期公司无媒体普遍质疑事项。


十、处罚及整改情况

公司报告期不存在处罚及整改情况。


十一、公司及其控股股东、实际控制人的诚信状况

报告期内,公司及控股股东、实际控制人的诚信状况良好,不存在未履行法院生效判决、所附数额较大的债务到期未清偿等
情况。


十二、公司股权激励计划、员工持股计划或其他员工激励措施的实施情况

       报告期内,公司共有两期股权激励计划处于实施状态,分别为第二期股权激励计划、第三期股权激励计划。具体情况如

下:

     1、第二期股权激励计划的实施情况

       第二期股权激励计划于2015年开始实施,采取的激励工具为限制性股票。

                                                                                                            40
                                                                深圳市汇川技术股份有限公司 2018 年半年度报告全文


     截至报告期末,该股权激励计划的进展为:2018年2月14日,公司完成第二期股权激励计划所涉3名激励对象已获授但尚

未解锁的83,995股限制性股票的注销手续,占注销前公司总股本比例为0.005%。

     相关审议程序及披露索引如下:


序号             事项/公告名称                       审议程序            披露日期              披露索引

                                                                                      巨潮资讯网
       关于回购注销第二期股权激励计划所涉
                                                                                      (http://www.cninfo.com.cn/)
 1                                          第三届董事会第三十二次会议   2017-07-12
       及的部分限制性股票的公告
                                                                                      公告编号:2017-048

                                                                                      巨潮资讯网
       关于回购注销第二期股权激励计划所涉
                                                                                      (http://www.cninfo.com.cn/)
 2                                          第三届董事会第三十三次会议   2017-08-25
       及的部分限制性股票的公告
                                                                                      公告编号:2017-065

                                                                                      巨潮资讯网
       关于回购注销第二期股权激励计划所涉
                                                                                      (http://www.cninfo.com.cn/)
 3                                          第三届董事会第三十四次会议   2017-10-25
       及的部分限制性股票的公告
                                                                                      公告编号:2017-078

                                                                                      巨潮资讯网
       关于第二期股权激励计划部分限制性股
                                                                                      (http://www.cninfo.com.cn/)
 4                                          ——                         2018-02-14
       票回购注销完成的公告
                                                                                      公告编号:2018-011


     2、第三期股权激励计划的实施情况

     (1)2018年1月15日,第三期股权激励对象黄正勇由于个人原因离职,公司拟回购注销其已获授但尚未解锁的30,000

股限制性股票,回购价格为9.495元/股,回购金额为284,850元。第三期股权激励计划已获授但尚未解锁限制性股票由

52,738,264股调整为52,708,264股,授予对象由620人调整为619人。

     (2)2018年1月15日,第三期股权激励计划所涉限制性股票第一个解锁期解锁条件成就,619名激励对象在第一个解锁

期可解锁的限制性股票数量为13,177,066股,占解锁时公司总股本的比例为0.79%。本次解锁完成后,公司第三期股权激励

计划授予的但尚未解锁限制性股票数量由52,708,264股调整为39,531,198股。

     经深圳证券交易所、中国证券登记结算有限责任公司深圳分公司审核确认,公司于2018年1月23日完成了第三期股权激

励计划所涉限制性股票第一个解锁期的解锁申请工作,本次解锁的13,177,066股限制性股票自2018年1月25日起上市流通。

     (3)2018年2月14日,公司完成第三期股权激励计划所涉14名激励对象已获授但尚未解锁的863,226股限制性股票的回

购注销手续,占注销前公司总股本比例的0.052%。

     (4)2018年4月23日,第三期股权激励对象王建俊、李俊由于个人原因离职,公司拟回购注销该2名激励对象已获授但

尚未解锁的135,000股限制性股票,回购价格为9.495元/股,回购金额为1,281,825元。第三期股权激励计划已获授但尚未解

锁限制性股票数量由为39,531,198股调整为39,396,198股,激励对象人数由619人调整为617人。


                                                                                                                41
                                                                深圳市汇川技术股份有限公司 2018 年半年度报告全文


      (5)2018年6月25日,公司董事会、监事会召开会议审议通过了《关于调整第三期股权激励计划所涉限制性股票回购价

格的议案》。由于公司实施了2017年度权益分派,因此限制性股票回购价格由9.495元/股调整为9.195元/股。

      (6)2018年6月25日,第三期股权激励对象象周兆勇、谢永刚、徐飞鹏、孟成君、陈文纪、唐杰、高峰宇、刘亮、何俊

辉共9人由于个人原因离职,公司拟回购注销该9名激励对象已获授但尚未解锁的690,000股限制性股票,已获授但尚未解锁

限制性股票数量由为39,396,198股调整为38,706,198股,激励对象人数由617人调整为608人。

      相关披露索引及审议程序如下:


序号              事项/公告名称                      审议程序                披露日期             披露索引

                                                                                         巨潮资讯网
        关于回购注销第三期股权激励计划所 开第四届董事会第二次会议、第四
                                                                                         (http://www.cninfo.com.cn/)
  1                                                                         2018-01-16
        涉及的部分限制性股票的公告         届监事会第二次会议
                                                                                         公告编号:2018-005


        关于第三期股权激励计划所涉限制性                                                 巨潮资讯网
                                           开第四届董事会第二次会议、第四
                                                                                         (http://www.cninfo.com.cn/)
  2     股票第一个解锁期解锁条件成就的公                                    2018-01-16
                                           届监事会第二次会议
                                                                                         公告编号:2018-006
        告


        关于第三期股权激励计划所涉限制性                                                 巨潮资讯网
                                                                                         (http://www.cninfo.com.cn/)
  3     股票第一个解锁期解锁股份上市流通 ——                               2018-01-23
                                                                                         公告编号:2018-008
        的提示性公告

                                                                                         巨潮资讯网
        关于第三期股权激励计划部分限制性
                                                                                         (http://www.cninfo.com.cn/)
  4                                        ——                             2018-02-14
        股票回购注销完成的公告
                                                                                         公告编号:2018-012

                                                                                         巨潮资讯网
        关于回购注销第三期股权激励计划所 第四届董事会第五次会议、第四届
                                                                                         (http://www.cninfo.com.cn/)
  5                                                                         2018-04-25
        涉及的部分限制性股票的公告         监事会第三次会议
                                                                                         公告编号:2018-039

                                                                                         巨潮资讯网
        关于调整第三期股权激励计划所涉限 第四届董事会第六次会议、第四届
                                                                                         (http://www.cninfo.com.cn/)
  6                                                                         2018-06-26
        制性股票回购价格的公告             监事会第四次会议
                                                                                         公告编号:2018-061

                                                                                         巨潮资讯网
        关于回购注销第三期股权激励计划所 第四届董事会第六次会议、第四届
                                                                                         (http://www.cninfo.com.cn/)
  7                                                                         2018-06-26
        涉及的部分限制性股票的公告         监事会第四次会议
                                                                                         公告编号:2018-062


      注:截至报告期末,公司对上述第二期、第三期股权激励离职人员所涉的限制性股票共计895,000股的回购注销手续尚

未在中国证券登记结算有限责任公司深圳分公司办理完毕,因此,后续“第六节 限售股份变动及股东情况”中的关于公司



                                                                                                                   42
                                                                   深圳市汇川技术股份有限公司 2018 年半年度报告全文


股本数量的相关数据仍包含该部分限制性股票。

    4、实施股权激励计划对公司本报告期及以后年度财务状况和经营成果的影响

    (1)第二期股权激励计划

                                                                                                    单位:万元

       年度                   2015 年               2016 年             2017 年         2018 年           合计

  各年度摊销费用              1,518.95              1,359.05             273.83          48.82          3,200.65

    (2)第三期股权激励计划

                                                                                                    单位:万元

       年度            2016 年           2017 年        2018 年          2019 年        2020 年           合计

  各年度摊销费用        460.66           5,210.18       1,589.71          645.98         168.81         8,075.34


十三、重大关联交易

1、与日常经营相关的关联交易

公司报告期未发生与日常经营相关的重大关联交易。


2、资产或股权收购、出售发生的关联交易

公司报告期未发生资产或股权收购、出售的重大关联交易。


3、共同对外投资的关联交易

公司报告期未发生共同对外投资的重大关联交易。


4、关联债权债务往来

公司报告期不存在重大关联债权债务往来。


5、其他重大关联交易

公司报告期无其他重大关联交易。


十四、重大合同及其履行情况

1、托管、承包、租赁事项情况

(1)托管情况

公司报告期不存在托管情况。


                                                                                                                   43
                                                                  深圳市汇川技术股份有限公司 2018 年半年度报告全文

(2)承包情况

公司报告期不存在承包情况。


(3)租赁情况

租赁情况说明:
    报告期内,公司不存在为公司带来的损益达到公司报告期利润总额 10%以上的租赁项目。目前公司的主要租赁项目为
满足公司生产经营需要的场地租赁。主要如下:
    2017 年 4 月 30 日,苏州汇川技术有限公司与苏州市越旺集团有限公司签订了《房租租赁合同》,合同期间
2017.05.01-2022.04.30,。根据合同要求,第一、二年即 2017.05.01-2019.04.30,年租金为 14,311,074.36 元;第三、四年即
2019.05.01-2021.04.30,年租金 15,455,960.3 元;第五年即 2021.05.01-2022.04.30,年租金 16,692,437.1 元。截至 2018 年 6
月 30 日,已支付租金 14,311,074.36 元。


2、重大担保

(1)担保情况

                                                                                                                    单位:万元

                                    公司对外担保情况(不包括对子公司的担保)

                    担保额度               实际发生日期
                                                                                                        是否履行 是否为关
   担保对象名称     相关公告    担保额度    (协议签署    实际担保金额      担保类型       担保期
                                                                                                             完毕   联方担保
                    披露日期                    日)

                                                                          连带责任保    2017.4.27-20
买方信贷客户       2014/3/11      1,000.00 2017.4.27              80.00                                 是          否
                                                                          证            18.1.27

                                                                          连 带 责 任 保 2017.5.4-201
买方信贷客户       2014/3/11        500.00 2017.5.4               80.00                                 是          否
                                                                          证            8.2.4

                                                                          连 带 责 任 保 2017.6.23-20
买方信贷客户       2014/3/11      1,000.00 2017.6.23             160.00                                 是          否
                                                                          证            18.6.23

                                                                          连 带 责 任 保 2017.6.28-20
买方信贷客户       2014/3/11      1,000.00 2017.6.28             103.29                                 是          否
                                                                          证            18.3.28

                                                                          连 带 责 任 保 2017.6.28-20
买方信贷客户)     2014/3/11        500.00 2017.6.28             100.00                                 是          否
                                                                          证            18.3.28

                                                                          连 带 责 任 保 2017.7.4-201
买方信贷客户       2014/3/11      3,000.00 2017.7.4              410.26                                 是          否
                                                                          证            8.1.4

                                                                          连 带 责 任 保 2017.7.25-20
买方信贷客户       2014/3/11      3,000.00 2017.7.25             276.51                                 是          否
                                                                          证            18.1.25

                                                                          连 带 责 任 保 2017.9.29-20
买方信贷客户       2014/3/11        500.00 2017.9.29             124.21                                 是          否
                                                                          证            18.6.29

                                                                          连 带 责 任 保 2017.7.18-20
买方信贷客户       2014/3/11      1,500.00 2017.7.18             220.00                                 是          否
                                                                          证            18.1.18



                                                                                                                            44
                                                   深圳市汇川技术股份有限公司 2018 年半年度报告全文

                                                            连 带 责 任 保 2017.9.22-20
买方信贷客户   2014/3/11   3,000.00 2017.9.22     373.63                                  是   否
                                                            证            18.3.22

                                                            连 带 责 任 保 2017.10.31-2
买方信贷客户   2014/3/11   1,000.00 2017.10.31     88.72                                  否   否
                                                            证            018.9.16

                                                            连 带 责 任 保 2017.11.8-20
买方信贷客户   2014/3/11   1,000.00 2017.11.8     500.00                                  是   否
                                                            证            18.5.8

                                                            连 带 责 任 保 2017.11.6-20
买方信贷客户   2014/3/11   3,000.00 2017.11.6     214.05                                  是   否
                                                            证            18.5.16

                                                            连 带 责 任 保 2017.11.16-2
买方信贷客户   2014/3/11   1,500.00 2017.11.16    244.00                                  是   否
                                                            证            018.5.16

                                                            连 带 责 任 保 2017.12.26-2
买方信贷客户   2014/3/11    500.00 2017.12.26      62.11                                  否   否
                                                            证            018.9.26

                                                            连 带 责 任 保 2017.12.27-2
买方信贷客户   2014/3/11    500.00 2017.12.27     221.81                                  否   否
                                                            证            018.9.27

                                                            连 带 责 任 保 2017.12.27-2
买方信贷客户   2014/3/11   3,000.00 2017.12.27    837.53                                  是   否
                                                            证            018.6.27

                                                            连 带 责 任 保 2017.12.27-2
买方信贷客户   2014/3/11   3,000.00 2017.12.27    170.92                                  是   否
                                                            证            018.6.27

                                                            连 带 责 任 保 2017.12.28-2
买方信贷客户   2014/3/11   1,000.00 2017.12.28    221.81                                  否   否
                                                            证            018.9.16

                                                            连 带 责 任 保 2018.1.23-20
买方信贷客户   2014/3/11   1,500.00 2018.1.23     190.00                                  否   否
                                                            证            18.7.23

                                                            连 带 责 任 保 2018.1.30-20
买方信贷客户   2014/3/11   1,000.00 2018.1.30     200.00                                  否   否
                                                            证            18.7.30

                                                            连 带 责 任 保 2018.3.15-20
买方信贷客户   2014/3/11   3,000.00 2018.3.15    1,084.20                                 否   否
                                                            证            18.9.15

                                                            连 带 责 任 保 2018.3.15-20
买方信贷客户   2014/3/11   3,000.00 2018.3.15      90.10                                  否   否
                                                            证            18.7.30

                                                            连 带 责 任 保 2018.5.4-201
买方信贷客户   2014/3/11   1,500.00 2018.5.4      110.00                                  否   否
                                                            证            8.9.13

                                                            连 带 责 任 保 2018.5.7-201
买方信贷客户   2014/3/11   3,000.00 2018.5.7      178.58                                  否   否
                                                            证            8.10.21

                                                            连 带 责 任 保 2018.5.16-20
买方信贷客户   2014/3/11   1,000.00 2018.5.16     200.00                                  否   否
                                                            证            18.11.16

                                                            连 带 责 任 保 2018.6.26-20
买方信贷客户   2014/3/11   3,000.00 2018.6.26     324.39                                  否   否
                                                            证            18.10.21

                                                            连 带 责 任 保 2018.6.26-20
买方信贷客户   2014/3/11   3,000.00 2018.6.26     618.22                                  否   否
                                                            证            18.10.03




                                                                                                    45
                                                                   深圳市汇川技术股份有限公司 2018 年半年度报告全文

                                                                            连 带 责 任 保 2018.6.28-20
买方信贷客户     2014/3/11      1,000.00 2018.6.28                199.63                                  否          否
                                                                            证            19.3.28

                                                                            连 带 责 任 保 2018.6.28-20
买方信贷客户     2014/3/11        500.00 2018.6.28                 66.54                                  否          否
                                                                            证            19.3.28

                                                                            连 带 责 任 保 2018.6.28-20
买方信贷客户     2014/3/11        500.00 2018.6.28                133.09                                  否          否
                                                                            证            19.3.28

报告期内审批的对外担保额度                                  报告期内对外担保实际发生
                                                       --                                                              3,394.75
合计(A1)                                                  额合计(A2)

报告期末已审批的对外担保额                                  报告期末实际对外担保余额
                                              20,000.00                                                                3,989.20
度合计(A3)                                                合计(A4)

                                            公司对子公司的担保情况

                  担保额度                实际发生日期
                                                                                                          是否履行 是否为关
  担保对象名称    相关公告     担保额度   (协议签署        实际担保金额      担保类型       担保期
                                                                                                               完毕   联方担保
                  披露日期                    日)

                                                                            连带责任保    2017.4.1-20
苏州汇川          2016/10/11   30,000.00 2017.4.1                7,500.00                                 是          否
                                                                            证            18.4.1

                                                                            连带责任保    2017.4.27-2
苏州汇川         2016/10/11    30,000.00 2017.4.27              12,000.00                                 是          否
                                                                            证            018.4.27

                                                                            连带责任保    2017.8.25-2
苏州汇川         2017/4/11     60,000.00 2017.8.25               2,013.62                                 是          否
                                                                            证            018.2.25

                                                                            连带责任保    2017.8.28-2
苏州汇川         2017/4/11     60,000.00 2017.8.28               8,371.95                                 是          否
                                                                            证            018.2.28

                                                                            连带责任保    2017.9.20-2
苏州汇川         2017/4/11     60,000.00 2017.9.20               3,262.41                                 是          否
                                                                            证            018.3.20

                                                                            连带责任保    2017.9.20-2
苏州汇川         2017/4/11     60,000.00 2017.9.20               2,585.08                                 是          否
                                                                            证            018.4.20

                                                                            连带责任保    2017.9.27-2
苏州汇川         2017/4/11     60,000.00 2017.9.27              10,049.85                                 是          否
                                                                            证            018.3.27

                                                                            连带责任保    2017.10.27-
苏州汇川         2017/4/11     60,000.00 2017.10.27              9,354.99                                 是          否
                                                                            证            2018.4.27

                                                                            连带责任保    2017.7.26-2
苏州汇川         2017/4/11     80,000.00 2017.7.26               9,542.05                                 是          否
                                                                            证            018.1.25

                                                                            连带责任保    2017.9.30-2
苏州汇川         2017/4/11     80,000.00 2017.9.30                 30.00                                  否          否
                                                                            证            019.9.30

                                                                            连带责任保    2017.11.27-2
苏州汇川         2017/4/11     80,000.00 2017.11.27             12,038.00                                 是          否
                                                                            证            018.5.24

                                                                            连带责任保    2017.12.27-
苏州汇川         2017/4/11     80,000.00 2017.12.27             12,359.46                                 是          否
                                                                            证            2018.6.26

印度汇川         2017/4/11      1,354.88 2017.11.20              1,354.88 连带责任保      2017.11.20-2 是             否


                                                                                                                             46
                                                深圳市汇川技术股份有限公司 2018 年半年度报告全文

                                                         证           018.6.6

                                                         连带责任保   2018.6.6-20
印度汇川   2017/4/11    1,354.88 2018.6.6      978.00                                否   否
                                                         证           18.9.4

                                                         连带责任保   2018.6.28-2
印度汇川   2017/4/11    1,354.88 2018.6.28     295.27                                否   否
                                                         证           018.9.26

                                                         连带责任保   2018.4.26-2
苏州汇川   2017/4/11   50,000.00 2018.4.26   22,000.00                               否   否
                                                         证           019.4.26

                                                         连带责任保   2018.5.2-20
苏州汇川   2017/4/11   50,000.00 2018.5.2     6,000.00                               否   否
                                                         证           19.5.2

                                                         连带责任保   2018.5.7-20
苏州汇川   2017/4/11   50,000.00 2018.5.7     1,700.00                               否   否
                                                         证           19.5.7

                                                         连带责任保   2018.3.21-2
苏州汇川   2017/4/11   80,000.00 2018.3.21   15,697.69                               否   否
                                                         证           018.9.19

                                                         连带责任保   2018.3.29-2
苏州汇川   2017/4/11   80,000.00 2018.3.29    6,270.21                               否   否
                                                         证           018.9.29

                                                         连带责任保   2018.3.30-2
苏州汇川   2017/4/11   80,000.00 2018.3.30      60.00                                否   否
                                                         证           018.8.3

                                                         连带责任保   2018.4.11-20
苏州汇川   2017/4/11   80,000.00 2018.4.11      16.45                                否   否
                                                         证           19.10.11

                                                         连带责任保   2018.4.28-2
苏州汇川   2017/4/11   80,000.00 2018.4.28        3.78                               否   否
                                                         证           019.4.27

                                                         连带责任保   2018.1.26-2
苏州汇川   2017/4/11   60,000.00 2018.1.26    5,662.74                               否   否
                                                         证           018.7.26

                                                         连带责任保   2018.2.9-20
苏州汇川   2017/4/11   60,000.00 2018.2.9     2,781.49                               否   否
                                                         证           18.8.9

                                                         连带责任保   2018.4.9-20
苏州汇川   2017/4/11   60,000.00 2018.4.9     2,466.03                               否   否
                                                         证           18.10.9

                                                         连带责任保   2018.4.9-20
苏州汇川   2017/4/11   60,000.00 2018.4.9      265.52                                否   否
                                                         证           18.9.9

                                                         连带责任保   2018.4.23-2
苏州汇川   2017/4/11   60,000.00 2018.4.23    7,000.00                               否   否
                                                         证           018.10.28

                                                         连带责任保   2018.5.24-2
苏州汇川   2017/4/11   60,000.00 2018.5.24    4,833.73                               否   否
                                                         证           018.11.28

                                                         连带责任保   2018.5.24-2
苏州汇川   2017/4/11   60,000.00 2018.5.24     294.03                                否   否
                                                         证           018.10.28

                                                         连带责任保   2018.6.26-2
苏州汇川   2017/4/11   60,000.00 2018.6.26   10,238.33                               否   否
                                                         证           018.12.28

                                                         连带责任保   2018.6.26-2
苏州汇川   2017/4/11   60,000.00 2018.6.26     297.79                                否   否
                                                         证           018.11.28


                                                                                               47
                                                                     深圳市汇川技术股份有限公司 2018 年半年度报告全文

南京汇川           2018/4/25      1,500.00 --                            -- -               --                --             --

苏州汇川           2018/4/25     35,000.00 --                            -- -               --                --             --

江苏经纬           2018/4/25      5,000.00 --                            -- -               --                --             --

香港汇川*注释 1    2018/4/25      4,000.00 --                            -- -               --                --             --

苏州汇川*注释 1    2018/4/25     15,000.00 --                            -- -               --                --             --

江苏经纬*注释 1    2018/4/25     15,000.00 --                            -- -               --                --             --

苏州汇川           2018/4/25     35,000.00 --                            -- -               --                --             --

苏州汇川           2018/4/25     70,000.00 --                            -- -               --                --             --

苏州汇川           2018/4/25     40,000.00 --                            -- -               --                --             --

联合动力           2018/4/25      5,000.00 --                            -- -               --                --             --

江苏经纬           2018/4/25     15,000.00 --                            -- -               --                --             --

南京汇川           2018/4/25        500.00 --                            -- -               --                --             --

南京汇川图像       2018/4/25        300.00 --                            -- -               --                --             --

香港汇川           2018/4/25      9,924.90 --                            -- -               --                --             --

香港汇川           2018/4/25      3,308.30 --                            -- -               --                --             --

印度汇川           2018/4/25      1,323.32 --                            -- -               --                --             --

印度汇川           2018/4/25      1,323.32 --                            -- -               --                --             --

报告期内审批对子公司担保额                                    报告期内对子公司担保实际
                                                 253,179.84                                                             86,861.06
度合计(B1)                                                  发生额合计(B2)

报告期末已审批的对子公司担                                    报告期末对子公司实际担保
                                                 253,179.84                                                             86,891.06
保额度合计(B3)                                              余额合计(B4)

                                                子公司对子公司的担保情况

                   担保额度                实际发生日期
                                                                                                            是否履行 是否为关
  担保对象名称     相关公告     担保额度    (协议签署        实际担保金额      担保类型         担保期
                                                                                                                 完毕   联方担保
                   披露日期                      日)

                                                                              连带责任担 2016.4.27-20
江苏经纬           2015/10/23   15,000.00 2016.4.27                 423.84                                  否          否
                                                                              保            18.7.20

                                                                              连 带 责 任 担 2016.4.27-20
江苏经纬           2015/10/23   15,000.00 2016.4.27                2,543.04                                 否          否
                                                                              保            18.7.20

                                                                              连 带 责 任 担 2016.6.17-20
江苏经纬           2015/10/23   15,000.00 2016.6.17                1,952.05                                 否          否
                                                                              保            18.7.20

                                                                              连 带 责 任 担 2016.1.22-20
江苏经纬           2015/10/23   15,000.00 2016.1.22                 488.87                                  否          否
                                                                              保            18.7.20

                                                                              连 带 责 任 担 2017.4.1-202
江苏经纬           2015/10/23   15,000.00 2017.4.1                  177.56                                  否          否
                                                                              保            0.3.31

                                                                              连 带 责 任 担 2017.11.17-2
江苏经纬           2015/10/23   15,000.00 2017.11.17                500.00                                  否          否
                                                                              保            018.7.15


                                                                                                                                  48
                                                                 深圳市汇川技术股份有限公司 2018 年半年度报告全文

报告期内审批对子公司担保额                                报告期内对子公司担保实际
                                                     --                                                        0.00
度合计(C1)                                              发生额合计(C2)

报告期末已审批的对子公司担                                报告期末对子公司实际担保
                                              15,000.00                                                    6,085.36
保额度合计(C3)                                          余额合计(C4)

公司担保总额(即前三大项的合计)

报告期内审批担保额度合计                                  报告期内担保实际发生额合
                                             253,179.84                                                  90,255.81
(A1+B1+C1)                                              计(A2+B2+C2)

报告期末已审批的担保额度合                                报告期末实际担保余额合计
                                             288,179.84                                                  96,965.62
计(A3+B3+C3)                                            (A4+B4+C4)

实际担保总额(即 A4+B4+C4)占公司净资产的比例                                                              17.42%

其中:

为股东、实际控制人及其关联方提供担保的余额(D)                                                                  --

直接或间接为资产负债率超过 70%的被担保对象提供的债
                                                                                                                 --
务担保余额(E)

担保总额超过净资产 50%部分的金额(F)                                                                            --

上述三项担保金额合计(D+E+F)                                                                                    --

                                                          本公司为客户提供买方信贷担保余额合计 3,989.20 万元。若客
                                                          户到期未能履行还款义务,则本公司将履行保证责任,包括代
                                                          偿客户的借款本金及其相关的利息、复利、罚息、违约金等费
                                                          用。
                                                          本公司为子公司提供银行授信担保余额合计 86,891.06 万元。
未到期担保可能承担连带清偿责任说明(如有)                若子公司到期未能履行还款义务,则本公司将履行保证责任,
                                                          包括借款本金及其相关的利息、复利、罚息、违约金等费用。
                                                          本公司之子公司苏州汇川为控股子公司江苏经纬提供银行授
                                                          信担保余额合计 6,085.36 万元。若江苏经纬到期未能履行还款
                                                          义务,则苏州汇川将履行保证责任,包括代偿江苏经纬的借款
                                                          本金及其相关的利息、复利、罚息、违约金等费用。

违反规定程序对外提供担保的说明(如有)                    无

采用复合方式担保的具体情况说明:无
*注释 1:根据 2018 年 4 月 25 日披露的《深圳市汇川技术股份有限公司关于为子公司 2018 年度向银行申请综合授信额度提
供担保的公告》,公司向汇丰银行(中国)有限公司为香港汇川提供最高额度不超过人民币 40,00.00 万元的担保,为江苏经纬
提供最高额度不超过人民币 15,000.00 万元的担保,为苏州汇川提供最高额度不超过人民币 15,000.00 万元的担保。公司同时
为香港汇川、江苏经纬、苏州汇川提供的担保额度合计不超过 30,000.00 万元。


(2)违规对外担保情况

公司报告期无违规对外担保情况。




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                                                                                    深圳市汇川技术股份有限公司 2018 年半年度报告全文

3、其他重大合同


                                        合同涉
                                                    合同涉及 评估
                                        及资产                               评估                                 截至报
合同订                          合同                资产的评 机构                         交易价      是否
         合同订立 合同标                的账面                               基准 定价                       关联 告期末 披露
立公司                          签订                估价值        名称                    格(万      关联                       披露索引
         对方名称          的           价值(万                         日(如 原则                         关系 的执行 日期
方名称                          日期                (万元) (如                          元)       交易
                                        元)(如                             有)                                  情况
                                                    (如有) 有)
                                         有)

         东莞松山                                                                                                               巨潮资讯
         湖高新技 松山湖                                                                                                        网
深圳市
         术产业开 (生态                                                                                         项目已 2017 (http://w
汇川技                          2017
         发区管理 园)投资                                                                 不低于                投资      年 2 ww.cninfo
术股份                          年2月           -            --          -           -                  否否
         委员会、东 建设研                                                                30,000                2,246     月 27 .com.cn/)
有限公                          26 日
         莞生态产 发运营                                                                                         万元      日   公告编

         业园区管 中心                                                                                                          号:
         理委员会                                                                                                               2017-012

                      苏州汇
苏州汇 深圳建业 川技术
                                2018                                                                             已支付
川技术 工程集团 扩建项                                                                    32,207.
                                年4月           -            --          -           -                  否否     2057.6 -       -
有限公 股份有限 目二期                                                                         21
                                2日                                                                              万元
司       公司         总包工
                      程
         苏州市轨
         道交通集                                                                                                               巨潮资讯
                      苏州市
         团有限公                                                                                                               网
                      轨道交
         司(最终用                                                                                              已确认 2016 (http://w
                      通3号线 2016
经纬轨 户)、南京                       42,592.1                                          42,592.1               收入      年 06 ww.cninfo
                      工程车 年 5 月                         --          -           -                  否否
道       中车浦镇                               6                                                 6              3,193.6 月 03 .com.cn/)
                      辆牵引 31 日
         城轨车辆                                                                                                1 万元 日      公告编
                      系统采
         有限责任                                                                                                               号:
                      购项目
         公司(车辆                                                                                                             2016-039
         供应商)
                      宁波市
                                                                                                                                巨潮资讯
                      轨道交
                                                                                                                                网
                      通4号线
         宁波市轨                                                                                                          2018 (http://w
                      及2号线 2018                                                                               尚未开
经纬轨 道交通集                         12,290.4                                          12,290.4                         年 3 ww.cninfo
                      二期工 年 2 月                         --          -           -                  否否     始确认
道       团有限公                               0                                                 0                        月 8 .com.cn/)
                      程车辆 1 日                                                                                收入
         司                                                                                                                日   公告编
                      牵引系
                                                                                                                                号:
                      统采购
                                                                                                                                2018-016
                      项目
         苏州市轨 苏州市
经纬轨                          2018    41970.0                                           41970.0                尚未开 2017 巨潮资讯
         道交通集 轨道交                                     --          -           -                  否否
道                              年6月           0                                                 0              始确认 年 7 网
         团有限公 通5号线

                                                                                                                                         50
                                                            深圳市汇川技术股份有限公司 2018 年半年度报告全文

         司(最终用 工程车 29 日                                                       收入   月 27 (http://w
         户)、南京 辆牵引                                                                    日    ww.cninfo
         中车浦镇 系统采                                                                            .com.cn/)
         城轨车辆 购项目                                                                            公告编
         有限责任                                                                                   号:
         公司(车辆                                                                                 2018-073
         供应商)


十五、社会责任情况

1、重大环保情况

上市公司及其子公司不属于环境保护部门公布的重点排污单位。


2、履行精准扶贫社会责任情况

公司报告内暂未开展精准扶贫工作,也暂无后续精准扶贫计划。


十六、其他重大事项的说明

                    临时公告名称               临时公告披露日期                     临时公告披露索引
关于控股子公司江苏经纬轨道交通设备有限公司         2018-03-08      巨潮资讯网(http://www.cninfo.com.cn/)
签署中标合同的公告                                                 公告编号:2018-016

关于使用自有资金向深圳前海晶瑞中欧并购基金         2018-03-13      巨潮资讯网(http://www.cninfo.com.cn/)
投资企业(有限合伙)追加认缴出资的公告                             公告编号:2018-018

关于获得政府补助的公告                             2018-03-14      巨潮资讯网(http://www.cninfo.com.cn/)
                                                                   公告编号:2018-019

关于公司及子公司2018年度向银行申请综合授信         2018-04-25      巨潮资讯网(http://www.cninfo.com.cn/)
额度暨公司为子公司申请综合授信额度提供担保                         公告编号:2018-036
的公告
关于会计政策变更的公告                             2018-04-25      巨潮资讯网(http://www.cninfo.com.cn/)
                                                                   公告编号:2018-034

关于向全资子公司苏州汇川技术有限公司增资暨         2018-04-25      巨潮资讯网(http://www.cninfo.com.cn/)
购买土地使用权的公告                                               公告编号:2018-33

关于使用自有闲置资金购买短期理财产品的公           2018-04-25      巨潮资讯网(http://www.cninfo.com.cn/)
                                                                   公告编号:2018-37

关于使用部分闲置募集资金购买银行理财产品的         2018-04-25      巨潮资讯网(http://www.cninfo.com.cn/)
公告                                                               公告编号:2018-038

减资公告(因回购注销股权激励所涉限制性股票而       2018-04-25      巨潮资讯网(http://www.cninfo.com.cn/)
导致的减资)                                                       公告编号:2018-040



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关于第一大股东部分股权被质押的公告                   2018-04-26      巨潮资讯网(http://www.cninfo.com.cn/)
                                                                     公告编号:2018-045

关于全资孙公司苏州汇川机电设备安装有限公司           2018-04-27      巨潮资讯网(http://www.cninfo.com.cn/)
变更为全资子公司的公告                                               公告编号:2018-048

关于获得政府补助的公告                               2018-05-15      巨潮资讯网(http://www.cninfo.com.cn/)
                                                                     公告编号:2018-049

2017年年度权益分派实施公告                           2018-05-25      巨潮资讯网(http://www.cninfo.com.cn/)
                                                                     公告编号:2018-053

关于控股子公司江苏经纬轨道交通设备有限公司           2018-06-22      巨潮资讯网(http://www.cninfo.com.cn/)
增加注册资本并取得营业执照的公告                                     公告编号:2018-058

关于筹划发行股份购买资产的提示性公告                 2018-06-26      巨潮资讯网(http://www.cninfo.com.cn/)
                                                                     公告编号:2018-064

关于进一步收购控股子公司上海莱恩精密机床附           2018-06-26      巨潮资讯网(http://www.cninfo.com.cn/)
件有限公司少数股东股权的公告                                         公告编号:2018-063

关于全资子公司苏州汇川技术有限公司变更经营           2018-06-28      巨潮资讯网(http://www.cninfo.com.cn/)
范围并完成工商变更登记的公告                                         公告编号:2018-065




十七、公司子公司重大事项

见本节“第十六、其他重大事项的说明”中关于子公司的相关公告索引。




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                                 第六节 股份变动及股东情况

一、股份变动情况

1、股份变动情况

                                                                                                                     单位:股

                           本次变动前                        本次变动增减(+,-)                       本次变动后

                                               发行          公积金
                         数量        比例             送股                 其他           小计           数量        比例
                                               新股           转股

                        445,270,0                                                                      324,008,0
一、有限售条件股份                   26.74%                              -121,262,033   -121,262,033                 19.47%
                                88                                                                              55

                        445,270,0                                                                      324,008,0
3、其他内资持股                      26.74%                              -121,262,033   -121,262,033                 19.47%
                                88                                                                              55

                        445,270,0                                                                      324,008,0
      境内自然人持股                 26.74%                              -121,262,033   -121,262,033                 19.47%
                                88                                                                              55

                       1,219,841,                                                                      1,340,156
二、无限售条件股份                   73.26%                              120,314,812    120,314,812                  80.53%
                             843                                                                            ,655

                       1,219,841,                                                                      1,340,156
1、人民币普通股                      73.26%                              120,314,812    120,314,812                  80.53%
                             843                                                                            ,655

                       1,665,111,                                                                      1,664,164
三、股份总数                         100.00%                                -947,221       -947,221                  100.00%
                             931                                                                            ,710

股份变动的原因
1、2018年1月2日,公司现任董事、监事、高级管理人员所持高管锁定股份共增加锁定4,279,569股。
2、2018年1月25日,公司第三期股权激励计划第一个解锁期解锁股份上市流通,共解除限售13,177,066股;其中,第三期股
权激励计划对象(不含现任及历任董事、高管共13人)所持限制性股票11,789,566股有股权激励限售股变更为无限售条件股
份,董事兼副总裁李俊田先生等10名现任及历任董事、高管所持的限制性股票1,107,500股由股权激励限售股变更为高管锁
定股,董事王伟先生、副总裁李瑞琳先生、副总裁易高翔先生、副总裁姚兵先生(历任)所持的限制性股票280,000股由股
权激励限售股变更为无限售条件股份。
3、2018年2月14日,公司第二期股权激励计划3名离职激励对象所持尚未解锁的限制性股票83,995股回购注销完成;第三期
股权激励计划14名离职激励对象所持尚未解锁的限制性股票863,226股回购注销完成。
4、2018年5月16日,历任副总裁姜勇先生、历任监事张卫江先生、历任董事兼副总裁唐柱学先生因任期届满不再续任且不再
担任董事、监事或高管职务后满6个月,其持有的高管锁定股合计112,524,815股全部解除锁定。

股份变动的批准情况
经深圳证券交易所、中国证券登记结算有限责任公司深圳分公司审核确认,公司于2018年1月23日完成了第三期股权激励计
划所涉限制性股票第一个解锁期的解锁申请工作,本次解锁的13,177,066股限制性股票自2018年1月25日起上市流通(高管锁
定股持外)。
经深圳证券交易所、中国证券登记结算有限责任公司深圳分公司审核确认,公司于2018年2月14日完成了第二期股权激励计


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     划3名离职激励对象所持尚未解锁的限制性股票83,995股的回购注销手续以及第三个股权激励计划14名离职激励对象所持尚
     未解锁的限制性股票863,226股的回购注销手续。

     股份变动的过户情况
     □ 适用 √ 不适用

     股份变动对最近一年和最近一期基本每股收益和稀释每股收益、归属于公司普通股股东的每股净资产等财务指标的影响
     □ 适用 √ 不适用

     公司认为必要或证券监管机构要求披露的其他内容
     □ 适用 √ 不适用


     2、限售股份变动情况

                                                                                                                   单位:股

             期初限售     本期减少     本期增加   期末限售
 股东名称                                                       限售原因                    拟解除限售日期
               股数       限售股数     限售股数     股数
                                                                            高管锁定股解限日期:在该高管身份存续期间,每年
                                                               高管锁定
                                                  19,066,49                 年初按照"上年末该高管所持有股份总数的 25%解除
刘宇川      19,153,991       87,499                            股、股权激
                                                           2                锁定"来重新计算解限的股份数额;股权激励限售股
                                                               励限售股
                                                                            根据激励计划规定进行解锁。
                                                                            高管锁定股解限日期:在该高管身份存续期间,每年
                                                               高管锁定
                                                                            年初按照"上年末该高管所持有股份总数的 25%解除
邵海波       1,023,323      255,799                767,524     股、股权激
                                                                            锁定"来重新计算解限的股份数额;股权激励限售股
                                                               励限售股
                                                                            根据激励计划规定进行解锁。

                                                                            高管锁定股解限日期:在该高管身份存续期间,每年
                                                  21,884,12
柏子平      21,884,122                                         高管锁定股   年初按照"上年末该高管所持有股份总数的 25%解除
                                                           2
                                                                            锁定"来重新计算解限的股份数额。
                                                                            高管锁定股解限日期:在该高管身份存续期间,每年
                                                               高管锁定
                                                  22,707,44                 年初按照"上年末该高管所持有股份总数的 25%解除
杨春禄      23,557,442      850,000                            股、股权激
                                                           2                锁定"来重新计算解限的股份数额;股权激励限售股
                                                               励限售股
                                                                            根据激励计划规定进行解锁。
                                                                            高管锁定股解限日期:董监高届满离任后半年内不转
张卫江      28,324,765    28,324,765                       0   高管锁定股   让所持有公司股份(自 2017 年 11 月 17 日开始锁定,
                                                                            2018 年 5 月 16 日锁定期满后解限)。
                                                                            高管锁定股解限日期:在该高管身份存续期间,每年
                                                               高管锁定
                                                  40,025,74                 年初按照"上年末该高管所持有股份总数的 25%解除
李俊田      40,150,747      125,000                            股、股权激
                                                           7                锁定"来重新计算解限的股份数额;股权激励限售股
                                                               励限售股
                                                                            根据激励计划规定进行解锁。
                                                                            高管锁定股解限日期:在该高管身份存续期间,每年
丁龙山       2,241,548                            2,241,548    高管锁定股   年初按照"上年末该高管所持有股份总数的 25%解除
                                                                            锁定"来重新计算解限的股份数额。




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                                                                             高管锁定股解限日期:董监高届满离任后半年内不转
                                                               股权激励限    让所持有公司股份自 2017 年 11 月 17 日开始锁定,
唐柱学       43,669,343   43,294,343                375,000
                                                               售股          2018 年 5 月 16 日锁定期满后解限);股权激励限售
                                                                             股根据激励计划规定进行解锁。
                                                                             高管锁定股解限日期:董监高届满离任后半年内不转
                                                               股权激励限    让所持有公司股份自 2017 年 11 月 17 日开始锁定,
姜勇         41,318,207   40,905,707                412,500
                                                               售股          2018 年 5 月 16 日锁定期满后解限);股权激励限售
                                                                             股根据激励计划规定进行解锁。
                                                                             高管锁定股解限日期:在该高管身份存续期间,每年
                                                               高管锁定
                                                   21,439,14                 年初按照"上年末该高管所持有股份总数的 25%解除
宋君恩       21,564,149     125,000                            股、股权激
                                                          9                  锁定"来重新计算解限的股份数额;股权激励限售股
                                                               励限售股
                                                                             根据激励计划规定进行解锁。
                                                                             高管锁定股解限日期:在该高管身份存续期间,每年
                                                               高管锁定
                                                   37,292,96                 年初按照"上年末该高管所持有股份总数的 25%解除
刘迎新       38,505,469    1,212,500                           股、股权激
                                                          9                  锁定"来重新计算解限的股份数额;股权激励限售股
                                                               励限售股
                                                                             根据激励计划规定进行解锁。
                                                                             高管锁定股解限日期:在该高管身份存续期间,每年
                                                               高管锁定
                                                                             年初按照"上年末该高管所持有股份总数的 25%解除
周斌          2,342,145                6,935,367   9,277,512   股、股权激
                                                                             锁定"来重新计算解限的股份数额;股权激励限售股
                                                               励限售股
                                                                             根据激励计划规定进行解锁。
                                                                             高管锁定股解限日期:在该高管身份存续期间,每年
                                                   69,422,22
朱兴明       69,422,225                                        高管锁定股    年初按照"上年末该高管所持有股份总数的 25%解除
                                                          5
                                                                             锁定"来重新计算解限的股份数额。

                                                                             高管锁定股解限日期:在该高管身份存续期间,每年
                                                   39,958,22
刘国伟       39,958,220                                        高管锁定股    年初按照"上年末该高管所持有股份总数的 25%解除
                                                          0
                                                                             锁定"来重新计算解限的股份数额。


                                                               股权激励限
王伟           400,000      100,000                 300,000                  根据激励计划规定进行解锁。
                                                               售股


                                                               股权激励限
李瑞琳         350,000       87,500                 262,500                  根据激励计划规定进行解锁。
                                                               售股


                                                               股权激励限
姚兵           350,000       87,500                 262,500                  根据激励计划规定进行回购注销。
                                                               售股

                                                                             高管锁定股解限日期:在该高管身份存续期间,每年
                                                               股权激励限
                                                                             年初按照"上年末该高管所持有股份总数的 25%解除
易高翔         350,000       87,500      82,500     345,000    售股、高管
                                                                             锁定"来重新计算解限的股份数额;股权激励限售股
                                                               锁定股
                                                                             根据激励计划规定进行解锁。
第二期股权
                                                               股权激励限
激励计划对    2,612,902      83,995                2,528,907                 根据股权激励计划规定解锁。
                                                               售股




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第三期股权
激励计划对
象(不含现                                                     35,438,69    股权激励限
                  48,091,490     12,652,792                                                  根据股权激励计划规定解锁。
任及离任董                                                            8     售股
事、高管共
13 人)

                  445,270,08   128,279,90                      324,008,0
合计                                           7,017,867                           --                                 --
                           8   0                                     55



        二、证券发行与上市情况

        □ 适用 √ 不适用


        三、公司股东数量及持股情况

                                                                                                                                    单位:股

       报告期末普通股股东总                            报告期末表决权恢复的优先股股东总数(如有)(参
                                              26,853                                                                                           0
       数(户)                                        见注 8)
                                                持股 5%以上的普通股股东或前 10 名股东持股情况

                                                                                                                             质押或冻结情况
                                    持股比      报告期末持       报告期内增        持有有限售条      持有无限售条件
        股东名称      股东性质                                                                                             股份状
                                       例          股数量        减变动情况        件的股份数量        的股份数量                     数量
                                                                                                                             态
       深圳市汇川
                      境内非国
       投资有限公                    18.64%     310,146,935      0                               0       310,146,935       质押     38,260,000
                      有法人
       司
                      境内自然
       朱兴明                         5.56%       92,562,967     0                      69,422,225        23,140,742       质押     16,580,000
                      人
       香港中央结
                      境外法人        5.46%       90,808,788     16823052                        0        90,808,788
       算有限公司
                      境内自然
       刘国伟                         3.20%       53,277,627     0                      39,958,220        13,319,407
                      人
                      境内自然
       李俊田                         3.16%       52,506,663     -861000                40,025,747        12,480,916
                      人
                      境内自然
       刘迎新                         2.99%       49,723,959     0                      37,292,969        12,430,990       质押     31,885,515
                      人
                      境内自然
       唐柱学                         2.62%       43,669,343     0                         375,000        43,294,343
                      人
                      境内自然
       杨春禄                         1.82%       30,276,590     0                      22,707,442         7,569,148
                      人
       中央汇金资
       产管理有限     国有法人        1.77%       29,474,802     0                               0        29,474,802
       责任公司



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               境内自然
柏子平                      1.75%    29,178,830   0                 21,884,122           7,294,708   质押     4,060,000
               人
战略投资者或一般法人
因配售新股成为前 10 名
                           无
股东的情况(如有)(参
见注 3)
                           上述股东中,朱兴明与深圳市汇川投资有限公司为一致行动人;朱兴明为深圳市汇川投资有限公司
                           的董事;2015 年 6 月 10 日,朱兴明、熊礼文、李俊田、刘迎新、唐柱学、姜勇、刘国伟、宋君恩、
上述股东关联关系或一
                           杨春禄、潘异等 10 名自然人签署了《一致行动关系解除协议》,朱兴明等 10 名自然人的一致行动
致行动的说明
                           关系以及对公司的共同控制关系解除;其他自然人股东之间不存在关联关系,不属于一致行动人;
                           公司未知其他股东之间是否存在关联关系,也未知是否属于一致行动人。
                                            前 10 名无限售条件股东持股情况
                                                                                             股份种类
         股东名称                报告期末持有无限售条件股份数量
                                                                                  股份种类                  数量
深圳市汇川投资有限公
                                                            310,146,935   人民币普通股                      310,146,935

香港中央结算有限公司                                         90,808,788   人民币普通股                       90,808,788
唐柱学                                                       43,294,343   人民币普通股                       43,294,343
中央汇金资产管理有限
                                                             29,474,802   人民币普通股                       29,474,802
责任公司
李芬                                                         27,590,049   人民币普通股                       27,590,049
陆松泉                                                       25,144,866   人民币普通股                       25,144,866
陈本强                                                       24,676,775   人民币普通股                       24,676,775
朱兴明                                                       23,140,742   人民币普通股                       23,140,742
张卫江                                                       22,260,567   人民币普通股                       22,260,567
李友发                                                       21,949,451   人民币普通股                       21,949,451
前 10 名无限售流通股股
东之间,以及前 10 名无     上述股东中,朱兴明与深圳市汇川投资有限公司为一致行动人;朱兴明为深圳市汇川投资有限公司
限售流通股股东和前 10      的董事;其他自然人股东之间不存在关联关系,不属于一致行动人;公司未知其他股东之间是否存
名股东之间关联关系或       在关联关系,也未知是否属于一致行动人。
一致行动的说明
前 10 名普通股股东参与
融资融券业务股东情况       无
说明(如有)(参见注 4)

 公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。


 四、控股股东或实际控制人变更情况

 公司无控股股东,报告期内未发生变更。
 公司报告期内实际控制人未发生变更。




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                           第七节 优先股相关情况

报告期公司不存在优先股。




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                           第八节 董事、监事、高级管理人员情况

一、董事、监事和高级管理人员持股变动

                                                                                                                    单位:股

                                                 本期增持 本期减持                 期初被授予 本期被授予 期末被授予的限
                                    期初持股                          期末持股
     姓名     职务       任职状态                股份数量 股份数量                 的限制性股 的限制性股      制性股票数量
                                    数(股)                          数(股)
                                                 (股)    (股)                  票数量(股)票数量(股)     (股)

            董事长、总
朱兴明                     现任     92,562,967      0        0        92,562,967        0           0              0
               裁

            董事、副总
李俊田                     现任     53,367,663      0      861,000    52,506,663     500,000        0           375,000
               裁

            董事、副总
宋君恩      裁、董事会     现任     28,585,532      0        0        28,585,532     500,000        0           375,000
              秘书

            董事、副总
周     斌                  现任     12,370,016      0        0        12,370,016     450,000        0           337,500
               裁

刘宇川        董事         现任     25,421,989      0        0        25,421,989     350,000        0           262,500

王伟          董事         现任      400,000        0        0         400,000       400,000        0           300,000

曲建        独立董事       现任         0           0        0            0             0           0              0

赵争鸣      独立董事       现任         0           0        0            0             0           0              0

龚茵        独立董事       现任         0           0        0            0             0           0              0

            监事会主
柏子平                     现任     29,178,830      0        0        29,178,830        0           0              0
               席

刘国伟        监事         现任     53,277,627      0        0        53,277,627        0           0              0

丁龙山      职工监事       现任     2,988,731       0        0        2,988,731         0           0              0

邵海波       副总裁        现任     1,023,365       0      249,950     773,415       500,000        0           375,000

杨春禄       副总裁        现任     30,276,590      0        0        30,276,590     400,000        0           300,000

李瑞琳       副总裁        现任      350,000        0        0         350,000       350,000        0           262,500

姚     兵    副总裁        历任      350,000        0      87,500      262,500       350,000        0           262,500

易高翔       副总裁        现任      460,000        0        0         460,000       350,000        0           262,500

刘迎新      财务总监       现任     49,723,959      0        0        49,723,959     350,000        0           262,500

                                    380,337,26                        379,138,81
合计            -           -                       0     1,198,450                 4,500,000       0          3,375,000
                                        9                                 9

注:
1、 上表中董事、高管所持限制性股票于 2018 年 1 月 25 日解锁 25%。


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2、 姚兵先生于 2018 年 7 月 25 日辞去公司副总裁职务,不再担任公司任何职务,其目前所持有的限制性股票 262,500 股将
    根据第三期股权激励计划的相关规定予以回购注销。


二、公司董事、监事、高级管理人员变动情况

公司董事、监事和高级管理人员在报告期内没有发生变动,具体可参见 2017 年年报。
在报告期末至本报告披露期间,姚兵先生于 2018 年 7 月 25 日辞去公司副总裁职务,具体可参见公司于 2017 年 7 月 25 日在
巨潮资讯网披露的公告(编号:2018-071)。




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                                  第九节 公司债相关情况

公司不存在公开发行并在证券交易所上市,且在半年度报告批准报出日未到期或到期未能全额兑付的公司债券




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                                       第十节 财务报告

一、审计报告

公司半年度财务报告未经审计。


二、财务报表

财务附注中报表的单位为:人民币元


1、合并资产负债表

编制单位:深圳市汇川技术股份有限公司
                                                                                                      单位:元

                 项目                      期末余额                                期初余额

流动资产:

    货币资金                                           968,356,282.35                         2,411,437,341.82

    结算备付金

    拆出资金

    以公允价值计量且其变动计入当
                                                       258,020,653.21
期损益的金融资产

    衍生金融资产

    应收票据                                          1,660,989,652.16                        1,484,655,233.37

    应收账款                                          1,559,349,736.24                        1,419,109,900.95

    预付款项                                            64,901,509.32                           55,171,495.50

    应收保费

    应收分保账款

    应收分保合同准备金

    应收利息                                            22,060,187.22                           26,340,423.77

    应收股利

    其他应收款                                          51,872,182.29                           38,494,494.31

    买入返售金融资产

    存货                                              1,501,241,447.23                        1,031,200,608.57

    持有待售的资产

    一年内到期的非流动资产

    其他流动资产                                       952,978,880.93                          606,857,230.86


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流动资产合计                       7,039,770,530.95                     7,073,266,729.15

非流动资产:

    发放贷款及垫款

    可供出售金融资产                 41,500,000.00                         29,000,000.00

    持有至到期投资

    长期应收款

    长期股权投资                    513,786,516.48                        271,652,320.26

    投资性房地产

    固定资产                        787,021,963.35                        705,591,035.97

    在建工程                        101,493,575.38                         83,531,962.44

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                        309,921,798.22                        299,809,078.28

    开发支出

    商誉                            311,429,559.48                        311,429,559.48

    长期待摊费用                     17,245,967.81                         13,434,876.34

    递延所得税资产                  140,774,163.63                        129,203,033.47

    其他非流动资产                  173,657,679.29                        130,201,247.23

非流动资产合计                     2,396,831,223.64                     1,973,853,113.47

资产总计                           9,436,601,754.59                     9,047,119,842.62

流动负债:

    短期借款                        309,732,657.38                        208,032,183.85

    向中央银行借款

    吸收存款及同业存放

    拆入资金

    以公允价值计量且其变动计入当
期损益的金融负债

    衍生金融负债

    应付票据                       1,028,097,217.76                       793,181,210.58

    应付账款                        958,283,433.34                        804,350,596.22

    预收款项                        295,385,959.87                        296,046,036.36

    卖出回购金融资产款




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    应付手续费及佣金

    应付职工薪酬              190,314,995.55                        247,220,545.90

    应交税费                  100,030,190.52                        105,589,740.69

    应付利息                     2,261,761.65                          316,801.27

    应付股利                     2,248,281.63                         3,892,609.53

    其他应付款                544,343,463.78                        686,669,621.08

    应付分保账款

    保险合同准备金

    代理买卖证券款

    代理承销证券款

    持有待售的负债

    一年内到期的非流动负债                                           11,000,000.00

    其他流动负债

流动负债合计                 3,430,697,961.48                     3,156,299,345.48

非流动负债:

    长期借款

    应付债券

      其中:优先股

               永续债

    长期应付款

    长期应付职工薪酬

    专项应付款

    预计负债                   86,699,401.71                         85,495,628.61

    递延收益                   82,155,853.02                         79,848,932.95

    递延所得税负债                101,542.92

    其他非流动负债

非流动负债合计                168,956,797.65                        165,344,561.56

负债合计                     3,599,654,759.13                     3,321,643,907.04

所有者权益:

    股本                     1,663,809,710.00                     1,664,124,710.00

    其他权益工具

      其中:优先股

               永续债

    资本公积                 1,360,094,505.85                     1,369,262,572.62



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    减:库存股                                          384,614,519.75                          525,254,217.92

    其他综合收益                                         32,094,375.35                           21,610,213.69

    专项储备

    盈余公积                                            437,927,848.17                          437,927,848.17

    一般风险准备

    未分配利润                                         2,455,629,933.84                        2,458,568,283.77

归属于母公司所有者权益合计                             5,564,941,853.46                        5,426,239,410.33

    少数股东权益                                        272,005,142.00                          299,236,525.25

所有者权益合计                                         5,836,946,995.46                        5,725,475,935.58

负债和所有者权益总计                                   9,436,601,754.59                        9,047,119,842.62


法定代表人:朱兴明                 主管会计工作负责人:刘迎新                       会计机构负责人:刘迎新


2、母公司资产负债表

                                                                                                       单位:元

                 项目                       期末余额                                期初余额

流动资产:

    货币资金                                            718,830,199.21                         1,621,102,395.17

    以公允价值计量且其变动计入当
                                                        175,301,567.09
期损益的金融资产

    衍生金融资产

    应收票据                                            609,780,845.13                          900,583,346.66

    应收账款                                            170,782,874.28                             7,401,871.42

    预付款项                                                100,135.02                              441,128.60

    应收利息                                             20,425,861.88                           23,398,417.19

    应收股利                                                                                       3,135,000.00

    其他应收款                                           27,146,691.71                           22,361,566.08

    存货                                                 12,227,810.17                             5,504,127.36

    持有待售的资产

    一年内到期的非流动资产

    其他流动资产                                        426,090,278.37                          477,310,343.11

流动资产合计                                           2,160,686,262.86                        3,061,238,195.59

非流动资产:

    可供出售金融资产                                     41,500,000.00                           29,000,000.00

    持有至到期投资


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    长期应收款

    长期股权投资                   2,802,258,272.49                     2,195,841,643.34

    投资性房地产

    固定资产                         45,832,013.89                         43,553,983.31

    在建工程                           7,189,199.65                         2,203,670.08

    工程物资

    固定资产清理

    生产性生物资产

    油气资产

    无形资产                         89,413,954.17                         91,068,615.01

    开发支出

    商誉

    长期待摊费用                       2,294,923.38                         1,180,349.43

    递延所得税资产                   41,391,810.47                         33,851,671.90

    其他非流动资产                     4,322,906.30                        18,769,060.54

非流动资产合计                     3,034,203,080.35                     2,415,468,993.61

资产总计                           5,194,889,343.21                     5,476,707,189.20

流动负债:

    短期借款                                                                   50,000.00

    以公允价值计量且其变动计入当
期损益的金融负债

    衍生金融负债

    应付票据

    应付账款                         11,224,279.48                          5,783,610.31

    预收款项                           7,421,481.01                         3,123,297.53

    应付职工薪酬                     45,878,220.87                         78,275,520.57

    应交税费                         37,286,312.42                         50,991,601.26

    应付利息

    应付股利                           2,248,281.63                         1,327,609.53

    其他应付款                      406,983,655.58                        551,802,749.24

    持有待售的负债

    一年内到期的非流动负债

    其他流动负债

流动负债合计                        511,042,230.99                        691,354,388.44




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非流动负债:

    长期借款

    应付债券

      其中:优先股

               永续债

    长期应付款

    长期应付职工薪酬

    专项应付款

    预计负债

    递延收益                                  51,083,853.02                          46,964,932.95

    递延所得税负债                               60,156.71

    其他非流动负债

非流动负债合计                                51,144,009.73                          46,964,932.95

负债合计                                  562,186,240.72                            738,319,321.39

所有者权益:

    股本                                 1,663,809,710.00                       1,664,124,710.00

    其他权益工具

      其中:优先股

               永续债

    资本公积                             1,365,425,756.88                       1,359,624,116.06

    减:库存股                            384,614,519.75                            525,254,217.92

    其他综合收益                              32,346,453.33                          22,525,240.72

    专项储备

    盈余公积                              437,927,848.17                            437,927,848.17

    未分配利润                           1,517,807,853.86                       1,779,440,170.78

所有者权益合计                           4,632,703,102.49                       4,738,387,867.81

负债和所有者权益总计                     5,194,889,343.21                       5,476,707,189.20


法定代表人:朱兴明      主管会计工作负责人:刘迎新                      会计机构负责人:刘迎新


3、合并利润表

                                                                                          单位:元

                 项目            本期发生额                            上期发生额

一、营业总收入                           2,472,708,273.75                       1,937,009,821.32

    其中:营业收入                       2,472,708,273.75                       1,937,009,821.32


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             利息收入

             已赚保费

             手续费及佣金收入

二、营业总成本                           2,069,507,964.94                     1,642,066,755.25

    其中:营业成本                       1,366,360,882.17                     1,050,210,865.86

             利息支出

             手续费及佣金支出

             退保金

             赔付支出净额

             提取保险合同准备金净额

             保单红利支出

             分保费用

             税金及附加                    21,668,192.40                         19,574,070.15

             销售费用                     213,780,834.59                        182,443,305.46

             管理费用                     487,547,925.45                        395,659,977.69

             财务费用                      -24,352,234.16                       -12,411,836.28

             资产减值损失                    4,502,364.49                         6,590,372.37

    加:公允价值变动收益(损失以
                                              786,746.96
“-”号填列)

         投资收益(损失以“-”号填
                                           22,432,879.11                         48,000,769.87
列)

         其中:对联营企业和合营企业
                                            -7,749,437.38                          -860,590.16
的投资收益

         汇兑收益(损失以“-”号填列)

         资产处置收益(损失以“-”号填
                                             -227,626.91                          6,143,775.21
列)

         其他收益                         126,683,633.36                        137,350,899.64

三、营业利润(亏损以“-”号填列)        552,875,941.33                        486,438,510.79

    加:营业外收入                           9,290,490.52                         9,759,982.37

    减:营业外支出                           7,749,106.27                          156,249.82

四、利润总额(亏损总额以“-”号填列)    554,417,325.58                        496,042,243.34

    减:所得税费用                         39,577,150.35                         51,730,034.10

五、净利润(净亏损以“-”号填列)        514,840,175.23                        444,312,209.24

    (一)持续经营净利润(净亏损以
                                          514,840,175.23                        444,312,209.24
“-”号填列)



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    (二)终止经营净利润(净亏损以
“-”号填列)

    归属于母公司所有者的净利润                            496,117,938.07                       428,731,196.37

    少数股东损益                                           18,722,237.16                        15,581,012.87

六、其他综合收益的税后净额                                 10,484,161.66                          -173,019.11

  归属母公司所有者的其他综合收益
                                                           10,484,161.66                          -173,019.11
的税后净额

    (一)以后不能重分类进损益的其
他综合收益

             1.重新计量设定受益计划净
负债或净资产的变动

             2.权益法下在被投资单位不
能重分类进损益的其他综合收益中享
有的份额

    (二)以后将重分类进损益的其他
                                                           10,484,161.66                          -173,019.11
综合收益

             1.权益法下在被投资单位以
后将重分类进损益的其他综合收益中
享有的份额

             2.可供出售金融资产公允价
                                                                                               -13,079,607.49
值变动损益

             3.持有至到期投资重分类为
可供出售金融资产损益

             4.现金流量套期损益的有效
部分

             5.外币财务报表折算差额                          662,949.05                         -1,011,293.48

             6.其他                                         9,821,212.61                        13,917,881.86

  归属于少数股东的其他综合收益的
税后净额

七、综合收益总额                                          525,324,336.89                       444,139,190.13

    归属于母公司所有者的综合收益
                                                          506,602,099.73                       428,558,177.26
总额

    归属于少数股东的综合收益总额                           18,722,237.16                        15,581,012.87

八、每股收益:

    (一)基本每股收益                                              0.30                                 0.27

    (二)稀释每股收益                                              0.30                                 0.26

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:0.00 元,上期被合并方实现的净利润为:0.00 元。



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法定代表人:朱兴明                     主管会计工作负责人:刘迎新                      会计机构负责人:刘迎新


4、母公司利润表

                                                                                                         单位:元

                   项目                        本期发生额                             上期发生额

一、营业收入                                                333,444,345.21                         270,387,581.61

    减:营业成本                                              7,774,195.87                           6,816,209.64

         税金及附加                                           6,710,601.89                           5,510,918.61

         销售费用                                            56,316,869.58                          55,327,127.72

         管理费用                                           140,976,252.73                         136,766,142.66

         财务费用                                           -25,748,902.48                         -15,666,180.88

         资产减值损失                                          467,276.81                             387,820.58

    加:公允价值变动收益(损失以
                                                               601,567.09
“-”号填列)

         投资收益(损失以“-”号填
                                                             48,431,535.99                         268,141,966.87
列)

         其中:对联营企业和合营企
                                                             -7,098,529.31                            -860,590.16
业的投资收益

         资产处置收益(损失以“-”号
                                                                     -0.13
填列)

         其他收益                                            47,515,240.83                          78,021,068.68

二、营业利润(亏损以“-”号填列)                          243,496,394.59                         427,408,578.83

    加:营业外收入                                            1,690,871.42                           2,386,354.85

    减:营业外支出                                            5,263,797.96                              40,636.85

三、利润总额(亏损总额以“-”号填
                                                            239,923,468.05                         429,754,296.83
列)

    减:所得税费用                                            2,499,496.97                          17,233,521.08

四、净利润(净亏损以“-”号填列)                          237,423,971.08                         412,520,775.75

    (一)持续经营净利润(净亏损
                                                            237,423,971.08                         412,520,775.75
以“-”号填列)

    (二)终止经营净利润(净亏损
以“-”号填列)

五、其他综合收益的税后净额                                    9,821,212.61                            838,274.37

    (一)以后不能重分类进损益的
其他综合收益

           1.重新计量设定受益计划



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净负债或净资产的变动

             2.权益法下在被投资单位
不能重分类进损益的其他综合收益中
享有的份额

     (二)以后将重分类进损益的其
                                                             9,821,212.61                            838,274.37
他综合收益

             1.权益法下在被投资单位
以后将重分类进损益的其他综合收益
中享有的份额

             2.可供出售金融资产公允
                                                                                                  -13,079,607.49
价值变动损益

             3.持有至到期投资重分类
为可供出售金融资产损益

             4.现金流量套期损益的有
效部分

             5.外币财务报表折算差额

             6.其他                                          9,821,212.61                          13,917,881.86

六、综合收益总额                                           247,245,183.69                         413,359,050.12

七、每股收益:

     (一)基本每股收益

     (二)稀释每股收益


法定代表人:朱兴明                    主管会计工作负责人:刘迎新                      会计机构负责人:刘迎新


5、合并现金流量表

                                                                                                        单位:元

                 项目                         本期发生额                             上期发生额

一、经营活动产生的现金流量:

     销售商品、提供劳务收到的现金                      1,924,019,246.40                       1,635,867,498.77

     客户存款和同业存放款项净增加


     向中央银行借款净增加额

     向其他金融机构拆入资金净增加


     收到原保险合同保费取得的现金

     收到再保险业务现金净额

     保户储金及投资款净增加额


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     处置以公允价值计量且其变动计
入当期损益的金融资产净增加额

     收取利息、手续费及佣金的现金

     拆入资金净增加额

     回购业务资金净增加额

     收到的税费返还                  113,338,802.35                        127,986,900.28

     收到其他与经营活动有关的现金     85,469,934.89                         32,927,040.43

经营活动现金流入小计                2,122,827,983.64                     1,796,781,439.48

     购买商品、接受劳务支付的现金   1,047,027,701.60                       647,181,855.61

     客户贷款及垫款净增加额

     存放中央银行和同业款项净增加


     支付原保险合同赔付款项的现金

     支付利息、手续费及佣金的现金

     支付保单红利的现金

     支付给职工以及为职工支付的现
                                     652,620,842.71                        460,188,013.75


     支付的各项税费                  280,382,316.00                        230,680,021.44

     支付其他与经营活动有关的现金    277,691,814.55                        222,779,227.82

经营活动现金流出小计                2,257,722,674.86                     1,560,829,118.62

经营活动产生的现金流量净额          -134,894,691.22                        235,952,320.86

二、投资活动产生的现金流量:

     收回投资收到的现金             2,141,458,497.29                     3,732,653,947.71

     取得投资收益收到的现金              908,219.67

     处置固定资产、无形资产和其他
                                        3,213,265.43                         7,459,878.96
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金   2,791,444,161.27                       979,567,035.90

投资活动现金流入小计                4,937,024,143.66                     4,719,680,862.57

     购建固定资产、无形资产和其他
                                     108,489,765.11                         69,942,495.20
长期资产支付的现金

     投资支付的现金                 2,693,792,021.01                     4,332,007,923.35

     质押贷款净增加额

     取得子公司及其他营业单位支付
的现金净额


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                                                           深圳市汇川技术股份有限公司 2018 年半年度报告全文

    支付其他与投资活动有关的现金                    1,056,912,734.74                       1,319,523,388.91

投资活动现金流出小计                                3,859,194,520.86                       5,721,473,807.46

投资活动产生的现金流量净额                          1,077,829,622.80                      -1,001,792,944.89

三、筹资活动产生的现金流量:

    吸收投资收到的现金                                                                         121,491,311.48

    其中:子公司吸收少数股东投资
                                                                                                66,000,000.00
收到的现金

    取得借款收到的现金                                  309,696,863.89                         673,652,450.90

    发行债券收到的现金

    收到其他与筹资活动有关的现金                          4,546,220.13                            790,000.00

筹资活动现金流入小计                                    314,243,084.02                         795,933,762.38

    偿还债务支付的现金                                  219,258,817.35                         118,137,156.70

    分配股利、利润或偿付利息支付
                                                        530,800,632.82                         488,032,168.00
的现金

    其中:子公司支付给少数股东的
                                                         29,939,364.97                          25,895,000.00
股利、利润

    支付其他与筹资活动有关的现金                          3,023,561.37                         109,675,647.15

筹资活动现金流出小计                                    753,083,011.54                         715,844,971.85

筹资活动产生的现金流量净额                           -438,839,927.52                            80,088,790.53

四、汇率变动对现金及现金等价物的
                                                          1,221,202.56                            -613,253.98
影响

五、现金及现金等价物净增加额                            505,316,206.62                      -686,365,087.48

    加:期初现金及现金等价物余额                        235,760,191.52                         878,304,761.60

六、期末现金及现金等价物余额                            741,076,398.14                         191,939,674.12


法定代表人:朱兴明                 主管会计工作负责人:刘迎新                      会计机构负责人:刘迎新


6、母公司现金流量表

                                                                                                     单位:元

              项目                         本期发生额                             上期发生额

一、经营活动产生的现金流量:

    销售商品、提供劳务收到的现金                        435,214,148.94                         474,817,361.74

    收到的税费返还                                       42,792,620.74                          73,598,718.62

    收到其他与经营活动有关的现金                         40,512,059.25                          14,873,458.10

经营活动现金流入小计                                    518,518,828.93                         563,289,538.46




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     购买商品、接受劳务支付的现金       6,499,291.48

     支付给职工以及为职工支付的现
                                     168,364,256.52                        136,882,644.99


     支付的各项税费                  114,669,739.43                         77,007,076.03

     支付其他与经营活动有关的现金     76,734,785.53                         75,831,478.01

经营活动现金流出小计                 366,268,072.96                        289,721,199.03

经营活动产生的现金流量净额           152,250,755.97                        273,568,339.43

二、投资活动产生的现金流量:

     收回投资收到的现金             1,822,307,347.79                     2,295,798,355.71

     取得投资收益收到的现金          111,726,953.31                        111,340,984.00

     处置固定资产、无形资产和其他
                                        2,902,014.82                         8,280,391.71
长期资产收回的现金净额

     处置子公司及其他营业单位收到
的现金净额

     收到其他与投资活动有关的现金   1,440,302,566.67                       548,120,342.47

投资活动现金流入小计                3,377,238,882.59                     2,963,540,073.89

     购建固定资产、无形资产和其他
                                        7,680,425.44                        15,915,359.92
长期资产支付的现金

     投资支付的现金                 2,339,431,524.86                     2,730,800,000.00

     取得子公司及其他营业单位支付
的现金净额

     支付其他与投资活动有关的现金    289,660,000.00                        849,000,000.00

投资活动现金流出小计                2,636,771,950.30                     3,595,715,359.92

投资活动产生的现金流量净额           740,466,932.29                       -632,175,286.03

三、筹资活动产生的现金流量:

     吸收投资收到的现金                                                     55,491,311.48

     取得借款收到的现金                                                    210,000,000.00

     发行债券收到的现金

     收到其他与筹资活动有关的现金       4,546,220.13                          790,000.00

筹资活动现金流入小计                    4,546,220.13                       266,281,311.48

     偿还债务支付的现金                   50,000.00

     分配股利、利润或偿付利息支付
                                     498,222,542.98                        458,272,535.05
的现金

     支付其他与筹资活动有关的现金       3,023,561.37                          530,987.15

筹资活动现金流出小计                 501,296,104.35                        458,803,522.20

筹资活动产生的现金流量净额          -496,749,884.22                       -192,522,210.72


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四、汇率变动对现金及现金等价物的
                                                                                                                                   -851.97
影响

五、现金及现金等价物净增加额                                              395,967,804.04                                 -551,130,009.29

     加:期初现金及现金等价物余额                                          35,951,975.17                                  598,595,928.35

六、期末现金及现金等价物余额                                              431,919,779.21                                   47,465,919.06


法定代表人:朱兴明                            主管会计工作负责人:刘迎新                                      会计机构负责人:刘迎新


7、合并所有者权益变动表

本期金额
                                                                                                                                   单位:元

                                                                            本期

                                                   归属于母公司所有者权益
                                                                                                                                   所有者
       项目                    其他权益工具                                                                              少数股
                                                 资本公 减:库 其他综 专项储 盈余公 一般风 未分配                                  权益合
                     股本     优先 永续                                                                                  东权益
                                          其他     积         存股       合收益    备        积      险准备    利润                  计
                              股    债

                     1,664,                      1,369,2                                                       2,458,5             5,725,4
                                                             525,254 21,610,               437,927                       299,236
一、上年期末余额 124,71                          62,572.                                                       68,283.             75,935.
                                                             ,217.92 213.69                ,848.17                       ,525.25
                      0.00                              62                                                         77                     58

     加:会计政策
变更

           前期差
错更正

           同一控
制下企业合并

           其他

                     1,664,                      1,369,2                                                       2,458,5             5,725,4
                                                             525,254 21,610,               437,927                       299,236
二、本年期初余额 124,71                          62,572.                                                       68,283.             75,935.
                                                             ,217.92 213.69                ,848.17                       ,525.25
                      0.00                              62                                                         77                     58

三、本期增减变动                                             -140,63
                     -315,0                      -9,168,0                10,484,                              -2,938,3 -27,231, 111,471
金额(减少以“-”                                           9,698.1
                     00.00                         66.77                 161.66                                 49.93 383.25 ,059.88
号填列)                                                             7

(一)综合收益总                                                         10,484,                              496,117 18,722, 525,324
额                                                                       161.66                                ,938.07 237.16 ,336.89

                                                             -128,19
(二)所有者投入 -315,0                          -9,168,0                                                                -16,030, 102,680
                                                             3,791.6
和减少资本           00.00                         66.77                                                                  292.41 ,432.49
                                                                     7

1.股东投入的普 -315,0                           -2,762,5 -128,19                                                        -16,030, 109,085


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                                                    深圳市汇川技术股份有限公司 2018 年半年度报告全文

通股               00.00      50.00 3,791.6                                             292.41 ,949.26
                                             7

2.其他权益工具
持有者投入资本

3.股份支付计入
                            8,635,2                                                               8,635,2
所有者权益的金
                              72.31                                                                 72.31


                            -15,040,                                                              -15,040,
4.其他
                             789.08                                                                789.08

                                                                             -499,05              -516,53
                                       -12,445,                                        -29,923,
(三)利润分配                                                               6,288.0              3,709.5
                                        906.50                                          328.00
                                                                                  0                     0

1.提取盈余公积

2.提取一般风险
准备

                                                                             -499,05              -516,53
3.对所有者(或                        -12,445,                                        -29,923,
                                                                             6,288.0              3,709.5
股东)的分配                            906.50                                          328.00
                                                                                  0                     0

4.其他

(四)所有者权益
内部结转

1.资本公积转增
资本(或股本)

2.盈余公积转增
资本(或股本)

3.盈余公积弥补
亏损

4.其他

(五)专项储备

1.本期提取

2.本期使用

(六)其他

                   1,663,   1,360,0                                          2,455,6              5,836,9
                                       384,614 32,094,        437,927                  272,005
四、本期期末余额 809,71     94,505.                                          29,933.              46,995.
                                       ,519.75 375.35         ,848.17                  ,142.00
                    0.00         85                                              84                    46

上年金额
                                                                                                  单位:元

       项目                                        上期



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                                                   归属于母公司所有者权益
                                                                                                                                所有者
                               其他权益工具                                                                           少数股
                                                 资本公 减:库 其他综 专项储 盈余公 一般风 未分配                               权益合
                     股本     优先 永续                                                                               东权益
                                          其他     积         存股      合收益    备     积      险准备    利润                   计
                              股    债

                     1,659,                      1,280,2                                                  1,941,2               4,982,2
                                                             535,813 17,406,           352,852                        266,501
一、上年期末余额 882,84                          48,027.                                                  14,964.               93,318.
                                                             ,225.67 454.99            ,627.65                        ,628.38
                       1.00                             21                                                     47                      03

     加:会计政策
变更

           前期差
错更正

           同一控
制下企业合并

           其他

                     1,659,                      1,280,2                                                  1,941,2               4,982,2
                                                             535,813 17,406,           352,852                        266,501
二、本年期初余额 882,84                          48,027.                                                  14,964.               93,318.
                                                             ,225.67 454.99            ,627.65                        ,628.38
                       1.00                             21                                                     47                      03

三、本期增减变动
                     4,241,                      89,014, -10,559, 4,203,7              85,075,            517,353 32,734, 743,182
金额(减少以“-”
                     869.00                      545.41 007.75           58.70          220.52            ,319.30 896.87 ,617.55
号填列)

                                                                                                          1,060,0               1,095,5
(一)综合收益总                                                        4,203,7                                       31,322,
                                                                                                          41,825.               68,521.
额                                                                       58.70                                         936.72
                                                                                                               69                      11

(二)所有者投入 4,241,                          89,014, 5,323,7                                                      29,871, 117,804
和减少资本           869.00                      545.41        90.50                                                   960.15 ,584.06

1.股东投入的普 4,241,                           34,547, 5,323,7                                                      29,871, 63,337,
通股                 869.00                      555.36        90.50                                                   960.15 594.01

2.其他权益工具
持有者投入资本

3.股份支付计入
                                                 54,840,                                                                        54,840,
所有者权益的金
                                                 067.94                                                                         067.94


                                                 -373,07                                                                        -373,07
4.其他
                                                    7.89                                                                           7.89

                                                                                                          -542,68               -470,19
                                                             -15,882,                  85,075,                        -28,460
(三)利润分配                                                                                            8,506.3               0,487.6
                                                              798.25                    220.52                        ,000.00
                                                                                                                  9                     2

                                                                                       85,075,            -85,075,
1.提取盈余公积
                                                                                        220.52             220.52


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2.提取一般风险
准备

                                                                                                         -457,61                -470,19
3.对所有者(或                                              -15,882,                                                 -28,460
                                                                                                          3,285.8                0,487.6
股东)的分配                                                  798.25                                                  ,000.00
                                                                                                                  7                   2

4.其他

(四)所有者权益
内部结转

1.资本公积转增
资本(或股本)

2.盈余公积转增
资本(或股本)

3.盈余公积弥补
亏损

4.其他

(五)专项储备

1.本期提取

2.本期使用

(六)其他

                    1,664,                        1,369,2                                                 2,458,5                5,725,4
                                                             525,254 21,610,              437,927                     299,236
四、本期期末余额 124,71                           62,572.                                                 68,283.                75,935.
                                                             ,217.92 213.69               ,848.17                     ,525.25
                      0.00                              62                                                    77                     58


法定代表人:朱兴明                             主管会计工作负责人:刘迎新                               会计机构负责人:刘迎新


8、母公司所有者权益变动表

本期金额
                                                                                                                                单位:元

                                                                            本期

       项目                        其他权益工具                         减:库存 其他综合                         未分配 所有者权
                     股本                                资本公积                            专项储备 盈余公积
                               优先股 永续债     其他                      股      收益                               利润      益合计

                                                                                                                  1,779,4
                    1,664,12                             1,359,624 525,254,2 22,525,24