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华安证券(600909)公告正文

华安证券:2019年第一季度报告

公告日期 2019-04-30
股票简称:华安证券 股票代码:600909
                         2019 年第一季度报告



公司代码:600909                               公司简称:华安证券




                   华安证券股份有限公司
                   2019 年第一季度报告




                                1 / 23
                                                 2019 年第一季度报告




                                                          目录
一、   重要提示............................................................................................................................. 3

二、   公司基本情况..................................................................................................................... 3

三、   重要事项............................................................................................................................. 5

四、   附录................................................................................................................................... 11




                                                            2 / 23
                                      2019 年第一季度报告



一、 重要提示

1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,
    不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。



1.2 公司全体董事出席董事会审议季度报告。


1.3 公司负责人章宏韬、主管会计工作负责人龚胜昔及会计机构负责人(会计主管人员)许琼保
    证季度报告中财务报表的真实、准确、完整。

1.4 本公司第一季度报告未经审计。



二、 公司基本情况

2.1 主要财务数据

                                                                          单位:元 币种:人民币
                                                                          本报告期末比上年度末增
                      本报告期末                      上年度末
                                                                                  减(%)
总资产               53,922,020,908.85                44,411,587,307.07                     21.41
归属于上市公司
                     12,888,336,566.62                12,524,640,680.07                      2.90
股东的净资产
                    年初至报告期末        上年初至上年报告期末              比上年同期增减(%)
经营活动产生的
                      5,305,646,059.85                 1,895,707,106.22                   179.88
现金流量净额
                    年初至报告期末        上年初至上年报告期末             比上年同期增减(%)
营业收入                 987,846,689.64                 415,032,595.42                    138.02
归属于上市公司
                         478,060,050.49                 158,678,898.03                    201.28
股东的净利润
归属于上市公司
股东的扣除非经
                         477,003,506.38                 157,529,982.36                    202.80
常性损益的净利

加权平均净资产
                                 3.76%                           1.29%         增加 2.47 个百分点
收益率(%)
基本每股收益
                                   0.13                            0.04                   225.00
(元/股)
稀释每股收益
                                   0.13                            0.04                   225.00
(元/股)




非经常性损益项目和金额
√适用 □不适用

                                             3 / 23
                                        2019 年第一季度报告


                                                                             单位:元 币种:人民币
                  项目                        本期金额                             说明
   非流动资产处置损益                                    19,954.34    主要为固定资产处置损失
   计入当期损益的政府补助,但与公
   司正常经营业务密切相关,符合国
                                                    1,266,642.04      主要为公司收到的政府补助
   家政策规定、按照一定标准定额或
   定量持续享受的政府补助除外
   除上述各项之外的其他营业外收入
                                                        178,215.83
   和支出
   少数股东权益影响额(税后)                           -366,278.05
   所得税影响额                                          -41,990.04
                  合计                              1,056,544.12




   2.2 截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表

                                                                                              单位:股
股东总数(户)                                                                                       161,902
                                       前十名股东持股情况
                             期末持股        比例          持有有限售条      质押或冻结情况
    股东名称(全称)                                                                               股东性质
                               数量          (%)           件股份数量        股份状态      数量
安徽省国有资本运营控股集
                             909,020,879       25.10         909,020,879        无            /    国有法人
团有限公司
安徽出版集团有限责任公司     349,683,305        9.66                    0       无            /    国有法人
安徽省皖能股份有限公司       200,000,000        5.52                    0       无            /    国有法人
安徽出版集团有限责任公司
-安徽出版集团有限责任公
                             170,000,000        4.69                    0       无            /      其他
司非公开发行 2017 年可交换
公司债券质押专户
东方国际创业股份有限公司     168,825,020        4.66                    0       无            /    国有法人
安徽交控资本投资管理有限
                             135,128,317        3.73                    0       无            /    国有法人
公司
江苏舜天股份有限公司         100,000,000        2.76                    0       无            /    国有法人
安徽古井集团有限责任公司     100,000,000        2.76                    0       无            /    国有法人
安徽省能源集团有限公司          96,520,226      2.67                    0       无            /    国有法人
浙江东方金融控股集团股份
                                72,000,000      1.99                    0       无            /    国有法人
有限公司
                                 前十名无限售条件股东持股情况
                                             持有无限售条件流通                  股份种类及数量
股东名称
                                                   股的数量                    种类                数量
安徽出版集团有限责任公司                                  349,683,305       人民币普通股          349,683,305
安徽省皖能股份有限公司                                    200,000,000       人民币普通股          200,000,000


                                               4 / 23
                                         2019 年第一季度报告



安徽出版集团有限责任公司-安徽出版集团
有限责任公司非公开发行 2017 年可交换公司                  170,000,000    人民币普通股        170,000,000
债券质押专户
东方国际创业股份有限公司                                  168,825,020    人民币普通股        168,825,020
安徽交控资本投资管理有限公司                              135,128,317    人民币普通股        135,128,317
江苏舜天股份有限公司                                      100,000,000    人民币普通股        100,000,000
安徽古井集团有限责任公司                                  100,000,000    人民币普通股        100,000,000
安徽省能源集团有限公司                                     96,520,226    人民币普通股         96,520,226
浙江东方金融控股集团股份有限公司                           72,000,000    人民币普通股         72,000,000
东方创业-安信证券-19 东创 EB 担保及信
                                                           70,000,000    人民币普通股         70,000,000
托财产专户
                                             1、安徽出版集团有限责任公司因非公开发行 2017 年可交
                                             换公司债券,将其所持本公司限售流通股 220,000,000 股
                                             过户至“安徽出版集团有限责任公司-安徽出版集团有限责
                                             任公司非公开发行 2017 年可交换公司债券质押专户”,后
                                             于 2017 年 12 月 27 日办理了 105,000,000 股的解除质押登
                                             记手续,2018 年 7 月 11 日和 2018 年 10 月 26 日又分别办
                                             理了 15,000,000 股和 40,000,000 股的补充质押登记手续;
上述股东关联关系或一致行动的说明
                                             2、安徽省能源集团有限公司是安徽省皖能股份有限公司
                                             第一大股东;3、东方国际创业股份有限公司因公开发行
                                             2018 年可交换债券,将其所持有本公司流通股 70,000,000
                                             股过户至“东方创业-安信证券-19 东创 EB 担保及信托
                                             财产专户”。4、公司未知其他上述股东之间是否存在关联
                                             关系,也未知是否属于《上市公司收购管理办法》规定的
                                             一致行动人。
表决权恢复的优先股股东及持股数量的说明       不适用




   2.3 截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情
       况表

   □适用 √不适用

   三、 重要事项

   3.1 公司主要会计报表项目、财务指标重大变动的情况及原因

   √适用 □不适用

                                                            增减比例
      项目         2019年3月31日       2018年12月31日                             变动原因
                                                              (%)
  货币资金         11,463,338,818.48   7,158,794,869.30          60.13   客户资金增加

  结算备付金        3,789,625,870.36   2,756,851,645.29          37.46   客户结算备付金增加

  衍生金融资产         37,055,289.68         746,925.00        4861.05   本期开展权益互换业务所致

                                                5 / 23
                                     2019 年第一季度报告



应收款项         288,334,458.40      215,696,846.80          33.68   本期应收证券清算款增加所致

应收利息                       /     541,543,368.84        -100.00   实施新金融工具会计准则影响
买入返售金融
                6,788,491,973.12    4,752,564,570.89         42.84   主要由于债券逆回购增加所致
资产
以公允价值计
量且其变动计
                               /   17,170,074,708.14       -100.00   实施新金融工具会计准则影响
入当期损益的
金融资产
交易性金融资
               16,878,728,695.52                     /     不适用    实施新金融工具会计准则影响

债权投资         665,669,588.38                      /     不适用    实施新金融工具会计准则影响
可供出售金融
                               /    4,858,244,957.86       -100.00   实施新金融工具会计准则影响
资产
其他债权投资    5,804,932,208.48                     /     不适用    实施新金融工具会计准则影响
其他权益工具
                 108,044,122.59                      /     不适用    实施新金融工具会计准则影响
投资
其他资产          137,904,144.1       91,001,377.78          51.54   主要由于预付账款增加所致
交易性金融负
                5,893,603,011.34                     /     不适用    实施新金融工具会计准则影响

以公允价值计
量且其变动计
                               /    4,238,108,591.97       -100.00   实施新金融工具会计准则影响
入当期损益的
金融负债
衍生金融负债        1,664,515.54         130,010.86        1180.29   主要由于期权业务增加所致
代理买卖证券
               12,333,330,012.72    8,035,267,817.59         53.49   客户资金增加

                                                                     主要由于代扣限售股个税增加
应交税费          80,644,455.02       51,928,395.43          55.30
                                                                     所致
                                                                     本期支付风险保证金金额较大
应付款项          42,646,881.88       68,731,148.14         -37.95
                                                                     所致
应付利息                       /     112,632,130.93        -100.00   实施新金融工具会计准则影响
递延所得税负                                                         主要由于金融工具应收利息产
                 161,387,083.53       93,478,315.07          72.65
债                                                                   生递延所得税增加所致
其他负债          69,076,124.50       52,276,650.09          32.14   主要由于预收账款增加所致

其他综合收益      34,616,309.02       -62,301,848.94       不适用    实施新金融工具会计准则影响
                                                         增减比例
    项目         2019年1-3月         2018年1-3月                              变动原因
                                                           (%)
                                                                     本期权益法核算投资收益增加
投资收益         296,016,241.80      135,511,702.74         118.44
                                                                     所致

                                            6 / 23
                                      2019 年第一季度报告



                                                                      本期收到与日常活动相关政府
其他收益              564,242.04        1,063,777.51         -46.96
                                                                      补助减少所致
公允价值变动                                                          本期交易性金融资产公允价值
                   339,673,022.89     -40,003,361.70        不适用
收益                                                                  变动所致
汇兑收益              -488,205.82        -895,631.87        不适用    主要由于汇率变动所致
                                                                      主要系期货开展现货交易收入
其他业务收入         5,564,717.79         912,415.17         509.89
                                                                      增加所致
资产处置收益            19,954.34           9,331.78         113.83   主要由于处置固定资产所致
                                                                      主要由于本期计提工资增加所
业务及管理费       356,289,148.89     214,732,213.43          65.92
                                                                      致
资产减值损失                    /      -1,992,154.12        不适用    实施新金融工具会计准则影响

信用减值损失        38,703,571.50                     /     不适用    实施新金融工具会计准则影响
                                                                      主要系期货开展现货销售成本
其他业务成本         4,118,125.53         286,415.37        1337.82
                                                                      增加所致
                                                                      主要由于本期营业外支出减少
营业外支出              18,197.36         372,959.22         -95.12
                                                                      所致
                                                                      主要由于递延所得税费用增加
所得税费用          70,429,851.20      39,559,189.83          78.04
                                                                      所致
其他综合收益                                                          主要由于其他权益工具公允价
                   -76,430,089.23     -34,930,948.98        不适用
的税后净额                                                            值变动所致
经营活动产生
                                                                      主要由于本期代买卖证券收到
的现金流量净    5,305,646,059.85    1,895,707,106.22         179.88
                                                                      现金增加所致

筹资活动产生
                                                                      主要由于本期发行债券筹资净
的现金流量净        33,722,332.09     396,696,321.62         -91.50
                                                                      增加额减少所致

汇率变动对现
金及现金等价          -488,205.82        -895,631.87        不适用    主要由于汇率变动所致
物的影响




 3.2 重要事项进展情况及其影响和解决方案的分析说明

 √适用 □不适用
     3.2.1 聘任合规总监、首席风险官

     2019年1月28日,公司召开第二届董事会第三十五次会议,审议通过了《关于聘任刘晓东先生

 为公司合规总监、首席风险官的议案》,同意聘任刘晓东先生担任公司合规总监、首席风险官职

 务,任期自本次会议审议通过并经证券监管部门认可之日起,至第二届董事会任期届满之日止。

 后公司收到安徽证监局《关于华安证券股份有限公司聘任合规总监的无异议函》,安徽证监局对

                                             7 / 23
                                   2019 年第一季度报告



刘晓东先生担任公司合规总监无异议。刘晓东先生自2019年2月11日起正式履行公司合规总监职责,

章宏韬先生不再代行合规总监职务。详见公司分别于2019年1月29日、2019年2月13日披露的《关

于聘任公司合规总监、首席风险官的公告》(公告编号:2019-004)、《关于合规总监任职的公

告》(公告编号:2019-006)。

    3.2.2 行政许可事项

    (1)2019年2月,公司收到深圳证监局《关于华安证券股份有限公司在深圳撤销1家分支机构

的批复》(深证局许可字﹝2019﹞8号),核准公司撤销深圳桃园路营业部。详见公司2019年2月

26日披露的《关于获准撤销1家分支机构的公告》(编号:2019-008)。

    (2)公司收到安徽证监局《关于核准华安证券股份有限公司变更公司章程重要条款的批复》

(皖证监函〔2019〕32号),核准公司变更《公司章程》相关重要条款。详见公司2019年2月2日

披露的《关于变更公司章程重要条款获批的公告》(编号:2019-005)。

    3.2.3 公司股东发行可交换债券对持有的部分本公司股份办理担保及质押登记

    2019年3月,公司持股5%以上股东东方国际创业股份有限公司(以下简称“东方创业”)面

向合格投资者公开发行面值总额不超过5亿元的可交换公司债券(以下简称“本次债券”),采取分

期发行方式。东方创业将其合法拥有的70,000,000股华安证券A股股票作为担保及质押财产并办理

担保及质押登记,以保障本次债券持有人交换标的股票和本次债券本息按照约定如期足额兑付。

    上述部分股份办理担保及质押登记后,“东方国际创业股份有限公司”证券账户持有本公司

168,825,020股股份,约占本公司已发行股本总数的4.67%;东方创业通过“担保及信托专户”持

有本公司70,000,000股股份,约占本公司已发行股本总数的1.93%。详见公司2019年3月8日披露的

《关于持股5%以上股东发行可交换公司债券对持有的部分本公司股份办理担保及质押登记的公

告》(编号:2019-010)、2019年3月21日披露的《关于持股5%以上股东发行可交换公司债券完

成对所持本公司部分股份进行担保及信托登记的公告》(编号:2019-016)。

    2019年3月27日,本期发行的“东方国际创业股份有限公司2019年公开发行可交换公司债券”

发行结束,债券期限为3年,实际发行规模1.5亿元,最终票面利率为1.50%。详见公司2019年3月

29日披露的《关于持股5%以上股东完成公开发行可交换公司债券的公告》(编号:2019-027)。

    3.2.4 公开发行可转换公司债券事宜

    2019年3月11日,公司召开第二届董事会第三十六次会议,审议通过了公司发行可转换公司债

券的系列议案,公司拟公开发行总额不超过人民币28亿元(含28亿元)可转换公司债券。详见公




                                          8 / 23
                                   2019 年第一季度报告



司2019年3月13日披露的《第二届董事会第三十六次会议决议公告》(公告编号:2019-011)、《关

于公开发行可转换公司债券预案的公告》(公告编号:2019-012)。

    3.2.5 董事会、监事会换届事宜

    公司第二届董事会和监事会任期届满后,公司积极推动董事、监事提名、选举等换届事宜。

2019年1月12日,公司召开职工代表大会,选举丁峰先生、张海峰先生、陈宏女士为公司第三届监

事会职工代表监事。详见公司2019年1月12日披露的《华安证券股份有限公司关于公司董事会、监

事会换届选举的提示性公告》(公告编号:2019-001)、2019年1月14日披露的《关于选举职工代

表监事的公告》(公告编号:2019-002)。

    公司于2019年3月25日召开第二届董事会第三十七次会议,审议通过了《关于提名第三届董事

会董事候选人的议案》,同意提名章宏韬先生、陈蓓女士、瞿元庆先生、周庆霞女士、李仕兵先

生、徐义明先生、王守琦先生为公司第三届董事会非独立董事候选人,任期三年;同意提名王烨

先生、尹中立先生、郑振龙先生、李晓玲女士为公司第三届董事会独立董事候选人,任期三年。

其中,李仕兵先生、徐义明先生、王守琦先生、尹中立先生、李晓玲女士董事/独立董事任职资格

尚需取得证券监管部门核准,在其获得相关任职资格并正式履职前,第二届董事会成员仍按照有

关法律法规的规定继续履行职务。

    2019年4月,李仕兵先生、徐义明先生、王守琦先生、尹中立先生、李晓玲女士董事/独立董

事任职资格获得证券监管部门核准,正式履职。

    公司于2019年3月25日召开第二届监事会第十八次会议,审议通过了《关于提名第三届监事会

非职工监事候选人的议案》。公司监事会提名徐强先生、马军伟先生、李焱女士、李永良先生为

公司第三届监事会非职工代表监事候选人,任期三年。其中马军伟先生、李焱女士、李永良先生

监事任职资格尚需取得证券监管部门核准,在其获得相关任职资格并正式履职前,第二届监事会

成员仍按照有关法律法规的规定继续履行职务。详见公司2019年3月26日披露的《关于董事会、监

事会换届选举的公告》(公告编号:2019-021)。

    3.2.6 华富嘉业对外投资暨关联交易事宜

    2019年3月25日,公司召开第二届董事会第三十七次会议,审议通过了《关于全资子公司华富

嘉业参与设立安徽皖投安华现代产业投资合伙企业(有限合伙)暨关联交易的议案》,同意公司

的全资子公司华富嘉业投资管理有限公司拟出资15亿元与安徽省投资集团控股有限公司(以下简

称“省投集团”)、安徽省高新技术产业投资有限公司(以下简称“高新产投”)和安徽交控资




                                           9 / 23
                                   2019 年第一季度报告



本投资管理有限公司(以下简称“交控资本”)共同发起设立安徽皖投安华现代产业投资合伙企

业(有限合伙)(以下简称“皖投安华”)。

    皖投安华规模拟为75亿元人民币,其中省投集团、高新产投拟共同出资50亿元、交控资本拟

出资10亿元。根据《上海证券交易所股票上市规则》有关规定,省投集团、高新产投、交控资本

均为公司关联法人,本次交易构成关联交易。本次关联交易不构成《上市公司重大资产重组管理

办法》的重大资产重组。详见公司2019年3月26日披露的《关于全资子公司华富嘉业对外投资暨关

联交易的公告》(公告编号:2019-023)。

    2019年3月27日,皖投安华在合肥市高新区工商行政管理局注册登记成立并取得《营业执照》,

详见公司2019年3月29日披露的《关于全资子公司华富嘉业对外投资暨关联交易进展的公告》(公

告编号:2019-028)。


3.3 报告期内超期未履行完毕的承诺事项

□适用 √不适用


3.4 预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警
    示及原因说明

√适用 □不适用
    现阶段我国证券公司的经营状况与证券市场行情走势密切相关,存在公司经营业绩随证券市

场行情变化而发生大幅波动的可能,对未来某一特定期间的经营业绩难以准确预计,为避免对投

资者造成误导的风险,公司目前无法对2019年1-6月的经营业绩进行准确估计。

    公司将根据中国证监会《关于加强上市证券公司监管的规定》(2010年修订)的要求,及时

披露公司月度主要财务信息,以便投资者及时掌握公司经营情况。




                                                         公司名称   华安证券股份有限公司
                                                    法定代表人      章宏韬
                                                            日期    2019 年 4 月 28 日




                                         10 / 23
                                   2019 年第一季度报告




四、 附录

4.1 财务报表

                                    合并资产负债表
                                   2019 年 3 月 31 日
编制单位:华安证券股份有限公司
                                              单位:元 币种:人民币 审计类型:未经审计
                 项目                   2019 年 3 月 31 日          2018 年 12 月 31 日
资产:
  货币资金                                   11,463,338,818.48             7,158,794,869.30
    其中:客户资金存款                        9,430,211,462.95             6,005,358,848.45
  结算备付金                                  3,789,625,870.36             2,756,851,645.29
    其中:客户备付金                          2,903,154,611.67             2,029,945,793.82
  融出资金                                    5,847,228,214.02             4,921,959,873.30
  衍生金融资产                                      37,055,289.68                746,925.00
  存出保证金                                        18,507,900.01             17,890,412.48
  应收款项                                         288,334,458.40            215,696,846.80
  应收利息                                                      /            541,543,368.84
  买入返售金融资产                            6,788,491,973.12             4,752,564,570.89
  金融投资:
    以公允价值计量且其变动计入当
                                                                /         17,170,074,708.14
期损益的金融资产
    交易性金融资产                           16,878,728,695.52                            /
    债权投资                                       665,669,588.38                         /
    可供出售金融资产                                            /          4,858,244,957.86
    其他债权投资                              5,804,932,208.48                            /
    其他权益工具投资                               108,044,122.59                         /
  长期股权投资                                1,201,268,289.69             1,069,677,770.77
  投资性房地产                                      12,549,373.65             12,729,093.48
  固定资产                                         561,225,341.15            569,036,567.04
  在建工程                                          20,837,139.75             18,871,672.31
  无形资产                                          55,377,615.11             59,774,204.04
  商誉                                               3,829,390.10              3,829,390.10
  递延所得税资产                                   239,072,476.26            192,299,053.65
  其他资产                                          137,904,144.1             91,001,377.78
         资产总计                            53,922,020,908.85            44,411,587,307.07
负债:
  应付短期融资款                                   861,935,935.70            687,073,000.00
  交易性金融负债                              5,893,603,011.34                            /
  以公允价值计量且其变动计入当期
                                                                /          4,238,108,591.97
损益的金融负债

                                         11 / 23
                                     2019 年第一季度报告



  衍生金融负债                                         1,664,515.54                130,010.86
  卖出回购金融资产款                           16,163,742,663.11            13,235,362,644.04
  代理买卖证券款                               12,333,330,012.72             8,035,267,817.59
  应付职工薪酬                                       509,706,941.50            432,594,450.21
  应交税费                                            80,644,455.02             51,928,395.43
  应付款项                                            42,646,881.88             68,731,148.14
  应付利息                                                        /            112,632,130.93
  应付债券                                      4,604,869,440.31             4,574,380,263.16
  递延所得税负债                                     161,387,083.53             93,478,315.07
  其他负债                                            69,076,124.50             52,276,650.09
    负债合计                                   40,722,607,065.15            31,581,963,417.49
所有者权益(或股东权益):
  实收资本(或股本)                            3,621,000,000.00             3,621,000,000.00
  资本公积                                      5,110,494,105.58             5,110,494,105.58
  其他综合收益                                        34,616,309.02            -62,301,848.94
  盈余公积                                           444,254,522.24            467,985,772.83
  一般风险准备                                       606,447,090.26            630,178,340.85
  交易风险准备                                       564,316,811.41            585,890,675.58
  未分配利润                                    2,507,207,728.11             2,171,393,634.17
  归属于母公司所有者权益(或股东
                                               12,888,336,566.62            12,524,640,680.07
权益)合计
  少数股东权益                                       311,077,277.08            304,983,209.51
    所有者权益(或股东权益)合计               13,199,413,843.70            12,829,623,889.58
    负债和所有者权益(或股东权益)
                                               53,922,020,908.85            44,411,587,307.07
总计


法定代表人:章宏韬 主管会计工作负责人:龚胜昔 会计机构负责人:许琼



                                     母公司资产负债表
                                     2019 年 3 月 31 日
编制单位:华安证券股份有限公司
                                                     单位:元 币种:人民币 审计类型:未经审计
                 项目                     2019 年 3 月 31 日          2018 年 12 月 31 日
资产:
  货币资金                                      9,537,162,463.14             5,327,281,918.99
    其中:客户资金存款                          7,928,299,935.67             4,796,015,615.37
  结算备付金                                    2,313,178,370.77             1,694,969,900.17
    其中:客户备付金                            1,833,116,852.72             1,330,743,454.41
  融出资金                                      5,847,228,214.02             4,921,959,873.30
  衍生金融资产                                       37,055,289.68                 746,925.00
  存出保证金                                         46,099,062.54              43,631,406.06

                                           12 / 23
                                   2019 年第一季度报告



  应收款项                                         132,006,979.42      76,388,897.07
  应收利息                                                      /     490,824,914.66
  买入返售金融资产                            4,270,512,114.35       4,025,664,029.42
  金融投资:
    以公允价值计量且其变动计入当
                                                                /   13,728,365,095.00
期损益的金融资产
   交易性金融资产                            13,401,409,741.40                      /
   债权投资                                        645,350,517.89                   /
   可供出售金融资产                                             /    4,708,195,405.43
   其他债权投资                               5,804,932,208.48                      /
   其他权益工具投资                                 83,480,902.59                   /
  长期股权投资                                2,056,348,629.88       2,049,246,329.24
  投资性房地产                                      12,549,373.65      12,729,093.48
  固定资产                                         555,051,966.24     562,457,302.06
  在建工程                                          20,130,943.17      18,165,475.73
  无形资产                                          51,614,580.69      56,043,749.92
  递延所得税资产                                   225,142,439.46     192,893,225.48
  其他资产                                          62,548,981.47      65,247,655.46
   资产总计                                  45,101,802,778.84      37,974,811,196.47
负债:
  应付短期融资款                                   861,935,935.70     687,073,000.00
  交易性金融负债                              1,019,460,624.70
  以公允价值计量且其变动计入当期
                                                                /     490,693,340.00
损益的金融负债
  衍生金融负债                                        808,361.00          130,010.86
  卖出回购金融资产款                         15,648,768,458.75      13,164,367,694.04
  代理买卖证券款                              9,761,380,726.49       6,126,722,245.10
  应付职工薪酬                                     505,978,555.43     414,581,569.12
  应交税费                                          73,195,120.64      44,321,952.91
  应付款项                                          25,069,880.26      51,714,105.04
  应付利息                                                      /     112,568,389.17
  应付债券                                    4,604,869,440.31       4,574,380,263.16
  递延所得税负债                                   169,511,723.69      92,263,735.62
  其他负债                                           6,512,462.36        3,945,006.96
   负债合计                                  32,677,491,289.33      25,762,761,311.98
所有者权益(或股东权益):
  实收资本(或股本)                          3,621,000,000.00       3,621,000,000.00
  资本公积                                    5,106,479,104.25       5,106,479,104.25
  其他综合收益                                      34,713,644.02      -70,872,637.22
  盈余公积                                         444,254,522.24     467,985,772.83
  一般风险准备                                     602,694,078.72     626,425,329.31
  交易风险准备                                     564,316,811.41     585,890,675.58

                                         13 / 23
                                        2019 年第一季度报告



  未分配利润                                       2,050,853,328.87           1,875,141,639.74
所有者权益(或股东权益)合计                      12,424,311,489.51          12,212,049,884.49
负债和所有者权益(或股东权益)总
                                                  45,101,802,778.84          37,974,811,196.47



法定代表人:章宏韬 主管会计工作负责人:龚胜昔 会计机构负责人:许琼

                                           合并利润表
                                         2019 年 1—3 月
编制单位:华安证券股份有限公司
                                                   单位:元 币种:人民币 审计类型:未经审计
                 项目                        2019 年第一季度             2018 年第一季度
一、营业总收入                                          987,846,689.64          415,032,595.42
  利息净收入                                            112,460,302.78          120,244,675.34
  其中:利息收入                                        321,027,722.58          309,138,784.28
        利息支出                                        208,567,419.80          188,894,108.94
  手续费及佣金净收入                                    234,036,413.82          198,189,686.45
  其中:经纪业务手续费净收入                            191,284,415.18          161,464,252.12
        投资银行业务手续费净收入                         13,029,999.54            7,572,364.06
        资产管理业务手续费净收入                         14,560,130.13           23,866,364.64
  投资收益(损失以“-”号填列)                         296,016,241.80          135,511,702.74
  其中:对联营企业和合营企业的投
                                                        140,864,638.65            8,073,257.34
资收益
  其他收益                                                 564,242.04             1,063,777.51
  公允价值变动收益(损失以“-”号填
                                                        339,673,022.89          -40,003,361.70
列)
  汇兑收益(损失以“-”号填列)                            -488,205.82             -895,631.87
  其他业务收入                                            5,564,717.79              912,415.17
  资产处置收益(损失以“-”号填
                                                             19,954.34                9,331.78
列)
二、营业总支出                                          403,379,283.46          216,335,445.64
  税金及附加                                              4,268,437.54            3,308,970.96
  业务及管理费                                          356,289,148.89          214,732,213.43
  资产减值损失                                                       /           -1,992,154.12
  信用减值损失                                           38,703,571.50                       /
  其他业务成本                                            4,118,125.53              286,415.37
三、营业利润(亏损以“-”号填列)                       584,467,406.18          198,697,149.78
  加:营业外收入                                           898,813.19               872,034.48
  减:营业外支出                                             18,197.36              372,959.22
四、利润总额(亏损总额以“-”号填列)                   585,348,022.01          199,196,225.04
  减:所得税费用                                         70,429,851.20           39,559,189.83
五、净利润(净亏损以“-”号填列)                      514,918,170.81          159,637,035.21

                                              14 / 23
                                       2019 年第一季度报告



  (一)按经营持续性分类
    1.持续经营净利润(净亏损以“-”
                                                       514,918,170.81      159,637,035.21
号填列)
  (二)按所有权归属分类
     1.归属于母公司股东的净利润                        478,060,050.49      158,678,898.03
     2.少数股东损益                                     36,858,120.32          958,137.18
六、其他综合收益的税后净额                             -76,430,089.23       -34,930,948.98
  归属母公司所有者的其他综合收益
                                                       -76,430,089.23       -23,343,622.73
的税后净额
  (一)不能重分类进损益的其他综
                                                       -61,951,575.48                0.00
合收益
     3.其他权益工具投资公允价值变
                                                       -61,951,575.48                    /

  (二)将重分类进损益的其他综合
                                                       -14,478,513.75       -23,343,622.73
收益
    1.权益法下可转损益的其他综合
                                                                    /         -110,985.15
收益
     2.其他债权投资公允价值变动                        -13,225,257.10                    /
    3.可供出售金融资产公允价值变
                                                                    /       -23,232,637.58
动损益
     6.其他债权投资信用减值准备                         -1,253,256.65                    /
  归属于少数股东的其他综合收益的
                                                                    /       -11,587,326.25
税后净额
七、综合收益总额                                       438,488,081.58      124,706,086.23
  归属于母公司所有者的综合收益总
                                                       401,629,961.26      135,335,275.30

  归属于少数股东的综合收益总额                          36,858,120.32       -10,629,189.07
八、每股收益:
  (一)基本每股收益(元/股)                                      0.13                0.04
  (二)稀释每股收益(元/股)                                      0.13                0.04


法定代表人:章宏韬 主管会计工作负责人:龚胜昔 会计机构负责人:许琼



                                         母公司利润表
                                        2019 年 1—3 月
编制单位:华安证券股份有限公司
                                                单位:元 币种:人民币 审计类型:未经审计
                 项目                       2019 年第一季度          2018 年第一季度
一、营业总收入                                         768,843,472.95      345,143,982.68
  利息净收入                                            83,177,350.93       87,723,005.99
  其中:利息收入                                       289,640,199.08      275,980,184.33
         利息支出                                      206,462,848.15      188,257,178.34
                                             15 / 23
                                     2019 年第一季度报告



  手续费及佣金净收入                                 220,319,896.38   187,767,188.41
  其中:经纪业务手续费净收入                         183,205,918.76   147,445,792.70
         投资银行业务手续费净收入                     13,029,999.54     7,572,364.06
         资产管理业务手续费净收入                     14,026,846.46    28,028,363.76
  投资收益(损失以“-”号填列)                     113,846,816.81    87,232,130.14
  其中:对联营企业和合营企业的投
                                                       7,102,300.64     4,971,664.11
资收益
  其他收益                                              564,242.04       432,777.51
  公允价值变动收益(损失以“-”
                                                     350,342,885.17   -18,246,763.59
号填列)
  汇兑收益(损失以“-”号填列)                        -488,205.82      -895,631.87
  其他业务收入                                         1,060,699.45     1,121,944.31
  资产处置收益(损失以“-”号填
                                                          19,787.99         9,331.78
列)
二、营业总支出                                       358,114,444.02   194,890,616.88
  税金及附加                                           3,673,463.01     2,975,631.65
  业务及管理费                                       327,481,539.78   193,628,268.00
  资产减值损失                                                    /    -1,999,698.14
  信用减值损失                                        26,777,772.83                /
  其他业务成本                                          181,668.40       286,415.37
三、营业利润(亏损以“-”号填列)                   410,729,028.93   150,253,365.80
  加:营业外收入                                        195,628.54       862,603.45
  减:营业外支出                                          18,197.36      372,959.22
四、利润总额(亏损总额以“-”号
                                                     410,906,460.11   150,743,010.03
填列)
  减:所得税费用                                      88,521,162.44    35,817,376.66
五、净利润(净亏损以“-”号填列)                   322,385,297.67   114,925,633.37
    (一)持续经营净利润(净亏损以
                                                     322,385,297.67   114,925,633.37
“-”号填列)
六、其他综合收益的税后净额                           -81,930,289.23   -15,767,312.66
  (一)不能重分类进损益的其他综
                                                     -67,451,775.48             0.00
合收益
     1.重新计量设定受益计划变动额                              0.00                /
    2.权益法下不能转损益的其他综
                                                               0.00                /
合收益
     3.其他权益工具投资公允价值变
                                                     -67,451,775.48                /

  (二)将重分类进损益的其他综合
                                                     -14,478,513.75   -15,767,312.66
收益
    1.权益法下可转损益的其他综合
                                                                  /      -110,985.15
收益
     2.其他债权投资公允价值变动                      -13,225,257.10                /

                                           16 / 23
                                     2019 年第一季度报告



    3.可供出售金融资产公允价值变
                                                                  /             -15,656,327.51
动损益
    4.金融资产重分类计入其他综合
                                                               0.00                      0.00
收益的金额
    6.其他债权投资信用减值准备                        -1,253,256.65                          /
    7.现金流量套期储备(现金流量套
                                                               0.00                      0.00
期损益的有效部分)
七、综合收益总额                                     240,455,008.44             99,158,320.71

法定代表人:章宏韬 主管会计工作负责人:龚胜昔 会计机构负责人:许琼

                                      合并现金流量表
                                      2019 年 1—3 月
编制单位:华安证券股份有限公司
                                              单位:元 币种:人民币 审计类型:未经审计
              项目                           2019年第一季度                2018年第一季度
一、经营活动产生的现金流量:
  收取利息、手续费及佣金的现金                            811,342,440.12       609,183,371.64
  回购业务资金净增加额                                    827,170,788.22      4,565,917,791.19
  代理买卖证券收到的现金净额                            4,298,062,195.13       995,419,989.42
  收到其他与经营活动有关的现金                              7,248,871.36          3,378,872.21
    经营活动现金流入小计                                5,943,824,294.83      6,173,900,024.46
  处置以公允价值计量且其变动计入
                                                                       /      4,680,195,116.75
当期损益的金融资产净减少额
  为交易目的而持有的金融资产净增
                                                         -816,917,296.39                     /
加额
  融出资金净增加额                                        848,145,781.22       -938,798,825.66
  支付利息、手续费及佣金的现金                            231,666,421.12       164,197,308.69
  支付给职工及为职工支付的现金                            196,444,110.67       199,605,936.96
  支付的各项税费                                           47,358,788.28        78,657,606.46
  支付其他与经营活动有关的现金                            131,480,430.08        94,335,775.04
    经营活动现金流出小计                                  638,178,234.98      4,278,192,918.24
      经营活动产生的现金流量净额                        5,305,646,059.85      1,895,707,106.22
二、投资活动产生的现金流量:
  取得投资收益收到的现金                                    9,274,119.73          8,413,366.06
  处置固定资产、无形资产和其他长
                                                               71,560.54                     /
期资产收回的现金净额
  收到其他与投资活动有关的现金                                         /            40,299.82
    投资活动现金流入小计                                    9,345,680.27          8,453,665.88
  购建固定资产、无形资产和其他长
                                                           10,907,692.14        10,034,670.23
期资产支付的现金
    投资活动现金流出小计                                   10,907,692.14        10,034,670.23
      投资活动产生的现金流量净额                           -1,562,011.87         -1,581,004.35
                                           17 / 23
                                   2019 年第一季度报告



三、筹资活动产生的现金流量:
  吸收投资收到的现金                                    -20,640,000.00                       /
  其中:子公司吸收少数股东投资收
                                                        -20,640,000.00                       /
到的现金
  发行债券收到的现金                                  1,573,661,000.00         857,752,000.00
    筹资活动现金流入小计                              1,553,021,000.00         857,752,000.00
  偿还债务支付的现金                                  1,503,361,000.00         416,180,000.00
  分配股利、利润或偿付利息支付的
                                                         15,937,667.91           44,875,678.38
现金
    筹资活动现金流出小计                              1,519,298,667.91         461,055,678.38
      筹资活动产生的现金流量净额                         33,722,332.09         396,696,321.62
四、汇率变动对现金及现金等价物的
                                                           -488,205.82             -895,631.87
影响
五、现金及现金等价物净增加额                          5,337,318,174.25        2,289,926,791.62
  加:期初现金及现金等价物余额                        9,915,646,514.59       11,181,094,145.19
六、期末现金及现金等价物余额                         15,252,964,688.84       13,471,020,936.81

法定代表人:章宏韬 主管会计工作负责人:龚胜昔 会计机构负责人:许琼



                                   母公司现金流量表
                                     2019 年 1—3 月
编制单位:华安证券股份有限公司
                                            单位:元 币种:人民币 审计类型:未经审计
              项目                      2019年第一季度                   2018年第一季度
一、经营活动产生的现金流量:
  收取利息、手续费及佣金的现金                     715,678,770.55               530,332,602.38
  回购业务资金净增加额                       2,169,764,826.52                 4,525,124,299.99
  代理买卖证券收到的现金净额                 3,634,658,481.39                   617,900,569.22
  收到其他与经营活动有关的现金                       1,820,570.03                20,722,024.06
   经营活动现金流入小计                      6,521,922,648.49                 5,694,079,495.65
  处置以公允价值计量且其变动计入
                                                                /             5,713,299,356.96
当期损益的金融资产净减少额
  为交易目的而持有的金融资产净增
                                                   413,426,611.63                            /
加额
  融出资金净增加额                                 848,145,781.22              -938,798,825.66
  支付利息、手续费及佣金的现金                     192,955,307.68               128,814,945.55
  支付给职工及为职工支付的现金                     161,799,916.47               174,333,143.06
  支付的各项税费                                    40,120,164.18                72,943,752.05
  支付其他与经营活动有关的现金                      78,349,780.24                55,458,152.18
    经营活动现金流出小计                     1,734,797,561.42                 5,206,050,524.14
      经营活动产生的现金流量净额             4,787,125,087.07                   488,028,971.51
二、投资活动产生的现金流量:
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                                       2019 年第一季度报告



  处置固定资产、无形资产和其他长期
                                                           70,138.68                                  /
资产收回的现金净额
  收到其他与投资活动有关的现金                                      /                        30,922.50
      投资活动现金流入小计                                 70,138.68                         30,922.50
  购建固定资产、无形资产和其他长期
                                                       10,434,152.42                       9,636,845.52
资产支付的现金
      投资活动现金流出小计                             10,434,152.42                       9,636,845.52
        投资活动产生的现金流量净额                     -10,364,013.74                     -9,605,923.02
三、筹资活动产生的现金流量:
  发行债券收到的现金                             1,573,661,000.00                       857,752,000.00
      筹资活动现金流入小计                       1,573,661,000.00                       857,752,000.00
  偿还债务支付的现金                             1,503,361,000.00                       416,180,000.00
  分配股利、利润或偿付利息支付的现
                                                       18,483,852.76                     45,645,071.59

      筹资活动现金流出小计                       1,521,844,852.76                       461,825,071.59
        筹资活动产生的现金流量净额                     51,816,147.24                    395,926,928.41
四、汇率变动对现金及现金等价物的影
                                                         -488,205.82                       -895,631.87

五、现金及现金等价物净增加额                     4,828,089,014.75                       873,454,345.03
  加:期初现金及现金等价物余额                   7,022,251,819.16                      8,537,338,200.87
六、期末现金及现金等价物余额                    11,850,340,833.91                      9,410,792,545.90

法定代表人:章宏韬 主管会计工作负责人:龚胜昔 会计机构负责人:许琼




4.2 首次执行新金融工具准则或新收入准则调整首次执行当年年初财务报表相关项目情况

√适用 □不适用
                                        合并资产负债表
                                                                                  单位:元 币种:人民币
                项目         2018 年 12 月 31 日          2019 年 1 月 1 日              调整数
资产:
     货币资金                    7,158,794,869.30            7,158,794,869.30                         /
      其中:客户资金存款         6,005,358,848.45            6,005,358,848.45                         /
     结算备付金                  2,756,851,645.29            2,756,851,645.29                         /
      其中:客户备付金           2,029,945,793.82            2,029,945,793.82                         /
     融出资金                    4,921,959,873.30            5,035,720,194.83           113,760,321.53
     衍生金融资产                       746,925.00                746,925.00                          /
     存出保证金                       17,890,412.48            17,890,412.48                          /
     应收款项                        215,696,846.80           215,696,846.80                          /
     应收利息                        541,543,368.84                           /        -541,543,368.84
     买入返售金融资产            4,752,564,570.89            4,729,607,863.47            -22,956,707.42

                                             19 / 23
                                  2019 年第一季度报告



  金融投资:
    以公允价值计量且其变     17,170,074,708.14                         /   -17,170,074,708.14
动计入当期损益的金融资产
    交易性金融资产                           /      12,640,962,795.65      12,640,962,795.65
    债权投资                                 /           622,285,445.48       622,285,445.48
    可供出售金融资产          4,858,244,957.86                         /    -4,858,244,957.86
    其他债权投资                             /          8,958,389,779.89    8,958,389,779.89
    其他权益工具投资                         /           190,684,235.39       190,684,235.39
  长期股权投资                1,069,677,770.77          1,069,677,770.77                    /
  投资性房地产                  12,729,093.48             12,729,093.48                     /
  固定资产                     569,036,567.04            569,036,567.04                     /
  在建工程                      18,871,672.31             18,871,672.31                     /
  无形资产                      59,774,204.04             59,774,204.04                     /
  商誉                            3,829,390.10              3,829,390.10                    /
  递延所得税资产               192,299,053.65            208,449,498.93        16,150,445.28
  其他资产                      91,001,377.78             93,136,761.03         2,135,383.25
         资产总计            44,411,587,307.07      44,363,135,971.28          -48,451,335.79
负债:
  应付短期融资款               687,073,000.00            694,222,497.45         7,149,497.45
  交易性金融负债                             /          4,249,960,487.23    4,249,960,487.23
  以公允价值计量且其变动      4,238,108,591.97                         /    -4,238,108,591.97
计入当期损益的金融负债
  衍生金融负债                     130,010.86                130,010.86                     /
  卖出回购金融资产款         13,235,362,644.04      13,249,093,534.61          13,730,890.57
  代理买卖证券款              8,035,267,817.59          8,035,267,817.59                    /
  应付职工薪酬                 432,594,450.21            432,594,450.21                     /
  应交税费                      51,928,395.43             51,928,395.43                     /
  应付款项                      68,731,148.14             68,731,148.14                     /
  应付利息                     112,632,130.93                          /     -112,632,130.93
  应付债券                    4,574,380,263.16          4,654,280,110.81       79,899,847.65
  递延所得税负债                93,478,315.07             93,478,315.07                     /
  其他负债                      52,276,650.09             52,276,650.09                     /
    负债合计                 31,581,963,417.49      31,581,963,417.49                       /
所有者权益(或股东权益):
  实收资本(或股本)          3,621,000,000.00          3,621,000,000.00                    /
  资本公积                    5,110,494,105.58          5,110,494,105.58                    /
  其他综合收益                  -62,301,848.94           111,046,398.25       173,348,247.19
  盈余公积                     467,985,772.83            444,254,522.24        -23,731,250.59
  一般风险准备                 630,178,340.85            606,447,090.26        -23,731,250.59
  交易风险准备                 585,890,675.58            564,316,811.41        -21,573,864.17
  未分配利润                  2,171,393,634.17          2,028,754,469.29     -142,639,164.88
  归属于母公司所有者权益     12,524,640,680.07      12,486,313,397.03          -38,327,283.04

                                        20 / 23
                                   2019 年第一季度报告



(或股东权益)合计
  少数股东权益                  304,983,209.51            294,859,156.76            -10,124,052.75
    所有者权益(或股东权     12,829,623,889.58        12,781,172,553.79             -48,451,335.79
益)合计
    负债和所有者权益(或     44,411,587,307.07        44,363,135,971.28             -48,451,335.79
股东权益)总计


各项目调整情况的说明:
√适用 □不适用
    2017 年财政部陆续修订颁布了《企业会计准则第 22 号——金融工具确认和计量》、《企业

会计准则第 23 号——金融资产转移》、《企业会计准则第 24 号——套期会计》、《企业会计

准则第 37 号——金融工具列报》(前述四项准则简称“新金融工具准则”),本公司自 2019

年 1 月 1 日起执行新金融工具准则,并按准则要求对财务报表项目进行了调整。同时根据财政部

《关于修订印发 2018 年度金融企业财务报表格式的通知》(财会〔2018〕36 号)的规定,公司

对财务报表格式进行变更,具体影响科目及金额见上述调整报表。

                                   母公司资产负债表
                                                                             单位:元 币种:人民币
             项目          2018 年 12 月 31 日       2019 年 1 月 1 日              调整数
资产:
  货币资金                    5,327,281,918.99           5,327,281,918.99                        /
    其中:客户资金存款        4,796,015,615.37           4,796,015,615.37                        /
  结算备付金                  1,694,969,900.17           1,694,969,900.17                        /
    其中:客户备付金          1,330,743,454.41           1,330,743,454.41                        /
  融出资金                    4,921,959,873.30           5,035,720,194.83          113,760,321.53
  衍生金融资产                      746,925.00                746,925.00                         /
  存出保证金                     43,631,406.06             43,631,406.06                         /
  应收款项                       76,388,897.07             76,388,897.07                         /
  应收利息                      490,824,914.66                           /        -490,824,914.66
  买入返售金融资产            4,025,664,029.42           4,001,895,405.55           -23,768,623.87
  金融投资:
    以公允价值计量且其变
                             13,728,365,095.00                           /      -13,728,365,095.00
动计入当期损益的金融资产
    交易性金融资产                               /       9,065,603,272.32         9,065,603,272.32
    债权投资                                     /        602,316,621.57           602,316,621.57
    可供出售金融资产          4,708,195,405.43                           /       -4,708,195,405.43
    其他债权投资                                 /       8,958,389,779.89         8,958,389,779.89
    其他权益工具投资                             /        173,454,615.39           173,454,615.39
  长期股权投资                2,049,246,329.24           2,049,246,329.24                        /
  投资性房地产                   12,729,093.48             12,729,093.48                         /
                                         21 / 23
                                  2019 年第一季度报告



  固定资产                      562,457,302.06           562,457,302.06                  /
  在建工程                       18,165,475.73            18,165,475.73                  /
  无形资产                       56,043,749.92            56,043,749.92                  /
  递延所得税资产                192,893,225.48           202,300,582.55       9,407,357.07
  其他资产                       65,247,655.46            65,247,655.46                  /
    资产总计                 37,974,811,196.47      37,946,589,125.28       -28,222,071.19
负债:
  应付短期融资款                687,073,000.00           694,222,497.45       7,149,497.45
  交易性金融负债                             /           502,545,235.26    502,545,235.26
  以公允价值计量且其变动
                                490,693,340.00                         /   -490,693,340.00
计入当期损益的金融负债
  衍生金融负债                      130,010.86               130,010.86                  /
  卖出回购金融资产款         13,164,367,694.04      13,178,034,842.85       13,667,148.81
  代理买卖证券款              6,126,722,245.10          6,126,722,245.10                 /
  应付职工薪酬                  414,581,569.12           414,581,569.12                  /
  应交税费                       44,321,952.91            44,321,952.91                  /
  应付款项                       51,714,105.04            51,714,105.04                  /
  应付利息                      112,568,389.17                         /   -112,568,389.17
  应付债券                    4,574,380,263.16          4,654,280,110.81    79,899,847.65
  递延所得税负债                 92,263,735.62            92,263,735.62                  /
  其他负债                        3,945,006.96              3,945,006.96                 /
    负债合计                 25,762,761,311.98      25,762,761,311.98                    /
所有者权益(或股东权益):
  实收资本(或股本)          3,621,000,000.00          3,621,000,000.00                 /
  资本公积                    5,106,479,104.25          5,106,479,104.25                 /
  其他综合收益                  -70,872,637.22           116,643,933.25    187,516,570.47
  盈余公积                      467,985,772.83           444,254,522.24     -23,731,250.59
  一般风险准备                  626,425,329.31           602,694,078.72     -23,731,250.59
  交易风险准备                  585,890,675.58           564,316,811.41     -21,573,864.17
  未分配利润                  1,875,141,639.74          1,728,439,363.43   -146,702,276.31
所有者权益(或股东权益)
                             12,212,049,884.49      12,183,827,813.30       -28,222,071.19
合计
负债和所有者权益(或股东
                             37,974,811,196.47      37,946,589,125.28       -28,222,071.19
权益)总计


各项目调整情况的说明:
√适用 □不适用
    2017 年财政部陆续修订颁布了《企业会计准则第 22 号——金融工具确认和计量》、《企业

会计准则第 23 号——金融资产转移》、《企业会计准则第 24 号——套期会计》、《企业会计

准则第 37 号——金融工具列报》(前述四项准则简称“新金融工具准则”),本公司自 2019

年 1 月 1 日起执行新金融工具准则,并按准则要求对财务报表项目进行了调整。同时根据财政部
                                        22 / 23
                                  2019 年第一季度报告



《关于修订印发 2018 年度金融企业财务报表格式的通知》(财会〔2018〕36 号)的规定,公司

对财务报表格式进行变更,具体影响科目及金额见上述调整报表。


4.3 首次执行新金融工具准则追溯调整前期比较数据的说明

□适用 √不适用


4.4 审计报告

□适用 √不适用




                                        23 / 23
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