凤凰网首页 手机凤凰网

凤凰卫视
  • [亚太] 上证指数 2319.12 (1.00%) 深证成指 9466.14 1.78% 恒生指数 19664.10 -1.06% 台北 7233.69 0.17% 韩国 1964.83 0.39%
  • [亚太] 日经 8841.22 -0.09% 澳大利亚 4348.48 0.45% 新西兰 3294.64 0.40% 印度孟买 17234.00 0.92% 新加坡 2916.26 0.75%
  • [美洲] 道琼斯 12660.50 -0.58% 纳斯达克 2816.55 0.40% 标普500 1316.33 -0.16% 加拿大 12466.50 0.02% 巴西 62904.20 -0.08%
  • [欧洲] 英国富时 5733.45 -1.07% 法国CAC 3318.76 -1.32% 德国DAX 6511.98 -0.43% 俄罗斯 1508.04 -0.44% Stoxx50 2436.62 -0.97%
  • [其他] 纽约原油 99.70 0.00% 纽约黄金 1738.40 0.00% 人民币/美元 6.33 0.00% 美元指数 78.83 0.00% 基金指数 3782.30 1.37%
  • [亚太] 上证指数 2319.12 (1.00%) 深证成指 9466.14 1.78% 恒生指数 19664.10 -1.06% 台北 7233.69 0.17% 韩国 1964.83 0.39%
  • [亚太] 日经 8841.22 -0.09% 澳大利亚 4348.48 0.45% 新西兰 3294.64 0.40% 印度孟买 17234.00 0.92% 新加坡 2916.26 0.75%
  • [美洲] 道琼斯 12660.50 -0.58% 纳斯达克 2816.55 0.40% 标普500 1316.33 -0.16% 加拿大 12466.50 0.02% 巴西 62904.20 -0.08%
  • [欧洲] 英国富时 5733.45 -1.07% 法国CAC 3318.76 -1.32% 德国DAX 6511.98 -0.43% 俄罗斯 1508.04 -0.44% Stoxx50 2436.62 -0.97%
  • [其他] 纽约原油 99.70 0.00% 纽约黄金 1738.40 0.00% 人民币/美元 6.33 0.00% 美元指数 78.83 0.00% 基金指数 3782.30 1.37%
免费注册
大智慧(601519)公告正文

大智慧:2014年年度报告

公告日期 2015-01-29
股票简称:大智慧 股票代码:601519
                                     2014 年年度报告



公司代码:601519                        公司简称:大智慧




                    上海大智慧股份有限公司
                        2014 年年度报告
                                      重要提示

一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整,
     不存在虚假记载、误导性陈述或重大遗漏,并承担个别和连带的法律责任。


二、 公司全体董事出席董事会会议。


三、 立信会计师事务所(特殊普通合伙)为本公司出具了标准无保留意见的审计报告。


四、 公司负责人张长虹、主管会计工作负责人王日红及会计机构负责人(会计主管人员)郭仁莉
     声明:保证年度报告中财务报告的真实、准确、完整。


五、 经董事会审议的报告期利润分配预案或公积金转增股本预案
     经立信会计师事务所(特殊普通合伙)审计确认,公司2014年度合并报表实现归属于上市公司
股东的净利润106,924,126.07元;母公司报表实现净利润人民币-373,708,801.74元。根据《公司
法》和《公司章程》的规定,未予提取法定盈余公积金,加上年初未分配利润人民币-223,503,814.79
元,2014年末母公司可供股东分配的利润为人民币-597,212,616.53元。公司拟定2014年度不进行
利润分配,也不进行资本公积金转增股本。


六、 前瞻性陈述的风险声明
     本报告中所涉及的未来计划、发展战略等前瞻性描述,不构成公司对投资者的实质承诺,敬
请投资者注意投资风险。


七、 是否存在被控股股东及其关联方非经营性占用资金情况?




八、   是否存在违反规定决策程序对外提供担保的情况?




                                         1 / 209
                                                       2014 年年度报告




                                                             目录
第一节     释义及重大风险提示 ......................................................................................................... 3
第二节     公司简介 ............................................................................................................................. 4
第三节     会计数据和财务指标摘要 ................................................................................................. 6
第四节     董事会报告 ......................................................................................................................... 9
第五节     重要事项 ........................................................................................................................... 39
第六节     股份变动及股东情况 ....................................................................................................... 49
第七节     优先股相关情况 ............................................................................................................... 57
第八节     董事、监事、高级管理人员和员工情况 ....................................................................... 58
第九节     公司治理 ........................................................................................................................... 64
第十节     内部控制 ........................................................................................................................... 71
第十一节   财务报告 ........................................................................................................................... 72
第十二节   备查文件目录 ................................................................................................................. 209




                                                               2 / 209
                                     2014 年年度报告



                        第一节       释义及重大风险提示
一、 释义
在本报告书中,除非文义另有所指,下列词语具有如下含义:
常用词语释义
本报告                                    指             2014 年年度报告
大智慧、公司、本公司                      指             上海大智慧股份有限公司
软件开发                                  指             上海大智慧软件开发有限公司
财富管理                                  指             上海大智慧财富管理有限公司
信息科技                                  指             上海大智慧信息科技有限公司
                                          指             上海大智慧财汇数据科技有限公
财汇科技
                                                         司
狮王黄金                                   指            上海狮王黄金有限责任公司
龙软公司                                   指            上海龙软信息技术有限责任公司
天蓝蓝                                     指            上海天蓝蓝投资管理有限公司
大智慧信息技术                             指            大智慧信息技术有限公司
                                           指            油宝宝(北京)化工投资管理有
油宝宝
                                                         限公司
慧远保银                                   指            北京慧远保银信息技术有限公司
合肥大智慧                                 指            合肥大智慧信息技术有限公司
杭州大彩                                   指            杭州大彩网络科技有限公司
                                           指            无锡君泰贵金属合约交易中心有
无锡君泰
                                                         限公司
广东财慧                                   指            广东财慧贵金属经营有限公司
                                           指            深圳市前海博盈石油化工投资有
前海博盈
                                                         限公司
阿斯达克网络                               指            阿斯达克网络信息有限公司
新思维                                     指            新加坡新思维私人有限公司
DZH FR 公司                                指            DZH Financial Research,Inc
艾雅斯                                     指            艾雅斯资讯科技有限公司
Solutions Lab                              指            Solutions Lab 有限公司
博虹投资                                   指            北京博虹投资管理有限公司
                                           指            民泰(天津)贵金属经营有限公
天津民泰
                                                         司
                                           指            人民币元、人民币万元、人民币
元、万元、亿元
                                                         亿元
上交所                                     指            上海证券交易所



二、 重大风险提示
公司已在本报告中详细描述存在的行业风险,敬请查阅第四节“董事会报告关于公司未来发展的
讨论与分析”中可能面对的风险内容。




                                         3 / 209
                                      2014 年年度报告



                                 第二节        公司简介
一、 公司信息
公司的中文名称                          上海大智慧股份有限公司
公司的中文简称                          大智慧
公司的外文名称                          Shanghai DZH Limited
公司的外文名称缩写
公司的法定代表人                        张长虹


二、 联系人和联系方式
                                        董事会秘书                      证券事务代表
姓名                           王玫                           张龙
联系地址                       上海市浦东新区杨高南路428号    上海市浦东新区杨高南路428号
                               1号楼                          1号楼
电话                           021-20219261                   021-20219261
传真                           021-33848922                   021-33848922
电子信箱                       Ir@gw.com.cn                   Ir@gw.com.cn

三、 基本情况简介
公司注册地址                            上海市张江高科技园区郭守敬路498号浦东软件园14幢
                                        22301-130座
公司注册地址的邮政编码                  201203
公司办公地址                            上海市浦东新区杨高南路428号1号楼
公司办公地址的邮政编码                  200127
公司网址                                http://www.gw.com.cn
电子信箱                                Ir@gw.com.cn


四、 信息披露及备置地点
公司选定的信息披露报纸名称                《中国证券报》、《上海证券报》
                                          《证券时报》、 《证券日报》
登载年度报告的中国证监会指定网站的网
                                          www.sse.com.cn

公司年度报告备置地点                      公司董事会办公室


五、 公司股票简况
                                       公司股票简况
    股票种类         股票上市交易所      股票简称            股票代码       变更前股票简称
      A股            上海证券交易所      大智慧              601519

(一) 公司首次注册情况的相关查询索引
公司首次注册情况详见 2011 年年度报告公司基本情况。


(二) 公司上市以来,主营业务的变化情况
报告期内:

                                           4 / 209
                                    2014 年年度报告


1、经依法登记,公司的经营范围为:“计算机软件服务,第二类增值电信业务中的信息服务业务
(不含固定网电话信息服务),互联网证券期货讯息类视听节目,计算机系统服务,数据处理,
计算机、软件及辅助设备的零售,网络测试、网络运行维护,房地产咨询(不得从事经纪),自有房
屋租赁,会议服务、创意服务、动漫设计;设计、制作各类广告,利用自有媒体发布广告,网络
科技(不得从事科技中介),投资咨询,企业策划设计,电视节目制作、发行。(依法须经批准的
项目,经相关部门批准后方可开展经营活动)”
2、公司注册资本由为人民币 180,700 万元变更为 198,770 万元。


(三) 公司上市以来,历次控股股东的变更情况
公司上市以来,控股股东没有发生变化。


六、 其他有关资料
                             名称                 立信会计师事务所(特殊普通合伙)
公司聘请的会计师事务所(境
                             办公地址             上海市南京东路 61 号新黄浦金融大厦 4 楼
内)
                             签字会计师姓名       葛勤、姜维杰
                             名称                 西南证券股份有限公司
                             办公地址             上海市陆家嘴东路 166 号 1 楼
报告期内履行持续督导职责的
                             签字的保荐代表
保荐机构                                          胡晓莉、王文毅
                             人姓名
                             持续督导的期间       2011 年一至今




                                        5 / 209
                                        2014 年年度报告



                        第三节        会计数据和财务指标摘要
一、 报告期末公司近三年主要会计数据和财务指标
(一) 主要会计数据
                                                                        单位:元     币种:人民币
                                                                    本期比上年
   主要会计数据             2014年                 2013年                               2012年
                                                                    同期增减(%)
营业收入                  820,451,544.82         894,262,281.52           -8.25       470,138,437.47
归属于上市公司股东
                          106,924,126.07         11,661,405.57           816.91      -266,998,829.34
的净利润
归属于上市公司股东
的扣除非经常性损益      -624,893,182.81          -27,875,692.86       -2,141.71      -299,239,785.15
的净利润
经营活动产生的现金
                        -530,838,614.16          -77,100,007.11         -588.51      -253,113,267.86
流量净额
                                                                    本期末比上
                           2014年末               2013年末          年同期末增          2012年末
                                                                      减(%)
归属于上市公司股东
                        3,027,427,414.64    2,917,389,516.72               3.77    2,908,820,714.84
的净资产
总资产                  3,260,943,324.13    3,434,945,060.73              -5.07    3,082,516,035.89

(二)     主要财务指标
                                                                    本期比上年同期增
        主要财务指标              2014年               2013年                               2012年
                                                                          减(%)
基本每股收益(元/股)                  0.054              0.006                  800              -0.134
稀释每股收益(元/股)                  0.054              0.006                  800              -0.134
扣除非经常性损益后的基本每
                                       -0.314             -0.014             -2142.86              -0.151
股收益(元/股)
加权平均净资产收益率(%)                  3.6              0.40     增加3.2个百分点                -8.69
扣除非经常性损益后的加权平
                                       -21.03              -0.96   减少20.07个百分点                -9.74
均净资产收益率(%)




二、 非经常性损益项目和金额
√适用 □不适用
                                                                           单位:元    币种:人民币
                                                       附注(如
       非经常性损益项目           2014 年金额                       2013 年金额      2012 年金额
                                                       适用)
非流动资产处置损益                    -128,554.38                    -33,561.08       -431,374.45
越权审批,或无正式批准文件,
或偶发性的税收返还、减免
计入当期损益的政府补助,但与
公司正常经营业务密切相关,符
合国家政策规定、按照一定标准      17,079,980.10                    27,106,241.88   27,590,773.64
定额或定量持续享受的政府补
助除外
                                             6 / 209
                                    2014 年年度报告


计入当期损益的对非金融企业
收取的资金占用费
企业取得子公司、联营企业及合
营企业的投资成本小于取得投
资时应享有被投资单位可辨认
净资产公允价值产生的收益
非货币性资产交换损益
委托他人投资或管理资产的损

因不可抗力因素,如遭受自然灾
害而计提的各项资产减值准备
债务重组损益
企业重组费用,如安置职工的支
出、整合费用等
交易价格显失公允的交易产生
的超过公允价值部分的损益
同一控制下企业合并产生的子
公司期初至合并日的当期净损

与公司正常经营业务无关的或
有事项产生的损益
除同公司正常经营业务相关的
有效套期保值业务外,持有交易
性金融资产、交易性金融负债产
生的公允价值变动损益,以及处   36,856,625.00          13,234,531.34    5,554,458.42
置交易性金融资产、交易性金融
负债和可供出售金融资产取得
的投资收益
单独进行减值测试的应收款项
减值准备转回
对外委托贷款取得的损益
采用公允价值模式进行后续计
量的投资性房地产公允价值变
动产生的损益
根据税收、会计等法律、法规的
要求对当期损益进行一次性调
整对当期损益的影响
受托经营取得的托管费收入
除上述各项之外的其他营业外
                               -2,179,155.42            137,452.53       25,537.82
收入和支出
其他符合非经常性损益定义的
                               -18,704,178.14
损益项目
处置子公司取得的投资收益       700,900,133.50

少数股东权益影响额              -1,155,416.10           -790,513.92     -206,554.49
所得税影响额                      -852,125.68           -117,052.32     -291,885.13
            合计               731,817,308.88         39,537,098.43   32,240,955.81




                                        7 / 209
                                   2014 年年度报告


三、 采用公允价值计量的项目
                                                               单位:元 币种:人民币
                                                                     对当期利润的影响
    项目名称         期初余额        期末余额        当期变动
                                                                           金额
可供出售金融资产      515,747.20      663,464.90       147,717.70
交易性金融资产                        1,146,285.70    1,146,285.70         801,285.70
      合计            515,747.20      1,809,750.60   1,294,003.4           801,285.70




                                       8 / 209
                                       2014 年年度报告



                               第四节           董事会报告
一、董事会关于公司报告期内经营情况的讨论与分析
    报告期内,公司实现营业收入 82,045.15 万元,同比下降 8.25 %;利润总额 18,009.93 万元,
归属于上市公司股东的净利润为 10,692.41 万元。
    报告期内,影响公司财务报告的主要因素是:2014 年公司新产品、新业务以及新服务领域的
协同效应逐步显现,整体收入和去年相比基本持平。同时,为聚焦主营业务实现转型发展,本年
度公司转让控股子公司均获得了较大的投资收益。成本方面,对新并购企业的整合以及公司业务
调整和转型产生了较大成本费用。

(一) 主营业务分析
1   利润表及现金流量表相关科目变动分析表
                                                                      单位:元 币种:人民币
              科目                        本期数           上年同期数      变动比例(%)
营业收入                               820,451,544.82     894,262,281.52             -8.25
营业成本                               397,684,378.35     175,689,396.20            126.36
销售费用                               589,830,937.31     455,788,693.65             29.41
管理费用                               603,253,151.76     525,603,991.76             14.77
财务费用                               -44,310,474.22     -60,897,973.27             27.24
经营活动产生的现金流量净额            -530,838,614.16     -77,100,007.11           -588.51
投资活动产生的现金流量净额            -374,845,919.17    -526,776,739.59             28.84
筹资活动产生的现金流量净额            -111,732,792.77     108,794,996.84           -202.70
研发支出                               259,304,464.32     276,197,544.58             -6.12

2   收入
驱动业务收入变化的因素分析
    本年度营业收入较去年同期基本持平略有下降,主要原因是收购公司的收入分类为其他业务
收入,造成其他业务收入增加、金融资讯及数据 PC 终端服务系统有所减少。



3   成本
(1) 成本分析表
                                                                                    单位:元
                                          分行业情况
                                       本期占                     上年同   本期金额
           成本构                      总成本                     期占总   较上年同     情况
分行业                 本期金额                 上年同期金额
           成项目                      比例                       成本比   期变动比     说明
                                         (%)                      例(%)      例(%)
                                                                                      本年度
                                                                                      营业成
信息咨                                                                                本较去
询服务               395,103,862.24     99.35    175,689,396.21    100     124.89     年同期
业                                                                                    相比有
                                                                                      所增加,
                                                                                      主要原
                                           9 / 209
                                           2014 年年度报告


                                                                                              因是被
                                                                                              收购的
                                                                                              杭州大
                                                                                              彩、无锡
                                                                                              君泰、上
                                                                                              海狮王
                                                                                              等的成
                                                                                              本并入
                                                                                              造成。
   分产品情况
                                           本期占                        上年同   本期金额
                成本构                     总成本                        期占总   较上年同     情况
   分产品                   本期金额                   上年同期金额
                成项目                     比例                          成本比   期变动比     说明
                                             (%)                         例(%)      例(%)
   金融资
   讯及数
   据 PC 终               108,439,522.56    27.45      87,463,777.78      49.78       23.98
   端服务
   系统
   金融资
   讯及数
   据移动                   3,304,155.89     0.84         2,674,681.70     1.52       23.53
   终端服
   务系统
   证券营
   业部证
   券行情
                          41,616,968.46     10.53      24,509,432.67      13.95       69.80
   及基本
   资讯服
   务
   港股服
                          64,278,031.50     16.27      60,567,147.70      34.47       6.13
   务系统
                                                                                              被收购
                                                                                              的天津
                                                                                              民泰、杭
                                                                                              州大彩、
                                                                                              无锡君
                                                                                              泰、上海
   其他                   177,465,183.82    44.92          474,356.36      0.27   37,311.79   狮王的
                                                                                              成本并
                                                                                              入其他,
                                                                                              所以成
                                                                                              本较去
                                                                                              年比重
                                                                                              大。



   4   费用

项目          2014 年度       2013 年度         增减                          变动原因
                                               10 / 209
                                                2014 年年度报告




                                                                  本年度销售费用较上年同期相比增加
销售费用    589,830,937.31     455,788,693.65           29.41%    13,404.22 万元。主要系新增彩票、贵金属
                                                                  业务的推广费用以及广告费用的投入增加。



                                                                  本年度管理费用较上年同期相比增加
                                                                  7,764.92 万元。主要是:一、由于新收购
                                                                  子公司带入工资费用等支出增加 2,446.32
                                                                  万元。二、长期费用摊销增加 929.33 万元,
管理费用     603,253,151.76    525,603,991.76           14.77%    主要由于租赁房产退租导致的装修费用一
                                                                  次性计入损益。三、无形资产摊销增加
                                                                  1,339.86 万,主要系由于新收购的子公司
                                                                  下推可辨认资产确认的无形资产摊销增加
                                                                  以及自主软件摊销。



      5    研发支出
      (1) 研发支出情况表
                                                                                            单位:元
      本期费用化研发支出                                                              217,757,994.11
      本期资本化研发支出                                                               41,546,470.21
      研发支出合计                                                                    259,304,464.32
      研发支出总额占净资产比例(%)                                                             8.52
      研发支出总额占营业收入比例(%)                                                          31.61




      6    现金流

 项   目        2014 年度           2013 年度          增减                     变动原因


经营活动                                                          经营活动产生的现金流量净额有所减少主
产生的现
             -530,838,614.16     -77,100,007.11      -588.51%     要是报告期内购买商品、接受劳务等支付的
金流量净
额                                                                现金增加所致。




投资活动                                                          投资活动产生的现金流量净额增加主要是
产生的现
             -374,845,919.17    -526,776,739.59        28.84%     因为报告期内处置子公司及其他营业单位
金流量净
额                                                                收到的现金净额增加所致。




                                                    11 / 209
                                            2014 年年度报告



筹资活动
产生的现                                                      筹资活动产生的现金流量净额减少是因为
           -111,732,792.77      108,794,996.84    -202.70%
金流量净                                                      2014 年度偿还债务支付的现金增加所致。





      (二) 行业、产品或地区经营情况分析
      1、 主营业务分行业、分产品情况
                                                                              单位:元   币种:人民币
                                          主营业务分行业情况
                                                        营业收
                                                                       营业成本
                                                  毛利 入比上
      分行业      营业收入          营业成本                           比上年增    毛利率比上年增减(%)
                                                率(%) 年增减
                                                                       减(%)
                                                        (%)
      信息咨
      询服务   814,821,845.91    395,103,862.24     51.51      -8.86     124.89      减少 28.84 个百分点
      业
                                          主营业务分产品情况
                                                        营业收
                                                                       营业成本
                                                  毛利 入比上
      分产品      营业收入          营业成本                           比上年增    毛利率比上年增减(%)
                                                率(%) 年增减
                                                                       减(%)
                                                        (%)
      金融资
      讯及数
      据 PC    163,235,370.70    108,439,522.56     33.57     -70.32       23.98   减少 50.53 个百分点
      终端服
      务系统
      金融资
      讯及数
                                                                                   增加 0.30 个百分
      据移动    16,686,685.98      3,304,155.89     80.20      25.39       23.53
                                                                                   点
      终端服
      务系统
      证券营
      业部证
      券行情
                96,129,983.20     41,616,968.46     56.71      60.79       69.80   减少 2.30 个百分点
      及基本
      资讯服
      务
      港股服
               175,186,505.62     64,278,031.50     63.31      25.40       6.13    增加 6.66 个百分点
      务系统
      其他     363,583,300.41    177,465,183.82     51.19     176.98   37,311.79    减少 48.45 个百分点

      主营业务分行业和分产品情况的说明:

                                                 12 / 209
                                                 2014 年年度报告


                 2014 年金融资讯及数据 PC 终端服务系统业务收入下滑较多,但是成本多为固定成本下降不
           多,毛利率下降明显;被收购的杭州大彩、无锡君泰、上海狮王等的收入和成本并入其他,所以
           其他类别的收入和成本增加。

           2、 主营业务分地区情况
                                                                             单位:元 币种:人民币
                       地区                      营业收入                  营业收入比上年增减(%)
           境内                                      565,445,785.26                          -21.53
           境外                                      249,376,060.65                            43.75
           主营业务分地区情况的说明
           随着境外并购公司的增多,境外收入上升明显。

           (三) 资产、负债情况分析
           1     资产负债情况分析表
                                                                                            单位:元
                                本期                               上期
                                                                            本期期
                                期末                               期末
                                                                            末金额
                                数占                               数占
                                                                            较上期
项目名称       本期期末数       总资          上期期末数           总资                     情况说明
                                                                            期末变
                                产的                               产的
                                                                            动比例
                                比例                               比例
                                                                            (%)
                                (%)                              (%)
                                                                                     货币资金:货币资金期末
                                                                                     余额较期初减少
                                                                                     1,015,183,395.29 元,降
货币资金       435,699,206.58   13.36           1,450,882,601.87   42.24    -69.97   低比例为 69.97%,主要系
                                                                                     由于公司购买理财产品、
                                                                                     归还到期借款及收购子公
                                                                                     司大量现金流出所致。
                                                                                     其他应收款:本期其他应
                                                                                     收 款 较 上 年 增 长
其他应收                                                                             246,883,662.22 元,增长
               424,342,558.91   13.01             177,458,896.69    5.17    139.12
    款                                                                               比例 139.12%,主要系处置
                                                                                     子公司股权转让款未收回
                                                                                     所致。
                                                                                     其他流动资产:其他流动
其他流动
           1,133,419,158.09     34.76             454,000,000.00   13.22    149.65   资产增加是因为购买的短
    资产
                                                                                     期银行理财产品未到期。
                                                                                     长期股权投资:2014 年 12
                                                                                     月公司将其所持有的无锡
                                                                                     君泰贵金属合约交易中心
                                                                                     有限公司(以下简称“无
长期股权                                                                             锡君泰”)25%的股权以人
               203,000,000.00    6.23
    投资                                                                             民币 14,500 万元转让给公
                                                                                     司董事张婷女士的配偶黄
                                                                                     顺宁先生。因处置部分股
                                                                                     权投资丧失了控制权,对
                                                                                     于处置后的剩余 35%股权

                                                     13 / 209
                                               2014 年年度报告


                                                                                   投资,按照其在丧失控制
                                                                                   权日的公允价值进行重新
                                                                                   计量,金额为 20,300 万元。
                                                                                   固定资产:固定资产本期
                                                                                   减少 284,781,069.72 元,
固定资产     217,224,188.90      6.66           502,005,258.62   14.61   -56.73    下降比例 56.73%,主要系
                                                                                   由于本期处置子公司而减
                                                                                   少所致。
                                                                                   在建工程:在建工程减少
                                                                                   主要是因为成都蜀都银泰
在建工程         389,795.16      0.01            67,801,657.66   1.97    -99.43
                                                                                   置业有限责任公司购置的
                                                                                   房产本期转固。
                                                                                   无形资产:无形资产增加
                                                                                   是因为本年以公允价值确
                                                                                   认了新增的被收购公司的
无形资产     197,093,211.92      6.04           152,867,841.60   4.45      28.93   无形资产;另外公司开发
                                                                                   支出有 41,546,470.21 元
                                                                                   人民币在本年确认为无形
                                                                                   资产。
                                                                                   商誉:商誉增加是因为本
                                                                                   期公司收购了上海狮王黄
                                                                                   金有限责任公司、杭州大
                                                                                   彩网络科技有限公司、
                                                                                   Solutions Lab Pte Ltd
                                                                                   (解决方案实验室私人有
  商誉       449,567,580.02   13.79             438,960,478.73   12.78     2.42
                                                                                   限公司),按收购日被收购
                                                                                   方可辨认净资产公允价值
                                                                                   计算,合并成本大于取得
                                                                                   的被收购方可辨认净资产
                                                                                   公允价值的差额确认为为
                                                                                   商誉。
                                                                                   短期借款:本期归还了上
短期借款                                         97,392,600.00   2.84    -100.00
                                                                                   年借款。
                                                                                   股本:本年以总股本
                                                                                   1,807,000,000 股 为 基
                                                                                   数,以资本公积金向全体
  股本     1,987,700,000.00   60.95           1,807,000,000.00   52.61     10.00
                                                                                   股东每 10 股转增 1 股,增
                                                                                   加 股 本 180,700,000.00
                                                                                   元。

           (四) 核心竞争力分析
               1、公司从成立之初就专业从事互联网金融信息服务,与国内 90%的券商及 70%以上的营业部
           建立了业务合作关系,为券商提供行情、资讯、各类信息服务、行情服务器托管以及信息系统开
           发,在券商的业务需求及服务模式上积累了丰富的经验。公司上市以来更是加大了在云计算、大
           数据、无线互联及量化交易等方面的投入。
               2、公司拥有前瞻性的国际板块布局。大智慧全资子公司香港阿斯达克网络是香港地区最大的
           金融信息服务商和财经网站,其旗下的全资子公司艾雅斯也是香港本土最大的交易柜台提供商。

                                                    14 / 209
                                         2014 年年度报告


     公司在新加坡及日本均收购信息服务商及交易服务商,有效打通了国际国内通道,为中国投资世
     界、世界投资中国提供便利服务。
         3、在客户服务方面,大智慧上市以来加大了在云计算、大数据、无线互联及量化交易等方面
     的投入,拥有领先的技术水平,能稳定地向用户提供基于互联网时代大数据计算的有效服务;同
     时经过多年发展,大智慧已拥有专业理财顾问,可为用户 7*24 小时提供专业化的互联网理财服务,
     极大区别于其他具有垄断地位的互联网公司。
         4、公司的互联网金融信息服务大用户平台与湘财证券将融合发展,发挥协同效应。双方将实
     现资源共享、优势互补。大智慧的互联网金融的客户群、在大数据方面的积累和服务能力及其互
     联网金融信息服务平台,将与湘财证券的传统券商业务进行结合,积极打造以用户需求为导向,
     以研究和资产管理为中心,集行情、资讯、在线开户、投资咨询、综合理财、在线交易等金融产
     品销售与服务为一体的互联网金融服务平台。


     (五) 投资状况分析
     1、 对外股权投资总体分析
                                                                                       单位:万元
     报告期内投资额                                                           42,386.61
     投资额增减变动数                                                        -29,389.12
     上年同期投资额                                                           71,775.72
     投资额增减幅度(%)                                                         -40.95


     2、 被投资公司情况:

                                                占被投

被投资的公                                      资公司
                         主要经营活动                                       备注
司名称                                          权益比

                                                例(%)
                                                           2013 年 12 月 31 日,公司子公司阿斯达
                                                           克网络信息有限公司与 CHAN KAH KHUEN、
                                                           LEE OI MAN、KUAN TEIK GUAN 签订《股
                                                           份销售与购买协议》。公司同意子公司
Solutions                                                  阿斯达克网络信息有限公司以 720 万美
              COMPUTER SYSTEMS INTEGRATION                 金收购 CHAN KAH KHUEN、LEE OI MAN、
Lab 有限公                                      100
                                                           KUAN TEIK GUAN 三方共计持有解决方案
              ACTIVITIES                                   实验室私人有限公司(Solutions Lab

                                                           Pte Ltd)及其附属公司的 100%股权。截
                                                           至本报告期末已支付 720 万美金,工商
                                                           变更手续已于 2014 年 1 月 9 日完成,并
                                                           换发了营业执照。
阿斯达克网                                                 2013 年 8 月 7 日,公司第二届董事会 2013
络信息有限    互联网金融信息服务                100        年第六次临时会议审议通过了《关于拟
公司                                                       向子公司阿斯达克网络信息有限公司增
                                             15 / 209
                                       2014 年年度报告


                                                         资的议案》,2014 年 1 月 24 日,公司向
                                                         子公司阿斯达克网络增资 12,000 万港
                                                         币。截止到报告期末已支付 12,000 万港
                                                         币,注册资本变更为 14,413.9834 万元。
                                                         公司已将增资款项落实到位。
                                                         2014 年 2 月 20 日,本公司第二届董事会
                                                         2014 年第二次临时会议审议通过了《关
                                                         于拟收购无锡君泰贵金属合约交易中心
                                                         有限公司的议案》。根据 2014 年 2 月签
                                                         订的收购股权协议,同意公司以人民币
                                                         14,400 万元,收购无锡君泰贵金属合约
                                                         交易中心有限公司 60%股权。截至本报告
                                                         期末已支付 14,400 万元,工商变更手续
             从事贵金属(不含黄金)现货及电              已于 2014 年 2 月 26 日完成,并换发了
无锡君泰贵
             子商务交易;电子商务技术服务。              营业执照。
金属合约交
             (以上项目不含国家法律、行政法 35           2014 年 12 月 15 日,本公司第二届董事
易中心有限
             规限制、禁止类,涉及专项审批的,            会 2014 年第八次会议和 2014 年 12 月 25
公司
             经批准后方可经营)                          日 2014 年第五次临时股东大会审议通过
                                                         了《关于转让所持无锡君泰贵金属合约
                                                         交易中心有限公司 25%股权的议案》,公
                                                         司所持有无锡君泰贵金属合约交易中心
                                                         有限公司的 25%股权以人民币 14,500 万
                                                         元转让给黄顺宁先生。截止到报告期末,
                                                         公司已完成 25%股权转让,转让完成后公
                                                         司仍持有无锡君泰贵金属合约交易中心
                                                         有限公司 35%的股权。
                                                         2014 年 2 月 20 日,本公司第二届董事会
                                                         2014 年第二次临时会议、第二届监事会
                                                         第九次会议和 2014 年 3 月 7 日,2014 年
大智慧(香                                               第一次临时股东大会审议通过了《关于
港)投资控   从事投资管理、实业投资         100          拟使用部分超募资金对外投资设立子公
股有限公司                                               司的议案》,公司投资 6,000 万港币对
                                                         外投资设立大智慧(香港)投资控股有
                                                         限公司,截至本报告期末该公司尚在注
                                                         册审批中,公司尚未支付该笔投资。
                                                         广东财慧成立于 2013 年 11 月 26 日,注
                                                         册资本 2,000 万元。上海大智慧信息科
                                                         技有限公司持有其 70%股权,自然人杨建
广东财慧贵                                               萍持有其 30%股权。2014 年 2 月 26 日双
金属经营有   批发业                         70           方按同比例缴纳注册资本共计 400 万元,
限公司                                                   其中上海大智慧信息科技有限公司出资
                                                         280 万元,股东杨建萍出资 120 万元。其
                                                         余注册资本将按照法律规定逐步落实到
                                                         位。
             金银制品的加工、销售、收购,                2014 年 3 月 19 日,本公司公告《关于收
             投资咨询(不含经纪)、投资管                购上海狮王黄金有限责任公司的公告》
上海狮王黄
             理,五金交电、矿产品(除专项                (公告编号:2014-019)。根据 2014 年
金有限责任                                100
             审批)、金属材料及制品、化工                3 月签订的收购股权协议,同意公司以人
公司
             产品(除危险品)、塑料制品、                民币 4,370 万元收购上海狮王黄金有限
             建筑材料、工艺品的销售,从事                责任公司 100%股权。截至本报告期末已
                                           16 / 209
                                        2014 年年度报告



             各类货物及技术的进出口。(涉                 支付 4,370 万元,工商变更手续已于 2014
             及行政许可的,凭许可证经营)。               年 3 月 26 日完成,并换发了营业执照。
                                                          2013 年 10 月 15 日,本公司第二届董事
                                                          会 2013 年第十次临时会议审议通过了
                                                          《关于拟向上海大智慧信息科技有限公
                                                          司增资的议案》。公司向大智慧科技增
                                                          资人民币 12,000 万元,增资完成后,大
上海大智慧   计算机软硬件的开发销售,计算机               智慧科技的注册资本将由 4,000 万元增
信息科技有   科技专业领域内的技术咨询、技术    100        至 16,000 万元,本公司对大智慧科技的
限公司       服务。                                       持股比例仍为 100%。截至本报告期末已
                                                          支付 6,000 万元,注册资本变更为 10,000
                                                          万元,工商变更手续已于 2014 年 5 月 19
                                                          日完成,并换发了营业执照。公司将按
                                                          照董事会决议及相关法律规定逐步将增
                                                          资落实到位。




                                              17 / 209
                                                                          2014 年年度报告



           3、 非金融类公司委托理财及衍生品投资的情况
           (1) 委托理财情况
                                                                                                                                      单位:元    币种:人民币
                   委                                                                                                         是
                                                                                                                                                        资金
                   托                                                                                                         否
                                                                                                                                                        来源
                   理                                                            预                                           经   计提
                                                                         报酬                                                             是否          并说
                   财                           委托理财起   委托理财            计                                           过   减值          是否          关联关
   合作方名称                 委托理财金额                               确定              实际收回本金金额   实际获得收益                关联          明是
                   产                             始日期     终止日期            收                                           法   准备          涉诉            系
                                                                         方式                                                             交易          否为
                   品                                                            益                                           定   金额
                                                                                                                                                        募集
                   类                                                                                                         程
                                                                                                                                                        资金
                   型                                                                                                         序
                                                                         固定
上海浦东发展银行                10,000,000.00    2013/8/15   2014/2/13                        10,000,000.00      239,342.47   是            否     否     否
                                                                         收益
                                                                         保本
厦门银行上海分行                10,000,000.00    2013/9/10   2014/10/2   浮动                 10,000,000.00      559,000.00   是            否     否     否
                                                                         收益
                                                                         保本
厦门银行上海分行                20,000,000.00    2013/9/10   2014/10/2   浮动                 20,000,000.00    1,118,000.00   是            否     否     否
                                                                         收益
                                                                         保本
厦门银行上海分行                10,000,000.00   2013/12/10   2014/1/11   浮动                 10,000,000.00       51,555.56   是            否     否     否
                                                                         收益
                                                                         保本
厦门银行上海分行                10,000,000.00   2013/12/10   2014/2/8    浮动                 10,000,000.00       93,333.34   是            否     否     否
                                                                         收益
                                                                         固定
上海银行                        40,000,000.00   2013/12/17   2014/2/14                        40,000,000.00      347,857.54   是            否     否     否
                                                                         收益
                                                             2014-01-1   浮动
上海银行                        25,000,000.00   2013/12/30                                    25,000,000.00       45,413.48   是            否     否     否
                                                                     4   收益
                                                                         浮动
上海银行                        25,000,000.00   2013/12/30   2014/1/21                        25,000,000.00       66,606.43   是            否     否     否
                                                                         收益

                                                                                18 / 209
                                                              2014 年年度报告


                                                             浮动
上海银行           65,000,000.00    2013/12/31   2014/1/21                      65,000,000.00   165,305.06   是   否   否   否
                                                             收益
                                                             浮动
上海银行           34,000,000.00    2013/12/31   2014/1/24                      34,000,000.00    98,819.73   是   否   否   否
                                                             收益
                                                             固定
上海银行张江支行   15,000,000.00    2013/10/30   2014/1/8                       15,000,000.00   142,397.26   是   否   否   否
                                                             收益
                                                             保本
北京农商行         150,000,000.00   2013/12/16   2014/1/16   浮动              150,000,000.00   661,643.84   是   否   否   否
                                                             收益
中国农业银行杭州                                             浮动
                   40,000,000.00    2013/12/31   2014/1/2                       40,000,000.00     8,533.11   是   否   否   否
西城支行                                                     收益
                                                             固定
上海银行张江支行   20,000,000.00     2014/1/15   2014/4/16                      20,000,000.00   271,753.43   是   否   否   否
                                                             收益
                                                             浮动
上海银行张江支行     2,000,000.00    2014/2/28   2014/7/10                       2,000,000.00    30,023.60   是   否   否   否
                                                             收益
                                                 2014/12/1   浮动
上海银行张江支行     3,000,000.00    2014/2/28                                   3,000,000.00    98,014.47   是   否   否   否
                                                         6   收益
招商银行北京西三                                             固定
                     3,000,000.00    2014/1/16   2014/4/17                       3,000,000.00    44,128.74   是   否   否   否
环支行                                                       收益
中国农业银行杭州                                             浮动
                     2,000,000.00     2014/1/2   2014/4/2                        2,000,000.00    13,100.22   是   否   否   否
西城支行                                                     收益
中国农业银行杭州                                             浮动
                   38,000,000.00      2014/1/2   2014/2/20                      38,000,000.00   290,465.75   是   否   否   否
西城支行                                                     收益
中国农业银行杭州                                             浮动
                   38,000,000.00     2014/2/21   2014/2/24                      38,000,000.00     7,667.79   是   否   否   否
西城支行                                                     收益
中国民生银行上海                                             浮动
                   38,000,000.00     2014/2/24   2014/3/11                      38,000,000.00    74,334.25   是   否   否   否
分行                                                         收益
中国农行天津空港                                             固定
                   90,000,000.00      2014/1/7   2014/1/14                      90,000,000.00    99,151.42   是   否   否   否
物流加工区支行                                               收益
中国农行天津空港                                             固定
                   60,000,000.00     2014/2/27   2014/3/6                       60,000,000.00    61,116.23   是   否   否   否
物流加工区支行                                               收益
上海银行           37,000,000.00     2014/2/19   2014/3/24   固定               37,000,000.00   180,641.09   是   否   否   否
                                                                    19 / 209
                                                            2014 年年度报告


                                                           收益
                                                           浮动
上海银行           35,000,000.00   2014/1/3    2014/1/24                      35,000,000.00     89,010.42    是   否   否   否
                                                           收益
                                                           浮动
上海银行           31,000,000.00   2014/1/17   2014/1/24                      31,000,000.00     26,279.27    是   否   否   否
                                                           收益
                                                           浮动
上海银行           29,000,000.00   2014/1/17   2014/1/27                      29,000,000.00     35,119.75    是   否   否   否
                                                           收益
                                                           保本
厦门银行上海分行   80,000,000.00   2014/1/20   2014.4.20   浮动               80,000,000.00   1,160,000.00   是   否   否   否
                                                           收益
                                                           固定
上海银行           80,000,000.00   2014/1/21   2014/4/23                      80,000,000.00   1,087,013.69   是   否   否   否
                                                           收益
                                                           保本
厦门银行上海分行   40,000,000.00   2014/2/18   2014/5/19   浮动               40,000,000.00    580,000.00    是   否   否   是
                                                           收益
                                                           保本
厦门银行上海分行   80,000,000.00   2014/2/17   2014/3/22   浮动               80,000,000.00    440,000.00    是   否   否   是
                                                           收益
                                                           保本
厦门银行上海分行   30,000,000.00   2014/2/17   2014/3/22   浮动               30,000,000.00    165,000.00    是   否   否   否
                                                           收益
                                               2014-02-2   浮动
上海银行           20,000,000.00   2014/2/18                                  20,000,000.00     11,816.84    是   否   否   否
                                                       1   收益
                                               2014-02-2   浮动
上海银行           30,000,000.00   2014/2/18                                  30,000,000.00     53,175.76    是   否   否   否
                                                       7   收益
                                                2014-03-   浮动
上海银行           29,000,000.00   2014/2/18                                  29,000,000.00     91,383.53    是   否   否   否
                                                     06    收益
                                                2014-03-   浮动
上海银行           70,000,000.00   2014/2/18                                  70,000,000.00    372,230.30    是   否   否   否
                                                     17    收益
                                                2014-04-   浮动
上海银行            9,000,000.00   2014/2/18                                   9,000,000.00     97,343.80    是   否   否   否
                                                     16    收益
上海银行           20,000,000.00   2014/2/18    2014-04-   浮动               20,000,000.00    239,090.03    是   否   否   否
                                                                  20 / 209
                                                             2014 年年度报告


                                                      22    收益
                                                 2014-05-   浮动
上海银行           10,000,000.00    2014/2/18                                  10,000,000.00     38,544.57    是   否   否   否
                                                      06    收益
                                                 2014-05-   浮动
上海银行           10,000,000.00    2014/2/18                                  10,000,000.00     41,548.04    是   否   否   否
                                                      12    收益
                                                 2014-05-   浮动
上海银行             2,000,000.00   2014/2/18                                   2,000,000.00      8,509.84    是   否   否   否
                                                      14    收益
                                                            保本
杭州银行           123,000,000.00   2014/2/19   2014/3/28   浮动              123,000,000.00    623,424.66    是   否   否   是
                                                            收益
                                                2014-05-1   浮动
上海银行           20,000,000.00    2014/2/19                                  20,000,000.00     84,097.25    是   否   否   否
                                                        4   收益
                                                            固定
上海银行           36,000,000.00    2014/3/26   2014/4/28                      36,000,000.00    175,758.91    是   否   否   否
                                                            收益
                                                            保本
厦门银行上海分行   80,000,000.00    2014/3/26   2014/4/26   浮动               80,000,000.00    413,333.33    是   否   否   是
                                                            收益
                                                            保本
厦门银行上海分行   30,000,000.00    2014/3/26   2014/4/26   浮动               30,000,000.00    155,000.00    是   否   否   否
                                                            收益
                                                            保本
杭州银行           123,000,000.00   2014/3/31   2014/9/30   浮动              123,000,000.00   3,083,424.66   是   否   否   是
                                                            收益
                                                 2014-06-   浮动
上海银行           25,000,000.00    2014/3/28                                  25,000,000.00     58,818.02    是   否   否   否
                                                      23    收益
                                                            固定
上海银行           20,000,000.00    2014/4/23   2014/5/26                      20,000,000.00     95,835.62    是   否   否   否
                                                            收益
                                                            保本
厦门银行上海分行   80,000,000.00    2014/4/24   2014/5/29   浮动               80,000,000.00    435,555.56    是   否   否   否
                                                            收益
                                                            保本
厦门银行上海分行   80,000,000.00    2014/4/28   2014/5/30                      80,000,000.00    376,888.89    是   否   否   是
                                                            浮动
                                                                   21 / 209
                                                             2014 年年度报告


                                                            收益
                                                            保本
厦门银行上海分行   30,000,000.00    2014/4/28   2014/5/30   浮动               30,000,000.00   141,333.34   是   否   否   否
                                                            收益
                                                            固定
上海银行           34,000,000.00    2014/4/30   2014/6/3                       34,000,000.00   164,056.99   是   否   否   否
                                                            收益
                                                            保本
厦门银行上海分行   40,000,000.00    2014/5/21   2014/6/20   浮动               40,000,000.00   173,333.33   是   否   否   是
                                                            收益
                                                            浮动
上海银行             5,000,000.00   2014/5/23   2014/6/11                       5,000,000.00    26,624.21   是   否   否   否
                                                            收益
                                                            浮动
上海银行           10,000,000.00    2014/5/23   2014/6/16                      10,000,000.00    67,261.15   是   否   否   否
                                                            收益
                                                            浮动
上海银行             5,000,000.00   2014/5/23   2014/7/1                        5,000,000.00    36,707.27   是   否   否   否
                                                            收益
                                                            保本
厦门银行上海分行   80,000,000.00    2014/5/30   2014/6/29   浮动               80,000,000.00   346,666.67   是   否   否   是
                                                            收益
                                                2014-06-1   浮动
上海银行             5,000,000.00   2014/6/4                                    5,000,000.00     1,073.08   是   否   否   否
                                                        0   收益
                                                2014-06-1   浮动
上海银行             5,000,000.00   2014/6/4                                    5,000,000.00     1,609.61   是   否   否   否
                                                        3   收益
                                                2014-06-1   浮动
上海银行           20,000,000.00    2014/6/4                                   20,000,000.00     8,584.60   是   否   否   否
                                                        6   收益
                                                            固定
上海银行           31,000,000.00    2014/6/11   2014/7/14                      31,000,000.00   147,143.84   是   否   否   否
                                                            收益
                                                2014-06-2   浮动
上海银行           144,000,000.00   2014/6/19                                 144,000,000.00    20,603.04   是   否   否   否
                                                        3   收益
                                                2014-06-2   浮动
上海银行             5,000,000.00   2014/6/19                                   5,000,000.00     1,073.08   是   否   否   否
                                                        5   收益
                                                2014-07-1   浮动
上海银行           19,000,000.00    2014/6/19                                  19,000,000.00    87,025.25   是   否   否   否
                                                        5   收益
                                                                   22 / 209
                                                             2014 年年度报告


                                                2014/12/1   固定
上海银行           116,000,000.00   2014/6/20                                 116,000,000.00   3,077,146.30   是   否   否   否
                                                        9   收益
                                                2014/12/1   固定
上海银行           84,000,000.00    2014/6/24                                  84,000,000.00   2,179,305.21   是   否   否   否
                                                        9   收益
                                                            保本
厦门银行上海分行   40,000,000.00    2014/6/23   2014/7/25   浮动               40,000,000.00    188,444.45    是   否   否   是
                                                            收益
                                                            保本
厦门银行上海分行   80,000,000.00    2014/6/30   2014/8/1    浮动               80,000,000.00    376,888.89    是   否   否   是
                                                            收益
中国民生银行上海                                            浮动
                     5,000,000.00   2014/6/26   2014/7/14                       5,000,000.00      6,747.95    是   否   否   否
分行                                                        收益
                                                            保本
杭州银行           10,000,000.00    2014/6/27   2015/6/26   浮动                                              是   否   否   是
                                                            收益
                                                            保本
杭州银行             9,000,000.00   2014/6/27   2015/6/26   浮动                                              是   否   否   否
                                                            收益
                                                2014-07-1   浮动
上海银行           26,000,000.00    2014/6/30                                  26,000,000.00     68,704.15    是   否   否   否
                                                        5   收益
                                                2014-07-2   浮动
上海银行             5,000,000.00   2014/6/30                                   5,000,000.00     18,497.27    是   否   否   否
                                                        1   收益
                                                2014-07-2   浮动
上海银行             5,000,000.00   2014/6/30                                   5,000,000.00     25,543.85    是   否   否   否
                                                        9   收益
                                                2014-08-0   浮动
上海银行             4,000,000.00   2014/6/30                                   4,000,000.00     10,125.58    是   否   否   否
                                                        1   收益
                                                2014-08-0   浮动
上海银行           10,000,000.00    2014/6/30                                  10,000,000.00     27,687.14    是   否   否   否
                                                        4   收益
                                                            保本
厦门银行上海分行   100,000,000.00   2014/6/30   2014/8/11   浮动              100,000,000.00    630,000.00    是   否   否   否
                                                            收益
上海银行张江支行   20,000,000.00    2014/4/23   2014/7/23   固定               20,000,000.00    266,767.12    是   否   否   否
                                                                   23 / 209
                                                             2014 年年度报告


                                                            收益
                                                            固定
上海银行张江支行   10,000,000.00    2014/4/30   2014/7/2                       10,000,000.00    91,134.24   是   否   否   否
                                                            收益
                                                            固定
上海银行张江支行     5,000,000.00   2014/6/4    2014/9/3                        5,000,000.00    66,068.49   是   否   否   否
                                                            收益
招商银行北京西三                                            固定
                     4,000,000.00   2014/4/24   2014/7/16                       4,000,000.00    49,117.84   是   否   否   否
环支行                                                      收益
中国农行天津空港                                            固定
                   50,000,000.00    2014/3/10   2014/3/17                      50,000,000.00    46,054.15   是   否   否   否
物流加工区支行                                              收益
中国农行天津空港                                            固定
                   50,000,000.00    2014/3/11   2013/3/18                      50,000,000.00    45,737.75   是   否   否   否
物流加工区支行                                              收益
中国农行天津空港                                            固定
                   100,000,000.00   2014/3/20   2014/3/27                     100,000,000.00    99,829.86   是   否   否   否
物流加工区支行                                              收益
                                                            固定
宁波银行温州分行   15,490,000.00    2014/6/9    2014/6/30                      15,490,000.00    33,865.81   是   否   否   否
                                                            收益
                                                            固定
宁波银行温州分行   24,510,000.00    2014/6/9    2014/6/30                      24,510,000.00    53,586.25   是   否   否   否
                                                            收益
中国农业银行杭州                                            浮动
                     1,540,000.00   2014/3/12   2014/4/4                        1,540,000.00     3,552.50   是   否   否   否
西城支行                                                    收益
中国农业银行杭州                                            浮动
                     3,460,000.00   2014/3/12   2014/5/5                        3,460,000.00    13,264.64   是   否   否   否
西城支行                                                    收益
中国民生银行上海                                            浮动
                   17,000,000.00    2014/3/18   2014/4/16                      17,000,000.00    72,416.67   是   否   否   否
分行                                                        收益
中国民生银行上海                                            浮动
                   13,000,000.00    2014/3/18   2014/4/18                      13,000,000.00    66,555.56   是   否   否   否
分行                                                        收益
中国民生银行上海                                            浮动
                     3,000,000.00   2014/3/18   2014/4/18                       3,000,000.00    19,356.77   是   否   否   否
分行                                                        收益
中国民生银行上海                                            浮动
                     2,000,000.00   2014/4/3    2014/5/5                        2,000,000.00     3,956.16   是   否   否   否
分行                                                        收益
中国民生银行上海                                            浮动
                   31,000,000.00    2014/4/21   2014/5/26                      31,000,000.00   148,630.14   是   否   否   否
分行                                                        收益
中国民生银行上海     9,000,000.00   2014/5/28   2014/5/29   浮动                9,000,000.00       937.00   是   否   否   否
                                                                   24 / 209
                                                                 2014 年年度报告


分行                                                            收益
中国民生银行上海                                                浮动
                     22,000,000.00     2014/5/28    2014/7/2                        22,000,000.00    105,479.45   是   否   否   否
分行                                                            收益
                                                    2014.3.1
中国农业银行无锡                      2014.3.1-          -    浮动
                   4,353,734,000.00                                               4,353,734,000.00   433,600.55   是   否   否   否
科教园支行                            2014.12.31   2014.12.3    收益
                                                            1
                                                                保本
杭州银行             40,000,000.00    2014/12/19   2015/6/18    浮动                                              是   否   否   否
                                                                收益
招商银行北京西三                                                固定
                       4,500,000.00     2014/8/1   2014/12/9                          4,500,000.00    88,150.50   是   否   否   否
环支行                                                          收益
招商银行北京西三                                                固定
                       5,000,000.00   2014/12/24    2015/3/4                                                      是   否   否   否
环支行                                                          收益
                                                                保本
中国农业银行无锡
                     15,000,000.00    2014/12/29    2015/2/9    浮动                                              是   否   否   否
科教园支行
                                                                收益
                                                                保本
中国农业银行无锡
                     15,000,000.00    2014/10/29   2015/1/27    浮动                                              是   否   否   否
科教园支行
                                                                收益
                                                                保本
中国农业银行无锡
                     19,000,000.00    2014/12/31    2015/1/5    浮动                                              是   否   否   否
科教园支行
                                                                收益
                                                                固定
上海银行张江支行     15,000,000.00      2014/7/9   2014/8/11                        15,000,000.00     68,486.31   是   否   否   否
                                                                收益
                                                   2014/10/2    固定
上海银行张江支行     20,000,000.00     2014/7/30                                    20,000,000.00    250,810.96   是   否   否   否
                                                           9    收益
                                                   2014/11/2    固定
上海银行张江支行     15,000,000.00     2014/8/27                                    15,000,000.00    186,238.35   是   否   否   否
                                                           6    收益
                                                   2014/12/1    浮动
上海银行张江支行       7,000,000.00    2014/9/29                                      7,000,000.00    62,368.12   是   否   否   否
                                                           6    收益
厦门银行上海分行     15,000,000.00    2014/10/10   2014/11/1    固定                15,000,000.00     75,687.50   是   否   否   否
                                                                       25 / 209
                                                             2014 年年度报告


                                                        4   收益
                                                2014/12/1   固定
厦门银行上海分行   20,000,000.00    2014/11/3                                  20,000,000.00   120,722.22   是   否   否   否
                                                        4   收益
                                                2014/12/3   固定
厦门银行上海分行   15,000,000.00    2014/12/1                                  15,000,000.00    65,625.00   是   否   否   否
                                                        1   收益
                                                            固定
上海银行张江支行   20,000,000.00    2014/12/3   2015/2/4                                                    是   否   否   否
                                                            收益
                                                            固定
上海银行张江支行   15,000,000.00   2014/12/17   2015/3/2                                                    是   否   否   否
                                                            收益
                                                            固定
厦门银行上海分行   20,000,000.00   2014/12/18   2015/1/17                                                   是   否   否   否
                                                            收益
                                                            固定
厦门银行上海分行   15,000,000.00   2014/12/31   2015/1/30                                                   是   否   否   否
                                                            收益
                                                            固定
上海银行张江支行    8,000,000.00   2014/12/17   2015/3/2                                                    是   否   否   否
                                                            收益
                                                            浮动
上海银行            3,000,000.00    2014/5/23   2014/7/29                       3,000,000.00    37,836.73   是   否   否   否
                                                            收益
                                                            浮动
上海银行           17,000,000.00    2014/5/23   2014/8/6                       17,000,000.00    45,937.32   是   否   否   否
                                                            收益
                                                            固定
上海银行           28,000,000.00    2014/7/16   2014/8/18                      28,000,000.00   125,309.59   是   否   否   否
                                                            收益
                                                            固定
上海银行           28,000,000.00    2014/8/20   2014/9/22                      28,000,000.00   125,309.59   是   否   否   否
                                                            收益
                                                2014/10/2   固定
上海银行           25,000,000.00    2014/9/24                                  25,000,000.00   111,883.57   是   否   否   否
                                                        7   收益
                                                            固定
上海银行            4,000,000.00   2014/10/29   2014/12/1                       4,000,000.00    17,358.91   是   否   否   否
                                                            收益
                                                2014/12/3   固定
上海银行           20,000,000.00   2014/10/29                                                               是   否   否   否
                                                        1   收益
                                                            浮动
浦发银行           10,000,000.00     2014/7/2   2014/7/23                      10,000,000.00   186,027.45   是   否   否   否
                                                            收益
浦发银行           40,000,000.00     2014/7/2   2014/11/1   浮动               40,000,000.00   613,698.40   是   否   否   否
                                                                   26 / 209
                                                             2014 年年度报告


                                                        7   收益
                                                            保本
                                                2014/10/3
厦门银行上海分行   40,000,000.00    2014/7/29               浮动               40,000,000.00    532,666.66    是   否   否   是
                                                        1
                                                            收益
                                                            保本
厦门银行上海分行   80,000,000.00    2014/8/4    2014/11/7   浮动               80,000,000.00   1,076,666.67   是   否   否   是
                                                            收益
                                                            保本
                                                2014/11/1
厦门银行上海分行   50,000,000.00    2014/8/12               浮动               50,000,000.00    665,833.34    是   否   否   否
                                                        4
                                                            收益
                                                            浮动
杭州银行           100,000,000.00   2014/8/22   2014/9/26                     100,000,000.00    508,219.18    是   否   否   否
                                                            收益
                                                2014-08-2   浮动
上海银行             5,000,000.00   2014/8/20                                   5,000,000.00      2,768.71    是   否   否   否
                                                        7   收益
                                                2014-09-0   浮动
上海银行           10,000,000.00    2014/8/20                                  10,000,000.00     20,759.39    是   否   否   否
                                                        3   收益
                                                2014-09-0   浮动
上海银行           15,000,000.00    2014/8/20                                  15,000,000.00     44,484.40    是   否   否   否
                                                        9   收益
                                                2014-09-0   浮动
上海银行           15,000,000.00    2014/8/20                                  15,000,000.00     44,484.40    是   否   否   否
                                                        9   收益
                                                2014-09-0   浮动
上海银行           20,000,000.00    2014/8/22                                  20,000,000.00     53,381.28    是   否   否   否
                                                        9   收益
                                                2014-09-1   浮动
上海银行             5,000,000.00   2014/8/22                                   5,000,000.00     15,569.54    是   否   否   否
                                                        2   收益
                                                2014-09-2   浮动
上海银行           10,000,000.00    2014/8/22                                  10,000,000.00     45,967.20    是   否   否   否
                                                        2   收益
                                                2014-10-1   浮动
上海银行           15,000,000.00    2014/8/22                                  15,000,000.00     72,224.34    是   否   否   否
                                                        4   收益
                                                2014/10/2   浮动
浦发银行           20,000,000.00    2014/9/29                                  20,000,000.00     92,054.79    是   否   否   否
                                                        9   收益
                                                2014/10/3   浮动
浦发银行           120,000,000.00   2014/9/30                                 120,000,000.00    552,328.77    是   否   否   否
                                                        0   收益
                                                                   27 / 209
                                                              2014 年年度报告


                                                             浮动
杭州银行           100,000,000.00    2014/9/30   2014/11/4                     100,000,000.00    498,630.14    是   否   否   否
                                                             收益
                                                             保本
                                                 2014/10/3
厦门银行上海分行   140,000,000.00    2014/9/29               浮动              140,000,000.00    659,555.55    是   否   否   否
                                                         1
                                                             收益
                                                 2014-10-1   浮动
上海银行           20,000,000.00     2014/9/29                                  20,000,000.00     27,254.47    是   否   否   否
                                                         4   收益
                                                 2014-10-2   浮动
上海银行           15,000,000.00     2014/9/29                                  15,000,000.00     28,617.19    是   否   否   否
                                                         0   收益
                                                 2014-10-2   浮动
上海银行             5,000,000.00    2014/9/29                                   5,000,000.00     12,718.76    是   否   否   否
                                                         7   收益
                                                 2014-11-1   浮动
上海银行             8,000,000.00    2014/9/29                                   8,000,000.00     36,569.09    是   否   否   否
                                                         0   收益
                                                 2014-11-1   浮动
上海银行             2,000,000.00    2014/9/29                                   2,000,000.00     10,012.96    是   否   否   否
                                                         4   收益
                                                             保本
                                                 2014/11/1
厦门银行上海分行   214,000,000.00   2014/10/10               浮动              214,000,000.00   1,102,694.45   是   否   否   是
                                                         4
                                                             收益
                                                             浮动
宁波通商银行       50,000,000.00    2014/10/14   2015/1/14                                                     是   否   否   否
                                                             收益
                                                 2014-11-1   浮动
上海银行           20,000,000.00    2014/10/30                                  20,000,000.00     32,650.97    是   否   否   否
                                                         4   收益
                                                             浮动
浦发银行           120,000,000.00    2014/11/3   2014/12/3                     120,000,000.00    537,534.25    是   否   否   否
                                                             收益
                                                             保本
                                                 2014/12/1
厦门银行上海分行   40,000,000.00     2014/11/3               浮动               40,000,000.00    241,444.45    是   否   否   是
                                                         4
                                                             收益
                                                             保本
                                                 2014/12/1
厦门银行上海分行   140,000,000.00    2014/11/3               浮动              140,000,000.00    845,055.55    是   否   否   否
                                                         4
                                                             收益
                                                             浮动
杭州银行           100,000,000.00    2014/11/6   2014/12/9                     100,000,000.00    474,657.53    是   否   否   否
                                                             收益
                                                                    28 / 209
                                                              2014 年年度报告


                                                             保本
                                                 2014/12/3
厦门银行上海分行   80,000,000.00    2014/11/10               浮动               80,000,000.00    572,222.22    是   否   否   是
                                                         0
                                                             收益
                                                             保本
                                                 2014/12/3
厦门银行上海分行   214,000,000.00   2014/11/17               浮动              214,000,000.00   1,316,397.22   是   否   否   是
                                                         0
                                                             收益
                                                             保本
                                                 2014/12/3
厦门银行上海分行   30,000,000.00    2014/11/17               浮动               30,000,000.00    184,541.66    是   否   否   否
                                                         0
                                                             收益
                                                 2014-12-1   浮动
上海银行           25,000,000.00    2014/11/24                                  25,000,000.00     58,461.15    是   否   否   否
                                                         5   收益
                                                 2014-12-2   浮动
上海银行             5,000,000.00   2014/11/24                                   5,000,000.00     15,589.64    是   否   否   否
                                                         2   收益
                                                 2014-12-2   浮动
上海银行           16,000,000.00     2014/12/4                                  16,000,000.00     32,070.11    是   否   否   否
                                                         2   收益
                                                             保本
厦门银行上海分行   100,000,000.00    2014/12/4   2015/1/3    浮动                                              是   否   否   否
                                                             收益
                                                             浮动
杭州银行           100,000,000.00   2014/12/11   2015/1/13                                                     是   否   否   否
                                                             收益
                                                             固定
上海银行           140,000,000.00   2014/12/17   2015/1/19                                                     是   否   否   否
                                                             收益
                                                             固定
上海银行           180,000,000.00   2014/12/24   2015/1/26                                                     是   否   否   否
                                                             收益
                                                             固定
上海银行           80,000,000.00    2014/12/24   2015/1/26                                                     是   否   否   否
                                                             收益
                                                             保本
厦门银行上海分行   70,000,000.00    2014/12/31   2015/1/30   浮动                                              是   否   否   是
                                                             收益
                                                             保本
厦门银行上海分行   214,000,000.00   2014/12/31   2015/1/30   浮动                                              是   否   否   是
                                                             收益
                                                                    29 / 209
                                                                    2014 年年度报告


                                                                   浮动
光大银行                  30,000,000.00   2014/12/31   2015/3/25                                                        是   否   否   否
                                                                   收益
           合计   /   10,890,234,000.00            /           /      /              9,715,234,000.00   36,854,041.30    /    /    /    /   /




                                                                          30 / 209
                                                      2014 年年度报告



          4、 募集资金使用情况
          (1) 募集资金总体使用情况
          √适用□不适用
                                                                                     单位:万元 币种:人民币
                                                     本年度已使 已累计使用
                                         募集资金                          尚未使用募 尚未使用募集资
          募集年份     募集方式                      用募集资金 募集资金总
                                           总额                            集资金总额 金用途及去向
                                                         总额       额
              2011     首次发行         255,200.00    62,983.00 228,614.81 13,760.76
              合计           /          255,200.00     62,983.00 228,614.81        13,760.76      /
                                                     按公司《首次公开发行股票招股说明书》披露的首次公开
                                                     发行股票募集资金投资计划,本次募集资金主要投资于五
                                                     个项目,预计共投入人民币 102,500 万元。经由公司第一
                                                     届董事会第二十五次会议、第一届监事会第十四次会议和
                                                     公司 2012 年第二次临时股东大会审议通过了《关于调整
                                                     部分募集资金投资项目的实施地点及资金使用计划的议
                                                     案》,将五个项目的实施地点从上海张江高科技园区调整
                募集资金总体使用情况说明
                                                     为上海由由世纪广场一号楼,并在深圳、广州设立营销及
                                                     售后服务中心,实施方式由原购置办公楼变更为租赁办公
                                                     楼,公司将原募集资金使用计划中用于购置张江高科技园
                                                     区办公楼的合计 29,785 万元调整为补充公司营运资金(详
                                                     见公告临 2012-017)。截至 2014 年 12 月 31 日,公司募
                                                     集资金专户余额为人民币 1,586.77 万元。闲置募集资金
                                                     进行现金管理的余额为 29,400 万元。



          (2) 募集资金承诺项目情况
          √适用 □不适用
                                                                                     单位:万元 币种:人民币
                                                                                                              变
                                                                                                              更
                                                                                                              原
                                                                                                              因
                                                                                                              及
                                 募集                                                                  未达
                                                                                                              募
                                 资金                 是否                                      是否   到计
承诺   是否                              募集资金                                                             集
                募集资金拟       本年                 符合     项目                  产生收益   符合   划进
项目   变更                              累计实际                       预计收益                              资
                投入金额         度投                 计划     进度                    情况     预计   度和
名称   项目                              投入金额                                                             金
                                 入金                 进度                                      收益   收益
                                                                                                              变
                                 额                                                                    说明
                                                                                                              更
                                                                                                              程
                                                                                                              序
                                                                                                              说
                                                                                                              明
                                                          31 / 209
                                           2014 年年度报告



                                                             本项目计
                                                             算期为 8
大   智
                                                             年,其中建
慧   金
                                                             设期 3 年,
融   终
          是   38,000.00   0   24,199.92   是        100%    预计计算    9,844.08   否
端   升
                                                             期内年均
级   项
                                                             新增营业

                                                             收入为
                                                             34174.94
                                                             本项目计
                                                             算期为 8
金   融
                                                             年,其中建
终   端
                                                             设期 3 年,
手   机
          是   18,500.00   0   11,139.97   是        100%    预计计算    1,668.67   否
版   升
                                                             期内年均
级   项
                                                             新增营业

                                                             收入为
                                                             12164.50
                                                             本项目计
                                                             算期为 8
券 商
                                                             年,其中建
综 合
                                                             设期 3 年,
服 务
          是   12,000.00   0   7,859.85    是        100%    预计计算    1,420.00   否
系 统
                                                             期内年均
升 级
                                                             新增营业
项目
                                                             收入为
                                                             9707.63
                                                             本项目计
                                                             算期为 8
金   融
                                                             年,其中建
终   端
                                                             设期 3 年,
国   际
          是   12,000.00   0   9,699.99    是        100%    预计计算    0          否
版   开
                                                             期内年均
发   项
                                                             新增营业

                                                             收入为
                                                             9133.17
                                                             本项目计
大   智                                                      算期为 8
慧   专                                                      年,其中建
业   财                                                      设期 3 年,
          是   22,000.00   0   19,815.00   是        100%                0          否
经   视                                                      预计计算
频   项                                                      期内年均
目                                                           新增营业
                                                             收入为
                                                32 / 209
                                                  2014 年年度报告



                                                                      11634.48
合计   /      102,500.00     0        72,714.73   /          /                       /              /          /        /
募集资金承诺项目使用情况     公司根据市场的变化情况,适时调整商业模式,部分项目由原来的产品项目形式改为
说明                         平台建设,通过平台带动其他项目的收益,因而收益没有分别体现在各个项目中。


           (3) 募集资金变更项目情况
           √适用 □不适用
                                                                                     单位:万元 币种:人民币
           变更投资项目资金总额
                                                                                                                        未达
           变更   对应               本年                 是否                                                 是否     到计
                         变更项目
           后的   的原               度投   累计实际      符合     变更项目的预计        产生收益       项目   符合     划进
                         拟投入金
           项目   承诺               入金   投入金额      计划         收益                情况         进度   预计     度和
                           额
           名称   项目                 额                 进度                                                 收益     收益
                                                                                                                        说明
           大智   大智                                             本项目计算期为
           慧金   慧金                                             8 年,其中建设
           融终   融终                                             期 3 年,预计计
                         24,200.00    0     24,199.92      是                            9,844.08       100%       否   说明
           端升   端升                                             算期内年均新增
           级项   级项                                             营业收入为
           目     目                                               34174.94
           金融   金融                                             本项目计算期为
           终端   终端                                             8 年,其中建设
           手机   手机                                             期 3 年,预计计
                         11,140.00    0     11,139.97      是                            1,668.67       100%       否   说明
           版升   版升                                             算期内年均新增
           级项   级项                                             营业收入为
           目     目                                               12164.50
           券商   券商                                             本项目计算期为
           综合   综合                                             8 年,其中建设
           服务   服务                                             期 3 年,预计计
                         7,860.00     0     7,859.85       是                            1,420.00       100%       否   说明
           系统   系统                                             算期内年均新增
           升级   升级                                             营业收入为
           项目   项目                                             9707.63
           金融   金融                                             本项目计算期为
           终端   终端                                             8 年,其中建设
           国际   国际                                             期 3 年,预计计
                         9,700.00     0     9,699.99       是                               0           100%       否   说明
           版开   版开                                             算期内年均新增
           发项   发项                                             营业收入为
           目     目                                               9133.17
           大智   大智                                             本项目计算期为
           慧专   慧专                                             8 年,其中建设
                         19,815.00    0     19,815.00      是                               0           100%       否   说明
           业财   业财                                             期 3 年,预计计
           经视   经视                                             算期内年均新增

                                                        33 / 209
                                                      2014 年年度报告



            频项   频项                                                营业收入为
            目     目                                                  11634.48
            合计    /      72,715.00      0    72,714.73       /                               /          /          /         /
                                       说明:本报告期公司进行了相关业务调整,对募投项目收益有一定影响。另外,

                                       部分项目由原来的产品项目形式改为平台建设,通过平台带动其他项目的收

                                       益,因而收益没有分别体现在各个项目中。

                                       经由公司 2012 年第一届董事会第二十五次会议、第一届监事会第十四次会议

                                       和公司 2012 年第二次临时股东大会审议通过了《关于调整部分募集资金投资

            募集资金变更项目情况       项目的实施地点及资金使用计划的议案》,将大智慧金融终端升级项目、金融
            说明                       终端手机版升级项目、券商综合服务系统升级项目、金融终端国际版开发项目

                                       和大智慧专业财经视频项目这五个项目的实施地点从上海张江高科技园区调

                                       整为上海由由世纪广场一号楼,并在深圳、广州设立营销及售后服务中心,实

                                       施方式由原购置办公楼变更为租赁办公楼,公司拟将原募集资金使用计划中用

                                       于购置张江高科技园区办公楼的合计 29,785 万元调整为补充公司营运资金。

                                       调整后五个项目拟投入为 72,715 万元。


            5、 主要子公司、参股公司分析
            主要控股子公司的主营业务、注册资本、资产规模、营业收入、净利润情况:
                                                                          单位:万元 币种:人民币
               公司名称                        主营业务         注册资本        总资产      净资产     营业收入          净利润
                                        计算机软件的开发与
上海大智慧软件开发有限公司                                            100.00    1,006.56    1,004.44          0.02        -234.20
                                        销售
上海大智慧财富管理有限公司              基金销售                   8,000.00     3,166.29    2,778.72     -600.83     -5,652.74
                                        计算机软件的开发与
上海大智慧信息科技有限公司                                      10,000.00      56,490.60   54,352.12   29,307.74     40,951.53
                                        销售
                                                               14413.9834
阿斯达克网络信息有限公司                互联网金融信息服务                     30,439.17   26,562.96   23,108.67         5,599.49
                                                                   (港币)
                                        计算机软硬件开发与
合肥大智慧信息技术有限公司                                      25,000.00      15,956.25   15,772.11       54.25     -3,714.42
                                        销售
                                        计算机软硬件开发与
上海大智慧财汇数据科技有限公司                                     3,000.00    10,249.88    8,716.04    5,892.08         2,416.89
                                        销售
                                        计算机软硬件、电子
                                        产品的销售,计算机
上海龙软信息技术有限公司(公司持有其    软硬件、电子信息、
                                                                      500.00    2,314.91    2,112.48    2,172.67           339.78
70%股权)                               通信技术、自动化系
                                        统领域内的技术开
                                        发、技术转让、技术

                                                           34 / 209
                                                      2014 年年度报告


                                       咨询、技术服务,从
                                       事货物与技术的进出
                                       口业务




大智慧信息技术有限公司                 计算机软件开发           1,000.00      4,988.87     988.87          -      -10.79
北京慧远保银信息技术有限公司           软件系统服务                  512.00   1,434.90   1,164.98     652.88      148.16
                                                              634.46(新
NEXTVIEW PTE LTD(新思维私人有限公司)   软件资讯业务                           2,076.24   1,306.01   2,032.00       14.99
                                                                加坡元)
杭州大彩网络科技有限公司(截止到报告
                                       信息服务                 5,000.00      4,701.99   3,689.78   5,259.08   -1,248.75
期末,公司持有其 80%股权)
上海天蓝蓝投资管理有限公司             投资管理                 3,605.00      3,568.63   3,568.63          -      -36.30
北京油宝宝石油化工投资管理有限公司     投资及化工贸易                400.00     398.22     398.08          -       -1.81
上海狮王黄金有限责任公司               贵金属交易及进出口            500.00   4,769.07   1,264.28   1,299.45      216.94
深圳市前海博盈石油化工投资有限公司     化工贸易                           -       1.36      -1.79          -       -1.79


         6、 非募集资金项目情况
         □适用 √不适用


         二、董事会关于公司未来发展的讨论与分析
         (一) 行业竞争格局和发展趋势

              1、2014 年,互联网及移动互联网深度介入金融信息服务业及金融业,新技术、新模式、新

         业态层出不穷,金融信息服务行业的原始边界逐渐消融,强调大用户、大平台、大数据的互联网

         金融成为主流;

              2、互联网金融的浪潮颠覆性地重塑了行业格局,具备天然垄断性的平台成为竞争的核心,一

         站式服务、跨界竞争、赢者通吃成为现实,行业竞争愈演愈烈;

              3、我国资本市场结构更加完善,资金供求双方的要求日益多层次化、个性化,与之相应,金

         融信息服务业继续深刻变革,朝着规模化、专业化、多层次方向发展。

         (二) 公司发展战略

              在互联网金融深度发展的背景下,2014 年,公司综合对行业态势、发展环境及自身特点的认

         识,加快转型升级,继续打造以大用户、大平台为基础的互联网金融。在公司聚集的 2000 万活跃

         用户大平台上,与证券、保险、信托、银行等各类金融业态进行多种形式的深度合作,同时积极

         参与新型互联网金融包括众筹、私募报价平台等服务,为用户提供一站式解决方案。公司与湘财

         证券将深度融合发展,发挥协同效应,以用户需求为导向,以研究和资产管理为中心,集行情、


                                                          35 / 209
                                    2014 年年度报告



资讯、在线开户、投资咨询、综合理财、在线交易等金融产品销售与服务为一体的互联网金融服

务平台。

(三) 经营计划

    公司下一步将重点在创新发展模式,探索突破金融业传统边界和竞争格局方面发力,加快向

规模化、专业化和一站式的大平台及互联网金融集团转型,努力打造成为一家大品牌级别的互联

网金融集团。

    大智慧将利用自身基于移动互联网领域的大平台、大数据、大用户优势,结合湘财证券在传

统证券领域全牌照执业的金融服务能力,实现强强联手、优势资源互补,形成明显协同作用。一

方面实现本公司所拥有的互联网大用户群向湘财证券的客户导流,同时使湘财证券获得强大的融

资平台及大数据服务能力,放大双方核心优势产生乘数效应,实现整合价值最大化。

    以上计划符合国家对互联网金融的政策导向,也有利于将本公司所拥有的资源发挥更大的作

用。但在执行和运营过程中也面临诸多不确定因素,请投资者注意风险。




(四) 可能面对的风险

    1) 经营业绩受证券市场变化影响的风险

        公司传统业务与金融市场的发展情况紧密相关,一旦证券市场景气度下降,市场活跃程

    度和投资者热情均会受到影响,从而抑制投资者对金融信息服务的需求,并给公司的经营业

    绩带来不利影响。

    2) 新兴服务领域市场不确定性的风险:

        由于该领域业务多伴随技术发展而产生,业务模式及技术实现都尚处于摸索阶段,商业

    模式及运行环境均存在一定的不确定性。管理层一方面会引进人才,积极发展业务,一方面

    密切关注行业动态,管理动态,做好风险控制。

    3) 互联网系统安全运行的风险

        公司目前的主营业务是基于互联网提供金融信息服务,虽然公司已采取了相关安全措施,

    但如果出现设备故障、软件漏洞、黑客攻击等问题,则可能导致公司产品不能正常使用,从

    而给公司的品牌以及经营业绩带来不利影响。

    4) 市场竞争加剧的风险




                                        36 / 209
                                      2014 年年度报告



        公司目前在互联网金融信息服务行业中具有较强的竞争力。但是,随着金融市场进一步

    发展,投资者对金融信息的需求不断增加,金融信息服务市场继续保持快速增长,国内企业

    会大幅增加投入,国际知名企业也将进一步开拓国内市场,这会导致国内市场竞争程度加剧。

    5) 规模扩大引致的管理风险

        公司自成立以来持续、快速发展,公司的资产、业务、机构和人员将进一步扩展,如果

    管理层未能及时调整经营观念和管理手段,将面临企业规模扩张所带来的管理风险。 公司通

    过制定合适的战略规划、建立规范的法人治理结构、制定完善的内部控制制度并有效实施,

    能够提高公司的管理水平,防范上述管理风险。

    6) 核心人员流失的风险

        公司自成立以来,始终重视人才的培养,拥有一支技术过硬、人员稳定的技术团队。上

    述技术人员精通 IT 和互联网技术,拥有丰富的金融信息产品研发经验,为公司的技术创新

    打下了坚实的基础。在报告期内公司技术人员队伍稳定,未出现技术人员重大流失的情形。

    公司已采取了相应措施,如制定适当的薪酬标准体系、相关技术人员持有公司一定股权等措

    施。但随着市场竞争格局的加剧,不排除上述人员流失的可能,从而会对公司的未来发展产

    生一定的不利影响。


三、董事会对会计师事务所“非标准审计报告”的说明
(一) 董事会、监事会对会计师事务所“非标准审计报告”的说明
□适用 √不适用


(二) 董事会对会计政策、会计估计或核算方法变更的原因和影响的分析说明
□适用 √不适用


(三) 董事会对重要前期差错更正的原因及影响的分析说明
□适用 √不适用


四、利润分配或资本公积金转增预案
(一) 现金分红政策的制定、执行或调整情况

    2014 年 3 月 22 日召开 2013 年年度股东大会审议通过 2013 年度利润分配方案:公司以股本

1,807,000,000 股为基数,以资本公积金向全体股东每 10 股转增 1 股,共计新增 180,700,000 股。

截止到报告期末,公司总股本增至 1,987,700,000 股。有关分红方案已于 2014 年 5 月 5 日全部实




                                          37 / 209
                                       2014 年年度报告



施完毕。有关利润分配及公积金转增股本详情,请参阅公司 2014 年 4 月 24 日披露公告。(公告

编号:临 2014-023)

    经立信会计师事务所(特殊普通合伙)审计确认,公司 2014 年度合并报表实现归属于上市公

司股东的净利润 106,924,126.07 元;母公司报表实现净利润人民币-373,708,801.74 元。根据《公

司法》和《公司章程》的规定,未予提取法定盈余公积金,加上年初未分配利润人民币

-223,503,814.79 元,2014 年末母公司可供股东分配的利润为人民币-597,212,616.53 元。公司

拟定 2014 年度不进行利润分配,也不进行资本公积金转增股本。


(二) 公司近三年(含报告期)的利润分配方案或预案、资本公积金转增股本方案或预案
                                                                    单位:元   币种:人民币
                                                             分红年度合并报    占合并报表中
          每 10 股送   每 10 股派                现金分红
 分红                               每 10 股转               表中归属于上市    归属于上市公
            红股数     息数(元)                    的数额
 年度                               增数(股)               公司股东的净利    司股东的净利
            (股)     (含税)                  (含税)
                                                                   润          润的比率(%)
2014 年            0           0            0            0    106,924,126.07              0
2013 年            0           0            1            0     11,661,405.57              0
2012 年            0           0            3            0   -266,998,829.34              0


五、积极履行社会责任的工作情况
(一). 社会责任工作情况
公司披露了《2014 年度社会责任报告》。网址:http://www.sse.com.cn


(二). 属于国家环境保护部门规定的重污染行业的上市公司及其子公司的环保情况说明

公司及其子公司在 2014 年内未发生的重大环境问题。




                                           38 / 209
                                      2014 年年度报告




                                 第五节       重要事项
一、重大诉讼、仲裁和媒体普遍质疑的事项
□适用 √不适用



二、报告期内资金被占用情况及清欠进展情况
□适用 √不适用
三、破产重整相关事项

本年度公司无破产重整相关事项。


四、资产交易、企业合并事项
√适用□不适用
(一)   公司收购、出售资产和企业合并事项已在临时公告披露且后续实施无变化的
                  事项概述及类型                                      查询索引
2014 年 2 月 18 日,本公司第二届董事会 2014 年第二次    详见相关公告:临 2014-008、临
临时会议审议通过了《关于拟收购无锡君泰贵金属合约        2014-010、分别登载于 2014 年 2 月 20
交易中心有限公司的议案》。根据 2014 年 2 月签订的收     日《上海证券报》、《中国证券报》、
购股权协议,同意公司以人民币 14,400 万元,收购无锡      《证券时报》和上海证券交易所网站。
君泰贵金属合约交易中心有限公司 60%股权。截至本报
告期末已支付 14,400 万元,工商变更手续已于 2014 年
2 月 26 日完成,并换发了营业执照。
2014 年 12 月 15 日,本公司第二届董事会 2014 年第八     详见相关公告:临 2014-083、临
次会议和 2014 年 12 月 25 日 2014 年第五次临时股东大    2014-084、临 2014-085、临 2014-089
会审议通过了《关于转让所持无锡君泰贵金属合约交易        分别登载于 2014 年 12 月 17 日、2014
中心有限公司 25%股权的议案》,公司所持有无锡君泰        年 12 月 26 日《上海证券报》、《中国
贵金属合约交易中心有限公司的 25%股权以人民币            证券报》、《证券时报》、《证券日报》
14,500 万元转让给黄顺宁先生。截止到报告期末,公司       和上海证券交易所网站。
已完成 25%股权转让,转让完成后公司仍持有无锡君泰
贵金属合约交易中心有限公司 35%的股权。
2014 年 3 月 19 日,本公司公告《关于收购上海狮王黄      详见相关公告:临 2014-019 分别登载于
金有限责任公司的公告》。根据 2014 年 3 月签订的收购     2014 年 3 月 19 日《上海证券报》、《中
股权协议,同意公司以人民币 4,370 万元,收购上海狮       国证券报》、《证券时报》和上海证券
王黄金有限责任公司 100%股权。截至本报告期末,已完       交易所网站。
成收购。
2014 年 6 月 10 日,本公司第二届董事会 2014 年第三次    详见相关公告:临 2014-031、临
临时会议、第二届监事会第十二次会议和 2014 年 6 月       2014-033、临 2014-035、临 2014-040
26 日 2014 年第三次临时股东大会审议通过了《关于全       分别登载于 2014 年 6 月 11 日、2014 年
资子公司上海大智慧信息科技有限公司转让所持民泰          6 月 27 日《上海证券报》、《中国证券
(天津)贵金属经营有限公司 70%股权的议案》,公司        报》、《证券时报》和上海证券交易所
以 39,195 万元转让给关联人黄顺宁先生。股权出让完成      网站。
后,上海大智慧信息科技有限公司将不再持有民泰(天
                                          39 / 209
                                      2014 年年度报告



津)贵金属经营有限公司的股权。截止到报告期末,公
司已完成转让。
2014 年 9 月 19 日,本公司第二届董事会 2014 年第五次    详见相关公告:临 2014-058、临
临时会议审议通过了《关于转让北京博虹投资管理有限        2014-059 分别登载于 2014 年 9 月 23 日
公司股权的议案》公司向北京荣硕农业发展有限公司以        《上海证券报》、《中国证券报》、《证
58,800 万元转让北京博虹投资管理有限公司 100%股权,      券时报》、《证券日报》和上海证券交
上海大智慧股份有限公司将不再持有北京博虹投资管理        易所网站。
有限公司的股权。截止到报告期末,公司已完成转让。
2014 年 12 月 8 日,本公司第二届董事会 2014 年第七次    详见相关公告:临 2014-077、临
临时会议、2014 年 12 月 25 日,2014 年第五次临时股东    2014-078、临 2014-079、临 2014-089
大会审议通过了《关于转让所持杭州大彩网络科技有限        分别登载于 2014 年 12 月 10 日、2014
公司 31%股权的议案》,公司与中彩合盛网络科技(北        年 12 月 11 日、2014 年 12 月 26 日《上
京)有限公司签署了《关于杭州大彩网络科技有限公司        海证券报》、《中国证券报》、《证券
31%股权的转让协议》,协议约定将公司所持有杭州大彩       时报》、《证券日报》和上海证券交易
网络科技有限公司的 31%股权以人民币 10,000 万元转让      所网站。
给中彩合盛网络科技(北京)有限公司。截止到报告披
露日,公司已完成 31%股权转让,转让完成后公司仍持
有杭州大彩网络科技有限公司 49%的股权。



五、公司股权激励情况及其影响
□适用 √不适用


六、重大关联交易
√适用 □不适用
(一) 与日常经营相关的关联交易


1、 已在临时公告披露,但有后续实施的进展或变化的事项

    (1)2014 年 11 月 18 日,公司第二届董事会 2014 年第六次会议和 2014 年 12 月 4 日,公司

2014 年第四次临时股东大会审议通过了《关于公司与湘财证券股份有限公司签署<业务合作协议>

的议案》。详见相关公告:临 2014-068、临 2014-069、临 2014-071、临 2014-076 分别登载于 2014

年 11 月 19 日、2014 年 11 月 20 日、2014 年 12 月 5 日《上海证券报》、《中国证券报》、《证

券时报》、《证券日报》和上海证券交易所网站。

    经过双方计算统计并核对确认,从 2014 年 10 月至 12 月大智慧和湘财证券在合
作过程中,大智慧发生的软件、活动、服务、客户资源等成本的结算汇总金额为人民
币 23,402,800 元。
    (2)2014 年 6 月 10 日,本公司第二届董事会 2014 年第三次临时会议、第二届监事会第十

二次会议和 2014 年 6 月 26 日 2014 年第三次临时股东大会审议通过了《关于全资子公司上海大
                                          40 / 209
                                       2014 年年度报告



智慧信息科技有限公司转让所持民泰(天津)贵金属经营有限公司 70%股权的议案》,公司以 39,195

万元转让给关联人黄顺宁先生。股权出让完成后,上海大智慧信息科技有限公司将不再持有民泰

(天津)贵金属经营有限公司的股权。截止到报告期末,公司已完成股权转让。(详见相关公告:

临 2014-031、临 2014-033、临 2014-035、临 2014-040 分别登载于 2014 年 6 月 11 日、2014 年 6

月 27 日《上海证券报》、《中国证券报》、《证券时报》和上海证券交易所网站。)

    (3)2014 年 12 月 15 日,本公司第二届董事会 2014 年第八次会议和 2014 年 12 月 25 日 2014

年第五次临时股东大会审议通过了《关于转让所持无锡君泰贵金属合约交易中心有限公司 25%股

权的议案》,公司所持有无锡君泰贵金属合约交易中心有限公司的 25%股权以人民币 14,500 万元

转让给黄顺宁先生。截止到报告期末,公司已完成 25%股权转让,转让完成后公司仍持有无锡君

泰贵金属合约交易中心有限公司 35%的股权。(详见相关公告:临 2014-083、临 2014-084、临

2014-085、临 2014-089 分别登载于 2014 年 12 月 17 日、2014 年 12 月 26 日《上海证券报》、《中

国证券报》、《证券时报》、《证券日报》和上海证券交易所网站。)


(二)    资产收购、出售发生的关联交易
1、 已在临时公告披露且后续实施无进展或变化的事项
                  事项概述                                       查询索引




(三) 关联债权债务往来
1、 已在临时公告披露且后续实施无进展或变化的事项
                  事项概述                                       查询索引



2、 已在临时公告披露,但有后续实施的进展或变化的事项

    (1)2014 年 11 月 18 日,公司第二届董事会 2014 年第六次会议和 2014 年 12 月 4 日,公司

2014 年第四次临时股东大会审议通过了《关于公司与湘财证券股份有限公司签署<业务合作协议>

的议案》。详见相关公告:临 2014-068、临 2014-069、临 2014-071、临 2014-076 分别登载于 2014

年 11 月 19 日、2014 年 11 月 20 日、2014 年 12 月 5 日《上海证券报》、《中国证券报》、《证

券时报》、《证券日报》和上海证券交易所网站。
    经过双方计算统计并核对确认,从 2014 年 10 月至 12 月大智慧和湘财证券在合作过程中,大
智慧发生的软件、活动、服务、客户资源等成本的结算汇总金额为人民币 23,402,800 元, 截止到
报告期末,尚未支付。

                                           41 / 209
                                         2014 年年度报告


    (2)2014 年 12 月 15 日,本公司第二届董事会 2014 年第八次会议和 2014 年 12 月 25 日 2014
年第五次临时股东大会审议通过了《关于转让所持无锡君泰贵金属合约交易中心有限公司 25%股
权的议案》,公司所持有无锡君泰贵金属合约交易中心有限公司的 25%股权以人民币 14,500 万元
转让给黄顺宁先生。截止到报告期末,公司已完成 25%股权转让,转让完成后公司仍持有无锡君
泰贵金属合约交易中心有限公司 35%的股权。截止到报告期末,尚有 6,525 万元未支付。
七、重大合同及其履行情况
1      托管、承包、租赁事项
□适用 √不适用


2      担保情况
□适用 √不适用


3      其他重大合同
本报告期公司无其他重大合同或交易。


八、承诺事项履行情况
√适用 □不适用


(一)    上市公司、持股 5%以上的股东、控股股东及实际控制人在报告期内或持续到报告期内的承
        诺事项
                                                                                     如未能及   如未能
                                                                   是否有   是否及   时履行应   及时履
                      承诺               承诺           承诺时间
    承诺背景                  承诺方                               履行期   时严格   说明未完   行应说
                      类型               内容           及期限
                                                                     限     履行     成履行的   明下一
                                                                                     具体原因   步计划
与股改相关的
承诺

收购报告书或
权益变动报告
书中所作承诺

与重大资产重
组相关的承诺
                                       本人保证
                                       在控股或
                                       实际控制
                                                    长期。在解
                                       大智慧期
与首次公开发      解决同业                          除义务后,
                              张长虹   间,本人直              是           是
行相关的承诺      竞争                              可以不再
                                       接或间接
                                                    受此限制。
                                       控制的、与
                                       他人共同
                                       控制的、或

                                             42 / 209
                                     2014 年年度报告



                                   本人可以
                                   施加重大
                                   影响的企
                                   业不会从
                                   事与大智
                                   慧相同或
                                   类似的业
                                   务,以避免
                                   对大智慧
                                   的生产经
                                   营构成可
                                   能的直接
                                   的或间接
                                   的业务竞
                                   争。
                                   本人控股
                                   或实际控
                                   制的其他
                                   企业在今
                                   后不会从
                                   事与大智
                                   慧相同或     长期。在解
与首次公开发   解决同业            类似的业     除义务后,
                          张婷                             是   是
行相关的承诺   竞争                务,以避免   可以不再
                                   对大智慧     受此限制。
                                   的生产经
                                   营构成可
                                   能的直接
                                   的或间接
                                   的业务竞
                                   争。
                                   自公司股
                                   票上市之
                                   日起三十
                                   六个月内,
                                   不转让或
                                   者委托他 上市之日
与首次公开发
               股份限售   张长虹   人管理其 起三十六       是   是
行相关的承诺
                                   直 接 或 者 个月内。
                                   间接持有
                                   的发行人
                                   公开发行
                                   股票前已
                                   发行的股
                                         43 / 209
                      2014 年年度报告



                    份,也不由
                    发行人回
                    购其直接
                    或者间接
                    持有的发
                    行人公开
                    发行股票
                    前已发行
                    的股份。
                    自公司股
                    票上市之
                    日起三十
                    六个月内,
                    不转让或
                    者委托他
                    人管理其
                    直接或者
                    间接持有
                    的发行人
                               上市之日
                    公开发行
股份限售   张婷                起三十六   是   是
                    股票前已
                               个月内
                    发行的股
                    份,也不由
                    发行人回
                    购其直接
                    或者间接
                    持有的发
                    行人公开
                    发行股票
                    前已发行
                    的股份。
                    自公司股
                    票上市之
                    日起三十
                    六个月内,
                    不转让或
                    者委托他 上市之日
股份限售   张志宏   人管理其 起三十六     是   是
                    直 接 或 者 个月内
                    间接持有
                    的发行人
                    公开发行
                    股票前已
                    发行的股
                          44 / 209
                                     2014 年年度报告



                                   份,也不由
                                   发行人回
                                   购其直接
                                   或者间接
                                   持有的发
                                   行人公开
                                   发行股票
                                   前已发行
                                   的股份。
与再融资相关
的承诺
与股权激励相
关的承诺
                                   现任及离
                                   任公司董
                                   事、监事、
                                   高级管理
                                   人员在其
                                   任职期间,
                                   每年转让
                                   的其直接
                          担任公
                                   或间接持
                          司 董
                                   有的发行
                          事、监
其他承诺       股份限售            人 股 份 不 长期    是       是
                          事、高
                                   超过其所
                          级管理
                                   持有本公
                          人员。
                                   司股份总
                                   数的百分
                                   之二十五;
                                   离职后半
                                   年内,不转
                                   让其所持
                                   有的本公
                                   司股份。



九、聘任、解聘会计师事务所情况
                                                            单位:万元   币种:人民币
是否改聘会计师事务所:        否
                                         原聘任                      现聘任
境内会计师事务所名称                                    立信会计师事务所(特殊普通
                                                        合伙)
境内会计师事务所报酬                                                              90

                                         45 / 209
                                    2014 年年度报告



境内会计师事务所审计年限                                    6年


                                           名称                        报酬
                              立信会计师事务所(特殊普通                             35
内部控制审计会计师事务所
                              合伙)
保荐人                        西南证券股份有限公司


聘任、解聘会计师事务所的情况说明
    报告期内,公司续聘立信会计师事务所(特殊普通合伙)为公司 2014 年度的财务报表审计机

构和内部控制审计机构,聘期均为一年。具体见公司于 2014 年 3 月 25 日在上交所网站上披露的

《上海大智慧股份有限公司 2013 年年度股东大会决议公告》(公告编号:临 2014-020)。


十、上市公司及其董事、监事、高级管理人员、持有 5%以上股份的股东、实际控制人、收购人处
    罚及整改情况

    报告期内不存在董事、监事、高级管理人员、持有 5%以上股份的股东、实际控制人、收购人

受到处罚及整改情况。

十一、面临暂停上市和终止上市风险的情况
(一) 导致暂停上市或终止上市的原因以及公司采取的消除暂停上市或终止上市情形的措施
□ 适用√ 不适用


十二、可转换公司债券情况
□适用 √不适用



十三、执行新会计准则对合并财务报表的影响
1   准则其他变动的影响

            (1)执行财政部于 2014 年修订及新颁布的准则
            本公司已执行财政部于 2014 年颁布的下列新的及修订的企业会计准则:
            《企业会计准则—基本准则》(修订)、
            《企业会计准则第 2 号——长期股权投资》(修订)、
            《企业会计准则第 9 号——职工薪酬》(修订)、
            《企业会计准则第 30 号——财务报表列报》(修订)、
            《企业会计准则第 33 号——合并财务报表》(修订)、
            《企业会计准则第 37 号——金融工具列报》(修订)、
            《企业会计准则第 39 号——公允价值计量》、
            《企业会计准则第 40 号——合营安排》、

                                         46 / 209
                                     2014 年年度报告



        《企业会计准则第 41 号——在其他主体中权益的披露》。
        本公司执行上述企业会计准则的主要影响如下:
        ① 执行《企业会计准则第 30 号——财务报表列报》(修订)
        公司根据《企业会计准则第 30 号——财务报表列报》(修订)将本公司财务报表格
        式进行了更改,并相应对本年度财务报表的比较数据进行了调整。涉及的相关财务
        报表项目及金额如下:
        合并财务报表

2014 年 12 月 31 日     会计政策变更前的余额         会计政策变更调整金额    会计政策变更后的余额

其他综合收益                                                 -3,283,473.37           -3,283,473.37

资本公积                     1,022,990,135.70                  -545,119.80        1,022,445,015.90

外币报表折算差额                -3,828,593.17                 3,828,593.17


               续上表

2013 年 12 月 31 日      会计政策变更前的余额        会计政策变更调整金额    会计政策变更后的余额

其他综合收益                                                 -6,397,245.22            -6,397,245.22

资本公积                     1,203,542,418.00                  -397,402.10         1,203,145,015.90


外币报表折算差额                -6,794,647.32                 6,794,647.32




        ② 执行《企业会计准则第 9 号——职工薪酬》(修订)、《企业会计准则第 33 号—
        —合并财务报表》(修订)、《企业会计准则第 39 号——公允价值计量》、《企业会计
        准则第 40 号——合营安排》、企业会计准则第 41 号——在其他主体中权益的披露》、
        《企业会计准则第 2 号——长期股权投资》(修订)、《企业会计准则第 37 号——金
        融工具列报》(修订)的相关情况:
               公司 2013 年度及 2014 年度财务报表中关于职工薪酬、合并财务报表、公允价
        值计量、合营安排、在其他主体中权益、长期股权投资、金融工具列报的相关业务
        及事项,已按上述准则的规定进行核算与披露,新准则的实施不会对公司 2013 年
        度及 2014 年度的财务报表项目金额产生影响。


        (2)其他重要会计政策变更
        本报告期公司除上述(1)中的会计政策变更之外,其他主要会计政策未发生变更。




                                          47 / 209
                                     2014 年年度报告


十四、其他重大事项的说明
√适用 □不适用
2014 年 6 月 10 日,公司第二届董事会 2014 年第三次临时会议审议通过了《关于调整公司经营范
围的议案》,决定暂不参加证券投资咨询机构 2013 年度年检。




                                         48 / 209
                                        2014 年年度报告




                           第六节           股份变动及股东情况
一、 股本变动情况
(一)    股份变动情况表
1、 股份变动情况表
                                                                           单位:股
              本次变动前                    本次变动增减(+,-)      本次变动后
                                  发
                                                                                       比
                           比例   行   送                 其
             数量                            公积金转股          小计   数量           例
                           (%)    新   股                 他
                                                                                      (%)
                                  股
一、
有限
售条
件股

1、国
家持

02、
国有
法人
持股
3、其
他内
资持


中:
境内
非国
有法
人持

        境
内自
然人
持股
4、外
资持


中:
                                              49 / 209
                                     2014 年年度报告



境外
法人
持股
        境
外自
然人
持股
二、
无限
售条
         1,807,000,000   100    0   0   180,700,000    0   180,700,000   1,987,700,000     100
件流
通股

1、人
民币
         1,807,000,000   100    0   0   180,700,000    0   180,700,000   1,987,700,000     100
普通

2、境
内上
市的
外资

3、境
外上
市的
外资

4、其

三、
股份     1,807,000,000   100    0   0   180,700,000    0   180,700,000   1,987,700,000     100
总数


2、 股份变动情况说明

    2013 年度利润分配方案经 2014 年 3 月 22 日召开的 2013 年年度股东大会审议通过,公司以

1,807,000,000 股为基数,向全体股东每 10 股转增 1 股。实施后总股本为 1,987,700,000 股,增

加 180,700,000 股。截止到本报告期末,公司无限售条件流通股份 1,987,700,000 股。

3、 股份变动对最近一年和最近一期每股收益、每股净资产等财务指标的影响(如有)
报告期内公司公司以 1,807,000,000 股为基数,向全体股东每 10 股转增 1 股。实施后总股本为
1,987,700,000 股,增加 180,700,000 股。此次股本变动致使公司 2014 年度的每股收益及每股净
资产等指标被摊薄,如按照股本变动前总股本 1,807,000,000 股计算,2014 年度的每股收益、每

                                         50 / 209
                                     2014 年年度报告


股净资产分别为 0.059 元、 1.68 元;如按照股本变动后的新股本 1,987,700,000 股计算,2014
年度的每股收益、每股净资产分别为 0.054 元、1.52 元。
4、 公司认为必要或证券监管机构要求披露的其他内容


(二)   限售股份变动情况
                                                                                   单位: 股
                            本年解除限售       本年增加    年末限售                解除限售
股东名称     年初限售股数                                             限售原因
                                股数           限售股数      股数                    日期
                                                                      自公司股
                                                                      票上市之
                                                                      日起三十
                                                                      六个月内,
                                                                      不转让或
                                                                      者委托他
                                                                      人管理其
                                                                      直接或者
                                                                      间接持有
                                                                      的发行人
                                                                      公开发行     2014 年 1
 张长虹     1,004,356,961   1,004,356,961              0      0
                                                                      股票前已      月 28 日
                                                                      发行的股
                                                                      份,也不由
                                                                      发行人回
                                                                      购其直接
                                                                      或者间接
                                                                      持有的发
                                                                      行人公开
                                                                      发行股票
                                                                      前已发行
                                                                      的股份。
                                                                      自公司股
                                                                      票上市之
                                                                      日起三十
                                                                      六个月内,
                                                                      不转让或
                                                                      者委托他
                                                                                   2014 年 1
   张婷      104,568,547     104,568,547               0      0       人管理其
                                                                                    月 28 日
                                                                      直接或者
                                                                      间接持有
                                                                      的发行人
                                                                      公开发行
                                                                      股票前已
                                                                      发行的股

                                            51 / 209
                                     2014 年年度报告



                                                               份,也不由
                                                               发行人回
                                                               购其直接
                                                               或者间接
                                                               持有的发
                                                               行人公开
                                                               发行股票
                                                               前已发行
                                                               的股份。
                                                               自公司股
                                                               票上市之
                                                               日起三十
                                                               六个月内,
                                                               不转让或
                                                               者委托他
                                                               人管理其
                                                               直接或者
                                                               间接持有
                                                               的发行人
                                                               公开发行     2014 年 1
 张志宏       46,580,545     46,580,545                0   0
                                                               股票前已      月 28 日
                                                               发行的股
                                                               份,也不由
                                                               发行人回
                                                               购其直接
                                                               或者间接
                                                               持有的发
                                                               行人公开
                                                               发行股票
                                                               前已发行
                                                               的股份。
   合计     1,155,506,053   1,155,506,053              0   0       /           /



二、 股东和实际控制人情况
(一)   股东总数:
截止报告期末股东总数(户)                                                      80,872
年度报告披露日前第五个交易日末的股东总数                                      80,731
(户)
截止报告期末表决权恢复的优先股股东总数
(户)
年度报告披露日前第五个交易日末表决权恢复
的优先股股东总数

                                            52 / 209
                                         2014 年年度报告




(二)   截止报告期末前十名股东、前十名流通股东(或无限售条件股东)持股情况表
                                                                                             单位:股
                                       前十名股东持股情况
                                                                   持   质押或冻结情况
                                                                   有
                                                                   有
                                                                   限
                                                                   售   股
       股东名称                                             比例                               股东
                     报告期内增减       期末持股数量               条   份
       (全称)                                             (%)                     数量       性质
                                                                   件   状
                                                                   股   态
                                                                   份
                                                                   数
                                                                   量
                                                                        质                    境内自
张长虹                   100,435,696    1,104,792,657      55.58              541,740,000
                                                                        押                      然人
                                                                                              境内自
张婷                     10,456,855       115,025,402       5.79        无
                                                                                                然人
                                                                                              境内自
张志宏                    4,658,055        51,238,600       2.58        无
                                                                                                然人
                                                                                              境内非
苏州金沙江创业投
                          3,802,237        41,824,601       2.10        无                    国有法
资管理有限公司
                                                                                                人
                                                                                              境内自
王玫                      1,463,960        16,103,562       0.81        无
                                                                                                然人
                                                                                              境内自
李玉民                    1,066,000        11,726,000       0.59        无
                                                                                                然人
                                                                                              境内自
沈宇                      6,734,217         6,734,217       0.34        无
                                                                                                然人
中国建设银行股份
有限公司-博时裕                                                                              国有法
                          6,471,991         6,471,991       0.33        无
富沪深 300 指数证                                                                               人
券投资基金
                                                                                              境内自
易小强                    5,766,539         5,766,539       0.29        无
                                                                                                然人
                                                                                              境内自
陈天                     -5,000,081         4,000,000       0.20        无
                                                                                                然人
                               前十名无限售条件股东持股情况
                                        持有无限售条件流通股的数               股份种类及数量
              股东名称
                                                  量                         种类           数量
                                                                        人民币普
张长虹                                                  1,104,792,657                  1,104,792,657
                                                                        通股

                                             53 / 209
                                       2014 年年度报告



                                                                      人民币普
张婷                                                  115,025,402                  115,025,402
                                                                      通股
                                                                      人民币普
张志宏                                                   51,238,600                51,238,600
                                                                      通股
                                                                      人民币普
苏州金沙江创业投资管理有限公司                           41,824,601                41,824,601
                                                                      通股
                                                                      人民币普
王玫                                                     16,103,562                16,103,562
                                                                      通股
                                                                      人民币普
李玉民                                                   11,726,000                11,726,000
                                                                      通股
                                                                      人民币普
沈宇                                                      6,734,217                  6,734,217
                                                                      通股
中国建设银行股份有限公司-博时裕                                      人民币普
                                                          6,471,991                  6,471,991
富沪深 300 指数证券投资基金                                           通股
                                                                      人民币普
易小强                                                    5,766,539                  5,766,539
                                                                      通股
                                                                      人民币普
陈天                                                      4,000,000                  4,000,000
                                                                      通股
                                      ①公司前十名股东、前十名无限售条件股东中,控股股东
                                      张长虹先生与公司第二大股东张婷女士系兄妹关系;与公
上述股东关联关系或一致行动的说明
                                      司第三大股东张志宏先生系兄弟关系。②除上述情况外,
                                      其他股东之间无关联关系,也不属于一致行动人。
表决权恢复的优先股股东及持股数量      不适用。
的说明


前十名有限售条件股东持股数量及限售条件
                                                                                     单位:股
                                                      有限售条件股份可上市交易情
         有限售条件   持有的有限售条件股                        况
序号                                                                                    限售条件
           股东名称         份数量                                新增可上市交易
                                             可上市交易时间
                                                                      股份数量
                                                                                    自公司股票上市之
                                                                                    日起三十六个月
                                                                                    内,不转让或者委
                                                                                    托他人管理其直接
                                                                                    或者间接持有的发
                                                                                    行人公开发行股票
 1       张长虹       1,004,356,961         2014 年 1 月 28 日    1,004,356,961
                                                                                    前已发行的股份,
                                                                                    也不由发行人回购
                                                                                    其直接或者间接持
                                                                                    有的发行人公开发
                                                                                    行股票前已发行的
                                                                                    股份。

                                           54 / 209
                                         2014 年年度报告



                                                                                 自公司股票上市之
                                                                                 日起三十六个月
                                                                                 内,不转让或者委
                                                                                 托他人管理其直接
                                                                                 或者间接持有的发
                                                                                 行人公开发行股票
    2     张婷        104,568,547             2014 年 1 月 28 日   104,568,547
                                                                                 前已发行的股份,
                                                                                 也不由发行人回购
                                                                                 其直接或者间接持
                                                                                 有的发行人公开发
                                                                                 行股票前已发行的
                                                                                 股份。
                                                                                 自公司股票上市之
                                                                                 日起三十六个月
                                                                                 内,不转让或者委
                                                                                 托他人管理其直接
                                                                                 或者间接持有的发
                                                                                 行人公开发行股票
    3     张志宏      46,580,545              2014 年 1 月 28 日   46,580,545
                                                                                 前已发行的股份,
                                                                                 也不由发行人回购
                                                                                 其直接或者间接持
                                                                                 有的发行人公开发
                                                                                 行股票前已发行的
                                                                                 股份。
上述股东关联关系      在上述股东中,张长虹先生与张婷女士系兄妹关系;与张志宏先生系兄弟关系。
或一致行动的说明


(一) 实际控制人情况
1       自然人
姓名                                张长虹
国籍                                中国
是否取得其他国家或地区居留权        否
最近 5 年内的职业及职务             上海大智慧股份有限公司董事长兼总经理
过去 10 年曾控股的境内外上市公      除本公司外,无其他曾控股的境内外上市公司
司情况




                                             55 / 209
                                     2014 年年度报告


2   公司与实际控制人之间的产权及控制关系的方框图




3   实际控制人通过信托或其他资产管理方式控制公司
公司实际控制人不存在通过信托或其他资产管理方式控制公司的情况。



(二) 控股股东及实际控制人其他情况介绍

    公司控股股东、实际控制人为张长虹先生,57 岁,中国国籍,无永久境外居住权,研究生学

历,为现任公司董事长兼总经理,报告期内持有公司 1,104,792,657 股,占公司总股本的 55.58%。




                                         56 / 209
                                      2014 年年度报告




                             第七节      优先股相关情况

本报告期公司无优先股事项。




                                          57 / 209
                                                                2014 年年度报告




                                        第八节       董事、监事、高级管理人员和员工情况
一、持股变动情况及报酬情况
(一) 现任及报告期内离任董事、监事和高级管理人员持股变动及报酬情况
                                                                                                                                           单位:股
                                                                                                                             报告期内从    报告期在
                                                                                                                             公司领取的    其股东单
          职务                      任期起始日   任期终止日                                          年度内股份     增减变
 姓名               性别     年龄                              年初持股数           年末持股数                               应付报酬总    位领薪情
          (注)                          期           期                                              增减变动量     动原因
                                                                                                                             额(万元)      况
                                                                                                                             (税前)
张长虹   董事长、 男       57       2012-11-28   2015-11-27   1,004,356,961        1,104,792,657     100,435,696   2013 年         28.71
         总经理                                                                                                    度利润
                                                                                                                   分配
张婷     董事       女     56       2012-11-28   2015-11-27     104,568,547          115,025,402     10,456,855    2013 年        42.32
                                                                                                                   度利润
                                                                                                                   分配
沈宇     董事、副   男     43       2012-11-28   2015-11-27       6,122,015            6,734,217         612,202   2013 年        52.88
         总经理                                                                                                    度利润
                                                                                                                   分配
王玫     董事、副   女     43       2012-11-28   2015-11-27     14,639,602           16,103,562        1,463,960   2013 年        55.63
         总经理                                                                                                    度利润
         兼董事                                                                                                    分配
         会秘书
王日红   董事、财   男     47       2012-11-28   2015-11-27       2,661,747            2,927,922         266,175   2013 年        50.37
         务总监                                                                                                    度利润
                                                                                                                   分配
林俊波   董事       女     44       2012-11-28   2015-11-27                    0                 0             0                   0.00
胡润     独立董     男     45       2012-11-28   2015-11-27                    0                 0             0                  10.00
         事
毛小威   独立董     男     63       2012-11-28   2015-11-27                    0                 0             0                  10.00

                                                                    58 / 209
                                                                2014 年年度报告




         事
宓秀瑜   独立董   女       61       2012-11-28   2015-11-27                    0               0             0              10.00
         事
李皎予   监事会   男       57       2012-11-28   2015-11-27                    0               0             0              41.88
         主席
申健     监事     男       41       2012-11-28   2015-11-27         266,175              292,793       26,618    2013 年    43.88
                                                                                                                 度利润
                                                                                                                 分配
杨红伟   职工监   男       39       2012-10-10   2015-10-09                    0               0             0              33.85
         事
洪榕     副总经   男       47       2013-03-28   2016-03-27                    0               0             0              87.40
         理
 合计        /         /        /       /            /        1,132,615,047        1,245,876,553   113,261,506      /      466.91   /

  姓名                                                      最近 5 年的主要工作经历
张长虹    曾任上海大智慧网络技术有限公司执行董事、总经理;现任上海大智慧股份有限公司董事长、总经理;DZH Financial Research, Inc 董事;
          上海大智慧财汇数据科技有限公司、上海龙软信息技术有限公司、新加坡新思维私人有限公司董事长;上海大智慧软件开发有限公司、阿斯
          达克网络信息有限公司、上海大智慧信息科技有限公司执行董事、总经理;合肥大智慧信息技术有限公司、大智慧信息技术有限公司、上海
          天蓝蓝投资管理有限公司执行董事;艾雅斯资讯科技有限公司董事。
张婷      现任上海大智慧股份有限公司、阿斯达克网络信息有限公司董事;上海大智慧信息科技有限公司监事。
沈宇      曾任上海大智慧网络科技有限公司运营总监;现任上海大智慧股份有限公司董事、副总经理;上海大智慧财汇数据科技有限公司、上海龙软
          信息技术有限公司、杭州大彩网络科技有限公司董事。
王玫      曾任上海万国股市测评咨询有限公司副总经理、监事;上海大智慧股份有限公司监事会主席;现任上海大智慧股份有限公司董事、副总经理
          兼董事会秘书;北京慧远保银信息技术有限公司董事长;杭州大彩网络科技有限公司、艾雅斯资讯科技有限公司、Solutions Lab 有限公司、
          阿斯达克网络信息有限公司董事;油宝宝(北京)化工投资管理有限公司执行董事、总经理;上海大智慧财富管理有限公司监事;上海狮王
          黄金有限责任公司执行董事。
王日红    曾任上海大智慧网络技术有限公司财务经理;现任上海大智慧股份有限公司董事、财务总监;阿斯达克网络信息有限公司、阿斯达克有限公
          司、上海大智慧财汇数据科技有限公司、上海龙软信息技术有限公司、北京慧远保银信息技术有限公司、新加坡新思维私人有限公司、艾雅
          斯资讯科技有限公司、Solutions Lab 有限公司、DZH Financial Research,Inc.董事。
林俊波    现任新湖中宝股份有限公司、浙江新湖集团股份有限公司、湘财证券有限责任公司董事长;上海大智慧股份有限公司董事。
胡润      曾任安达信会计师事务所会计师;现任上海胡润百富投资管理咨询有限公司董事长兼首席调研员;上海大智慧股份有限公司独立董事。
                                                                    59 / 209
                                                              2014 年年度报告




毛小威    曾任中国银行(香港)有限公司风险管理总经理、董事会风险委员会秘书。现任上海大智慧股份有限公司独立董事。
宓秀瑜    曾任百联集团有限公司审计中心主任;现任上海第一医药股份有限公司独立董事;上海大智慧股份有限公司独立董事。
李皎予    曾任上海万国股市测评咨询公司顾问;北京大中电器集团董事长特别助理;大通证券股份有限公司副总经理;方正证券股份有限公司副总裁;
          2012 年 11 月至今任上海大智慧股份有限公司监事会主席;上海狮王黄金有限责任公司总经理。
申健      曾任上海万国股市测评咨询有限公司研究员、分析师;上海大智慧投资咨询有限公司分析师、副总经理;现任上海大智慧财富管理有限公司
          执行董事;杭州大彩网络科技有限公司、上海大智慧财汇数据科技有限公司监事;上海大智慧股份有限公司监事、合规总监。
杨红伟    曾任上海大智慧网络技术有限公司、上海大智慧股份有限公司运维中心副经理;现任上海大智慧股份有限公司职工监事;广东财慧贵金属经
          营有限公司、深圳市前海博盈石油化工投资有限公司执行董事、总经理;无锡君泰贵金属合约交易中心有限公司董事;油宝宝(北京)化工
          投资管理有限公司监事。
洪榕      曾任宁波保税区石油化工交易所(纵横期货)总裁助理、交易部经理;天一证券公司研究所副所长、电子商务部总经理;第一证券公司资产
          管理总部总经理;上海美宁计算机有限公司(证券之星)董事长、总经理;现任上海股份公司联合会副理事长;上海大智慧财富管理有限公
          司总经理;上海大智慧股份有限公司副总经理。

其它情况说明




(二) 董事、监事、高级管理人员报告期内被授予的股权激励情况
□适用√不适用
(三) 在股东单位任职情况
□适用 √不适用
(四) 在其他单位任职情况
√适用 □不适用
       任职人员姓名                  其他单位名称                 在其他单位担任的职务        任期起始日期          任期终止日期
林俊波                     浙江新湖集团股份有限公司             董事长                   2011 年 7 月 13 日
林俊波                     新湖中宝股份有限公司                 董事长                   2009 年 10 月 21 日
林俊波                     湘财证券有限责任公司                 董事长                   2009 年 7 月 3 日
胡润                       上海胡润百富投资管理咨询有限公司     董事长兼首席调研员       2006 年 7 月 15 日
宓秀瑜                     上海第一医药股份有限公司             独立董事                 2012 年 6 月 26 日

                                                                  60 / 209
                                                             2014 年年度报告




在其他单位任职情况的说明

二、董事、监事、高级管理人员报酬情况
                                           凡在本公司领取报酬的董事、监事和高级管理人员的年度报酬均按董事会确定的年度经营管理目标既完
董事、监事、高级管理人员报酬的决策程序     成销售、利润的情况为依据,并由公司董事会薪酬与考核委员会拟定,经董事会批准后,进行综合考核
                                           发放报酬。
董事、监事、高级管理人员报酬确定依据       根据公司的实际经营业绩和具体岗位及个人贡献进行考评。
董事、监事和高级管理人员报酬的应付报酬情
                                           董事、监事和高级管理人员报酬的实际支付情况见上表。

报告期末全体董事、监事和高级管理人员实际
                                           报告期末全体董事、监事和高级管理人员实际获得的报酬合计为 466.91 万元。
获得的报酬合计

三、公司董事、监事、高级管理人员变动情况
本报告期内公司无董事、监事、高管人员变动。

四、公司核心技术团队或关键技术人员情况
    报告期内,公司核心技术团队或关键技术人员(非董事、监事、高级管理人员)等对公司核心竞争力有重大影响的人员未发生变动,未出现技术人
员重大流失的情形。
    报告期内,公司技术人员队伍稳定,公司已采取了相应措施,如制定适当的薪酬标准体系,有助于保证技术团队的稳定。但随着市场竞争格局的加
剧,不排除上述人员流失的可能。




                                                                 61 / 209
                                    2014 年年度报告




五、母公司和主要子公司的员工情况
(一) 员工情况
母公司在职员工的数量                                                              373
主要子公司在职员工的数量                                                        1,110
在职员工的数量合计                                                              1,483
母公司及主要子公司需承担费用的离退休职工
                                                                                    6
人数
                                      专业构成
              专业构成类别                                专业构成人数
                管理人员                                                          118
                销售人员                                                          358
                技术人员                                                          855
                财务人员                                                           39
                行政人员                                                           56
                   其他                                                            57
                   合计                                                        1,483
                                      教育程度
              教育程度类别                                 数量(人)
研究生及以上                                                                      186
本科                                                                              915
大专                                                                              330
大专以下                                                                           52
                   合计                                                        1,483

(二) 薪酬政策
    公司的薪酬管理制度按现代企业管理制度的要求贯彻按劳分配,效率优先和兼顾公平三
项基本原则,充分体现能够吸引人才,留住人才,激励人才,人尽其才的作用。薪酬分配的
主要依据为岗位价值和员工业绩,同时参照行业薪酬水平。根据公司的实际发展情况和业务
特点,逐步建立完善的职位管理体系,建立职位管理规范和员工职业发展通道,通过科学的
绩效管理工作,客观有效的评估岗位价值和人员贡献,采用调研咨询等多种渠道了解行业内
的市场薪资水平,从而确定公司的整体薪酬规划和管理体系。
    为了提高员工的工作幸福感,创造优良的企业文化,提供公平的待遇、均等的机会,创
造合理的竞争机制,激励员工的工作热情,促进公司及员工共同的发展与成长,配套建立了
一系列福利项目奖励措施,保障员工更加快乐幸福地工作。

(三) 培训计划
    人才是公司最重要也是最根本的资源,人才的培训也因此在人力资源管理中发挥着关键作用。
我们结合公司战略发展需要和部门发展策略制定并实施业务/技术/通用/管理类培训,邀请行业内
知名培训师及内部培养优秀讲师,帮助员工拓宽知识面、增强工作技能、提高工作效率;建立初、
中、高管理层评估、晋升和培养机制,全面优化公司管理水平,支持公司人才发展战略;成立大
智慧图书馆“智慧屋”,提供书籍七千余册并多次举办读书/金融知识等各类讲座,帮助员工全方
                                        62 / 209
                                    2014 年年度报告


位提升知识技能水平。公司全面采用内训、外训、沙龙、研讨会、读书会等多种培训形式,并推
出“智慧 e 学堂”在线学习平台,丰富了员工的学习模式,实现 7*24 小时随时随地学习体验,弘
扬“传、帮、带”的良好内部知识传承模式,塑造“学习共享型”企业文化氛围,助力公司基业
长青。


(四) 专业构成统计图




(五) 教育程度统计图




                                        63 / 209
                                     2014 年年度报告




                               第九节        公司治理
一、公司治理及内幕知情人登记管理等相关情况说明
    报告期内,公司严格按照《公司法》、《证券法》、《上海证券交易所股票上市规则》、《上
市公司治理准则》、《内幕知情人管理》、《内幕信息知情人登记管理制度》等有关法律法规的
要求,结合公司实际情况,建立并不断完善公司治理结构和各项规章制度,这些内控制度保证了
公司经营管理的正常开展。随着公司的发展,将积极规范公司运作,加强内幕信息管理,努力降
低经营风险,进一步完善公司"三会"运作,公司法人治理结构符合《上市公司治理准则》的要求。
    报告期内,公司修改了《公司章程》,对公司股本及经营范围进行增补和修改。同时,建立
健全内部各项制度,根据监管部门的要求根据《上海证券交易所上市公司董事会审计委员会运作
指引》规范董事会审计委员会的运作。
    报告期内,公司内部控制工作持续推进,整合优化了业务流程,起草、修订了相关的体系文
件,查漏补缺,整改缺陷,公司管理、经营和发展的重要事项和环节在内控体系中得以规范与完
善。
    公司治理是一项长期性、持续性的工作,公司将不断根据相关法律法规和公司内部条件、外
部环境的变化,持续推进和完善治理工作,通过内控制度的建立健全和内控体系的建设,不断完
善治理结构,提升公司治理和管理水平,使公司制度建设、风险管控能力再上了一个新台阶,更
全面地保护股东权益。
1、关于股东与股东大会
    报告期内,公司共召开 1 次年度股东大会,5 次临时股东大会,公司董事会本着对全体股东
认真负责的态度,严格按照《公司法》、《公司章程》及《股东大会议事规则》的要求召集、召
开股东大会,股东大会的会议筹备、会议提案、议事程序、会议表决和决议、决议的执行和信息
披露等方面符合规定要求。公司聘请律师出席会议,同时对会议的召开程序、审议事项、出席人
身份进行确认和见证,出具法律意见书,平等地对待所有股东的意见和建议,更好地保证了股东
大会的合法有效。
2、关于控股股东与上市公司的关系
    公司控股股东严格规范自身行为,履行诚信义务,没有利用其特殊的地位谋取额外的利益也
从未超越股东大会干预公司决策和生产经营活动。从未非经营性占用资金或要求为其担保或替他
人担保,公司董事会、监事会和内部机构能够独立运作。公司董事会、监事会和内部机构均独立
运作。公司关联交易公平合理,公司对关联交易的定价依据、协议的订立以及履行情况均及时充
分的披露。平等对待所有股东,确保所有股东,特别是中小股东享有平等的权利,保护其合法权
益,并承担相应的义务;严格按照相关法律法规的要求召集、召开股东大会。
3、关于董事与董事会


                                         64 / 209
                                     2014 年年度报告


    公司严格按照《公司法》、《公司章程》规定的选聘程序选举董事,公司现有 9 名董事,其
中独立董事 3 名,人数和人员构成符合法律、法规的要求。报告期内各位董事均能依据《公司章
程》、《董事会议事规则》的规定,履行董事职责,正确行使权利。均能以认真负责的态度出席
公司董事会和股东大会,对所议事项表达明确的意见。公司董事会成员积极接受上交所、证监局
有关培训,熟悉相关法律法规,了解董事的权利、义务和责任,恪尽职守,认真审阅董事会和股
东大会的各项议案,以认真负责的态度出席或授权委托参加董事会和股东大会,为公司科学决策
提供强有力的支持。报告期内,公司共召开 13 次董事会会议,董事会的召集、召开、议事程序符
合《公司章程》和《董事会议事规则》的规定,确保了公司规范运营;董事会议案能够充分讨论,
科学、迅速和谨慎地作出决策。


4、关于董事会及董事会专门委员会。
    董事会下设审计委员会、战略委员会、提名委员会、薪酬与考核委员会等四个专业委员会,
战略委员会召集人由董事长担任,包括一名独立董事,其他各委员会中独立董事占三分之二并担
任召集人,审计委员会中一名独立董事为会计专业人士,并制定了相应的工作制度。各专业委员
会设立以来,已在公司的经营管理过程中发挥了积极作用。
    通过与公司财务部门、会计师事务所的沟通与协调,审计委员会充分发挥了在定期报告相关
工作中的监督作用;通过与公司管理层的沟通与协调,以及对公司高级管理人员候选人任职资格
和条件的审查,提名委员会充分发挥了在公司决策机制、人员组成相关方面的监督作用;根据公
司章程及董事会专门委员会实施细则的要求,薪酬与考核委员会认真履行职责,召开了专题会议,
对公司董监事及高级管理人员的履职情况及薪酬发放情况进行了审核。


5、关于监事与监事会
    公司严格按照《公司法》、《公司章程》规定的选聘程序选举监事,公司现有 3 名监事,其
中职工监事 1 名,人数和人员构成符合法律、法规的要求。报告期内,公司共召开 7 次监事会。
监事会成员能够依据《监事会议事规则》等制度,本着对全体股东负责的态度,认真履行自身职
责,对公司董事会、经理及其他高级管理人员履行职责的合法、合规性进行监督,对公司财务状
况进行检查监督,对公司重大事项发表审核意见;保护公司资产安全,降低财务风险,维护公司
和股东的合法权益。
    公司监事会成员具有较丰富的经验、较高的专业水平和能力,能有效地监督董事和高级管理
人员履行职务的状况及监督和检查公司财务状况。具有与股东、职工和其他利益相关者进行广泛
交流的能力,保证了监督工作的开展。


6、关于绩效与激励约束机制


                                         65 / 209
                                              2014 年年度报告


              公司建立了公平、透明的高级管理人员绩效评价标准与激励约束机制,并在报告期内不断完
       善其科学性和有效性。对公司高级管理人员、核心骨干人员的考评和激励主要结合公司年度经营
       目标完成情况、年度公司经营业绩增长状况、个人业绩考核结果及公司员工平均收入水平与增长
       幅度等因素来确定。公司与核心骨干人员签订企业保密协议书,明确诚信从业要求,承担相应的
       责任和义务。


       7、关于利益相关者
              公司充分尊重职工、客户、社会公众等利益相关者的合法权利,努力与利益相关者积极合作,
       共同推动公司持续、健康发展。公司在保持自身发展,实现股东利益最大化的同时,兼顾企业的
       经济效益和社会效益的同步提升。


       8、关于信息披露与透明度
              公司按照《上海证券交易所股票上市规则》、《公司章程》等规定,指定董事会秘书负责信
       息披露工作,强化信息披露,并设专人负责接待股东的来访、电话咨询,真实、完整、准确、及
       时地披露信息,确保公司全部股东有平等的机会获得信息。
              公司董事会办公室严格执行《公司信息披露管理制度》、《年报信息披露重大差错责任追究
       制度》、《重大信息内部报告制度》、《外部信息报送和使用管理制度》、《内幕信息知情人管
       理制度》和《内幕信息知情人登记管理制度》,依法履行信息披露义务,真实、准确、完整、及
       时、有效地通过《上海证券报》、《中国证券报》、《证券时报》、《证券日报》上海证券交易
       所网站等中国证监会指定信息披露平台做好信息披露工作,确保所有股东均能公平、公正地获得
       信息。在不涉及经营机密的基础上,在公司网站上主动刊登相关公告,使所有投资者有平等的机
       会获得信息。


       9、投资者关系管理
              公司重视并加强投资者关系管理工作,在公司股票停牌阶段,严格遵循有关法律法规和规范
       性文件的规定,认真做好投资者来访、咨询的接待工作,加强公司与投资者之间的交流与沟通,
       提高公司运作透明度,促进公司和投资者之间建立长期、稳定、相互信赖的关系,树立良好的资
       本市场形象,实现公司价值最大化和股东利益最大化。



       二、股东大会情况简介
                                     会议议案名                 决议刊登的指定网站的    决议刊登的披露日
 会议届次           召开日期                       决议情况
                                         称                           查询索引                  期
2014 年第一                         1、审议《关
次临时股东      2014 年 3 月 7 日   于拟使用部    审议通过      http://www.sse.com.cn   2014 年 3 月 8 日
大会                                分超募资金
                                                  66 / 209
                                           2014 年年度报告


                                对外投资设
                                立子公司的
                                议案》;
                                2、审议《关
                                于公司使用
                                自有资金进
                                行短期投资
                                的议案》。
                                1、审议公司
                                《 2013 年 度
                                董事会工作
                                报告》;
                                2、审议公司
                                《 2013 年 度
                                监事会工作
                                报告》;
                                3、审议公司
                                《 2013 年 度
                                财务决算报
                                告》;
                                4、审议公司
                                《 2013 年 年
                                度报告(全文
                                及摘要)》;
                                5、审议公司
                                《 2013 年 年
                                度利润分配
                                议案》;
2013 年度股   2014 年 3 月 22   6、审议公司
                                              审议通过       http://www.sse.com.cn   2014 年 3 月 25 日
东大会        日                《 2013 年 度
                                公司募集资
                                金存放与实
                                际使用情况
                                的 专 项 报
                                告》;
                                7、审议公司
                                《关于向商
                                业银行及非
                                银行金融机
                                构申请综合
                                授信额度的
                                议案》;
                                8、审议公司
                                《 关 于 2014
                                年度预计对
                                外担保及授
                                权的议案》;
                                9、审议公司
                                《关于支付
                                会计师事务

                                               67 / 209
                                           2014 年年度报告


                                所 2013 年度
                                财务审计、内
                                控审计费用
                                的议案》;
                                10、审议公司
                                《关于续聘
                                “立信会计
                                师事务所(特
                                殊 普 通 合
                                伙)”为公司
                                2014 年 度 财
                                务报告及内
                                部控制审计
                                机 构 的 议
                                案》;
                                11、宣读《独
                                立董事述职
                                报告》。
                                1、审议《关
                                于拟使用超
                                募资金永久
2014 年第二   2014 年 5 月 16   补充流动资
                                                                                     2014 年 5 月 17
次临时股东    日                金的议案》; 审议通过        http://www.sse.com.cn
大会                            2、审议《关                                          日
                                于修订<公司
                                章程>的议
                                案》。
                                1、审议《关
                                于调整公司
                                经营范围的
                                议案》;
                                2、审议《关
                                于修订<公司
                                章程>经营范
                                围的议案》;
2014 年第三
              2014 年 6 月 26   3、审议《关                                          2014 年 6 月 27
次临时股东                                     审议通过      http://www.sse.com.cn
              日                于全资子公                                           日
大会
                                司上海大智
                                慧信息科技
                                有限公司转
                                让所持民泰
                                (天津)贵金
                                属经营有限
                                公司 70%股权
                                的议案》。
                                审议《关于公
2014 年第四                     司与湘财证
              2014 年 12 月 4                                                        2014 年 12 月 5
次临时股东                      券 股 份 有 限 审议通过      http://www.sse.com.cn
大会
              日                公司签署<业
                                                                                     日
                                务合作协议>

                                               68 / 209
                                                  2014 年年度报告


                                      的议案》
                                      1、审议《关
                                      于转让所持
                                      杭州大彩网
                                      络科技有限
                                      公司 31%股权
2014 年第五                           的议案》;2、
次临时股东      2014 年 12 月 25 日   审议《关于转 审议通过           http://www.sse.com.cn     2014 年 12 月 26 日
大会                                  让所持无锡
                                      君泰贵金属
                                      合约交易中
                                      心有限公司
                                      25% 股 权 的 议
                                      案》。
       三、董事履行职责情况
       (一) 董事参加董事会和股东大会的情况
                                                                                                参加股东
                                                    参加董事会情况
                                                                                                大会情况
        董事       是否独
                             本年应参              以通讯                         是否连续两    出席股东
        姓名       立董事                亲自出                  委托出   缺席
                             加董事会              方式参                         次未亲自参    大会的次
                                         席次数                  席次数   次数
                               次数                加次数                           加会议          数
       张长虹           否          13       13        11             0       0            否           6
       张婷             否          13       13        11             0       0            否           6
       沈宇             否          13       13        11             0       0            否           6
       王玫             否          13       13        11             0       0            否           6
       王日红           否          13       13        11             0       0            否           6
       林俊波           否          13       12        11             0       1            否           0
       毛小威           是          13       13        11             0       0            否           4
       宓秀瑜           是          13       13        12             0       0            否           3
       胡润             是          13       12        10             0       1            否           2


       年内召开董事会会议次数                                                                            13
       其中:现场会议次数                                                                                 1
       通讯方式召开会议次数                                                                              11
       现场结合通讯方式召开会议次数                                                                       1

       (二) 独立董事对公司有关事项提出异议的情况
              报告期内,公司独立董事未对公司本年度的董事会议案及其他非董事会议案事项提出异议。



       四、董事会下设专门委员会在报告期内履行职责时所提出的重要意见和建议
              报告期内,公司董事会下属专门委员会积极开展工作,认真履行职责,促进了公司各项经营
       活动的顺利开展。

       五、监事会发现公司存在风险的说明
              监事会对报告期内的监督事项无异议。

                                                      69 / 209
                                     2014 年年度报告




六、公司就其与控股股东在业务、人员、资产、机构、财务等方面存在的不能保证独立性、不能
    保持自主经营能力的情况说明
    公司就其与控股股东在业务、人员、资产、机构、财务等方面不存在不能独立的情况,也不
存在不能保持自主经营能力的情况。


七、报告期内对高级管理人员的考评机制,以及激励机制的建立、实施情况
    董事会下设薪酬和考核委员会根据 2014 年公司实际完成的生产经营业绩情况,对高级管理人
员的表现和履行职责情况进行考核,使高级管理人员的薪酬收入与管理水平、经营业绩紧密挂钩,
强化了对高级管理人员的考评激励作用。
    报告期内,公司未实施股权激励。




                                         70 / 209
                                     2014 年年度报告



                               第十节        内部控制
一、内部控制责任声明及内部控制制度建设情况
    (一)内控工作概览
    2014 年,公司在总结去年工作经验的基础上,对内部控制体系进行了持续优化,完善了母公
司和各控股子公司内部控制体系的协同互动,进行了财务审计与专项审计,各项内审计划得到有
序执行。
     目前,公司已明确了各业务模块的内部控制环节,各项业务流程的内部控制得到不断加强。
内部控制的具体工作内容包括:内部控制体系的持续完善与优化、各大业务模块的风险评估、内
部控制目标的设定与审核、内部控制措施的制定与确认、内部控制措施的执行与抽样、内部控制
自评工作及年度内部控制外部审计准备与协调工作。
    (二)细化环节,排查风险
    本年度公司根据五部委联合发布的"内控规范"及《企业内部控制应用指引》等各项规定要求,
结合实际业务发展需求,对内部控制体系进行优化,细化环节排查风险。审计部在董事会审计委
员会的领导下,通过多种审计程序、技术及方法对公司各业务模块的内控循环进行了梳理,不断
改进与完善内部控制措施。
    (三)强化执行,稳定运营
    本年度公司审计部在继续进行常规财务审计、项目专项审计及内部控制梳理的基础上,强化
内部控制业务循环模块的执行工作。在全年的审计与测试中未发现重大及重要缺陷,公司的财务
数据得到公允的反映,未来公司将继续深入与细化管控措施,促进运营的健康、高效、与可持续
发展。
是否披露内部控制自我评价报告:是

二、内部控制审计报告的相关情况说明
    详见《上海大智慧股份有限公司 2014 年内部控制审计报告》。详见 http://www.sse.com.cn)
是否披露内部控制审计报告:是

三、年度报告重大差错责任追究制度及相关执行情况说明
    公司建立了《内幕信息知情人登记管理制度》、《年报信息披露重大差错责任追究制度》等,
根据相关规定在年报信息披露中,各相关人对披露内容的真实性、准确性、及时性负有各自的责
任,如果出现重大差错,将查明原因,追究当事人的责任。报告期内,公司未出现年报信息披露
重大差错。




                                         71 / 209
                            2014 年年度报告



                        第十一节 财务报告
一、审计报告

                       审 计 报 告
                                              信会师报字[2015]110131 号


上海大智慧股份有限公司全体股东:

    我们审计了后附的上海大智慧股份有限公司(以下简称上海大智慧公
司)财务报表,包括 2014 年 12 月 31 日的合并及公司资产负债表、2014
年度的合并及公司利润表、合并及公司现金流量表、合并及公司所有者权
益变动表以及财务报表附注。

     一、管理层对财务报表的责任

    编制和公允列报财务报表是上海大智慧股份公司管理层的责任。这种
责任包括:(1)按照企业会计准则的规定编制财务报表,并使其实现公允
反映;(2)设计、执行和维护必要的内部控制,以使财务报表不存在由于
舞弊或错误导致的重大错报。

     二、注册会计师的责任

    我们的责任是在执行审计工作的基础上对财务报表发表审计意见。我
们按照中国注册会计师审计准则的规定执行了审计工作。中国注册会计师
审计准则要求我们遵守中国注册会计师职业道德守则,计划和执行审计工
作以对财务报表是否不存在重大错报获取合理保证。

    审计工作涉及实施审计程序,以获取有关财务报表金额和披露的审计
证据。选择的审计程序取决于注册会计师的判断,包括对由于舞弊或错误
导致的财务报表重大错报风险的评估。在进行风险评估时,注册会计师考
虑与财务报表编制和公允列报相关的内部控制,以设计恰当的审计程序。
审计工作还包括评价管理层选用会计政策的恰当性和作出会计估计的合
理性,以及评价财务报表的总体列报。



                                72 / 209
                           2014 年年度报告




    我们相信,我们获取的审计证据是充分、适当的,为发表审计意见提
供了基础。

     三、审计意见

     我们认为,上海大智慧股份有限公司财务报表在所有重大方面按照企
业会计准则的规定编制,公允反映了上海大智慧股份公司 2014 年 12 月
31 日的合并及公司财务状况以及 2014 年度的合并及公司经营成果和现金
流量。




立信会计师事务所             中国注册会计师:姜维杰

(特殊普通合伙)




                               中国注册会计师:葛勤




                                                      二〇一五年一月二十八日




                               73 / 209
                                     2014 年年度报告




二、财务报表
                                    合并资产负债表
                                   2014 年 12 月 31 日
编制单位: 上海大智慧股份有限公司
                                                                        单位:元 币种:人民币
           项目                    附注                期末余额                期初余额
流动资产:
    货币资金                                           435,699,206.58      1,450,882,601.87
    结算备付金
    拆出资金
    以公允价值计量且其变动                               1,146,285.70
计入当期损益的金融资产
    衍生金融资产
    应收票据
    应收账款                                           77,658,871.66          69,033,350.87
    预付款项                                            8,141,615.91          19,015,410.60
    应收保费
    应收分保账款
    应收分保合同准备金
    应收利息                                             3,073,424.69         27,164,670.29
    应收股利
    其他应收款                                         424,342,558.91        177,458,896.69
    买入返售金融资产
    存货                                                  283,062.84             533,182.35
    划分为持有待售的资产
    一年内到期的非流动资产
    其他流动资产                                     1,133,419,158.09        454,000,000.00
      流动资产合计                                   2,083,764,184.38      2,198,088,112.67
非流动资产:
    发放贷款及垫款
    可供出售金融资产                                      663,464.90             515,747.20
    持有至到期投资
    长期应收款
    长期股权投资                                       203,000,000.00
    投资性房地产                                        89,903,801.62
    固定资产                                           217,224,188.90        502,005,258.62
    在建工程                                               389,795.16         67,801,657.66
    工程物资
    固定资产清理
    生产性生物资产
    油气资产
    无形资产                                           197,093,211.92        152,867,841.60
    开发支出                                                                  40,240,034.56
    商誉                                               449,567,580.02        438,960,478.73
    长期待摊费用                                        17,777,109.67         28,883,765.39
    递延所得税资产                                       1,559,987.56          5,582,164.30
    其他非流动资产
                                          74 / 209
                             2014 年年度报告


      非流动资产合计                        1,177,179,139.75    1,236,856,948.06
         资产总计                           3,260,943,324.13    3,434,945,060.73
流动负债:
    短期借款                                                      97,392,600.00
    向中央银行借款
    吸收存款及同业存放
    拆入资金
    以公允价值计量且其变动
计入当期损益的金融负债
    衍生金融负债
    应付票据
    应付账款                                    36,220,776.95      31,016,981.46
    预收款项                                   105,910,933.23     265,551,305.49
    卖出回购金融资产款
    应付手续费及佣金
    应付职工薪酬                                  255,823.58         468,526.71
    应交税费                                   16,611,876.96      20,324,858.81
    应付利息                                                          70,523.11
    应付股利
    其他应付款                                 46,513,355.89      34,908,388.05
    应付分保账款
    保险合同准备金
    代理买卖证券款
    代理承销证券款
    划分为持有待售的负债
    一年内到期的非流动负债                        444,278.82        1,411,813.68
    其他流动负债
      流动负债合计                             205,957,045.43     451,144,997.31
非流动负债:
    长期借款                                      348,545.31         834,124.95
    应付债券
    其中:优先股
           永续债
    长期应付款
    长期应付职工薪酬
    专项应付款
    预计负债
    递延收益
    递延所得税负债                             11,572,985.91      12,977,433.98
    其他非流动负债
      非流动负债合计                            11,921,531.22      13,811,558.93
         负债合计                              217,878,576.65     464,956,556.24
所有者权益
    股本                                    1,987,700,000.00    1,807,000,000.00
    其他权益工具
    其中:优先股
           永续债
    资本公积                                1,022,445,015.90    1,203,145,015.90
                                 75 / 209
                                   2014 年年度报告


    减:库存股
    其他综合收益                                     -3,283,473.37     -6,397,245.22
    专项储备
    盈余公积                                         35,061,708.21     35,061,708.21
    一般风险准备
    未分配利润                                      -14,495,836.10    -121,419,962.17
    归属于母公司所有者权益                        3,027,427,414.64   2,917,389,516.72
合计
    少数股东权益                                     15,637,332.84      52,598,987.77
        所有者权益合计                            3,043,064,747.48   2,969,988,504.49
      负债和所有者权益总计                        3,260,943,324.13   3,434,945,060.73

法定代表人:张长虹      主管会计工作负责人:王日红会计机构负责人:郭仁莉




                                       76 / 209
                                    2014 年年度报告




                                  母公司资产负债表
                                  2014 年 12 月 31 日
编制单位:上海大智慧股份有限公司
                                                                       单位:元 币种:人民币
           项目                   附注                期末余额                期初余额
流动资产:
    货币资金                                          215,876,649.06      1,219,971,033.14
    以公允价值计量且其变动
计入当期损益的金融资产
    衍生金融资产
    应收票据
    应收账款                                          33,212,493.96         148,918,648.38
    预付款项                                           3,757,307.67           7,386,688.97
    应收利息                                           3,073,424.69          27,145,458.54
    应收股利
    其他应收款                                        394,773,912.38         27,243,333.14
    存货
    划分为持有待售的资产
    一年内到期的非流动资产
    其他流动资产                                      979,024,497.69        159,000,000.00
      流动资产合计                                  1,629,718,285.45      1,589,665,162.17
非流动资产:
    可供出售金融资产
    持有至到期投资
    长期应收款
    长期股权投资                                    1,171,187,623.11      1,210,944,749.89
    投资性房地产                                       66,815,288.15
    固定资产                                           82,410,325.19        140,878,747.27
    在建工程                                              139,795.16         66,740,979.66
    工程物资
    固定资产清理
    生产性生物资产
    油气资产
    无形资产                                          12,766,512.03          58,117,750.07
    开发支出                                                                 40,240,034.56
    商誉
    长期待摊费用                                      15,384,534.47          27,362,304.40
    递延所得税资产
    其他非流动资产
      非流动资产合计                                1,348,704,078.11      1,544,284,565.85
         资产总计                                   2,978,422,363.56      3,133,949,728.02
流动负债:
    短期借款                                                                 40,000,000.00
    以公允价值计量且其变动
计入当期损益的金融负债
    衍生金融负债
    应付票据

                                         77 / 209
                                   2014 年年度报告


    应付账款                                         229,098,488.63      24,391,512.17
    预收款项                                          73,403,175.32     203,570,720.55
    应付职工薪酬
    应交税费                                           4,698,181.42        4,632,680.18
    应付利息                                                                  70,523.11
    应付股利
    其他应付款                                       223,228,410.61     38,592,432.69
    划分为持有待售的负债
    一年内到期的非流动负债                                                  988,950.00
    其他流动负债
      流动负债合计                                   530,428,255.98     312,246,818.70
非流动负债:
    长期借款
    应付债券
    其中:优先股
           永续债
    长期应付款
    长期应付职工薪酬
    专项应付款
    预计负债
    递延收益
    递延所得税负债
    其他非流动负债
      非流动负债合计
         负债合计                                    530,428,255.98     312,246,818.70
所有者权益:
    股本                                          1,987,700,000.00    1,807,000,000.00
    其他权益工具
    其中:优先股
           永续债
    资本公积                                      1,022,445,015.90    1,203,145,015.90
    减:库存股
    其他综合收益
    专项储备
    盈余公积                                         35,061,708.21       35,061,708.21
    未分配利润                                     -597,212,616.53     -223,503,814.79
所有者权益合计                                    2,447,994,107.58    2,821,702,909.32
负债和所有者权益总计                              2,978,422,363.56    3,133,949,728.02

法定代表人:张长虹      主管会计工作负责人:王日红会计机构负责人:郭仁莉




                                       78 / 209
                                  2014 年年度报告




                                   合并利润表
                                 2014 年 1—12 月
                                                                   单位:元 币种:人民币
             项目               附注                本期发生额          上期发生额
一、营业总收入                                      820,451,544.82      894,262,281.52
     其中:营业收入                                 820,451,544.82      894,262,281.52
           利息收入
           已赚保费
           手续费及佣金收入
二、营业总成本                                    1,602,659,915.75    1,123,257,325.28
     其中:营业成本                                 397,684,378.35      175,689,396.20
           利息支出
           手续费及佣金支出
           退保金
           赔付支出净额
           提取保险合同准备
金净额
           保单红利支出
           分保费用
           营业税金及附加                            18,784,777.65       27,991,033.43
           销售费用                                 589,830,937.31      455,788,693.65
           管理费用                                 603,253,151.76      525,603,991.76
           财务费用                                 -44,310,474.22      -60,897,973.27
           资产减值损失                              37,417,144.90         -917,816.49
     加:公允价值变动收益(损                         8,754,332.09
失以“-”号填列)
         投资收益(损失以                           918,317,670.80      233,021,583.34
“-”号填列)
         其中:对联营企业和
合营企业的投资收益
         汇兑收益(损失以
“-”号填列)
三、营业利润(亏损以“-”                          144,863,631.96        4,026,539.58
号填列)
     加:营业外收入                                  37,913,216.01       39,102,686.33
     其中:非流动资产处置利                             151,549.49

     减:营业外支出                                   2,677,573.37          208,051.39
     其中:非流动资产处置损                             280,103.87           33,561.08

四、利润总额(亏损总额以                            180,099,274.60       42,921,174.52
“-”号填列)
     减:所得税费用                                  41,623,447.68       18,727,501.73
五、净利润(净亏损以“-”                          138,475,826.92       24,193,672.79
号填列)
     归属于母公司所有者的净                         106,924,126.07       11,661,405.57
利润
     少数股东损益                                    31,551,700.85       12,532,267.22
                                       79 / 209
                                   2014 年年度报告


六、其他综合收益的税后净额                             3,113,771.85      -3,092,603.69
     归属母公司所有者的其他                            3,113,771.85      -3,092,603.69
综合收益的税后净额
         (一)以后不能重分
分类进损益的其他综合收益
             1.重新计量设定
受益计划净负债或净资产的变

             2.权益法下在被
投资单位不能重分类进损益的
其他综合收益中享有的份额
         (二)以后将重分类                            3,113,771.85      -3,092,603.69
进损益的其他综合收益
             1.权益法下在被
投资单位以后将重分类进损益
的其他综合收益中享有的份额
             2.可供出售金融                             147,717.70         -54,280.35
资产公允价值变动损益
             3.持有至到期投
资重分类为可供出售金融资产
损益
             4.现金流量套期
损益的有效部分
             5.外币财务报表                            2,966,054.15      -3,038,323.34
折算差额
             6.其他
     归属于少数股东的其他综
合收益的税后净额
  七、综合收益总额                                   141,589,598.77      21,101,069.10
     归属于母公司所有者的综                          110,037,897.92       8,568,801.88
合收益总额
     归属于少数股东的综合收                          31,551,700.85       12,532,267.22
益总额
八、每股收益:
     (一)基本每股收益(元/                                  0.054               0.006
股)
     (二)稀释每股收益(元/                                  0.054               0.006
股)

定代表人:张长虹      主管会计工作负责人:王日红会计机构负责人:郭仁莉




                                       80 / 209
                                   2014 年年度报告




                                   母公司利润表
                                  2014 年 1—12 月
                                                                       单位:元 币种:人民币
             项目                附注                本期发生额             上期发生额
一、营业收入                                         331,845,452.06         648,071,808.90
    减:营业成本                                     429,939,357.57           79,700,479.97
         营业税金及附加                                12,612,765.00          19,094,728.44
         销售费用                                    329,052,263.36         295,211,526.02
         管理费用                                    333,496,984.95         385,911,427.11
         财务费用                                    -43,887,578.19         -59,982,848.48
         资产减值损失                                  35,947,701.39            -804,294.68
    加:公允价值变动收益(损
失以“-”号填列)
         投资收益(损失以
                                                     376,589,668.92           8,421,722.67
“-”号填列)
         其中:对联营企业和
                                                      34,881,633.89
合营企业的投资收益
二、营业利润(亏损以“-”
                                                   -388,726,373.10          -62,637,486.81
号填列)
    加:营业外收入                                    12,824,836.89          22,903,988.59
         其中:非流动资产处
                                                         151,549.49
置利得
    减:营业外支出                                     1,759,221.43               5,100.00
         其中:非流动资产处
                                                         207,968.59
置损失
三、利润总额(亏损总额以“-”
                                                   -377,660,757.64          -39,738,598.22
号填列)
    减:所得税费用                                    -3,951,955.90
四、净利润(净亏损以“-”
                                                   -373,708,801.74          -39,738,598.22
号填列)
五、其他综合收益的税后净额
    (一)以后不能重分类进
损益的其他综合收益
         1.重新计量设定受益
计划净负债或净资产的变动
         2.权益法下在被投资
单位不能重分类进损益的其他
综合收益中享有的份额
    (二)以后将重分类进损
益的其他综合收益
         1.权益法下在被投资
单位以后将重分类进损益的其
他综合收益中享有的份额
         2.可供出售金融资产
公允价值变动损益
         3.持有至到期投资重
分类为可供出售金融资产损益
         4.现金流量套期损益
                                        81 / 209
                                    2014 年年度报告


的有效部分
         5.外币财务报表折算
差额
         6.其他
六、综合收益总额                                   -373,708,801.74     -39,738,598.22
七、每股收益:
     (一)基本每股收益(元/
股)
     (二)稀释每股收益(元/
股)

法定代表人:张长虹       主管会计工作负责人:王日红会计机构负责人:郭仁莉




                                        82 / 209
                                 2014 年年度报告




                                合并现金流量表
                                2014 年 1—12 月
                                                                单位:元 币种:人民币
             项目              附注                本期发生额           上期发生额
一、经营活动产生的现金流量:
    销售商品、提供劳务收到                         851,026,142.28      926,104,554.95
的现金
    客户存款和同业存放款项
净增加额
    向中央银行借款净增加额
    向其他金融机构拆入资金
净增加额
    收到原保险合同保费取得
的现金
    收到再保险业务现金净额
    保户储金及投资款净增加

    处置以公允价值计量且其
变动计入当期损益的金融资产
净增加额
    收取利息、手续费及佣金
的现金
    拆入资金净增加额
    回购业务资金净增加额
    收到的税费返还                                   4,643,236.74          978,136.87
    收到其他与经营活动有关
                                                   269,014,632.72      270,667,985.85
的现金
       经营活动现金流入小计                      1,124,684,011.74    1,197,750,677.67
    购买商品、接受劳务支付
                                                   286,895,099.09      161,399,135.78
的现金
    客户贷款及垫款净增加额
    存放中央银行和同业款项
净增加额
    支付原保险合同赔付款项
的现金
    支付利息、手续费及佣金
的现金
    支付保单红利的现金
    支付给职工以及为职工支
                                                   418,641,648.40      329,237,530.76
付的现金
    支付的各项税费                                  79,185,857.58       53,004,859.85
    支付其他与经营活动有关
                                                   870,800,020.83      731,209,158.39
的现金
       经营活动现金流出小计                      1,655,522,625.90    1,274,850,684.78
         经营活动产生的现金
                                                 -530,838,614.16       -77,100,007.11
流量净额
二、投资活动产生的现金流量:
    收回投资收到的现金                           7,566,194,142.22    1,292,700,000.00
                                      83 / 209
                                   2014 年年度报告


    取得投资收益收到的现金                           125,874,528.00     233,021,583.34
    处置固定资产、无形资产
和其他长期资产收回的现金净                             4,744,640.87          37,258.73

    处置子公司及其他营业单
                                                     430,330,004.65
位收到的现金净额
    收到其他与投资活动有关
的现金
       投资活动现金流入小计                        8,127,143,315.74   1,525,758,842.07
    购建固定资产、无形资产
                                                      68,564,249.11     238,686,674.95
和其他长期资产支付的现金
    投资支付的现金                                 8,195,939,744.78   1,597,700,000.00
    质押贷款净增加额
    取得子公司及其他营业单
                                                      96,707,194.60     216,148,906.71
位支付的现金净额
    支付其他与投资活动有关
                                                     140,778,046.42
的现金
       投资活动现金流出小计                        8,501,989,234.91   2,052,535,581.66
         投资活动产生的现金
                                                    -374,845,919.17   -526,776,739.59
流量净额
三、筹资活动产生的现金流量:
    吸收投资收到的现金                                 1,200,000.00     21,600,000.00
    其中:子公司吸收少数股
                                                       1,200,000.00     21,600,000.00
东投资收到的现金
    取得借款收到的现金                                                  97,392,600.00
    发行债券收到的现金
    收到其他与筹资活动有关
的现金
       筹资活动现金流入小计                            1,200,000.00     118,992,600.00
    偿还债务支付的现金                                97,856,764.50         367,169.62
    分配股利、利润或偿付利
                                                      15,076,028.27        9,830,433.54
息支付的现金
    其中:子公司支付给少数
                                                      14,571,937.21        9,320,458.74
股东的股利、利润
    支付其他与筹资活动有关
的现金
       筹资活动现金流出小计                          112,932,792.77     10,197,603.16
         筹资活动产生的现金
                                                    -111,732,792.77     108,794,996.84
流量净额
四、汇率变动对现金及现金等
                                                       2,233,930.81     -2,844,205.65
价物的影响
五、现金及现金等价物净增加
                                                  -1,015,183,395.29   -497,925,955.51

    加:期初现金及现金等价
                                                   1,450,882,601.87   1,948,808,557.38
物余额
六、期末现金及现金等价物余
                                                     435,699,206.58   1,450,882,601.87


法定代表人:张长虹      主管会计工作负责人:王日红会计机构负责人:郭仁莉
                                       84 / 209
                                  2014 年年度报告




                                母公司现金流量表
                                2014 年 1—12 月
                                                                      单位:元 币种:人民币
             项目               附注                本期发生额             上期发生额
一、经营活动产生的现金流量:
     销售商品、提供劳务收到的
                                                     333,147,148.85        610,838,445.42
现金
     收到的税费返还                                                             10,807.17
     收到其他与经营活动有关
                                                     793,734,450.61        126,356,127.17
的现金
       经营活动现金流入小计                       1,126,881,599.46         737,205,379.76
     购买商品、接受劳务支付的
                                                     227,448,808.24         68,773,354.87
现金
     支付给职工以及为职工支
                                                     254,957,763.20        193,282,361.49
付的现金
     支付的各项税费                                   15,721,947.42         17,331,046.39
     支付其他与经营活动有关
                                                     903,297,304.54        431,491,893.04
的现金
       经营活动现金流出小计                       1,401,425,823.40         710,878,655.79
         经营活动产生的现金
                                                    -274,544,223.94         26,326,723.97
流量净额
二、投资活动产生的现金流量:
     收回投资收到的现金                           4,396,630,000.00         516,700,000.00
     取得投资收益收到的现金                          29,401,793.20           8,421,722.67
     处置固定资产、无形资产和
                                                     116,691,335.04             16,647.08
其他长期资产收回的现金净额
     处置子公司及其他营业单
位收到的现金净额
     收到其他与投资活动有关
的现金
       投资活动现金流入小计                       4,542,723,128.24         525,138,369.75
     购建固定资产、无形资产和
                                                      55,658,288.14        191,846,034.36
其他长期资产支付的现金
     投资支付的现金                               5,176,400,644.78         810,335,000.00
     取得子公司及其他营业单
                                                                            75,346,433.22
位支付的现金净额
     支付其他与投资活动有关
的现金
       投资活动现金流出小计                       5,232,058,932.92       1,077,527,467.58
         投资活动产生的现金
                                                    -689,335,804.68       -552,389,097.83
流量净额
三、筹资活动产生的现金流量:
     吸收投资收到的现金
     取得借款收到的现金                                                       40,000,000.00
     收到其他与筹资活动有关
的现金
       筹资活动现金流入小计                                                 40,000,000.00
     偿还债务支付的现金                               40,000,000.00
                                       85 / 209
                                    2014 年年度报告


     分配股利、利润或偿付利息
                                                         220,008.00         132,004.80
支付的现金
     支付其他与筹资活动有关
的现金
       筹资活动现金流出小计                            40,220,008.00        132,004.80
         筹资活动产生的现金
                                                      -40,220,008.00     39,867,995.20
流量净额
四、汇率变动对现金及现金等
                                                           5,652.54          96,317.78
价物的影响
五、现金及现金等价物净增加
                                                   -1,004,094,384.08   -486,098,060.88

     加:期初现金及现金等价物
                                                    1,219,971,033.14   1,706,069,094.02
余额
六、期末现金及现金等价物余
                                                      215,876,649.06   1,219,971,033.14


法定代表人:张长虹       主管会计工作负责人:王日红会计机构负责人:郭仁莉




                                        86 / 209
                                                                        2014 年年度报告




                                                                   合并所有者权益变动表
                                                                     2014 年 1—12 月
                                                                                                                                        单位:元   币种:人民币
                                                                                                      本期

                                                                                 归属于母公司所有者权益
         项目                                                                                                                             少数股东    所有者权
                                         其他权益工具          资本公   减:库     其他综    专项储   盈余公   一般风   未分配              权益        益合计
                           股本                                                                                                  其他
                                    优先股   永续债     其他     积       存股     合收益      备       积     险准备     利润
一、上年期末余额           1,807,                              1,203,                                 35,061            -121,4   -6,794   52,598,98   2,969,988
                           000,00                              542,41                                 ,708.2            19,962   ,647.3        7.77     ,504.49
                             0.00                                8.00                                      1               .17
                                                                                                                                      2
加:会计政策变更                                               -397,4               -6,397                                       6,794,
                                                                02.10               ,245.2                                       647.32
                                                                                         2
    前期差错更正
    同一控制下企业合并
    其他
二、本年期初余额           1,807,                              1,203,               -6,397            35,061            -121,4            52,598,98   2,969,988
                           000,00                              145,01               ,245.2            ,708.2            19,962                 7.77     ,504.49
                             0.00                                5.90                    2                 1               .17
三、本期增减变动金额(减   180,70                              -180,7               3,113,                              106,92            -36,961,6   73,076,24
少以“-”号填列)         0,000.                              00,000               771.85                              4,126.                54.93        2.99
                               00                                 .00                                                       07
(一)综合收益总额                                                                  3,113,                              106,92            31,551,70   141,589,5
                                                                                    771.85                              4,126.                 0.85       98.77
                                                                                                                            07
(二)所有者投入和减少                                                                                                                    20,278,33   20,278,33
资本                                                                                                                                           6.72        6.72
1.股东投入的普通股                                                                                                                       1,200,000   1,200,000
                                                                                                                                                .00         .00
2.其他权益工具持有者投
入资本

                                                                            87 / 209
                                            2014 年年度报告




3.股份支付计入所有者权
益的金额
4.其他                                                                          19,078,33   19,078,33
                                                                                      6.72        6.72
(三)利润分配                                                                   -88,791,6   -88,791,6
                                                                                     92.50       92.50
1.提取盈余公积
2.提取一般风险准备
3.对所有者(或股东)的                                                          -88,791,6   -88,791,6
分配                                                                                 92.50       92.50
4.其他
(四)所有者权益内部结    180,70   -180,7
转                        0,000.   00,000
                              00      .00
1.资本公积转增资本(或   180,70   -180,7
股本)                    0,000.   00,000
                              00      .00
2.盈余公积转增资本(或
股本)
3.盈余公积弥补亏损
4.其他
(五)专项储备
1.本期提取
2.本期使用
(六)其他
四、本期期末余额          1,987,   1,022,             -3,283   35,061   -14,49   15,637,33   3,043,064
                          700,00   445,01             ,473.3   ,708.2   5,836.        2.84     ,747.48
                            0.00     5.90                  7        1       10




                                                88 / 209
                                                                        2014 年年度报告




                                                                                                      上期

                                                                                 归属于母公司所有者权益
         项目                                                                                                                             少数股东   所有者权
                                         其他权益工具          资本公   减:库     其他综    专项储   盈余公   一般风   未分配              权益       益合计
                           股本                                                                                                  其他
                                    优先股   永续债     其他     积       存股     合收益      备       积     险准备     利润
一、上年期末余额           1,390,                              1,620,                                 35,061            -133,0   -3,756   4,185,97   2,913,006
                           000,00                              596,69                                 ,708.2            81,367   ,323.9       2.61     ,687.45
                             0.00                                8.35                                      1               .74
                                                                                                                                      8
加:会计政策变更                                               -451,6               -3,304                                       3,756,
                                                                82.45               ,641.5                                       323.98
                                                                                         3
    前期差错更正
    同一控制下企业合并
    其他
二、本年期初余额           1,390,                              1,620,               -3,304            35,061            -133,0            4,185,97   2,913,006
                           000,00                              145,01               ,641.5            ,708.2            81,367                2.61     ,687.45
                             0.00                                5.90                    3                 1               .74
三、本期增减变动金额(减   417,00                              -417,0               -3,092                              11,661            48,413,0   56,981,81
少以“-”号填列)         0,000.                              00,000               ,603.6                              ,405.5               15.16        7.04
                               00                                 .00                    9                                   7
(一)综合收益总额                                                                  -3,092                              11,661            12,532,2   21,101,06
                                                                                    ,603.6                              ,405.5               67.22        9.10
                                                                                         9                                   7
(二)所有者投入和减少                                                                                                                    35,880,7   35,880,74
资本                                                                                                                                         47.94        7.94
1.股东投入的普通股                                                                                                                       21,600,0   21,600,00
                                                                                                                                             00.00        0.00
2.其他权益工具持有者投
入资本
3.股份支付计入所有者权
益的金额
4.其他                                                                                                                                   14,280,7   14,280,74
                                                                                                                                             47.94        7.94
(三)利润分配

                                                                            89 / 209
                                                                     2014 年年度报告




1.提取盈余公积
2.提取一般风险准备
3.对所有者(或股东)的
分配
4.其他
(四)所有者权益内部结    417,00                            -417,0
转                        0,000.                            00,000
                              00                               .00
1.资本公积转增资本(或   417,00                            -417,0
股本)                    0,000.                            00,000
                              00                               .00
2.盈余公积转增资本(或
股本)
3.盈余公积弥补亏损
4.其他
(五)专项储备
1.本期提取
2.本期使用
(六)其他
四、本期期末余额          1,807,                            1,203,             -6,397                35,061           -121,4                 52,598,9   2,969,988
                          000,00                            145,01             ,245.2                ,708.2           19,962                    87.77     ,504.49
                            0.00                              5.90                  2                     1              .17


法定代表人:张长虹          主管会计工作负责人:王日红会计机构负责人:郭仁莉


                                                                母公司所有者权益变动表
                                                                    2014 年 1—12 月
                                                                                                                                          单位:元   币种:人民币
                                                                                         本期
          项目                                   其他权益工具                                          其他综合                             未分配利    所有者权
                               股本                                        资本公积     减:库存股                专项储备     盈余公积
                                        优先股     永续债        其他                                    收益                                   润        益合计
一、上年期末余额            1,807,000                                      1,203,145                                           35,061,7     -223,503    2,821,702
                              ,000.00                                        ,015.90                                              08.21      ,814.79      ,909.32
                                                                         90 / 209
                                        2014 年年度报告




加:会计政策变更
    前期差错更正
    其他
二、本年期初余额            1,807,000         1,203,145   35,061,7   -223,503   2,821,702
                              ,000.00           ,015.90      08.21    ,814.79     ,909.32
三、本期增减变动金额(减    180,700,0         -180,700,              -373,708   -373,708,
少以“-”号填列)              00.00            000.00               ,801.74      801.74
(一)综合收益总额                                                   -373,708   -373,708,
                                                                      ,801.74      801.74
(二)所有者投入和减少资

1.股东投入的普通股
2.其他权益工具持有者投入
资本
3.股份支付计入所有者权益
的金额
4.其他
(三)利润分配
1.提取盈余公积
2.对所有者(或股东)的分

3.其他
(四)所有者权益内部结转    180,700,0         -180,700,
                                00.00            000.00
1.资本公积转增资本(或股   180,700,0         -180,700,
本)                            00.00            000.00
2.盈余公积转增资本(或股
本)
3.盈余公积弥补亏损
4.其他
  (五)专项储备
1.本期提取
2.本期使用
(六)其他
四、本期期末余额            1,987,700         1,022,445   35,061,7   -597,212   2,447,994
                                            91 / 209
                                                                   2014 年年度报告




                              ,000.00                                      ,015.90                                         08.21    ,616.53     ,107.58



                                                                                      上期
          项目                                   其他权益工具                                     其他综合                         未分配利   所有者权
                              股本                                       资本公积    减:库存股              专项储备   盈余公积
                                        优先股     永续债       其他                                收益                               润       益合计
一、上年期末余额            1,390,000                                    1,620,145                                      35,061,7   -183,765   2,861,441
                              ,000.00                                      ,015.90                                         08.21    ,216.57     ,507.54
加:会计政策变更
    前期差错更正
    其他
二、本年期初余额            1,390,000                                    1,620,145                                      35,061,7   -183,765   2,861,441
                              ,000.00                                      ,015.90                                         08.21    ,216.57     ,507.54
三、本期增减变动金额(减    417,000,0                                    -417,000,                                                 -39,738,   -39,738,5
少以“-”号填列)              00.00                                       000.00                                                   598.22       98.22
(一)综合收益总额                                                                                                                 -39,738,   -39,738,5
                                                                                                                                     598.22       98.22
(二)所有者投入和减少资

1.股东投入的普通股
2.其他权益工具持有者投入
资本
3.股份支付计入所有者权益
的金额
4.其他
(三)利润分配
1.提取盈余公积
2.对所有者(或股东)的分

3.其他
(四)所有者权益内部结转    417,000,0                                    -417,000,
                                00.00                                       000.00
1.资本公积转增资本(或股   417,000,0                                    -417,000,
本)                            00.00                                       000.00

                                                                       92 / 209
                                                                2014 年年度报告




 2.盈余公积转增资本(或股
 本)
 3.盈余公积弥补亏损
 4.其他
   (五)专项储备
 1.本期提取
 2.本期使用
 (六)其他
 四、本期期末余额            1,807,000                                1,203,145   35,061,7   -223,503   2,821,702
                               ,000.00                                  ,015.90      08.21    ,814.79     ,909.32
法定代表人:张长虹           主管会计工作负责人:王日红会计机构负责人:郭仁莉




                                                                    93 / 209
                                                                2014 年年度报告




三、公司基本情况
1.   公司概况

           上海大智慧股份有限公司(原名“上海大智慧投资咨询有限公司”、“上海大智慧网络技术有限公司”),成立于 2000 年 12 月 14 日,原注册资
       本 100 万元,由张长虹、上海奈心科技发展有限公司(以下简称“奈心科技公司”)分别出资 45 万元、55 万元共同组建。
       2002 年 11 月,公司注册资本增加至 2,200 万元,由张长虹增资 1,935 万元、张婷增资 165 万元。2007 年 6 月,奈心科技公司将所持大智慧股份公
       司的全部股权转让给张婷,转让后张长虹持股 1,980 万元,占注册资本的 90%;张婷持股 220 万元,占注册资本的 10%。
           2009 年 8 月,张长虹将所持 12.82%股权转让给张志宏、王永辉等 33 名自然人;张婷将所持 1%股权转让给张志宏。转让后,张长虹持股 1,697.96
       万元,占注册资本的 77.18%;张婷持股 198 万元,占注册资本的 9%;张志宏、王永辉等 33 名自然人持股 304.04 万元,占注册资本的 13.82%。
           2009 年 8 月,公司注册资本由 2,200 万元增加至 2,514.29 万元,增资款由新湖中宝股份有限公司、苏州金沙江创业投资管理有限公司以现金
       方式投入。新湖中宝股份有限公司投入 35,200 万元,其中出资款 276.58 万元,溢价款 34,923.42 万元;苏州金沙江创业投资管理有限公司投入 4,800
       万元,其中出资款 37.71 万元,溢价款 4,762.29 万元。增资后,张长虹持股 1,697.96 万元,占注册资本的 67.53%;张婷持股 198 万元,占注册资
       本的 7.87%;新湖中宝股份有限公司持股 276.58 万元,占注册资本的 11.00%;苏州金沙江创业投资管理有限公司持股 37.71 万元,占注册资本的
       1.50%;张志宏、王永辉等 33 名自然人持股 304.04 万元,占注册资本的 12.10%。
           2009 年 10 月,张婷将所持 1%股权转让给苏州金沙江创业投资管理有限公司,张长虹将所持 1.5%股权转让给王杰等 4 名自然人。转让后,
       张长虹持股 1,660.2529 万元,占注册资本的 66.03%;张婷持股 172.8571 万元,占注册资本的 6.87%;新湖中宝股份有限公司持股 276.58 万元,
       占注册资本的 11.00%;苏州金沙江创业投资管理有限公司持股 62.8529 万元,占注册资本的 2.50%;张志宏、王永辉等 37 名自然人持股 341.7471
       万元,占注册资本的 13.60%。
           2009 年 12 月,公司以 2009 年 10 月 31 日经审计后的净资产 517,225,150.75 元为依据折股,折合股份 45,000 万股,每股面值 1 元,注册资本
       计人民币 45,000 万元。2009 年 12 月 9 日公司整体变更为股份有限公司,公司名称变更为“上海大智慧股份有限公司”。
           2010 年 3 月,公司以资本公积人民币 67,225,150.75 元、未分配利润人民币 67,774,849.25 元,合计人民币 13,500 万元转增股本。
           2011 年根据公司 2010 年第三次临时股东大会决议,并经中国证券监督管理委员会证监许可(2010)1900 号文核准,公司向社会公开发行人

                                                                    94 / 209
                                                         2014 年年度报告




民币普通股(A 股)增加注册资本人民币 1.1 亿元,变更后的注册资本为人民币 69,500 万元。2011 年 2 月 15 日,公司已办妥了注册变更的工商
变更登记手续。
    2012 年 5 月,根据公司 2012 年第三次临时股东大会决议和修改后章程的规定,公司增加注册资本人民币 69,500 万元,由资本公积转增股本,
并于 2012 年 6 月 14 日完成工商变更登记。
    根据公司 2013 年第二次临时股东大会决议及修改后章程的规定,公司以资本公积转增股本,增加注册资本金人民币 41,700 万元,并于 2013
年 9 月 11 日完成工商变更登记。
    截止 2013 年 12 月 31 日,公司股本总数为 180,700 万股,有限售条件股份为 115,550.6053 万股,占股份总数的 63.95%,无限售条件股份为
65,149.3947 万股,占股份总数的 36.05%。
    2014 年 1 月 28 日张长虹持有的 1,004,356,961.40 股、张婷持有的 104,568,547.20 股及张志宏持有的 46,580,544.40 股,已全部解除限售。
    2014 年 4 月,公司以资本公积人民币 180,700,000.00 元转增资本,并于 2014 年 5 月 26 日完成工商变更登记。
    截止 2014 年 12 月 31 日,公司股本总数为 198,770.00 万股,均为无限售条件股份。
    经营范围:计算机软件服务,第二类增值电信业务中的信息服务业务(不含固定网电话信息服务),互联网证券期货讯息类视听节目,计算机
系统服务,数据处理,计算机、软件及辅助设备的零售,网络测试、网络运行维护,房地产咨询(不得从事经纪),自有房屋租赁,会议服务、创意服
务、动漫设计;设计、制作各类广告,利用自有媒体发布广告,网络科技(不得从事科技中介),投资咨询,企业策划设计,电视节目制作、发行。
(依法须经批准的项目,经相关部门批准后方可开展经营活动)
注册地址:上海市张江高科技园区郭守敬路 498 号浦东软件园 14 幢 22301-130 座,总部办公地:上海市浦东新区杨高南路 428 号 1 号楼。
    法定代表人:张长虹。




                                                             95 / 209
                                                        2014 年年度报告




公司的基本组织架构为:

  薪酬与考核委员会                   股东大会
                                                            监事会

     战略委员会
                                      董事会                                    董事会秘书

     提名委员会


     审计委员会
                                      总经理




              财务总监                                               副总经理
                                                                        ÷




                               行        销                                         董
        审               财    政        售        产         运        技          事
        计               务    人        服        品         维        术          会
        部               中    事        务        中         中        中          办
                         心    中        中        心         心        心          公
                               心        心                                         室




本财务报表业经公司全体董事于 2015 年 1 月 28 日批准报出。