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华安证券(600909)公告正文

华安证券:2017年第一季度报告

公告日期 2017-04-27
股票简称:华安证券 股票代码:600909
                         2017 年第一季度报告



公司代码:600909                               公司简称:华安证券




                   华安证券股份有限公司
                   2017 年第一季度报告




                                1/17
                                                                2017 年第一季度报告




                                                                         目录
一、重要提示 ............................................................................................................................................ 3

二、公司基本情况 .................................................................................................................................... 3

三、重要事项 ............................................................................................................................................ 5

四、附录..................................................................................................................................................... 9




                                                                            2/17
                                       2017 年第一季度报告



一、 重要提示

1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,
    不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。



1.2 公司全体董事出席董事会审议季度报告。


1.3 公司负责人李工、主管会计工作负责人龚胜昔及会计机构负责人(会计主管人员)龚胜昔保
    证季度报告中财务报表的真实、准确、完整。


1.4 本公司第一季度报告未经审计。



二、 公司基本情况

2.1 主要财务数据

                                                                          单位:元币种:人民币
                                                                         本报告期末比上年度末
                         本报告期末                  上年度末
                                                                               增减(%)
总资产               36,826,054,889.76               34,588,015,823.82                  6.47%
归属于上市公司
                     12,008,795,253.51               11,843,037,414.89                  1.40%
股东的净资产
                    年初至报告期末           上年初至上年报告期末         比上年同期增减(%)
经营活动产生的
                         1,228,077,211.81            -2,326,379,192.99                 不适用
现金流量净额
                    年初至报告期末           上年初至上年报告期末        比上年同期增减(%)
营业收入                  443,343,807.20               426,181,805.60                   4.03%
归属于上市公司
                          165,222,461.12               147,803,989.69                  11.78%
股东的净利润
归属于上市公司
股东的扣除非经
                          163,820,016.04               147,702,664.56                  10.91%
常性损益的净利

加权平均净资产
                                      1.39                        2.15      减少 0.76 个百分点
收益率(%)
基本每股收益(元
                                      0.05                        0.05                        0
/股)
稀释每股收益(元
                                      0.05                        0.05                        0
/股)



非经常性损益项目和金额
√适用 □不适用


                                              3/17
                                   2017 年第一季度报告


                                                                          单位:元币种:人民币
           项目                      本期金额                               说明
非流动资产处置损益                          -160,388.06      固定资产清理损失
除上述各项之外的其他营业外
                                            2,061,283.74
收入和支出
少数股东权益影响额(税后)                    -23,226.68
所得税影响额                                -475,223.92
           合计                             1,402,445.08


2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表

                                                                                           单位:股
股东总数(户)                                                                              242,408
                                   前十名股东持股情况
                                              持有有限售        质押或冻结情况
                     期末持股       比例
股东名称(全称)                              条件股份数                                 股东性质
                       数量         (%)                        股份状态       数量
                                                  量
安徽省国有资产运
                     887,020,879    24.50     887,020,879         无                 -    国有法人
营有限公司
安徽出版集团有限
                     482,601,131    13.33     482,601,131         无                 -    国有法人
责任公司
东方国际创业股份
                     238,825,020     6.60     238,825,020         无                 -    国有法人
有限公司
安徽省皖能股份有                                                                         境内非国有
                     200,000,000     5.52     200,000,000         无                 -
限公司                                                                                     法人
安徽省交通控股集
                     135,128,317     3.73     135,128,317         无                 -    国有法人
团有限公司
江苏舜天股份有限
                     100,000,000     2.76     100,000,000         无                 -    国有法人
公司
安徽古井集团有限
                     100,000,000     2.76     100,000,000         无                 -    国有法人
责任公司
黄山旅游发展股份                                                                         境内非国有
                     100,000,000     2.76     100,000,000         无                 -
有限公司                                                                                   法人
安徽省投资集团控
                      96,520,226     2.67       96,520,226        无                 -    国有法人
股有限公司
安徽省能源集团有
                      96,520,226     2.67       96,520,226        无                 -    国有法人
限公司
                             前十名无限售条件股东持股情况
                                   持有无限售条件流通                   股份种类及数量
股东名称
                                         股的数量                      种类                数量
大连宏创投资管理有限公司-宏创
                                                2,500,000       人民币普通股               2,500,000
价值成长 1 期基金




                                            4/17
                                       2017 年第一季度报告



  领航投资澳洲有限公司-领航新兴
                                                  1,778,632      人民币普通股        1,778,632
  市场股指基金(交易所)
  李萍                                            1,603,450      人民币普通股        1,603,450
  廖木标                                          1,482,800      人民币普通股        1,482,800
  大连宏创投资管理有限公司-宏创
                                                  1,400,000      人民币普通股        1,400,000
  价值动量 1 期基金
  徐东左                                          1,343,802      人民币普通股        1,343,802
  招商财富-招商银行-华润信托-
  华润信托鑫睿 2 号单一资金信托计                 1,249,436      人民币普通股        1,249,436
  划
  杨少荣                                          1,190,000      人民币普通股        1,190,000
  陈萍                                            1,186,200      人民币普通股        1,186,200
  姜琪                                            1,053,800      人民币普通股        1,053,800
                                      安徽省能源集团有限公司及其关联方合计持有安徽省皖能
  上述股东关联关系或一致行动的说      股份有限公司 44.73%股份,是安徽省皖能股份有限公司控
  明                                  股股东。除此之外,未知上述其他股东之间存在关联关系
                                      或存在《上市公司收购管理办法》规定的一致行动人情形
  表决权恢复的优先股股东及持股数
                                      不适用
  量的说明


 2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情
     况表

 □适用 √不适用


 三、 重要事项

 3.1 公司主要会计报表项目、财务指标重大变动的情况及原因

 √适用 □不适用


                                                              增减幅度
     项目        2017 年 3 月 31 日   2016 年 12 月 31 日                       变动原因
                                                                (%)
                                                                          主要是应收各类清算
应收款项             75,475,746.18        126,646,415.03        -40.40%
                                                                          款下降
投资性房地产           8,078,780.47         24,596,916.18       -67.16%   主要是出租房产减少
应付短期融资款                            800,000,000.00       -100.00%   到期偿还短期债券
卖出回购金融资                                                            卖出回购金融资产业
                   5,005,025,338.21      2,584,435,280.00        93.66%
产款                                                                      务规模增加
应交税费            101,318,885.73        160,959,692.23        -37.05%   缴纳税款导致
                                                                          主要是应付赎回款增
应付款项            126,911,058.15          86,147,147.39        47.32%
                                                                          加
长期借款               1,226,587.14          1,823,852.10       -32.75%   分期偿还借款导致
     项目            2017 年 1-3 月        2016 年 1-3 月      增减幅度         变动原因


                                               5/17
                                      2017 年第一季度报告



                                                                 (%)
利息净收入          168,240,283.07        98,018,278.55      71.64% 主要是利息支出下降
                                                                    主要是以公允价值计
                                                                    量且其变动计入当期
投资收益            141,999,285.98        70,062,633.79     102.67%
                                                                    损益的金融资产的投
                                                                    资收益增加
公允价值变动收                                                         主要是金融工具公允
                     -91,110,266.10      -39,131,579.71       不适用
益                                                                     价值变动收益下降
                                                                       主要是房产出租收入
其他业务收入            993,553.78         1,579,837.95      -37.11%
                                                                       下降
                                                                       主要是营改增,税金及
税金及附加             2,758,298.58       28,365,166.65      -90.28%
                                                                       附加下降
资产减值损失           -232,827.22        -2,989,253.54       不适用 主要是坏账准备增加
                                                                       主要是出租房产支持
其他业务成本            103,580.24           721,299.23      -85.64%
                                                                       下降
营业外收入             2,091,275.70          162,096.57     1190.14% 主要是税费返还增加
                                                                       主要是非流动性资产
营业外支出              190,380.02            12,763.39     1391.61%
                                                                       处置损失增加
其他综合收益的                                                         主要是金融资产公允
                     51,841,332.48       -71,859,039.54       不适用
税后净额                                                               价值变动增加
                                                                     主要是回购业务资金
                                                                     净增加额增加,处置以
                                                                     公允价值计量且其变
经营活动产生的
                   1,228,077,211.81   -2,326,379,192.99       不适用 动 计 入 当 期 损 益 的 金
现金流量净额
                                                                     融资产净减少额及代
                                                                     理买卖业务的现金净
                                                                     减少额下降
                                                                       主要是购建固定资产、
投资活动产生的
                     -10,068,596.49      -21,875,778.67      -53.97%   无形资产和其他长期
现金流量净额
                                                                       资产支付的现金下降
筹资活动产生的
                   -436,976,611.72       472,563,446.24     -192.47%   主要是偿还债务导致
现金流量净额


 3.2 重要事项进展情况及其影响和解决方案的分析说明

 √适用 □不适用
     3.2.1 董事、监事、高级管理人员变动情况

     2017 年 1 月 4 日,公司第二届监事会收到张宝雷先生因个人年龄原因申请辞去公司职工监事

 的书面报告,根据《公司章程》及有关规定,该辞职自公司职工代表大会选举产生新的职工监事

 并依法开始履职后生效。




                                             6/17
                                     2017 年第一季度报告



    2017 年 1 月 7 日公司职工代表大会选举陈宏女士为第二届监事会职工监事,2017 年 2 月 15

日安徽证监局正式核准陈宏证券公司监事任职资格。陈宏女士自 2017 年 2 月 15 日起正式任职第

二届监事会职工监事,同时张宝雷先生不再担任公司职工监事。

    2017 年 2 月 10 日,公司董事会收到董事邱先浩先生递交的书面辞职报告。因个人年龄原因,

邱先浩先生申请辞去第二届董事会董事、董事会战略发展委员会委员、董事会风险控制委员会委

员职务。依据《公司章程》等相关规定,邱先浩先生的辞职自申请报告送达公司董事会时生效。

    2017 年 3 月 13 日公司 2017 年第一次临时股东大会审议通过了《关于选举周庆霞女士为公司

董事的议案》,2017 年 3 月 24 日安徽证监局正式核准了周庆霞证券公司董事任职资格,周庆霞

女士自 2017 年 3 月 24 日起正式任职公司第二届董事会董事。

    以上事项参见公司分别于 2017 年 1 月 6 日、2017 年 2 月 11 日、2017 年 2 月 17 日以及 2017

年 3 月 25 日发布的《关于职工监事辞职的公告》、《关于公司董事辞职的公告》、《关于更换职

工监事的公告》、《关于公司董事任职事项的公告》。

    3.2.2 终止子公司股权转让项目

    2016 年 11 月,经公司董事会决议和安徽省国资委同意,公司在安徽省产权交易中心公开挂

牌转让全资子公司安徽华安新兴证券投资咨询有限责任公司(以下简称“华安新兴”)51%-60%

的股权。截至 2016 年 12 月 5 日转让公告届满,公司未征集到符合条件的意向受让方。2017 年 1

月 12 日经第二届董事会第十二次会议审议通过,公司对华安新兴股权转让方案予以变更,即公司

所持股权转让比例由 51-60%变更为 100%,对应的挂牌价格为 11,930 万元。因外部环境发生变化,

2017 年 3 月 17 日经公司第二届董事会第十四会议决议,公司终止了华安新兴股权转让项目。

    3.2.3 重要诉讼事项

    公司全资子公司华富嘉业投资管理有限公司(以下简称“华富嘉业”)诉安徽骐骥生物质能

科技有限公司(以下简称“骐骥生物”)及其关联方郑忠勋、冯平、安徽国风生物能源有限公司民

事借贷纠纷案一案(详见公司 2016 年年度报告),合肥市中级人民法院于 2017 年 2 月做出一审

判决,判令骐骥生物向华富嘉业支付欠款本金 3,000 万元以及相应资金成本,郑忠勋、冯平承担

连带清偿责任。

    华富嘉业对骐骥生物该欠款单独进行减值测试,对该债权可收回价值进行评估,预计收回存

在较大风险,按该欠款全额计提坏账准备 3,000 万元。


3.3 报告期内超期未履行完毕的承诺事项

□适用 √不适用

                                            7/17
                                 2017 年第一季度报告




3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警
    示及原因说明

□适用 √不适用


                                                       公司名称   华安证券股份有限公司

                                                  法定代表人      李工

                                                          日期    2017 年 4 月 26 日




                                        8/17
                                 2017 年第一季度报告



四、附录

4.1 财务报表

                                  合并资产负债表
                                 2017 年 3 月 31 日
编制单位:华安证券股份有限公司
                                                单位:元币种:人民币审计类型:未经审计
                     项目                              期末余额            年初余额
资产:
  货币资金                                        11,441,715,962.60      10,772,740,912.84
    其中:客户存款                                 8,170,954,289.76       8,466,656,263.44
  结算备付金                                       2,791,583,168.13       2,679,663,045.58
    其中:客户备付金                               2,459,519,125.10       2,352,667,274.26
  融出资金                                         7,014,498,746.57       7,168,003,610.96
  以公允价值计量且其变动计入当期损益的金
                                                   9,427,593,183.56       7,845,570,142.70
融资产
  买入返售金融资产                                 2,435,965,814.03       2,402,349,098.08
  应收款项                                               75,475,746.18     126,646,415.03
  应收利息                                              468,010,724.77     428,672,664.97
  存出保证金                                             16,693,896.53      16,642,936.34
  可供出售金融资产                                 1,996,649,007.33       2,002,389,822.77
  长期股权投资                                          285,061,533.85     278,922,483.69
  投资性房地产                                            8,078,780.47      24,596,916.18
  固定资产                                              568,936,552.55     562,296,386.19
  在建工程                                               16,535,798.23      16,688,119.54
  无形资产                                               57,233,689.09      61,212,729.40
  商誉                                                    3,829,390.10        3,829,390.10
  递延所得税资产                                        136,421,552.36     120,760,949.66
  其他资产                                               81,771,343.41      77,030,199.79
    资产总计                                      36,826,054,889.76      34,588,015,823.82
负债:
  应付短期融资款                                                           800,000,000.00
  以公允价值计量且其变动计入当期损益的金
                                                   4,982,580,698.35       4,747,979,462.22
融负债
  卖出回购金融资产款                               5,005,025,338.21       2,584,435,280.00
  代理买卖证券款                                  10,599,776,993.07      10,819,306,523.44
  应付职工薪酬                                          346,523,138.50     330,374,781.78
  应交税费                                              101,318,885.73     160,959,692.23
  应付款项                                              126,911,058.15      86,147,147.39
  应付利息                                               79,198,326.27      62,969,786.80
  长期借款                                                1,226,587.14        1,823,852.10

                                        9/17
                                   2017 年第一季度报告



  应付债券                                           3,196,781,482.76      2,796,390,049.01
  递延所得税负债                                         101,291,251.32      89,609,075.41
  其他负债                                                49,485,971.34      38,835,375.67
    负债合计                                        24,590,119,730.84     22,518,831,026.05
所有者权益(或股东权益):
  实收资本(或股本)                                 3,621,000,000.00      3,621,000,000.00
  资本公积                                           5,110,494,105.58      5,110,494,105.58
  其他综合收益                                            25,160,162.34      24,110,508.76
  盈余公积                                               352,133,345.43     352,133,345.43
  一般风险准备                                           505,000,137.72     505,000,137.72
  交易风险准备                                           480,570,287.04     480,570,287.04
  未分配利润                                         1,914,437,215.40      1,749,729,030.36
  归属于母公司所有者权益(或股东权益)合计          12,008,795,253.51     11,843,037,414.89
  少数股东权益                                           227,139,905.41     226,147,382.88
    所有者权益(或股东权益)合计                    12,235,935,158.92     12,069,184,797.77
    负债和所有者权益(或股东权益)总计              36,826,054,889.76     34,588,015,823.82


法定代表人:李工        主管会计工作负责人:龚胜昔                 会计机构负责人:龚胜昔




                                          10/17
                                  2017 年第一季度报告



                                  母公司资产负债表
                                  2017 年 3 月 31 日
编制单位:华安证券股份有限公司
                                                   单位:元币种:人民币审计类型:未经审计
                项目                       期末余额                   年初余额
 资产:
   货币资金                                   8,831,785,405.20         9,624,019,528.71
     其中:客户存款                           7,352,289,915.64         7,664,389,869.14
   结算备付金                                 1,928,126,309.15         2,018,507,422.48
     其中:客户备付金                         1,746,621,514.08         1,842,514,538.87
   融出资金                                   7,014,498,746.57         7,168,003,610.96
   以公允价值计量且其变动计入当
                                              6,445,824,857.71         4,072,137,859.24
 期损益的金融资产
   买入返售金融资产                           2,252,154,241.03         1,771,858,031.20
   应收款项                                       89,328,010.97          143,138,286.68
   应收利息                                      386,438,534.84          366,151,811.18
   存出保证金                                     20,884,878.00           16,993,700.00
   可供出售金融资产                           1,901,157,719.53         1,917,474,225.04
   长期股权投资                                  999,548,899.02          993,164,831.44
   投资性房地产                                    8,078,780.47           24,596,916.18
   固定资产                                      564,907,627.73          557,774,289.05
   在建工程                                       13,261,518.14           13,442,217.83
   无形资产                                       54,320,265.44           58,021,759.61
   递延所得税资产                                124,470,464.62          109,692,351.83
   其他资产                                       55,573,277.60           48,466,221.55
     资产总计                               30,690,359,536.02         28,903,443,062.98
 负债:
   应付短期融资款                                                        800,000,000.00
   以公允价值计量且其变动计入当
                                              1,142,683,500.00           885,056,050.00
 期损益的金融负债
   卖出回购金融资产款                         4,705,834,343.71         2,477,439,000.00
   代理买卖证券款                             9,079,097,814.28         9,506,887,393.75
   应付职工薪酬                                  344,198,280.04          325,799,787.45
   应交税费                                       92,223,655.66          152,163,759.06
   应付款项                                       46,505,901.52           73,108,882.21


                                         11/17
                                  2017 年第一季度报告



   应付利息                                       79,142,673.35            62,946,846.59
   长期借款                                        1,226,587.14             1,823,852.10
   应付债券                                   3,196,781,482.76          2,796,390,049.01
   递延所得税负债                                109,667,785.19            98,263,968.92
   其他负债                                       15,168,841.79             6,558,648.30
     负债合计                               18,812,530,865.44          17,186,438,237.39
 所有者权益(或股东权益):
   实收资本(或股本)                         3,621,000,000.00          3,621,000,000.00
   资本公积                                   5,106,479,104.25          5,106,479,104.25
   其他综合收益                                   57,033,383.43            52,766,189.31
   盈余公积                                      352,133,345.43           352,133,345.43
   一般风险准备                                  505,000,137.72           505,000,137.72
   交易风险准备                                  480,570,287.04           480,570,287.04
   未分配利润                                 1,755,612,412.71          1,599,055,761.84
 所有者权益(或股东权益)合计               11,877,828,670.58          11,717,004,825.59
       负债和所有者权益(或股东
                                            30,690,359,536.02          28,903,443,062.98
 权益)总计


法定代表人:李工        主管会计工作负责人:龚胜昔                会计机构负责人:龚胜昔




                                         12/17
                                     2017 年第一季度报告



                                          合并利润表
                                        2017 年 1—3 月
编制单位:华安证券股份有限公司
                                                单位:元 币种:人民币 审计类型:未经审计
                       项目                                本期金额            上期金额
一、营业收入                                               443,343,807.20      426,181,805.60
  手续费及佣金净收入                                       223,357,781.76      295,760,773.24
    其中:经纪业务手续费净收入                             195,292,972.09      266,936,202.49
           投资银行业务手续费净收入                          6,697,948.04        9,282,701.71
           资产管理业务手续费净收入                         15,278,121.41       20,362,047.75
  利息净收入                                               168,240,283.07       98,018,278.55
  投资收益(损失以“-”号填列)                            141,999,285.98       70,062,633.79
    其中:对联营企业和合营企业的投资收益                     8,901,229.52
  公允价值变动收益(损失以“-”号填列)                    -91,110,266.10      -39,131,579.71
  汇兑收益(损失以“-”号填列)                               -136,831.29         -108,138.22
  其他业务收入                                                 993,553.78        1,579,837.95
二、营业支出                                               226,762,749.36      237,183,114.15
  税金及附加                                                 2,758,298.58       28,365,166.65
  业务及管理费                                             224,133,697.76      211,085,901.81
  资产减值损失                                                -232,827.22       -2,989,253.54
  其他业务成本                                                 103,580.24          721,299.23
三、营业利润(亏损以“-” 号填列)                         216,581,057.84      188,998,691.45
  加:营业外收入                                             2,091,275.70          162,096.57
  减:营业外支出                                               190,380.02           12,763.39
四、利润总额(亏损总额以“-”号填列)                      218,481,953.52      189,148,024.63
  减:所得税费用                                            52,509,174.87       41,554,059.11
五、净利润(净亏损以“-”号填列)                         165,972,778.65      147,593,965.52
  其中: 归属于母公司所有者(或股东)的净利润              165,222,461.12      147,803,989.69
  少数股东损益                                                 750,317.53         -210,024.17
六、其他综合收益的税后净额                                  51,841,332.48      -71,859,039.54
  归属母公司所有者的其他综合收益的税后净额                  51,599,127.48      -71,859,039.54
  (二)以后将重分类进损益的其他综合收益                    51,599,127.48      -71,859,039.54
    1.权益法下在被投资单位以后将重分类进损益
                                                              -405,372.91
的其他综合收益中享有的份额
    2.可供出售金融资产公允价值变动损益                      52,004,500.39      -71,859,039.54
  归属于少数股东的其他综合收益的税后净额                       242,205.00
七、综合收益总额                                           217,814,111.13       75,734,925.98
  归属于母公司所有者的综合收益总额                         216,821,588.60       75,944,950.15
  归属于少数股东的综合收益总额                                 992,522.53         -210,024.17
八、每股收益:
  (一)基本每股收益(元/股)                                           0.05                0.05
  (二)稀释每股收益(元/股)                                           0.05                0.05
法定代表人:李工              主管会计工作负责人:龚胜昔              会计机构负责人:龚胜昔

                                             13/17
                                      2017 年第一季度报告



                                        母公司利润表
                                       2017 年 1—3 月
编制单位:华安证券股份有限公司
                                               单位:元 币种:人民币 审计类型:未经审计
                    项目                                    本期金额            上期金额
一、营业收入                                                 410,611,466.03     411,150,551.05
  手续费及佣金净收入                                         212,521,804.15     291,130,095.62
    其中:经纪业务手续费净收入                               181,076,700.79     251,125,662.45
          投资银行业务手续费净收入                             6,697,948.04       9,282,701.71
          资产管理业务手续费净收入                            19,910,467.10      25,000,274.44
  利息净收入                                                 139,617,712.64      85,745,132.23
  投资收益(损失以“-”号填列)                             103,864,675.45      36,107,848.15
    其中:对联营企业和合营企业的投资收益                       6,789,440.49
  公允价值变动收益(损失以“-”号填列)                     -46,249,448.70       -3,368,904.68
  汇兑收益(损失以“-”号填列)                                -136,831.29        -108,138.22
  其他业务收入                                                  993,553.78        1,644,517.95
二、营业支出                                                 206,323,736.77     217,265,464.61
  税金及附加                                                   2,582,768.80      27,266,690.77
  业务及管理费                                               203,872,539.19     192,442,121.80
  资产减值损失                                                  -235,151.46       -3,164,647.19
  其他业务成本                                                  103,580.24          721,299.23
三、营业利润(亏损以“-” 号填列)                          204,287,729.26     193,885,086.44
  加:营业外收入                                               1,702,219.10          29,696.40
  减:营业外支出                                                190,380.02           12,763.39
四、利润总额(亏损总额以“-”号填列)                       205,799,568.34     193,902,019.45
  减:所得税费用                                              49,242,917.47      40,998,402.39
五、净利润(净亏损以“-” 号填列)                          156,556,650.87     152,903,617.06
六、其他综合收益的税后净额                                     4,267,194.12      -57,372,121.26
  (一)以后不能重分类进损益的其他综合收益
  (二)以后将重分类进损益的其他综合收益                       4,267,194.12      -57,372,121.26
    1.权益法下在被投资单位以后将重分类进损
                                                                -405,372.91
益的其他综合收益中享有的份额
    2.可供出售金融资产公允价值变动损益                         4,672,567.03      -57,372,121.26
七、综合收益总额                                             160,823,844.99      95,531,495.80
八、每股收益:
  (一)基本每股收益(元/股)                                            0.04                0.04
  (二)稀释每股收益(元/股)                                            0.04                0.04


法定代表人:李工           主管会计工作负责人:龚胜昔                   会计机构负责人:龚胜昔




                                             14/17
                                    2017 年第一季度报告



                                     合并现金流量表
                                     2017 年 1—3 月
编制单位:华安证券股份有限公司
                                                   单位:元币种:人民币审计类型:未经审计
                   项目                            本期金额                     上期金额
一、经营活动产生的现金流量:
  收取利息、手续费及佣金的现金                       541,141,028.54               562,714,068.58
  回购业务资金净增加额                              2,386,457,548.66             1,250,169,834.77
  融出资金净减少额                                   153,966,764.68
  收到其他与经营活动有关的现金                        86,962,474.30               170,766,784.39
    经营活动现金流入小计                            3,168,527,816.18             1,983,650,687.74
    处置以公允价值计量且其变动计入当
                                                    1,283,298,554.44             2,181,578,119.49
期损益的金融资产净减少额
  代理买卖证券支付的现金净额                         219,529,530.37              1,638,247,599.59
  支付利息、手续费及佣金的现金                       108,152,525.42               125,498,422.96
  支付给职工以及为职工支付的现金                     136,166,016.18               168,804,619.68
  支付的各项税费                                     145,645,783.08               135,920,250.14
  支付其他与经营活动有关的现金                        47,658,194.88                59,980,868.87
    经营活动现金流出小计                            1,940,450,604.37             4,310,029,880.73
      经营活动产生的现金流量净额                    1,228,077,211.81            -2,326,379,192.99
二、投资活动产生的现金流量:
  取得投资收益收到的现金                                  9,856,806.45               3,292,219.58
  收到其他与投资活动有关的现金                             193,490.46                 129,132.86
    投资活动现金流入小计                              10,050,296.91                  3,421,352.44
  投资支付的现金                                          7,500,000.00
  购建固定资产、无形资产和其他长期资
                                                      12,618,893.40                25,297,131.11
产支付的现金
    投资活动现金流出小计                              20,118,893.40                25,297,131.11
      投资活动产生的现金流量净额                      -10,068,596.49               -21,875,778.67
三、筹资活动产生的现金流量:
  发行债券收到的现金                                 700,000,000.00               800,381,225.97
    筹资活动现金流入小计                             700,000,000.00               800,381,225.97
  偿还债务支付的现金                                1,100,597,264.96                  556,598.11
  分配股利、利润或偿付利息支付的现金                  24,847,046.76               326,551,202.26
  支付其他与筹资活动有关的现金                        11,532,300.00                   709,979.36
    筹资活动现金流出小计                            1,136,976,611.72              327,817,779.73
      筹资活动产生的现金流量净额                     -436,976,611.72              472,563,446.24
四、汇率变动对现金及现金等价物的影响                      -136,831.29                 -108,138.22
五、现金及现金等价物净增加额                         780,895,172.31             -1,875,799,663.64
  加:期初现金及现金等价物余额                     13,452,403,958.42            18,812,858,895.91
六、期末现金及现金等价物余额                       14,233,299,130.73            16,937,059,232.27

法定代表人:李工           主管会计工作负责人:龚胜昔                    会计机构负责人:龚胜昔

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                                   2017 年第一季度报告



                                   母公司现金流量表
                                     2017 年 1—3 月
编制单位:华安证券股份有限公司
                                                   单位:元币种:人民币审计类型:未经审计
              项目                          本期金额                       上期金额
一、经营活动产生的现金流量:
  收取利息、手续费及佣金的现金                    499,130,599.29              553,496,904.28
  回购业务资金净增加额                        1,747,583,340.28               1,817,632,352.35
  融出资金净减少额                                153,966,764.68
  收到其他与经营活动有关的现金                       4,753,286.91             168,294,247.33
   经营活动现金流入小计                       2,405,433,991.16               2,539,423,503.96
    处置以公允价值计量且其变动计
                                              1,995,024,302.18               2,814,790,165.15
入当期损益的金融资产净减少额
  代理买卖证券支付的现金净额                      427,789,579.47             1,824,817,343.38
  支付利息、手续费及佣金的现金                     92,117,832.52              125,132,155.17
  回购业务资金净减少额                                                        464,270,697.58
  支付给职工以及为职工支付的现金                  120,349,088.76              155,578,924.72
  支付的各项税费                                  141,742,839.96              134,600,475.77
  支付其他与经营活动有关的现金                     73,387,713.40               51,959,708.09
   经营活动现金流出小计                       2,850,411,356.29               5,571,149,469.86
      经营活动产生的现金流量净额                  -444,977,365.13           -3,031,725,965.90
二、投资活动产生的现金流量:
  收到其他与投资活动有关的现金                        193,490.46                      58,067.42
   投资活动现金流入小计                               193,490.46                      58,067.42
  购建固定资产、无形资产和其他长
                                                   12,250,219.16               24,986,066.11
期资产支付的现金
   投资活动现金流出小计                            12,250,219.16               24,986,066.11
      投资活动产生的现金流量净额                   -12,056,728.70              -24,927,998.69
三、筹资活动产生的现金流量:
  发行债券收到的现金                              700,000,000.00              800,381,225.97
   筹资活动现金流入小计                           700,000,000.00              800,381,225.97
  偿还债务支付的现金                          1,100,597,264.96                    556,598.11
  分配股利、利润或偿付利息支付的
                                                   24,847,046.76              289,908,912.17
现金
   筹资活动现金流出小计                       1,125,444,311.72                290,465,510.28
      筹资活动产生的现金流量净额                  -425,444,311.72             509,915,715.69
四、汇率变动对现金及现金等价物的
                                                     -136,831.29                  -108,138.22
影响
五、现金及现金等价物净增加额                      -882,615,236.84           -2,546,846,387.12
  加:期初现金及现金等价物余额               11,642,526,951.19              17,290,936,785.88
六、期末现金及现金等价物余额                 10,759,911,714.35              14,744,090,398.76

法定代表人:李工          主管会计工作负责人:龚胜昔                会计机构负责人:龚胜昔

                                          16/17
                  2017 年第一季度报告




4.2 审计报告

□适用 √不适用




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